|
|
|
|
|
|
|
|
|
|
Previous: CAISSE DE DEPOT ET PLACEMENT DU QUEBEC, SC 13D/A, 2000-10-30 |
Next: STATION CASINOS INC, S-4/A, 2000-10-30 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: J.L. Kaplan Associates, LLC
222 Berkeley Street, Suite 2010
Boston, MA 02116
13F File Number: 28-3472
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables are considered integral parts of
this form.
Person signing this report on behalf of Reporting Manager:
Name: James L. Kaplan
Title: President
Phone: 617-542-1655
Signature, Place, and Date of Signing:
Boston, MA October 30, 2000
Report Type (check only one):
[x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT.
List other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 0
Form 13F Information Table Value Total: 0
List of Other Included Managers:
No. 13F File Number Name
None.
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES COM 002824100 4406 92640 SH SOLE 5200 87440
ABM INDS INC COM COM 000957100 258 9500 SH SOLE 1500 8000
ADAPTEC INC COM COM 00651F108 11558 577900 SH SOLE 459300 110200
AIRBORNE FGHT COM 009266107 16142 1584520 SH SOLE 1100550 496070
ALASKA AIR GROUP COM 011659109 10259 427460 SH SOLE 361500 65960
ALLTEL CORP COM COM 020039103 283 5417 SH SOLE 536 4881
AMERICAN GENERAL COM 026351106 300 3843 SH SOLE 3843
AMERICAN HOME PRODUCTS COM 026609107 335 5920 SH SOLE 1200 5520
AMERICAN INT'L GROUP COM 026874107 7296 76245 SH SOLE 7056 69189
AMETEK INC COM 031100100 5208 245800 SH SOLE 237200 13200
AMGEN COM 031162100 3058 43800 SH SOLE 1900 41900
ANDREW CORP COM 034425108 19739 753740 SH SOLE 509100 246040
ANSYS INC COM 03662q105 3626 302200 SH SOLE 181200 121000
APPLEBEES INTL COM 037899101 21835 949350 SH SOLE 634050 316600
APTARGROUP COM 038336103 36252 1514435 SH SOLE 1161800 353935
ARROW ELECTRS COM 042735100 52742 1548385 SH SOLE 1085700 464085
ARVINMERITOR INC COM COM 043353101 10538 717500 SH SOLE 556150 159725
ASSOCIATED BANC-CORP COM 045487105 4565 173900 SH SOLE 155400 18500
ASTEC INDS INC COM 046224101 1510 138100 SH SOLE 65000 73100
AT&T CORP COM 001957109 3078 104784 SH SOLE 10700 94884
BECTON DICKINSON COM 075887109 4810 181950 SH SOLE 71100 112250
BELLSOUTH CORP COM 079860102 5388 133875 SH SOLE 17900 115975
BELO A.H. COM 080555105 2572 139500 SH SOLE 134100 5400
BEMIS INC COM 081437105 1963 61100 SH SOLE 50300 10800
BJS WHOLESALE CLUB COM 05548J106 6282 184088 SH SOLE 29500 154588
BLACK & DECKER COM 091797100 1520 44450 SH SOLE 34400 10050
BOSTON PROPERTIES COM 101121101 233 5425 SH SOLE 2100 3325
BRISTOL MYERS SQUIBB COM 110122108 4584 80240 SH SOLE 4000 76240
C&D TECHNOLOGIES COM 124661109 22062 388750 SH SOLE 311000 77750
CAMBREX CORP COM 132011107 45798 1237775 SH SOLE 839025 393750
CEDAR FAIR L P COM 150185106 374 20300 SH SOLE 20300
CENTURA BKS INC COM 15640T100 39040 1018990 SH SOLE 796050 223240
CHAMPION ENTERPRISES COM 158496109 1609 378550 SH SOLE 280300 98250
