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Previous: TOKIO MARINE ASSET MANAGEMENT NEW YORK CO LTD, 13F-HR, 2000-08-01 |
Next: INTERPOOL INC, 8-K, 2000-08-01 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.L. Kaplan Associates, LLC
222 Berkeley Street, Suite 2010
Boston, MA 02116
13F File Number: 28-3472
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this report on behalf of Reporting Manager:
Name: James L. Kaplan
Title: President
Phone: 617-542-1655
Signature, Place, and Date of Signing:
Boston, MA August 1, 2000
Report Type (check only one):
[x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT.
List other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
List of Other Included Managers:
No. 13F File Number Name
None.
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 4271 95840 SH SOLE 5200 90640
ADAPTEC INC COM COM 00651F108 2744 120600 SH SOLE 109000 11600
AIRBORNE FGHT COM 009266107 30090 1588920 SH SOLE 1102150 498870
ALASKA AIR GROUP COM 011659109 8513 313860 SH SOLE 264600 49260
ALLTEL CORP COM COM 020039103 280 4517 SH SOLE 536 3981
AMERICAN GENERAL COM 026351106 234 3843 SH SOLE 3843
AMERICAN HOME PRODUCTS COM 026609107 430 7320 SH SOLE 2000 6120
AMERICAN INT'L GROUP COM 026874107 6525 55535 SH SOLE 6466 49069
AMETEK INC NEW COM COM 031100100 875 50000 SH SOLE 47200 4400
AMGEN COM 031162100 6733 95850 SH SOLE 5400 90450
ANDREW CORP COM 034425108 25665 764690 SH SOLE 510200 255890
ANSYS INC COM 03662q105 3779 332200 SH SOLE 211200 121000
APPLEBEES INTL COM 037899101 18694 616700 SH SOLE 423300 193400
APTARGROUP COM 038336103 34751 1287085 SH SOLE 959250 336635
ARROW ELECTRS COM 042735100 46805 1509830 SH SOLE 1056700 454530
ASTEC INDS INC COM 046224101 1855 73100 SH SOLE 73100
AT&T CORP COM 001957109 3604 113969 SH SOLE 11800 102969
BECTON DICKINSON COM 075887109 3830 133500 SH SOLE 26900 108000
BELLSOUTH CORP COM 079860102 6154 144375 SH SOLE 18700 125675
BELO A.H. COM 080555105 3002 173400 SH SOLE 166600 6800
BJS WHOLESALE CLUB COM 05548J106 10051 304580 SH SOLE 89700 214880
BOSTON PROPERTIES COM 101121101 221 5725 SH SOLE 2100 3625
BP AMOCO PLC ADR COM 110889409 277 4896 SH SOLE 4896
BRISTOL MYERS SQUIBB COM 110122108 3733 64080 SH SOLE 4000 60080
C&D TECHNOLOGIES COM 124661109 34253 606250 SH SOLE 449600 156650
CAMBREX CORP COM 132011107 51194 1137650 SH SOLE 761200 376450
CARPENTER TECH COM 144285103 2162 102320 SH SOLE 51800 51420
CASCADE NAT GAS COM 147339105 168 10050 SH SOLE 3300 6750
CEDAR FAIR L P COM 150185106 393 20400 SH SOLE 20400
CENTURA BKS INC COM 15640T100 21545 634840 SH SOLE 487000 153040
CHAMPION ENTERPRISES COM 158496109 2426 497550 SH SOLE 372200 125350
CHARTER ONE FINANCIAL COM 160903100 5621 244385 SH SOLE 139285 105100
CHASE INDUSTRIES COM 161568100 7607 816850 SH SOLE 516150 300700
