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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.L. Kaplan Associates, LLC
222 Berkeley Street, Suite 2010
Boston, MA 02216
13F File Number: 28-3472
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this report on behalf of Reporting Manager:
Name: James L. Kaplan
Title: President
Phone: 617-442-1655
Signature, Place, and Date of Signing:
Boston, MA April 27, 1999
Report Type (check only one):
[x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT.
List other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
List of Other Included Managers:
No. 13F File Number Name
None.
<TABLE>
VALUE SHARES/ SH/ PUT/ INVSTMT -----VOTING AUTHORITY-----
NAME OF ISSUER -TITLE OF CLASS- --CUSIP-- (x$1000) PRN AMT PRN CALL DSCRETN -MANAGERS- SOLE SHARED NONE
<C> <C>
D ABBOTT LABORATORIES COM 002824100 6010 128380 SH SOLE 1000 127380
D ALIANT COMMUNICATION COM 016090102 3199 78150 SH SOLE 78150
D AMERICAN GENERAL COM 026351106 271 3843 SH SOLE 3843
D AMERICAN HOME PRODUCTS COM 026609107 671 10288 SH SOLE 10288
D AMERICAN INT'L GROUP COM 026874107 7193 59630 SH SOLE 675 58955
D AMERITECH COM 030954101 1654 28695 SH SOLE 800 27895
D AMGEN COM 031162100 8289 110710 SH SOLE 110710
D ANDREW CORP COM 034425108 6004 487650 SH SOLE 13300 474350
D APPLEBEES INTL COM 037899101 10473 422100 SH SOLE 422100
D AVIATION SALES COM 053672101 6953 156250 SH SOLE 156250
D BANCTEC INC COM 059784108 6351 515785 SH SOLE 8500 507285
D BARR LABORATORIES INC COM 068306109 4238 138950 SH SOLE 7600 131350
D BARRY R G CORP COM 068798107 3492 382700 SH SOLE 382700
D BECTON DICKINSON COM 075887109 1599 41736 SH SOLE 41736
D BELL ATLANTIC COM 077853109 266 5154 SH SOLE 5154
D BELLSOUTH CORP COM 079860102 8441 210702 SH SOLE 8600 202102
D BELO A H CORP COM 080555105 942 51600 SH SOLE 11500 40100
D BJS WHOLESALE CLUB COM 05548J106 13327 506491 SH SOLE 14400 492091
D BP AMOCO PLC ADR COM 110889409 321 3180 SH SOLE 3180
D BRISTOL MYERS SQUIBB COM 110122108 5249 81852 SH SOLE 81852
D C&D TECHNOLOGIES COM 124661109 8728 350870 SH SOLE 11000 339870
D CAMBREX CORP COM 132011107 16526 746950 SH SOLE 10200 736750
D CARPENTER TECH COM 144285103 4269 164570 SH SOLE 600 163970
D CASCADE NAT GAS COM 147339105 233 15600 SH SOLE 300 15300
D CASE CORP COM 14743R103 3030 119390 SH SOLE 600 118790
D CEDAR FAIR L P COM 150185106 585 23300 SH SOLE 23300
D CHAMPION ENTERPRISES COM 158496109 3873 199900 SH SOLE 800 199100
D CHARTER ONE FINANCIAL COM 160903100 1781 61700 SH SOLE 9000 52700
D CHASE INDUSTRIES COM 161568100 5281 692590 SH SOLE 15000 677590
D CHEVRON CORPORATION COM 166751107 807 9097 SH SOLE 9097
D CHROMCRAFT REVINGTON COM 171117104 1423 96500 SH SOLE 14400 82100
D CITIGROUP COM 173034109 695 10879 SH SOLE 10879
D CNB BANCSHARES COM 126126101 6291 156305 SH SOLE 156305
D COACHMEN INDS COM 189873102 15204 741650 SH SOLE 11000 730650
D CPAC INC COM 126145101 1140 154600 SH SOLE 5600 149000
D D & N FINL CORP COM 232864108 6789 298400 SH SOLE 8000 290400
D DALLAS SEMICONDUCTOR COM 235204104 6771 175300 SH SOLE 200 175100
D DANA CORP COM 235811106 8077 212550 SH SOLE 7100 205450
D DEERE & CO COM 244199105 448 11600 SH SOLE 11600
D DENTSPLY INTERNATIONAL INC COM 249030107 9287 399450 SH SOLE 10400 389050
