|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: KANAWHA CAPITAL MANAGEMENT INC /VA, 13F-HR, 1999-08-09 |
Next: CIC ASSET MANAGEMENT INC /CA, 13F-HR, 1999-08-09 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.L. Kaplan Associates, LLC
222 Berkeley Street, Suite 2010
Boston, MA 02216
13F File Number: 28-3472
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this report on behalf of Reporting Manager:
Name: James L. Kaplan
Title: President
Phone: 617-542-1655
Signature, Place, and Date of Signing:
Boston, MA August 9, 1999
Report Type (check only one):
[x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT.
List other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
List of Other Included Managers:
No. 13F File Number Name
None.
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 5703 125680 SH SOLE 1000 124680
AIRBORNE FGHT COM 009266107 9050 326875 SH SOLE 9300 317575
ALIANT COMMUNICATION COM 016090102 351 7600 SH SOLE 7600
AMERICAN GENERAL COM 026351106 290 3843 SH SOLE 3843
AMERICAN HOME PRODUCTS COM 026609107 533 9288 SH SOLE 9288
AMERICAN INT'L GROUP COM 026874107 6849 58418 SH SOLE 675 57743
AMERITECH COM 030954101 1933 26295 SH SOLE 800 25495
AMGEN COM 031162100 6285 103240 SH SOLE 103240
ANDREW CORP COM 034425108 21221 1120600 SH SOLE 13300 1107300
APPLEBEES INTL COM 037899101 15254 506350 SH SOLE 506350
APTARGROUP COM 038336103 328 10925 SH SOLE 10925
ARROW ELECTRS COM 042735100 4905 258150 SH SOLE 258150
AVIATION SALES COM 053672101 18492 468150 SH SOLE 6900 461250
BANCTEC INC COM 059784108 9257 516060 SH SOLE 516060
BARR LABORATORIES INC COM 068306109 9616 241150 SH SOLE 7300 233850
BARRY R G CORP COM 068798107 2662 322700 SH SOLE 322700
BECTON DICKINSON COM 075887109 1252 41736 SH SOLE 41736
BELL ATLANTIC COM 077853109 337 5154 SH SOLE 5154
BELLSOUTH CORP COM 079860102 9349 202682 SH SOLE 8600 194082
BELO A.H. COM 080555105 976 49550 SH SOLE 11500 38050
BERRY PETE CL A COM 233 16750 SH SOLE 16750
BJS WHOLESALE CLUB COM 05548J106 14446 480521 SH SOLE 14400 466121
BP AMOCO PLC ADR COM 110889409 345 3180 SH SOLE 3180
BRISTOL MYERS SQUIBB COM 110122108 5540 78652 SH SOLE 78652
C&D TECHNOLOGIES COM 124661109 19122 624395 SH SOLE 11000 613395
CAMBREX CORP COM 132011107 25785 982300 SH SOLE 10200 972100
CARPENTER TECH COM 144285103 5078 177770 SH SOLE 600 177170
CASCADE NAT GAS COM 147339105 296 15600 SH SOLE 300 15300
CASE CORP COM 14743R103 5403 112265 SH SOLE 600 111665
CEDAR FAIR L P COM 150185106 576 23100 SH SOLE 23100
CENTURA BKS INC COM 15640T100 4155 73700 SH SOLE 73700
CHAMPION ENTERPRISES COM 158496109 9793 525800 SH SOLE 800 525000
CHARTER ONE FINANCIAL COM 160903100 1909 68650 SH SOLE 9000 59650
CHASE INDUSTRIES COM 161568100 6413 760115 SH SOLE 15000 745115
CHEVRON CORPORATION COM 166751107 901 9473 SH SOLE 9473
CHROMCRAFT REVINGTON COM 171117104 1392 96400 SH SOLE 14400 82000
CITIGROUP COM 173034109 768 16165 SH SOLE 16165
CNB BANCSHARES COM 126126101 15902 278985 SH SOLE 278985
COACHMEN INDS COM 189873102 23071 992300 SH SOLE 11000 981300
DALLAS SEMICONDUCTOR COM 235204104 8455 166600 SH SOLE 200 166400
DANA CORP COM 235811106 9475 205700 SH SOLE 7100 198600
DEERE & CO COM 244199105 431 11000 SH SOLE 11000
DENTSPLY INTERNATIONAL COM 249030107 19088 661050 SH SOLE 10400 650650
