UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
13F
Form 13F COVER PAGE
Report for the Calendar Year of Quarter ended: MARCH 31, 1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAVID A. ROCKER
Address: 45 ROCKEFELLER PLAZA
NEW YORK, NY 10111
Form 13F File Number: 28-3470
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report
Is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statement, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. ROCKER
Title: GENERAL PARTNER
Phone: 212-397-1220
Signature, Place, and Date of Signing:
David A. Rocker NEW YORK, NY May 6, 1999
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE.(Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting managers(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 35
Form 13F Information Table Value Total: $ 158,665
(thousands)
List of Other Inlcluded Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
heading and list entries.]
No. Form 13F File Number Name
1 28-3470 MARC C. COHODES
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PUT CALL DSCRETN MANAGERS SOLE SHARED NONE
- -------------------------- -------------- --------- ------- ------- --- ---- ------- -------- ------ ------ ------
3DFX INTERACTIVE COM 88553X953 5469 437500 SH OTHER 01 437500
AMAZON.COM PUT 023135956 5166 30000 SH PUT OTHER 01 30000
BORDERS GROUPS INC COM 099709107 3797 270000 SH OTHER 01 270000
Brookstone Inc. COM 114537103 4530 358800 SH OTHER 01 358800
BOWNE & CO INC. COM 103043105 6024 515400 SH OTHER 01 515400
CAMBELL RESOURCES INC COM 134422104 2720 8703000 SH OHTER 01 8703000
COMPUTER CONCEPTS CORP COM 204897300 95 40000 SH OTHER 01 40000
COCA COLA COM 191216100 1841 30000 SH OTHER 01 30000
COCA COLA PUT 191216950 10059 163900 SH PUT OTHER 01 163900
C-CUBE MICROSYSTEMS INC. COM 125015107 7295 368200 SH OTHER 01 368200
DATA TRANSMISSION NETWORK COM 238017107 358 15000 SH OTHER 01 15000
DATA TRANSMISSION NETWORK PUT 238017957 7222 302500 SH PUT OTHER 01 302500
DELL COMPUTER CORP. PUT 247025959 10628 260000 SH PUT OTHER 01 260000
EGGHEAD.COM INC PUT 282330959 909 50000 SH PUT OTHER 01 50000
EINSTEIN NOAH BAGELS CORP. COM 282577105 84 64000 SH OTHER 01 19000 45000
ECLIPSE SURGICAL TECH COM 278849104 189 18000 SH OTHER 01 18000
EXPRESS SCRIPTS CALL 302182900 1934 22500 SH CALL OTHER 01 22500
EXPRESS SCRIPTS PUT 302182950 6145 71500 SH PUT OTHER 01 71500
FASTENAL CORP PUT 311900954 3506 100000 SH PUT OTHER 01 100000
HIBBETT SPORTING GOODS COM 428565105 1044 50000 SH OTHER 01 50000
Homestake Mining Co. COM 437614100 988 114500 SH OTHER 01 114500
IOMEGA INC PUT 462030957 33879 6610500 SH PUT OTHER 01 6610500
LERNOUT & HAUSPIE SPEECH PROD PUT B5628B954 26625 887500 SH PUT OTHER 01 887500
LHS GROUP COM 501938104 598 20400 SH OTHER 01 20400
LHS GROUP PUT 501938954 733 25000 SH PUT OTHER 01 25000
NEWMONT MINING CORP COM 651639106 3728 213000 SH OTHER 01 213000
NETWORK ASSOCS INC COM 640938106 3551 115700 SH OTHER 01 115700
OAK TECH. COM 671802106 98 32000 SH OTHER 01 32000
OPTA FOOD INGREDIENTS COM 68381N105 2779 1097750 SH OTHER 01 1097750
OPTI INC. COM 683960108 216 38000 SH OTHER 01 38000
STEWART ENTERPRISES PUT 860370955 1124 70000 SH PUT OTHER 01 70000
STORAGE TECHNOLOGY COM 862111200 209 7500 SH OTHER 01 7500
TEL SAVE.COM INC COM 879176105 354 33900 SH OTHER 01 33900
TIII INDUSTRIES COM 872479209 530 326000 SH OTHER 01 326000
WALGREEN CO PUT 931422959 4238 150000 SH PUT OTHER 01 150000
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