CHEVRON CORPORATION COM 166751107 803 9473 SH SOLE 9473
CHROMCRAFT REVINGTON COM 171117104 1083 93200 SH SOLE 63200 30000
CISCO SYS COM 17275R102 221 3480 SH SOLE 3480
CITIGROUP COM 173034109 853 14157 SH SOLE 3750 10407
COACHMEN INDS COM 189873102 12335 1072600 SH SOLE 738100 336300
COMPUWARE CORP COM 205638109 2422 233400 SH SOLE 54500 180400
CONAGRA COM 205887102 2726 143000 SH SOLE 49700 93300
CRANE CO COM 224399105 13270 545810 SH SOLE 348700 198710
CULLEN FROST BANKERS COM 229899109 7954 302300 SH SOLE 272900 37400
DANA CORP COM 235811106 3796 179175 SH SOLE 37300 142875
DEERE & CO COM 244199105 324 8750 SH SOLE 1200 7550
DELTEK SYSTEMS COM 24785A108 656 111000 SH SOLE 80600 40800
DENTSPLY INTERNATIONAL COM 249030107 38934 1263570 SH SOLE 939400 332170
DIEBOLD COM 253651103 38594 1384530 SH SOLE 1019350 365180
DUN & BRADSTREET COM 26483B106 2092 73100 SH SOLE 24900 49500
EMERSON ELEC COM 291011104 1438 23820 SH SOLE 9400 14420
ESTERLINE TECHNOLOGIES COM 297425100 18228 1225430 SH SOLE 928300 297130
ETHAN ALLEN INTERIORS COM 297602104 1730 72100 SH SOLE 63900 8200
EXXON MOBIL CORP COM COM 30231G102 707 9012 SH SOLE 9012
FANNIE MAE COM 313586109 6203 118860 SH SOLE 9200 110160
FEDERAL SIGNAL COM 313855108 26774 1622650 SH SOLE 1187850 437000
FIRSTMERIT CORP COM 337915102 1028 48100 SH SOLE 47000 1100
FLEET BOSTON CORP COM 339030108 3559 104678 SH SOLE 21000 84878
FLEETWOOD ENTERPRISES COM 339099103 9981 700403 SH SOLE 475300 239903
FORD MTR COM 345370100 265 6166 SH SOLE 1600 4566
FOREST LABORATORIES COM 345838106 606 6000 SH SOLE 6000
FURNITURE BRANDS INTL COM 2254 149000 SH SOLE 135000 14000
GANNETT COM 364730101 5447 91060 SH SOLE 15300 76660
GENERAL ELEC COM 369604103 1680 31689 SH SOLE 31689
GOODRICH B F CO COM 382388106 2706 79450 SH SOLE 69400 10050
GP STRATEGIES COM 36225V104 2132 448900 SH SOLE 281000 167900
GRACO INC COM 384109104 1519 46750 SH SOLE 39700 7050
GREY ADVERTISING COM 397838103 988 1900 SH SOLE 1850 50
GROUP 1 AUTOMOTIVE COM 398905109 16440 1370030 SH SOLE 925700 444330
HASBRO INC COM 418056107 1867 123950 SH SOLE 55800 68150
HON INDS INC COM 438092108 30526 1298970 SH SOLE 985600 322870
HOUGHTON MIFFLIN COM 441560109 30315 649320 SH SOLE 481400 173320
HUTTIG BLDG PRODS COM 448451104 85 20603 SH SOLE 6484 14119
HUTTON TEL TR UT1ST TXFREE10 COM 447900101 56 10000 SH SOLE 10000
IBM COM 459200101 295 2692 SH SOLE 2692
INNOVEX COM 457647105 3604 369600 SH SOLE 138500 231100
INTEL CORP COM 458140100 680 5090 SH SOLE 5090
INTERMET CORP COM 45881K104 9272 1348650 SH SOLE 1008100 340550
JOHNSON & JOHNSON COM 478160104 1805 17720 SH SOLE 2100 15620
KEANE INC COM COM 486665102 481 22250 SH SOLE 16100 6150
KERR MCGEE CORP COM 492386107 687 11650 SH SOLE 2600 9050
KEY PRODUCTION COM 493138101 11323 647020 SH SOLE 423900 223120