CHARTER ONE FINANCIAL COM 160903100 9155 375609 SH SOLE 255515 120095
CHASE INDUSTRIES COM 161568100 6618 767275 SH SOLE 483150 284125
CHEVRON CORPORATION COM 166751107 808 9473 SH SOLE 9473
CHROMCRAFT REVINGTON COM 171117104 384 47300 SH SOLE 31600 15700
CITIGROUP COM 173034109 1020 18875 SH SOLE 5000 13875
COACHMEN INDS COM 189873102 10954 1049500 SH SOLE 730000 321300
COMMSCOPE COM 203372107 16877 688850 SH SOLE 537450 152100
COMPUWARE CORP COM 205638109 1743 208100 SH SOLE 46700 162900
CONAGRA COM 205887102 4264 212550 SH SOLE 105700 106850
CORN PRODUCTS INTL COM 219023108 6692 294150 SH SOLE 266250 19800
CRANE CO COM 224399105 13916 608360 SH SOLE 397500 204460
CULLEN FROST BANKERS COM 229899109 8109 249500 SH SOLE 232500 25000
DANA CORP COM 235811106 5083 236425 SH SOLE 86600 150825
DEERE & CO COM 244199105 271 8150 SH SOLE 600 7550
DELTEK SYSTEMS COM 24785A108 194 25400 SH SOLE 6300 19100
DENTSPLY INTERNATIONAL COM 249030107 43660 1249670 SH SOLE 928700 328970
DIEBOLD COM 253651103 43614 1641930 SH SOLE 1208850 433580
DUN & BRADSTREET COM 26483E100 5112 148450 SH SOLE 72300 77450
EMERSON ELEC COM 291011104 1548 23100 SH SOLE 9200 13900
ESTERLINE TECHNOLOGIES COM 297425100 25521 1296330 SH SOLE 933050 363280
ETHAN ALLEN INTERIORS COM 297602104 2041 72100 SH SOLE 63900 8200
EXXON MOBIL CORP COM COM 30231G102 794 8912 SH SOLE 8912
FANNIE MAE COM 313586109 7912 110660 SH SOLE 8400 102760
FEDERAL SIGNAL COM 313855108 32699 1645230 SH SOLE 1209250 438180
FIRSTMERIT CORP COM 337915102 14663 639250 SH SOLE 494100 137750
FLEET BOSTON COM 339030108 4000 102560 SH SOLE 20400 83360
FLEETWOOD ENTERPRISES COM 339099103 12168 897153 SH SOLE 639700 261553
FOREST LABORATORIES COM 345838106 688 6000 SH SOLE 6000
FURNITURE BRANDS COM 360921100 7278 437750 SH SOLE 397250 29500
GANNETT COM 364730101 4500 84910 SH SOLE 14500 71310
GENERAL DYNAMICS COM 369550108 214 3400 SH SOLE 3400
GENERAL ELEC COM 369604103 1521 26369 SH SOLE 26369
GOODRICH B F CO COM 382388106 3027 77250 SH SOLE 68400 8850
GRACO INC COM 384109104 1072 33250 SH SOLE 26200 7050
GROUP 1 AUTOMOTIVE COM 398905109 14793 1360230 SH SOLE 923400 436830
HASBRO INC COM 418056107 5018 438700 SH SOLE 333900 104800
HON INDS INC COM 438092108 31949 1297420 SH SOLE 984700 322220
HOUGHTON MIFFLIN COM 441560109 35149 895520 SH SOLE 692250 208670
HUTTON TEL TR UT1ST TXFREE10 COM 447900101 45 10000 SH SOLE 10000
IBM COM 459200101 303 2692 SH SOLE 2692
INNOVEX COM 457647105 5165 379100 SH SOLE 145600 233500
INTEL CORP COM 458140100 423 10180 SH SOLE 10180
INTERMET CORP COM 45881K104 10107 1394050 SH SOLE 1030100 363950
JOHNSON & JOHNSON COM 478160104 1627 17320 SH SOLE 2100 15220
KEANE INC COM COM 486665102 290 16650 SH SOLE 10500 6150
KERR MCGEE CORP COM 492386107 553 8350 SH SOLE 100 8250
KEY PRODUCTION COM 493138101 11018 499420 SH SOLE 307500 191920