D DISNEY (WALT) CO. COM 254687106 482 15500 SH SOLE 15500
D DRESS BARN COM 261570105 7284 524950 SH SOLE 15000 509950
D ESTERLINE TECHNOLOGIES COM 297425100 5070 391850 SH SOLE 391850
D EXXON CORP COM 302290101 1331 18856 SH SOLE 18856
D FEDERAL NATL MTG ASSN COM 313586109 6740 97330 SH SOLE 97330
D FEDERAL SIGNAL COM 313855108 10945 524320 SH SOLE 11500 512820
D FILENES BASEMENT COM 316866102 77 40540 SH SOLE 40540
D FLEET FINL GROUP COM 338915101 3335 88640 SH SOLE 6800 81840
D FLEETWOOD ENTERPRISES COM 339099103 2067 72200 SH SOLE 72200
D FLOWSERVE CORP COM 34354P105 2647 170060 SH SOLE 170060
D FORD MTR COM 345370100 253 4456 SH SOLE 4456
D FRONTIER INS GRP COM 359081106 4992 420405 SH SOLE 7260 413145
D GANNETT COM 364730101 7743 122900 SH SOLE 800 122100
D GENERAL DYNAMICS COM 369550108 244 3800 SH SOLE 3800
D GENERAL ELEC COM 369604103 2639 23853 SH SOLE 23853
D GP STRATEGIES CORP COM COM 36225V104 3955 222800 SH SOLE 222800
D GROUP 1 AUTOMOTIVE COM 398905109 20560 837040 SH SOLE 16900 820140
D GTE CORP COM 362320103 281 4650 SH SOLE 4650
D HEALTH CARE REIT COM 42217K106 284 13200 SH SOLE 13200
D HOLOPHANE CORP COM 43645b106 3080 139980 SH SOLE 10500 129480
D HON INDS INC COM COM 438092108 6631 302250 SH SOLE 1000 301250
D HONEYWELL INC. COM 438506107 804 10600 SH SOLE 10600
D HUTTON TEL TR UT1ST TXFREE10 COM 447900101 53 10000 SH SOLE 10000
D INSTRON CORP COM 457776102 3182 200420 SH SOLE 15000 185420
D INTERNATIONAL BUS MACH COM 459200101 211 1192 SH SOLE 1192
D JOHNSON & JOHNSON COM 478160104 1891 20225 SH SOLE 20225
D KEANE INC COM COM 486665102 506 23750 SH SOLE 23750
D KERR MCGEE CORP COM 492386107 326 9950 SH SOLE 100 9850
D KEY PRODUCTION COM 493138101 3760 527650 SH SOLE 527650
D KNIGHT RIDDER INC COM COM 499040103 636 12725 SH SOLE 100 12625
D KOLLMORGEN CORP COM 500440102 7358 588650 SH SOLE 14500 574150
D LANCASTER COLONY CORP COM 513847103 12612 473690 SH SOLE 6500 467190
D LSI LOGIC CORP COM 502161102 5293 169700 SH SOLE 14000 155700
D MACK-CALI REALTY COM 554489104 1724 58675 SH SOLE 400 58275
D MAPICS INC COM 564910107 2156 280500 SH SOLE 280500
D MARSHALL INDS COM 572393106 2955 218900 SH SOLE 218900
D MAXWELL SHOE INC COM 577766108 3039 352350 SH SOLE 352350
D MAY DEPT STORES COM 577778103 2670 68232 SH SOLE 68232
D MCDONALDS COM 580135101 242 5350 SH SOLE 5350
D MCN CORP COM 55267J100 808 50290 SH SOLE 800 49490
D MERCK & CO COM 589331107 1042 13000 SH SOLE 13000
D MICROSOFT CORP COM 594918104 381 4250 SH SOLE 4250
D MINNESOTA MNG & MFG COM 604059105 246 3484 SH SOLE 3484
D MOBIL CORP COM 607059102 282 3201 SH SOLE 3201
D MORGAN J & P COM 616880100 1846 14959 SH SOLE 100 14859
D MTS SYS CORP COM 553777103 5360 529400 SH SOLE 529400
D NATIONAL SEMICONDUCTOR COM 637640103 3140 337150 SH SOLE 11600 325550
D NCI BUILDING SYS COM 628852105 11441 486850 SH SOLE 12000 474850
D NORFOLK SOUTHERN COM 655844108 2078 78800 SH SOLE 78800
D OAK INDS COM 671400505 6471 203800 SH SOLE 6000 197800
D OHIO CAS CORP COM 677240103 710 18200 SH SOLE 18200
D OLD REPUBLIC INTL COM 680223104 2782 152453 SH SOLE 9675 142778
D OMNICOM GROUP COM 681919106 9022 112860 SH SOLE 6800 106060
D PACIFIC GULF PPTYS COM 694396102 3393 188490 SH SOLE 188490
