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Previous: KEEFE MANAGERS INC/NY, 13F-HR, 2000-05-12 |
Next: PRUDENTIAL PORTFOLIO MANAGERS LTD, 13F-NT, 2000-05-12 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.L. Kaplan Associates, LLC
222 Berkeley Street, Suite 2010
Boston, MA 02116
13F File Number: 28-3472
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this report on behalf of Reporting Manager:
Name: James L. Kaplan
Title: President
Phone: 617-542-1655
Signature, Place, and Date of Signing:
Boston, MA May 10, 2000
Report Type (check only one):
[x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT.
List other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
List of Other Included Managers:
No. 13F File Number Name
None.
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 3555 101040 SH SOLE 5200 95840
AIRBORNE FGHT COM 009266107 34968 1457000 SH SOLE 991400 467200
ALASKA AIR GROUP COM 011659109 5862 195000 SH SOLE 153300 41700
ALLTEL CORP COM COM 020039103 286 4518 SH SOLE 536 3982
AMERICAN GENERAL COM 026351106 216 3843 SH SOLE 3843
AMERICAN HOME PRODUCTS COM 026609107 399 7420 SH SOLE 2000 6220
AMERICAN INT'L GROUP COM 026874107 6337 57870 SH SOLE 6466 51404
AMGEN COM 031162100 6153 100250 SH SOLE 5400 94850
ANDREW CORP COM 034425108 31046 1357200 SH SOLE 970900 388500
ANSYS INC COM 03662q105 3517 327200 SH SOLE 206200 121000
APPLEBEES INTL COM 037899101 14317 509050 SH SOLE 373500 135550
APTARGROUP COM 038336103 31819 1192275 SH SOLE 880900 311375
ARROW ELECTRS COM 042735100 53646 1521880 SH SOLE 1060550 462730
ASTEC INDS INC COM 046224101 1942 73100 SH SOLE 73100
AT&T CORP COM 001957109 6474 114969 SH SOLE 11800 103969
AVIATION SALES COM 053672101 942 143600 SH SOLE 59900 83700
BECTON DICKINSON COM 075887109 3551 134950 SH SOLE 25500 110850
BELL ATLANTIC COM 077853109 274 4475 SH SOLE 4475
BELLSOUTH CORP COM 079860102 7018 149725 SH SOLE 18700 131025
BELO A.H. COM 080555105 2351 131550 SH SOLE 124600 6950
BJS WHOLESALE CLUB COM 05548J106 12095 315170 SH SOLE 87800 227370
BP AMOCO PLC ADR COM 110889409 251 4706 SH SOLE 4706
BRISTOL MYERS SQUIBB COM 110122108 3786 65280 SH SOLE 4000 61280
C&D TECHNOLOGIES COM 124661109 42073 713095 SH SOLE 526400 186695
CAMBREX CORP COM 132011107 49873 1146500 SH SOLE 760200 386300
CARPENTER TECH COM 144285103 2371 113920 SH SOLE 58800 56020
CASCADE NAT GAS COM 147339105 162 10050 SH SOLE 3300 6750
CEDAR FAIR L P COM 150185106 423 21300 SH SOLE 21300
CENTURA BKS INC COM 15640T100 27701 604650 SH SOLE 466150 138500
CHAMPION ENTERPRISES COM 158496109 3428 596150 SH SOLE 446600 149550
CHARTER ONE FINANCIAL COM 160903100 4293 204445 SH SOLE 103725 100720
CHASE INDUSTRIES COM 161568100 7267 830550 SH SOLE 516150 314400
