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Previous: MAGTEN ASSET MANAGEMENT CORP, 13F-HR, 1999-11-15 |
Next: WHITE OAK CAPITAL MANAGEMENT INC /NY, 13F-HR, 1999-11-15 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/99
-------
If amended report check here: [_]
Name of Institutional Manager:
Nicholas A. Grace
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass 02110
- ----------------------- ------ ---- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Nicholas A. Grace (617)951-7203
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 3 day of
November, 1999
Nicholas A. Grace
-------------------------------
_______________________________
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report)
1. Francis L. Coolidge 28-3602
2. Robert N. Shapiro 28-5288
3. Susan R. Shapiro 28-5292
4. Edward P. Lawrence 28-4738
5. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 980,473.44 26725 X 26725 0 0
4,780,307.90 130298 X 0 130298 0
2,124,866.63 57918 X 1 0 57918 0
535,637.50 14600 X 2 0 14600 0
24,213.75 660 X 4 0 660 0
191,618.81 5223 X 5 0 5223 0
----------------- -------------- ------------- ---------- ---------
8,637,118.03 235424 26725 208699 0
AIR PRODS & CHEMS INC 009158106 137,475.00 4700 X 4700 0 0
764,156.25 26125 X 0 26125 0
597,870.00 20440 X 1 0 20440 0
----------------- -------------- ------------- ---------- ---------
1,499,501.25 51265 4700 46565 0
AMERICAN EXPRESS CO 025816109 974,025.00 7215 X 0 7215 0
172,125.00 1275 X 1 0 1275 0
27,000.00 200 X 2 0 200 0
27,000.00 200 X 3 0 200 0
20,250.00 150 X 4 0 150 0
40,500.00 300 X 5 0 300 0
----------------- -------------- ------------- ---------- ---------
1,260,900.00 9340 0 9340 0
AMERICAN HOME PRODS CORP 026609107 958,650.00 23100 X 23100 0 0
5,224,103.00 125882 X 0 123882 2000
2,272,249.50 54753 X 1 0 54753 0
704,255.00 16970 X 2 0 16970 0
224,100.00 5400 X 3 0 5400 0
157,700.00 3800 X 4 0 3800 0
124,500.00 3000 X 5 0 3000 0
----------------- -------------- ------------- ---------- ---------
9,665,557.50 232905 23100 207805 2000
AMERICAN INTL GROUP INC 026874107 1,765,787.60 20311 X 20311 0 0
9,959,647.06 114561 X 0 113061 1500
6,006,946.64 69095 X 1 0 69095 0
760,529.26 8748 X 2 0 8748 0
197,782.82 2275 X 3 0 2275 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 39,753,770.16 743924 74836 665588 3500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
274,896.38 3162 X 4 0 3162 0
264,724.69 3045 X 5 0 3045 0
----------------- -------------- ------------- ---------- ---------
19,230,314.45 221197 20311 199386 1500
AMERITECH CORP NEW 030954101 93,984.00 1408 X 1408 0 0
181,827.00 2724 X 0 2724 0
----------------- -------------- ------------- ---------- ---------
275,811.00 4132 1408 2724 0
ARCHSTONE CMNTYS TR 039581103 428,081.25 21675 X 21675 0 0
2,201,730.00 111480 X 0 111480 0
830,981.25 42075 X 1 0 42075 0
243,912.50 12350 X 2 0 12350 0
140,225.00 7100 X 3 0 7100 0
144,175.00 7300 X 4 0 7300 0
100,033.75 5065 X 5 0 5065 0
----------------- -------------- ------------- ---------- ---------
4,089,138.75 207045 21675 185370 0
AT&T CORP 001957109 174,783.00 4018 X 4018 0 0
345,825.00 7950 X 0 7950 0
32,625.00 750 X 2 0 750 0