KNIGHT RIDDER INC COM 499040103 6544 128785 SH SOLE 96800 31985
KULICKE & SOFFA INDS COM 501242101 11055 830450 SH SOLE 614200 203050
LANCASTER COLONY CORP COM 513847103 26913 1095715 SH SOLE 715300 389015
LANDSTAR SYS INC COM 515098101 4079 91400 SH SOLE 60400 31000
LINCARE HLDGS INC COM 532791100 42886 1494950 SH SOLE 1137950 360800
LSI INDS INC COM 50216C108 251 11325 SH SOLE 7100 4225
M&T BANK CORP COM 55261F104 1632 3200 SH SOLE 2400 800
MACK-CALI REALTY COM 554489104 18572 658875 SH SOLE 462900 204675
MANITOWOC COM 563571108 6291 326825 SH SOLE 276900 48925
MAPICS INC COM COM 564910107 3802 563300 SH SOLE 400000 163300
MAY DEPT STORES COM 577778103 2512 122532 SH SOLE 54700 67832
MAYTAG CORP COM 578592107 3424 110240 SH SOLE 57200 54040
MCN ENERGY GROUP COM 55267J100 857 33460 SH SOLE 1600 31860
MELLON BK CORP COM 585509102 250 5400 SH SOLE 5400
MERCK & CO COM 589331107 3905 52455 SH SOLE 4100 48355
MICROSOFT CORP COM 594918104 253 4200 SH SOLE 4200
MORGAN J & P COM 616880100 1880 11510 SH SOLE 100 11410
NATIONAL DATA COM 635621105 46431 1415030 SH SOLE 1069750 354180
NCI BUILDING SYS COM 628852105 15596 1066390 SH SOLE 770500 295890
NORFOLK SOUTHERN COM 655844108 685 46850 SH SOLE 2700 44150
NORTH FORK BANCORP COM 659424105 346 16000 SH SOLE 12000 4000
OCULAR SCIENCES COM 675744106 564 47000 SH SOLE 30000 17000
OFFICE DEPOT COM 676220106 7447 953200 SH SOLE 899900 53300
OHIO CAS CORP COM 677240103 115 18100 SH SOLE 18100
OMNICOM GROUP COM 681919106 5008 68660 SH SOLE 10700 57960
OUTBACK STEAKHOUSE COM 689899102 15225 561300 SH SOLE 400100 161200
PARK ELECTROCHEMICAL COM 700416209 19912 357960 SH SOLE 290000 67960
PENTAIR INC COM 709631105 30278 1131900 SH SOLE 883050 249150
PFIZER INC COM 717081103 1570 34944 SH SOLE 34944
PIONEER STD ELECTRS COM COM 723877106 6294 464100 SH SOLE 375350 90150
PPG INDS COM 693506107 5093 128325 SH SOLE 45600 82725
PRINTRONIX COM 742578107 561 59000 SH SOLE 58000 13400
PROCTER & GAMBLE COM 742718109 449 6708 SH SOLE 6708
PROGRESS SOFTWARE COM 743312100 15142 1111350 SH SOLE 884500 228650
PROSPERITY BANCSHARES COM 743606105 926 50400 SH SOLE 39100 11300
QUIXOTE CORP COM 749056107 7179 428600 SH SOLE 376800 69300
QWEST COMMUNICATIONS COM 212 4420 SH SOLE 862 3558
RALCORP HLDGS COM 751028101 24953 1766580 SH SOLE 1322500 459480
RAYOVAC COM 755081106 9042 528000 SH SOLE 480900 36600
RELIANCE STEEL & ALUM COM 759509102 14218 675019 SH SOLE 556275 128244
RENAISSANCE RE HLDGS COM G7496G103 53373 834775 SH SOLE 654525 186050
REPUBLIC BANCORP COM 760282103 19688 2072436 SH SOLE 1436108 636328
REYNOLDS & REYNOLDS COM 761695105 47197 2374710 SH SOLE 1657950 709360
RLI CORP COM COM 1492 38700 SH SOLE 25000 13700
ROBBINS & MYERS COM 770196103 14134 598280 SH SOLE 397100 201180
ROCKWELL INTL COM 773903109 4426 146300 SH SOLE 68300 79300
ROSS STORES COM 778296103 37144 2583900 SH SOLE 1920650 661050