KNIGHT RIDDER INC COM 499040103 1618 30425 SH SOLE 6700 23725
LANCASTER COLONY CORP COM 513847103 19463 998115 SH SOLE 643500 363215
LANDSTAR SYS INC COM 515098101 214 3600 SH SOLE 3600
LINCARE HLDGS INC COM 532791100 32053 1301650 SH SOLE 969200 342450
LSI INDS INC COM 50216C108 251 16525 SH SOLE 10200 6325
MACK-CALI REALTY COM 554489104 15992 622575 SH SOLE 439100 192175
MANITOWOC COM 563571108 2797 104575 SH SOLE 76450 36125
MAPICS INC COM COM 564910107 3309 575550 SH SOLE 407000 168550
MAY DEPT STORES COM 577778103 1125 46857 SH SOLE 2700 44157
MAYTAG CORP COM 578592107 2269 61540 SH SOLE 24600 37940
MCN CORP COM 55267J100 740 34610 SH SOLE 1600 33010
MERCK & CO COM 589331107 4276 55805 SH SOLE 4100 51705
MERITOR AUTOMOTIVE COM 59000G100 6718 610700 SH SOLE 420300 205300
MICROSOFT CORP COM 594918104 336 4200 SH SOLE 4200
MINNESOTA MNG & MFG COM 604059105 205 2484 SH SOLE 2484
MORGAN J & P COM 616880100 1332 12099 SH SOLE 100 11999
NATIONAL DATA CORP COM 635621105 28193 1225780 SH SOLE 903600 331080
NCI BUILDING SYS COM 628852105 21710 1072090 SH SOLE 771300 300790
NORFOLK SOUTHERN COM 655844108 826 55550 SH SOLE 5700 49850
NORTH FORK BANCORP COM 659424105 333 22000 SH SOLE 12000 10000
OCULAR SCIENCES INC COM COM 675744106 552 47000 SH SOLE 30000 17000
OHIO CAS CORP COM 677240103 217 20400 SH SOLE 600 19800
OLD REPUBLIC INTL COM 680223104 1926 116754 SH SOLE 24175 92579
OMNICOM GROUP COM 681919106 6908 77560 SH SOLE 13200 64360
OUTBACK STEAKHOUSE COM 689899102 10717 366400 SH SOLE 237500 128900
PACIFIC GULF PPTYS COM 694396102 10814 431480 SH SOLE 320300 111180
PARK ELECTROCHEMICAL COM 700416209 17763 492560 SH SOLE 415100 77460
PENTAIR INC COM 709631105 19798 557700 SH SOLE 401350 162250
PFIZER INC COM 717081103 1677 34944 SH SOLE 34944
PIONEER STD ELECTRS COM COM 723877106 3174 215200 SH SOLE 171250 58950
PPG INDS COM 693506107 3103 70025 SH SOLE 10500 59525
PRINTRONIX COM 742578107 807 61500 SH SOLE 60500 13400
PROGRESS SOFTWARE CORP COM COM 743312100 11186 623600 SH SOLE 499300 139300
PROSPERITY BANCSHARES COM 743606105 585 36300 SH SOLE 25000 11300
QUIXOTE CORP COM 749056107 6429 428600 SH SOLE 376800 69300
RALCORP HLDGS COM 751028101 21857 1784230 SH SOLE 1335300 464330
RAYOVAC COM 755081106 4251 190000 SH SOLE 178500 11500
RELIANCE STEEL & ALUM COM 759509102 10646 556669 SH SOLE 434725 131444
RELIASTAR COM 75952U103 493 9400 SH SOLE 9400
RENAISSANCE RE HLDGS COM G7496G103 33892 778000 SH SOLE 601600 182200
REPUBLIC BANCORP COM 760282103 18443 2063537 SH SOLE 1437309 626228
REYNOLDS & REYNOLDS COM 761695105 33193 1818810 SH SOLE 1198550 622260
RLI CORP COM COM 1303 37500 SH SOLE 25000 12500
ROBBINS & MYERS COM 770196103 13616 596880 SH SOLE 389100 207780
ROCKWELL INTL COM 773903109 2394 76000 SH SOLE 35800 41500
ROSS STORES COM 778296103 36329 2129150 SH SOLE 1553900 585750