DISNEY (WALT) CO. COM 254687106 538 17450 SH SOLE 17450
DRESS BARN COM 261570105 8707 544200 SH SOLE 15000 529200
ESTERLINE TECHNOLOGIES COM 297425100 13114 912290 SH SOLE 912290
EXXON CORP COM 302290101 1430 18546 SH SOLE 18546
FEDERAL NATL MTG ASSN COM 313586109 6991 102430 SH SOLE 102430
FEDERAL SIGNAL COM 313855108 17012 802920 SH SOLE 11500 791420
FILENES BASEMENT COM 316866102 58 40540 SH SOLE 40540
FLEET FINL GROUP COM 338915101 3918 88290 SH SOLE 6800 81490
FLEETWOOD ENTERPRISES COM 339099103 1792 67800 SH SOLE 67800
FLOWSERVE CORP COM 34354P105 10172 537160 SH SOLE 537160
FORD MTR COM 345370100 302 5356 SH SOLE 5356
FRONTIER INS GRP COM 359081106 6181 402040 SH SOLE 7260 394780
GANNETT COM 364730101 8115 113700 SH SOLE 800 112900
GENERAL DYNAMICS COM 369550108 262 3800 SH SOLE 3800
GENERAL ELEC COM 369604103 2611 23103 SH SOLE 23103
GP STRATEGIES CORP COM COM 36225V104 7075 808600 SH SOLE 808600
GREY ADVERTISING INC COM 397838103 633 1900 SH SOLE 1900
GROUP 1 AUTOMOTIVE COM 398905109 22736 1076240 SH SOLE 16900 1059340
GTE CORP COM 362320103 291 3850 SH SOLE 3850
HEALTH CARE REIT COM 42217K106 302 13000 SH SOLE 13000
HELMERICH & PAYNE INC COM 423452101 309 13100 SH SOLE 13100
HOLOPHANE CORP COM 43645b106 4689 122980 SH SOLE 122980
HON INDS INC COM 438092108 14991 513600 SH SOLE 1000 512600
HUTTON TEL TR UT1ST TXFREE10 COM 447900101 61 10000 SH SOLE 10000
INSTRON CORP COM 457776102 3993 197170 SH SOLE 15000 182170
INTERMET CORP COM 45881K104 6467 427600 SH SOLE 427600
INTERNATIONAL BUS MACH COM 459200101 347 2684 SH SOLE 2684
JOHNSON & JOHNSON COM 478160104 1845 18825 SH SOLE 18825
KEANE INC COM COM 486665102 766 33850 SH SOLE 33850
KERR MCGEE CORP COM 492386107 519 10350 SH SOLE 100 10250
KEY PRODUCTION COM 493138101 5728 623450 SH SOLE 623450
KNIGHT RIDDER INC COM COM 499040103 1105 20075 SH SOLE 100 19975
KOLLMORGEN CORP COM 500440102 10784 718900 SH SOLE 14500 704400
LANCASTER COLONY CORP COM 513847103 22854 662440 SH SOLE 6500 655940
LINCARE HLDGS INC COM 532791100 10544 421750 SH SOLE 9400 412350
MACK-CALI REALTY COM 554489104 1811 58525 SH SOLE 400 58125
MAPICS INC COM 564910107 5509 521600 SH SOLE 521600
MARSHALL INDS COM 572393106 7543 209900 SH SOLE 209900
MAXWELL SHOE INC COM 577766108 3569 393800 SH SOLE 393800
MAY DEPT STORES COM 577778103 2542 62181 SH SOLE 62181
MCDONALDS COM 580135101 216 5250 SH SOLE 5250
MCN CORP COM 55267J100 1012 48790 SH SOLE 800 47990
MERCK & CO COM 589331107 891 12100 SH SOLE 12100
MICROSOFT CORP COM 594918104 379 4200 SH SOLE 4200
MINNESOTA MNG & MFG COM 604059105 259 2984 SH SOLE 2984
MOBIL CORP COM 607059102 302 3051 SH SOLE 3051
MORGAN J & P COM 616880100 2003 14259 SH SOLE 100 14159
MTS SYS CORP COM 553777103 7422 609000 SH SOLE 609000
NATIONAL SEMICONDUCTOR COM 637640103 7953 314200 SH SOLE 11600 302600
NCI BUILDING SYS COM 628852105 17074 798800 SH SOLE 12000 786800
NORFOLK SOUTHERN COM 655844108 2302 76400 SH SOLE 76400
NORTH FORK BANCORP INC COM 659424105 539 25200 SH SOLE 12000 13200
OAK INDS COM 671400505 8540 194640 SH SOLE 6000 188640
OHIO CAS CORP COM 677240103 676 18700 SH SOLE 18700
OLD REPUBLIC INTL COM 680223104 2606 150503 SH SOLE 9675 140828
OMNICOM GROUP COM 681919106 8805 110060 SH SOLE 6800 103260