ROYAL DUTCH PETE COM 780257705 252 4210 SH SOLE 4210
ROYCE VALUE TR COM 780910105 457 31637 SH SOLE 31637
RPM INC COM 749685103 8843 975831 SH SOLE 732951 264380
RYAN'S FAMILY STK HSE COM 783519101 9775 1271510 SH SOLE 990800 280710
SABRE HOLDINGS COM 785905100 13268 458500 SH SOLE 295700 164100
SAFECO CORP COM 786429100 409 15000 SH SOLE 15000
SBC COMMUNICATIONS COM 78387G103 1431 28614 SH SOLE 3157 25457
SCHERING PLOUGH CORP COM 806605101 217 4662 SH SOLE 4662
SCOTT TECHNOLOGIES COM 810022301 213 12000 SH SOLE 11000 1000
SHELL TRANS&TRAD PLC COM 822703609 2506 51208 SH SOLE 6300 44908
SHERWIN WILLIAMS CO COM COM 824348106 3625 169600 SH SOLE 154600 15000
SILICON VY GROUP COM 827066101 42438 1612840 SH SOLE 1261300 361940
SJNB FINL CORP COM 784273104 2276 63100 SH SOLE 37750 33450
SOUTHDOWN INC COM 841297104 27954 392330 SH SOLE 265450 127580
SOUTHTRUST CORP COM 844730101 3104 98725 SH SOLE 55200 43525
SOVEREIGN BANCORP INC COM 845905108 6228 673300 SH SOLE 599800 73500
SPACELABS MED COM 846247104 2729 276400 SH SOLE 260700 15700
ST PAUL COS INC COM 792860108 2445 49588 SH SOLE 34900 14688
STEWART&STEVENSON COM 860342104 27886 1599185 SH SOLE 1224500 374685
SUIZA FOODS CORP COM 865077101 44959 886980 SH SOLE 651300 238980
TERADYNE INC COM 880770102 1334 38100 SH SOLE 28100 10000
TIDEWATER COM 886423102 20350 447250 SH SOLE 297750 150300
TOWER AUTOMOTIVE COM 891707101 11716 1249750 SH SOLE 926300 323450
TRICO MARINE SVCS COM 896106101 12232 770550 SH SOLE 494200 276350
TRINITY INDS COM 896522109 15164 648720 SH SOLE 438000 210720
TRUE NORTH COMMUNICATN COM 897844106 6392 178800 SH SOLE 134800 46400
TRW INC COM 872649108 4928 121295 SH SOLE 43600 78595
U.S. AIRWAYS GROUP COM 911905107 1289 42350 SH SOLE 16000 27250
UNION PLANTERS COM 908068109 1203 36375 SH SOLE 5100 31975
UNISYS CORP COM 909214108 305 27100 SH SOLE 7400 19700
UNITED DOMINION INDS COM 909914103 10010 422600 SH SOLE 374100 49800
UNITED STATES TREAS DT 090700- COM 29194 300000 SH SOLE 300000
UNIVERSAL FOODS COM 913538104 6034 296150 SH SOLE 282650 13500
UNOCAL CORP COM 915289102 4860 137150 SH SOLE 58600 79850
VAIL BANKS INC COM 918779109 311 32300 SH SOLE 7900 24400
VALASSIS COMMUNICATNS COM 918866104 32631 1466580 SH SOLE 1123350 342030
VERIZON COMMUNICATIONS COM 349 7210 SH SOLE 7210
VERTEX PHARMACEUTICALS COM 92532F100 338 4000 SH SOLE 4000
VINTAGE PETROLEUM COM 927460105 44655 1962850 SH SOLE 1499300 458050
VISHAY INTERTECHNOLOGY COM 928298108 3415 111050 SH SOLE 66100 46050
WAUSAU-MOSINEE PAPER COM 943315101 3675 474200 SH SOLE 386100 88100
WORLD ACCESS COM 98141A101 2074 383700 SH SOLE 288500 95200
XEROX CORP COM 984121103 819 54390 SH SOLE 900 53490
ZIONS BANCORPORATION COM COM 989701107 1877 36700 SH SOLE 27900 8800
INVESCO DYNAMICS FD MUT 46127K106 206 6453.173 SH SOLE 6453.173
INVESCO EQUITY INCOME MUT 46127Y106 217 13503.173SH SOLE 13503.173
</TABLE>
|
|