D PAXAR CORP COM 704227107 2585 347500 SH SOLE 347500
D PFIZER INC COM 717081103 1981 14276 SH SOLE 14276
D PPG INDS COM 693506107 5104 99585 SH SOLE 4400 95185
D PROCTER & GAMBLE COM 742718109 299 3058 SH SOLE 3058
D QUIXOTE CORP COM 749056107 4160 365700 SH SOLE 21200 344500
D RALCORP HLDGS COM 751028101 10967 577200 SH SOLE 577200
D REGAL BELOIT CORP COM 758750103 2625 145350 SH SOLE 7000 138350
D RELIANCE STEEL & ALUM COM 759509102 6879 238760 SH SOLE 8700 230060
D RELIASTAR COM 75952U103 418 9800 SH SOLE 9800
D RENAISSANCE RE HLDGS COM G7496G103 5321 152300 SH SOLE 152300
D REYNOLDS & REYNOLDS COM 761695105 16425 864490 SH SOLE 6400 858090
D ROBBINS & MYERS COM 770196103 7170 412680 SH SOLE 7500 405180
D ROSS STORES COM 778296103 594 13550 SH SOLE 13550
D ROYAL DUTCH PETE COM 780257705 301 5780 SH SOLE 5780
D ROYCE VALUE TR COM 780910105 529 46759 SH SOLE 46759
D RYAN'S FAMILY STK HSE COM 783519101 5043 418050 SH SOLE 600 417450
D SAFECO CORP COM 786429100 818 20240 SH SOLE 20240
D SANTA FE ENERGY TR RCPT DEP UN COM 802013102 185 10800 SH SOLE 1000 9800
D SCHERING PLOUGH CORP COM 806605101 401 7262 SH SOLE 7262
D SEAGATE TECHNOLOGY COM 811804103 1762 59598 SH SOLE 5000 54598
D SHELL TRANS&TRAD PLC COM 822703609 2568 63200 SH SOLE 3000 60200
D SILICON VY GROUP COM 827066101 8184 664700 SH SOLE 12900 651800
D SJNB FINL CORP COM 784273104 1550 56350 SH SOLE 56350
D SOUTHTRUST CORP COM 844730101 1848 49525 SH SOLE 600 48925
D SPORT SUPPLY GROUP INS COM 848915104 3324 409160 SH SOLE 25000 384160
D SPX CORP COM 784635104 2586 51278 SH SOLE 1944 49334
D ST PAUL COS INC COM COM 792860108 261 8406 SH SOLE 8406
D ST. JOHN'S KNITS COM 790289102 2851 108110 SH SOLE 9400 98710
D STEWART&STEVENSON SVCS COM 860342104 5025 653675 SH SOLE 9200 644475
D TIDEWATER COM 886423102 3569 137940 SH SOLE 400 137540
D TIMKEN CO COM 887389104 6939 427000 SH SOLE 13600 413400
D TRICO MARINE SVCS COM 896106101 4896 860850 SH SOLE 860850
D TRINITY INDS COM 896522109 4249 144660 SH SOLE 5600 139060
D TRW INC COM 872649108 5490 120650 SH SOLE 3800 116850
D TSI INC COM 872876107 186 22900 SH SOLE 22900
D U.S. AIRWAYS GROUP COM 911905107 6999 143390 SH SOLE 5100 138290
D UNION CARBIDE COM 905581104 1850 40950 SH SOLE 40950
D UNION PLANTERS COM 908068109 2904 66105 SH SOLE 4000 62105
D UNITED DOMINION INDS COM 909914103 5368 270100 SH SOLE 300 269800
D UNOCAL CORP COM 915289102 4180 113350 SH SOLE 700 112650
D UST CORP COM 902900109 12421 568633 SH SOLE 13690 554943
D VARIAN COM 92220P105 7722 199290 SH SOLE 4500 194790
D VINTAGE PETROLEUM COM 927460105 8474 941560 SH SOLE 10000 931560
D VIRCO MFG CO COM 183 13200 SH SOLE 13200
D WILLIAMS COS INC COM 969457100 492 12450 SH SOLE 7300 5150
D WOODHEAD INDS INC COM 979438108 2028 209300 SH SOLE 209300
D WYNN'S INTERNATIONAL COM 983195108 8970 514404 SH SOLE 15187 499217
D XEROX CORP COM 984121103 293 5622 SH SOLE 5622
D YOUNG & RUBICAM COM 987425105 2673 65600 SH SOLE 65600
D NIPSCO INDS INC 629140302 486 9620 SH SOLE 9620
D INVESCO INDUSTRIAL INCOME FUND MUT 46127Y106 190 12313.534SH SOLE 12313.534
D PRUDENTIAL ACQUSITION FUND I L ? 25 SH SOLE 25
S REPORT SUMMARY 146 DATA RECORDS ? 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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