CHEVRON CORPORATION COM 166751107 876 9473 SH SOLE 9473
CHROMCRAFT REVINGTON COM 171117104 711 93200 SH SOLE 63200 30000
CISCO SYS COM 17275R102 269 3480 SH SOLE 3480
CITIGROUP COM 173034109 855 14280 SH SOLE 3750 10530
COACHMEN INDS COM 189873102 14941 1076800 SH SOLE 738100 340500
COMPUWARE CORP COM 205638109 4892 232250 SH SOLE 49700 184050
CONAGRA COM 205887102 2396 132200 SH SOLE 44200 88000
CRANE CO COM 224399105 12730 540271 SH SOLE 339051 202820
CULLEN FROST BANKERS COM 229899109 1769 66900 SH SOLE 48700 18200
DANA CORP COM 235811106 5017 177975 SH SOLE 33300 145675
DEERE & CO COM 244199105 336 8850 SH SOLE 1200 7650
DELTEK SYSTEMS COM 24785A108 631 41200 SH SOLE 40000 1200
DENTSPLY INTERNATIONAL COM 249030107 34869 1228850 SH SOLE 906650 322200
DIEBOLD COM 253651103 35765 1300550 SH SOLE 946200 354350
DRESS BARN COM 261570105 821 42650 SH SOLE 14500 28150
DUN & BRADSTREET COM 26483B106 1388 48500 SH SOLE 21900 27900
EMERSON ELEC COM 291011104 1271 23920 SH SOLE 9400 14520
ESTERLINE TECHNOLOGIES COM 297425100 14053 1080990 SH SOLE 808900 272090
ETHAN ALLEN INTERIORS COM 297602104 1810 72400 SH SOLE 63900 8500
EXXON MOBIL CORP COM COM 30231G102 716 9182 SH SOLE 9182
FANNIE MAE COM 313586109 6739 119145 SH SOLE 8800 110845
FEDERAL SIGNAL COM 313855108 26988 1494170 SH SOLE 1076050 420320
FLEET BOSTON CORP COM 339030108 3849 105449 SH SOLE 20000 86649
FLEETWOOD ENTERPRISES COM 339099103 7739 524666 SH SOLE 328833 195833
FLOWSERVE CORP COM 34354P105 7036 546450 SH SOLE 368700 177750
FORD MTR COM 345370100 205 4466 SH SOLE 4466
FOREST LABORATORIES COM 345838106 254 3000 SH SOLE 3000
GANNETT COM 364730101 6365 90450 SH SOLE 12700 78650
GENERAL ELEC COM 369604103 1737 11164 SH SOLE 11164
GENRAD INC COM 372447102 7112 574700 SH SOLE 434300 140400
GOODRICH B F CO COM 382388106 2325 81050 SH SOLE 67900 13150
GP STRATEGIES COM 36225V104 2704 655500 SH SOLE 430000 225500
GRACO INC COM 384109104 506 17450 SH SOLE 17100 350
GREY ADVERTISING COM 397838103 777 1900 SH SOLE 1850 50
GROUP 1 AUTOMOTIVE COM 398905109 15885 1366490 SH SOLE 920700 445790
GTE CORP COM 362320103 224 3150 SH SOLE 3150
HON INDS INC COM 438092108 32468 1260900 SH SOLE 950700 310200
HOUGHTON MIFFLIN COM 441560109 4070 95900 SH SOLE 38400 57500
HUTTIG BLDG PRODS COM 448451104 439 97608 SH SOLE 61934 35675
HUTTON TEL TR UT1ST TXFREE10 COM 447900101 60 10000 SH SOLE 10000
IBM COM 459200101 329 2784 SH SOLE 2784
INNOVEX COM 457647105 3542 362100 SH SOLE 131000 231100
INTEL CORP COM 458140100 362 2740 SH SOLE 2740
INTERMET CORP COM 45881K104 12079 1323700 SH SOLE 1008100 315600
ITT EDUCATIONAL SVCS COM COM 45068B109 1470 91900 SH SOLE 91900
JOHNSON & JOHNSON COM 478160104 1261 17950 SH SOLE 2100 15850