----------------- -------------- ------------- ---------- ---------
553,233.00 12718 4018 8700 0
ATLANTIC RICHFIELD CO 048825103 408,029.50 4604 X 4094 0 510
1,477,024.26 16666 X 0 16666 0
255,240.00 2880 X 1 0 2880 0
178,136.25 2010 X 2 0 2010 0
35,450.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ---------
2,353,880.01 26560 4094 21956 510
AUTOMATIC DATA PROCESSING 053015103 89,250.00 2000 X 2000 0 0
1,396,762.51 31300 X 0 31300 0
912,179.64 20441 X 1 0 20441 0
490,875.00 11000 X 2 0 11000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,700,750.98 321403 33195 287698 510
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ---------
2,889,067.15 64741 2000 62741 0
BELL ATLANTIC CORP 077853109 950,721.81 14124 X 14124 0 0
3,448,486.76 51231 X 0 51231 0
523,152.78 7772 X 1 0 7772 0
553,174.13 8218 X 2 0 8218 0
116,316.00 1728 X 3 0 1728 0
348,274.88 5174 X 4 0 5174 0
124,932.01 1856 X 5 0 1856 0
----------------- -------------- ------------- ---------- ---------
6,065,058.37 90103 14124 75979 0
BELLSOUTH CORP 079860102 432,000.00 9600 X 0 9600 0
BERKSHIRE HATHAWAY INC CL B 084670207 57,536.00 31 X 31 0 0
924,288.00 498 X 0 498 0
521,536.00 281 X 1 0 281 0
----------------- -------------- ------------- ---------- ---------
1,503,360.00 810 31 779 0
BESTFOODS 08658U101 271,950.00 5600 X 0 5600 0
BOSTON SCIENTIFIC CORP 101137107 54,450.00 2200 X 2200 0 0
964,631.25 38975 X 0 38975 0
830,981.25 33575 X 1 0 33575 0
39,600.00 1600 X 2 0 1600 0
17,325.00 700 X 3 0 700 0
22,275.00 900 X 4 0 900 0
22,275.00 900 X 5 0 900 0
----------------- -------------- ------------- ---------- ---------
1,951,537.50 78850 2200 76650 0
BRISTOL MYERS SQUIBB CO 110122108 1,120,500.00 16600 X 15400 0 1200
3,116,475.00 46170 X 0 44370 1800
4,390,807.50 65049 X 1 0 65049 0
1,498,500.00 22200 X 2 0 22200 0
67,500.00 1000 X 3 0 1000 0
421,200.00 6240 X 4 0 6240 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 20,838,888.37 342222 31755 307467 3000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
10,614,982.50 157259 15400 138859 3000
CABOT CORP 127055101 9,171,086.25 386151 X 0 386151 0
CABOT OIL & GAS CORP CL A 127097103 655,500.00 38000 X 0 38000 0
CARNIVAL CRUISE LINES A 143658102 226,200.00 5200 X 0 5200 0
CAROLINA PWR & LT CO 144141108 14,150.00 400 X 400 0 0
141,500.00 4000 X 0 4000 0
35,375.00 1000 X 1 0 1000 0
10,612.50 300 X 2 0 300 0
88,437.50 2500 X 4 0 2500 0
21,225.00 600 X 5 0 600 0
----------------- -------------- ------------- ---------- ----------
311,300.00 8800 400 8400 0
CHASE MANHATTAN CORP NEW 16161A108 618,075.00 8200 X 0 8200 0
CHEVRON CORP 166751107 2,431,483.75 27397 X 0 27397 0
301,750.00 3400 X 1 0 3400 0
571,372.50 6438 X 2 0 6438 0
374,525.00 4220 X 4 0 4220 0
----------------- -------------- ------------- ---------- ----------
3,679,131.25 41455 0 41455 0
CINERGY CORP 172474108 259,059.39 9150 X 0 9150 0
18,403.13 650 X 3 0 650 0
12,740.63 450 X 5 0 450 0
----------------- -------------- ------------- ---------- ----------
290,203.15 10250 0 10250 0
CISCO SYS INC 17275R102 1,345,392.13 19623 X 19623 0 0
7,631,704.82 111311 X 0 111311 0
5,300,596.80 77311 X 1 0 77311 0
1,139,774.69 16624 X 2 0 16624 0
140,552.10 2050 X 3 0 2050 0