ROYAL DUTCH PETE COM 780257705 259 4210 SH SOLE 4210
ROYCE VALUE TR COM 780910105 499 36778 SH SOLE 36778
RPM INC COM 749685103 9210 909631 SH SOLE 681351 249780
RYAN'S FAMILY STK HSE COM 783519101 10846 1285510 SH SOLE 990800 294710
SAFECO CORP COM 786429100 318 16000 SH SOLE 400 15600
SBC COMMUNICATIONS COM 78387G103 1372 31730 SH SOLE 3157 28573
SCHERING PLOUGH CORP COM 806605101 235 4662 SH SOLE 4662
SCOTT TECHNOLOGIES INC COM COM 318 18500 SH SOLE 18500
SEAGATE TECHNOLOGY COM 811804103 2359 42884 SH SOLE 19200 23684
SHELL TRANS&TRAD PLC COM 822703609 2592 51908 SH SOLE 6300 45608
SILICON VY GROUP COM 827066101 42515 1643090 SH SOLE 1291900 361590
SJNB FINL CORP COM 784273104 2008 71700 SH SOLE 40350 39450
SOUTHDOWN INC COM 841297104 23125 400430 SH SOLE 264350 136780
SOUTHTRUST CORP COM 844730101 974 43050 SH SOLE 11000 32050
SOVEREIGN BANCORP INC COM 845905108 4793 681600 SH SOLE 599200 82400
SPACELABS MED COM 846247104 3466 308100 SH SOLE 286400 21700
SPORT SUPPLY GROUP INS COM 848915104 893 193060 SH SOLE 93300 99760
ST PAUL COS INC COM 792860108 433 12688 SH SOLE 4600 8088
STEWART&STEVENSON COM 860342104 22800 1513685 SH SOLE 1192100 321585
SUIZA FOODS CORP COM 865077101 44023 900730 SH SOLE 658250 249280
TIDEWATER COM 886423102 20543 570650 SH SOLE 404150 167800
TOWER AUTOMOTIVE INC COM COM 891707101 5610 448800 SH SOLE 396100 52700
TRICO MARINE SVCS COM 896106101 10310 808600 SH SOLE 519600 289000
TRINITY INDS COM 896522109 11774 636420 SH SOLE 412200 224220
TRUE NORTH COMMUNICATN COM 897844106 1285 29200 SH SOLE 25900 5700
TRW INC COM 872649108 3960 91295 SH SOLE 15600 76595
U.S. AIRWAYS GROUP COM 911905107 1895 48600 SH SOLE 17500 32000
UNION PLANTERS COM 908068109 1108 39675 SH SOLE 7100 33275
UNISYS CORP COM 909214108 478 32800 SH SOLE 11000 21800
UNITED DOMINION INDS COM 909914103 7659 450550 SH SOLE 378100 73750
UNIVERSAL FOODS CORP COM 913538104 5254 284000 SH SOLE 272000 12000
UNOCAL CORP COM 915289102 2925 88300 SH SOLE 17300 72300
VAIL BANKS INC COM 918779109 297 31300 SH SOLE 7900 23400
VALASSIS COMMUNICATNS COM 918866104 15547 407780 SH SOLE 326300 87480
VARIAN INC COM 922206107 4933 106945 SH SOLE 58100 48845
VERTEX PHARMACEUTICALS COM 92532F100 211 2000 SH SOLE 2000
VINTAGE PETROLEUM COM 927460105 41444 1836850 SH SOLE 1384100 455250
WAUSAU-MOSINEE PAPER COM 943315101 3730 435600 SH SOLE 347500 88100
WILLIAMS COS INC COM 969457100 529 12700 SH SOLE 7300 5400
WOODHEAD INDS COM 979438108 3543 194150 SH SOLE 130250 63900
WORLD ACCESS INC COM COM 98141A101 6685 604250 SH SOLE 475200 129050
XEROX CORP COM 984121103 1493 71940 SH SOLE 9900 62040
NISOURCE INC 629140302 258 6520 SH SOLE 3000 3520
INVESCO EQUITY INCOME MUT 46127Y106 208 13449.049SH SOLE 13449.049
</TABLE>
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