UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
13F
Form 13F COVER PAGE
Report for the Calendar Year of Quarter ended: JUNE 30,1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAVID A. ROCKER
Address: 45 ROCKEFELLER PLAZA
NEW YORK, NY 10111
Form 13F File Number: 28-3470
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report
Is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statement, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. ROCKER
Title: GENERAL PARTNER
Phone: 212-397-1220
Signature, Place, and Date of Signing:
David A. Rocker NEW YORK, NY AUGUST 6, 1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE.(Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting managers(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 39
Form 13F Information Table Value Total: $ 176,025
(thousands)
List of Other Inlcluded Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
heading and list entries.]
No. Form 13F File Number Name
1 28-3470 MARC C. COHODES
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER TITLE OF CLASS CUSIP X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------- -------------- --------- ------- -------- --- ---- ------- -------- ---- -------- ------
3DFX INTERACTIVE INC COMMON 88553X103 1711 109,500 SH OTHER 01 0 109500
BANC OF AMERICA CORP. PUT 060505954 2933 40,000 SH PUT OTHER 01 0 40000
Brookstone Inc. COMMON 114537103 6124 395,100 SH OTHER 01 0 395100
BOWNE & CO INC. COMMON 103043105 14044 1,050,000 SH OTHER 01 0 1050000
CAMBELL RESOURCES INC COMMON 134422104 3288 10,521,700 SH OTHER 01 0 10521700
CHINA TELECOM PUT 169428109 1140 20,000 SH PUT OTHER 01 0 20000
C-CUBE MICROSYSTEMS INC. COMMON 125015107 11667 368,200 SH OTHER 01 0 368200
DATA TRANSMISSION NETWORK COMMON 238017107 1617 57,500 SH OTHER 01 0 57500
DATA TRANSMISSION NETWORK PUT 238017957 1744 62,000 SH PUT OTHER 01 0 62000
DELL COMPUTER CORP COMMON 247025109 1739 47,000 SH OTHER 01 0 47000
DELL COMPUTER CORP PUT 247025959 8140 220,000 SH PUT OTHER 01 0 220000
DIAMONDS TR COMMON 252787106 6563 60,000 SH OTHER 01 0 60000
EINSTEIN NOAH BAGELS CORP COMMON 282577105 62 64,000 SH OTHER 01 0 64000
FASTENAL CORP COMMON 311900104 440 8,400 SH OTHER 01 0 8400
FASTENAL CORP PUT 311900954 524 10,000 SH PUT OTHER 01 0 10000
GAP INC PUT 364760958 2267 45,000 SH PUT OTHER 01 0 45000
GENESIS MICROCHIP COMMON 371933102 3173 134,300 SH OTHER 01 0 27700 106600
GENESIS MICROCHIP PUT 371933952 1477 62,500 SH PUT OTHER 01 0 62500
HIBBETT SPORTING GOODS COMMON 428565105 2633 119,700 SH OTHER 01 0 84700 35000
HOME DEPOT PUT 437076952 3383 52,500 SH PUT OTHER 01 0 52500
HOMESTAKE MINING COMMON 437614100 1756 214,500 SH OTHER 01 0 214500
IOMEGA INC PUT 462030957 32084 6,498,100 SH PUT OTHER 01 0 6498100
LERNOUT & HAUSPIE SPEECH COMMON B5628B104 5348 150,900 SH OTHER 01 0 25500 125400
LERNOUT & HAUSPIE SPEECH PUT B5628B954 532 15,000 SH PUT OTHER 01 0 15000
LHS GROUP COMMON 501938104 2412 72,800 SH OTHER 01 0 2500 70300
LHS GROUP PUT 501938954 31949 964,500 SH PUT OTHER 01 0 964500
MERRILL LYNCH & CO PUT 590188958 1590 20,000 SH PUT OTHER 01 0 20000
MIM CORP COMMON 553044108 92 37,700 SH OTHER 01 0 37700
NASDAQ 100 TR COMMON 631100104 3458 30,000 SH OTHER 01 0 30000
NVDIA COMMON 67066G104 2379 124,400 SH OTHER 01 0 124400
OAK TECH COMMON 671802106 7321 2,019,700 SH OTHER 01 0 2019700
OPTA FOOD INGR. INC COMMON 68381N105 3287 1,031,300 SH OTHER 01 0 1031300
RITE AID CORP PUT 767754954 616 25,000 SH PUT OTHER 01 0 25000
SABRATEK PUT 78571U958 656 30,000 SH PUT OTHER 01 0 30000
STANDARD PACIFIC CORP COMMON 85375C101 1625 125,000 SH OTHER 01 0 125000
STEWART ENTERPRISES PUT 860370955 510 35,000 SH PUT OTHER 01 0 35000
SUNRISE ASSISTED LIVING COMMON 86768K106 907 26,000 SH OTHER 01 0 26000
TII INDUSTRIES COMMON 872479209 621 326,000 SH OTHER 01 0 326000
UNITED INTL HOLDINGS INC COMMON 910734102 4213 62,300 SH OTHER 01 0 62300
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