UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
13F
Form 13F COVER PAGE
Report for the Calendar Year of Quarter ended: MARCH 31,2000
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: DAVID A. ROCKER
Address: 45 ROCKEFELLER PLAZA
NEW YORK, NY 10111
Form 13F File Number: 28-3470
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report
Is authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statement, schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: DAVID A. ROCKER
Title: GENERAL PARTNER
Phone: 212-397-1220
Signature, Place, and Date of Signing:
David A. Rocker NEW YORK, NY MAY 8, 2000
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE.(Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting managers(s).)
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 39
Form 13F Information Table Value Total: $ 330,495
(thousands)
List of Other Inlcluded Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
All institutional investment managers with respect to which this report is
filed, other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
heading and list entries.]
No. Form 13F File Number Name
1 28-3470 MARC C. COHODES
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FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALLDSCRETN MANAGERS SOLE SHARED NONE
- ----------------------------------------------------- --------- ------------------------------------------------------ --------
3DFX INTERACTIVE INC. COM 88553X103 12,474 1,044,928 SH OTHER 01 1,044,928
AON CORPORATION COM 037389103 2,096 65,000 SH OTHER 01 65,000
BOWNE AND COMPANY INC. COM 103043105 18,688 1,451,500 SH OTHER 01 1,451,500
BOWNE AND COMPANY INC. CALL 103043905 2,575 200,000 SH CALL OTHER 01 200,000
Brookstone Inc. COM 114537103 12,317 703,800 SH OTHER 01 703,800
BUFFETS INC. COM 119882108 1,928 213,500 SH OTHER 01 213,500
CAMPBELL RESOURCES INC COM 134422104 3,57014,985,500 SH OTHER 01 14,985,500
CASY GENERAL STORES, INC. COM 147528103 38,848 3,572,200 SH OTHER 01 3,572,200
C-CUBE MICROSYTEMS INC. COM 125015107 11,453 157,300 SH OTHER 01 157,300
CENTEX CORP. COM 152312104 2,596 109,000 SH OTHER 01 109,000
CHILDRENS PLACE COM 168905107 2,618 183,700 SH OTHER 01 1,700 182,000
CHOICEPOINT INC. COM 170388102 8,720 233,300 SH OTHER 01 233,300
COCA COLA PUT 191216950 4,694 100,000 SH PUT OTHER 01 100,000
EINSTEIN NOAH BAGELS CORP COM 282577105 17 64,000 SH OTHER 01 13,300 50,700
EVEREST RE GROUP LTD COM G3223R108 2,202 67,500 SH OTHER 01 67,500
FASTENAL CO COM 311900104 833 17,400 SH OTHER 01 17,400
FASTENAL CO PUT 311900954 2,394 50,000 SH PUT OTHER 01 50,000
GENESIS MICROCHIP COM 371933102 3,226 148,300 SH OTHER 01 0 148,300
HOME DEPOT PUT 437076952 6,450 100,000 SH PUT OTHER 01 100,000
Homestake Mining Co. COM 437614100 3,600 600,000 SH OTHER 01 600,000
HUTCHINSON TECHNOLOGIES COM 448407106 3,305 187,500 SH OTHER 01 187,500
INGRAM MICRO INC. CL-A 457153104 11,505 748,300 SH OTHER 01 748,300
KAUFMAN AND BOARD HOME CO COM 486168107 4,097 191,100 SH OTHER 01 191,100
LERNOUT & HAUSPIE SPEECH P COM B5628B104 62,178 562,700 SH OTHER 01 412,700 150,000
LHS GROUP COM 501938104 4,032 89,600 SH OTHER 01 89,600
MASCO CORPORATION COM 574599106 10,027 489,100 SH OTHER 01 489,100
NASDAQ 100 SHARES COM 631100104 31,208 285,000 SH OTHER 01 285,000
OPTA Food Ingredients Inc. COM 68381N105 2,027 800,800 SH OTHER 01 800,800
OPEN TEXT COM 683715106 16,253 547,470 SH OTHER 01 547,470
PAINEWEBBER GROUP INC COM 695629105 2,310 52,500 SH OTHER 01 52,500
RUBIO'S RESTURANT INC. COM 78116B102 4,929 691,800 SH OTHER 01 691,800
Sharper Image Corp. COM 820013100 5,255 429,000 SH OTHER 01 429,000
STANDARD PACIFIC CORPOR. COM 85375C101 3,419 341,900 SH OTHER 01 341,900
STONE & WEBSTER INC. COM 861572105 6,838 471,600 SH OTHER 01 471,600
STREAMLINE.COM INC. COM 863239109 4,425 769,600 SH OTHER 01 769,600
THQ INC COM 872443403 1,559 87,200 SH OTHER 01 87,200
THE STREET.COM INC. COM 88368Q103 10,969 1,177,828 SH OTHER 01 1,047,828 130,000
TII INDUSTRIES COM 872479209 713 326,000 SH OTHER 01 326,000
UNITED GLOBALCOM INC. CL-A CL-A 913247508 4,151 55,300 SH OTHER 01 55,300
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