KEANE INC COM COM 486665102 590 23350 SH SOLE 16100 7250
KERR MCGEE CORP COM 492386107 546 9450 SH SOLE 100 9350
KEY PRODUCTION COM 493138101 8990 672150 SH SOLE 436700 235450
KNIGHT RIDDER INC COM 499040103 1434 27975 SH SOLE 5000 22975
KOLLMORGEN CORP COM 500440102 8687 631800 SH SOLE 446000 185800
LANCASTER COLONY CORP COM 513847103 28150 921065 SH SOLE 567050 355215
LINCARE HLDGS INC COM 532791100 31945 1125800 SH SOLE 827350 300050
LSI INDS INC COM 50216C108 284 14600 SH SOLE 8300 6300
MACK-CALI REALTY COM 554489104 13813 541675 SH SOLE 371400 170275
MANITOWOC COM 563571108 1116 40575 SH SOLE 27300 13275
MAPICS INC COM COM 564910107 8759 549600 SH SOLE 401900 147700
MAXWELL SHOE INC COM 577766108 1977 234300 SH SOLE 148400 85900
MAY DEPT STORES COM 577778103 1411 49507 SH SOLE 2700 46807
MAYTAG CORP COM 578592107 2063 62290 SH SOLE 23700 39590
MCN CORP COM 55267J100 870 34810 SH SOLE 1600 33210
MERCK & CO COM 589331107 3556 57235 SH SOLE 4100 53135
MERITOR AUTOMOTIVE COM 59000G100 7927 501300 SH SOLE 321900 179400
MICROSOFT CORP COM 594918104 510 4800 SH SOLE 4800
MINNESOTA MNG & MFG COM 604059105 220 2484 SH SOLE 2484
MORGAN J & P COM 616880100 1607 12199 SH SOLE 100 12099
NATIONAL DATA CORP COM 635621105 11094 426700 SH SOLE 326800 100900
NCI BUILDING SYS COM 628852105 20194 1073450 SH SOLE 771300 302150
NORFOLK SOUTHERN COM 655844108 826 57950 SH SOLE 5700 52250
NORTH FORK BANCORP COM 659424105 404 22600 SH SOLE 12000 10600
OHIO CAS CORP COM 677240103 368 20600 SH SOLE 600 20000
OLD REPUBLIC INTL COM 680223104 1642 119454 SH SOLE 24175 95279
OMNICOM GROUP COM 681919106 7683 82060 SH SOLE 14200 67860
OUTBACK STEAKHOUSE COM 689899102 11799 368000 SH SOLE 235300 132700
PACIFIC GULF PPTYS COM 694396102 8299 422890 SH SOLE 310300 112590
PARK ELECTROCHEMICAL COM 700416209 7156 292100 SH SOLE 223500 68600
PENTAIR INC COM 709631105 11493 310100 SH SOLE 241450 68650
PFIZER INC COM 717081103 1226 33519 SH SOLE 33519
PPG INDS COM 693506107 3718 71075 SH SOLE 9100 61975
PRINTRONIX COM 742578107 551 27700 SH SOLE 27700
PROSPERITY BANCSHARES COM 743606105 429 29100 SH SOLE 25000 4100
QUIXOTE CORP COM 749056107 5250 428600 SH SOLE 386700 41900
RALCORP HLDGS COM 751028101 25053 1727800 SH SOLE 1284400 443400
REGAL BELOIT CORP COM 758750103 921 52600 SH SOLE 20000 32600
RELIANCE STEEL & ALUM COM 759509102 10400 464819 SH SOLE 341475 123344
RELIASTAR COM 75952U103 318 9400 SH SOLE 9400
RENAISSANCE RE HLDGS COM G7496G103 26879 657600 SH SOLE 512800 144800
REPUBLIC BANCORP COM 760282103 18783 2010225 SH SOLE 1437309 572916
REYNOLDS & REYNOLDS COM 761695105 42446 1572090 SH SOLE 1028800 545290
ROBBINS & MYERS COM 770196103 10678 451980 SH SOLE 268900 183080
