TYPE 13F-HR
PERIOD 09/30/00
FILER
CIK 0000898373
CCC 6u$fhfxf
SUBMISSION-CONTACT
NAME Nicolo Lisciandra
PHONE 973-467-3545
FORM 13F
FORM 13F COVER PAGE
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
13F
Form 13F COVER PAGE
Report for the Calendar Year of Quarter ended: SEPTEMBER 30,2000
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAVID A. ROCKER
Address: 45 ROCKEFELLER PLAZA
NEW YORK, NY 10111
Form 13F File Number: 28-3470
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report
Is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statement, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. ROCKER
Title: GENERAL PARTNER
Phone: 212-397-1220
Signature, Place, and Date of Signing:
David A. Rocker NEW YORK, NY NOVEMBER 10, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE.(Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting managers(s).)
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 28
Form 13F Information Table Value Total: $ 214,035
(thousands)
List of Other Inlcluded Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
heading and list entries.]
No. Form 13F File Number Name
1 28-3470 MARC C. COHODES
<PAGE>
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALLDSCRETN MANAGERS SOLE SHARED NONE
------------------------------------------------------- ----------- ------------------------------------------------------ --------
3DFX INTERACTIVE INC. COM 88553X103 16,408 3,365,695 SH OTHER 01 3,365,695
ACTION PERFORMANCE COM 004933107 186 54,000 SH OTHER 01 10,000 44,000
ACTIVISION COM 004930202 28,651 1,910,060 SH OTHER 01 1,910,060
ALCOA INC. COM 013817101 6,564 259,300 SH OTHER 01 259,300
BOWNE AND COMPANY INC. COM 103043105 14,614 1,498,900 SH OTHER 01 1,498,900
Brookstone Inc. COM 114537103 9,721 694,350 SH OTHER 01 694,350
CAMBELL RESOURCES INC COM 134422104 734 1,305,350 SH OTHER 01 1,305,350
CASY GENERAL STORES, INC. COM 147528103 46,454 3,573,363 SH OTHER 01 3,573,363
C-CUBE MICROSYSTEMS INC NE COM 125015107 3,225 157,300 SH OTHER 01 157,300
CHILDRENS PLACE COM 168905107 1,506 58,500 SH OTHER 01 13,000 45,500
CHOICEPOINT INC. COM 170388102 14,506 316,200 SH OTHER 01 316,200
Digital Island 6% 2/15/05 SUB NT CV 25385NAA9 288 5,000 SH OTHER 01 5,000
ESTEE LAUDER COS. INC. PUT 518439954 3,663 100,000 SH PUT OTHER 01 100,000
HARMONIC LIGHTWAYS COM 413160102 2,049 85,366 SH OTHER 01 85,366
Homestake Mining Co. COM 437614100 2,806 541,000 SH OTHER 01 541,000
Internet Cap Group 5.5% 12 SUB NT CV 46059CAA4 514 10,000 SH OTHER 01 10,000
LAUNCH MEDIA COM 518567102 3,264 479,100 SH OTHER 01 479,100
LERNOUT & HAUSPIE SPEECH PUT B5628B954 656 50,000 SH PUT OTHER 01 50,000
Metromedia Intl Group 7.25 PFD CONV 591695200 444 18,000 SH OTHER 01 18,000
NASDAQ 100 SHARES COM 631100104 40,353 455,000 SH OTHER 01 189,900265,100
OPEN TEXT COM 683715106 1,079 55,700 SH OTHER 01 55,700
OPTA Food Ingredients Inc. COM 68381N105 1,870 880,000 SH OTHER 01 880,000
RUBIO'S RESTURANT INC. COM 78116B102 4,441 747,950 SH OTHER 01 747,950
S THREE INC. COM 784849101 2,621 254,200 SH OTHER 01 254,200
STREAMLINE.COM INC. COM 863239109 320 640,100 SH OTHER 01 640,100
THE STREET.COM INC. COM 88368Q103 6,140 1,364,338 SH OTHER 01 1,364,338
TII INDUSTRIES COM 872479209 640 315,300 SH OTHER 01 315,300
TRIKON COM 896187408 318 22,500 SH OTHER 01 22,500
</TABLE>
/TEXT
/DOCUMENT
/SUBMISSION