PACIFIC GULF PPTYS COM 694396102 6776 299490 SH SOLE 299490
PFIZER INC COM 717081103 1551 14226 SH SOLE 14226
PPG INDS COM 693506107 5506 93225 SH SOLE 4400 88825
PROSPERITY BANCSHARES COM COM 743606105 317 21700 SH SOLE 21700
QUIXOTE CORP COM 749056107 5243 430200 SH SOLE 21200 409000
RALCORP HLDGS COM 751028101 15866 983950 SH SOLE 12500 971450
REGAL BELOIT CORP COM 758750103 2961 125350 SH SOLE 7000 118350
RELIANCE STEEL & ALUM COM 759509102 10253 262910 SH SOLE 8700 254210
RELIASTAR COM 75952U103 429 9800 SH SOLE 9800
RENAISSANCE RE HLDGS COM G7496G103 8486 229350 SH SOLE 229350
REPUBLIC BANCORP COM 760282103 13470 886912 SH SOLE 14560 872352
REYNOLDS & REYNOLDS COM 761695105 21612 927040 SH SOLE 6400 920640
ROBBINS & MYERS COM 770196103 8815 395080 SH SOLE 7500 387580
ROSS STORES COM 778296103 748 14850 SH SOLE 14850
ROYAL DUTCH PETE COM 780257705 324 5380 SH SOLE 5380
ROYCE VALUE TR COM 780910105 587 44268 SH SOLE 44268
RYAN'S FAMILY STK HSE COM 783519101 4607 396300 SH SOLE 600 395700
SAFECO CORP COM 786429100 845 19140 SH SOLE 19140
SANTA FE ENERGY TR RCPT DEP UN COM 802013102 192 10600 SH SOLE 1000 9600
SCHERING PLOUGH CORP COM 806605101 245 4662 SH SOLE 4662
SEAGATE TECHNOLOGY COM 811804103 1513 59048 SH SOLE 5000 54048
SHELL TRANS&TRAD PLC COM 822703609 2894 62400 SH SOLE 3000 59400
SILICON VY GROUP COM 827066101 19235 1144100 SH SOLE 12900 1131200
SJNB FINL CORP COM 784273104 1423 47050 SH SOLE 47050
SOUTHTRUST CORP COM 844730101 1886 49150 SH SOLE 600 48550
SOVEREIGN BANCORP INC COM 845905108 518 42700 SH SOLE 42700
SPORT SUPPLY GROUP INS COM 848915104 4144 409260 SH SOLE 25000 384260
SPX CORP COM 784635104 3845 46054 SH SOLE 1944 44110
ST PAUL COS INC COM COM 792860108 309 9706 SH SOLE 9706
STEWART&STEVENSON COM 860342104 18900 1239325 SH SOLE 9200 1230125
SUIZA FOODS CORP COM COM 865077101 6993 167000 SH SOLE 6900 160100
TIDEWATER COM 886423102 12558 411740 SH SOLE 400 411340
TIMKEN CO COM 887389104 8229 422000 SH SOLE 13600 408400
TRANSTECHNOLOGY COM 240 12200 SH SOLE 12200
TRICO MARINE SVCS COM 896106101 6012 916050 SH SOLE 916050
TRINITY INDS COM 896522109 10216 304960 SH SOLE 5600 299360
TRW INC COM 872649108 6247 113845 SH SOLE 3800 110045
U.S. AIRWAYS GROUP COM 911905107 6591 151290 SH SOLE 5100 146190
UNION CARBIDE COM 905581104 1872 38400 SH SOLE 38400
UNION PLANTERS COM 908068109 2935 65675 SH SOLE 4000 61675
UNITED DOMINION INDS COM 909914103 6419 264700 SH SOLE 300 264400
UNOCAL CORP COM 915289102 3998 100900 SH SOLE 700 100200
UST CORP COM 902900109 21663 716131 SH SOLE 1000 715131
VARIAN INC COM 922206107 2555 189290 SH SOLE 4500 184790
VARIAN MEDICAL SYSTEMS COM 92220P105 4790 189690 SH SOLE 4500 185190
VARIAN SEMICONDUCTOR COM 922207105 2672 157190 SH SOLE 900 156290
VINTAGE PETROLEUM COM 927460105 10252 953660 SH SOLE 10000 943660
WILLIAMS COS INC COM 969457100 530 12450 SH SOLE 7300 5150
WOODHEAD INDS COM 979438108 2897 236450 SH SOLE 236450
WYNN'S INTERNATIONAL COM 983195108 10844 588155 SH SOLE 15187 572968
XEROX CORP COM 984121103 332 5622 SH SOLE 5622
YOUNG & RUBICAM COM 987425105 2642 58150 SH SOLE 58150
NISOURCE INC 629140302 440 8920 SH SOLE 8920
INVESCO INDUSTRIAL INCOME FUND MUT 46127Y106 205 12347.716SH SOLE 12347.716
</TABLE>
|
|