ROSS STORES COM 778296103 40435 1680400 SH SOLE 1219600 460800
ROYAL DUTCH PETE COM 780257705 243 4210 SH SOLE 4210
ROYCE VALUE TR COM 780910105 502 36313 SH SOLE 36313
RPM INC COM 749685103 8571 779171 SH SOLE 549401 229770
RYAN'S FAMILY STK HSE COM 783519101 11323 1184150 SH SOLE 890800 293350
SAFECO CORP COM 786429100 428 16100 SH SOLE 400 15700
SBC COMMUNICATIONS COM 78387G103 1390 33002 SH SOLE 3157 29845
SEAGATE TECHNOLOGY COM 811804103 2648 42884 SH SOLE 19800 23084
SHELL TRANS&TRAD PLC COM 822703609 2574 52458 SH SOLE 6300 46158
SILICON VY GROUP COM 827066101 42929 1561050 SH SOLE 1221600 341650
SJNB FINL CORP COM 784273104 1402 51450 SH SOLE 17900 33550
SOUTHDOWN INC COM 841297104 22688 382925 SH SOLE 248000 135625
SOUTHTRUST CORP COM 844730101 1082 42550 SH SOLE 6300 36250
SOVEREIGN BANCORP INC COM 845905108 2900 383500 SH SOLE 337900 45600
SPACELABS MED COM 846247104 4910 308100 SH SOLE 286400 21700
SPORT SUPPLY GROUP INS COM 848915104 1394 232260 SH SOLE 113000 119260
ST PAUL COS INC COM 792860108 264 7738 SH SOLE 1200 6538
STEPAN CO COM COM 858586100 438 20200 SH SOLE 19300 900
STEWART&STEVENSON COM 860342104 16876 1500075 SH SOLE 1186100 313975
SUIZA FOODS CORP COM 865077101 35501 882000 SH SOLE 640450 242750
TIDEWATER COM 886423102 18165 570990 SH SOLE 404650 167640
TIME WARNER COM 887315109 220 2200 SH SOLE 2200
TIMKEN CO COM 887389104 4366 268650 SH SOLE 163000 105650
TRANSTECHNOLOGY COM 893889105 149 12200 SH SOLE 12200
TRICO MARINE SVCS COM 896106101 6893 782150 SH SOLE 505900 276250
TRINITY INDS COM 896522109 14085 594610 SH SOLE 368800 225810
TRW INC COM 872649108 5335 91195 SH SOLE 14500 77595
U.S. AIRWAYS GROUP COM 911905107 3135 112735 SH SOLE 18300 95335
UNION PLANTERS COM 908068109 1306 42375 SH SOLE 7100 35975
UNISYS CORP COM 909214108 658 25600 SH SOLE 5600 20000
UNITED DOMINION INDS COM 909914103 8294 456050 SH SOLE 378100 79250
UNOCAL CORP COM 915289102 2624 88200 SH SOLE 15300 74200
VAIL BANKS INC COM 918779109 211 23400 SH SOLE 23400
VALASSIS COMMUNICATNS COM 918866104 4494 134900 SH SOLE 88300 46600
VARIAN INC COM 922206107 4321 112595 SH SOLE 58100 54495
VINTAGE PETROLEUM COM 927460105 38418 1908950 SH SOLE 1457000 454450
WAUSAU-MOSINEE PAPER COM 943315101 3079 238000 SH SOLE 159400 78600
WILLIAMS COS INC COM 969457100 558 12700 SH SOLE 7300 5400
WOODHEAD INDS COM 979438108 3707 214150 SH SOLE 147550 66600
WYNN'S INTERNATIONAL COM 983195108 8034 581619 SH SOLE 439923 141696
XEROX CORP COM 984121103 1971 75790 SH SOLE 10900 64890
YOUNG & RUBICAM COM 987425105 2251 47900 SH SOLE 15400 34000
NISOURCE INC 629140302 238 6520 SH SOLE 3000 3520
INVESCO EQUITY INCOME MUT 46127Y106 219 13828.619SH SOLE 13828.619
</TABLE>
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