75,418.20 1100 X 4 0 1100 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 30,584,934.39 726075 20023 706052 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
611,573.05 8920 X 5 0 8920 0
----------------- -------------- ------------- ---------- ----------
16,245,011.79 236939 19623 217316 0
CITIGROUP INC 172967101 1,091,596.00 24809 X 24809 0 0
4,485,558.00 101945 X 0 101945 0
1,964,468.00 44647 X 1 0 44647 0
409,684.00 9311 X 2 0 9311 0
136,884.00 3111 X 3 0 3111 0
66,000.00 1500 X 4 0 1500 0
159,984.00 3636 X 5 0 3636 0
----------------- -------------- ------------- ---------- ----------
8,314,174.00 188959 24809 164150 0
COCA COLA CO 191216100 889,826.50 18442 X 0 16942 1500
106,150.00 2200 X 1 0 2200 0
48,250.00 1000 X 2 0 1000 0
----------------- -------------- ------------- ---------- ----------
1,044,226.50 21642 0 20142 1500
CVS CORP 126650100 99,990.63 2450 X 2450 0 0
339,764.07 8325 X 0 8325 0
362,210.94 8875 X 1 0 8875 0
12,243.75 300 X 2 0 300 0
13,264.06 325 X 3 0 325 0
----------------- -------------- ------------- ---------- ----------
827,473.45 20275 2450 17825 0
DISNEY WALT CO 254687106 640,900.00 24650 X 23000 0 1650
6,131,710.00 235835 X 0 230647 5188
1,697,150.00 65275 X 1 0 65275 0
248,950.00 9575 X 2 0 9575 0
85,800.00 3300 X 3 0 3300 0
17,940.00 690 X 4 0 690 0
11,700.00 450 X 5 0 450 0
----------------- -------------- ------------- ---------- ----------
8,834,150.00 339775 23000 309937 6838
DOW CHEM CO 260543103 634,595.64 5585 X 0 5585 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 20,266,192.64 585156 50259 526559 8338
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
110,784.38 975 X 2 0 975 0
11,362.50 100 X 5 0 100 0
----------------- -------------- ------------- ---------- ----------
756,742.52 6660 0 6660 0
DU PONT E I DE NEMOURS 263534109 329,725.00 5450 X 5450 0 0
3,494,177.50 57755 X 0 57755 0
1,647,112.50 27225 X 1 0 27225 0
148,225.00 2450 X 2 0 2450 0
152,762.50 2525 X 3 0 2525 0
90,750.00 1500 X 4 0 1500 0
134,612.50 2225 X 5 0 2225 0
----------------- -------------- ------------- ---------- ----------
5,997,365.00 99130 5450 93680 0
DUKE ENERGY CORP 264399106 208,096.88 3775 X 3775 0 0
359,690.63 6525 X 0 6525 0
343,153.13 6225 X 1 0 6225 0
----------------- -------------- ------------- ---------- ----------
910,940.64 16525 3775 12750 0
EMERSON ELEC CO 291011104 401,240.63 6350 X 0 6350 0
424,114.50 6712 X 1 0 6712 0
----------------- -------------- ------------- ---------- ----------
825,355.13 13062 0 13062 0
EQUITY OFFICE PPTYS TR 294741103 292,066.50 12562 X 0 12562 0
EXXON CORP 302290101 1,158,544.00 15244 X 14244 0 1000
10,097,056.00 132856 X 0 131456 1400
5,516,688.00 72588 X 1 0 72588 0
1,595,696.00 20996 X 2 0 20996 0
121,600.00 1600 X 3 0 1600 0
483,360.00 6360 X 4 0 6360 0
255,968.00 3368 X 5 0 3368 0
----------------- -------------- ------------- ---------- ----------
19,228,912.00 253012 14244 236368 2400
FEDERAL HOME LN MTG CORP 313400301 390,000.00 7500 X 0 7500 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 27,766,786.15 402866 23469 376997 2400
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FEDERAL NATL MTG ASSN 313586109 155,151.57 2475 X 2475 0 0
2,216,755.42 35362 X 0 35362 0
884,834.07 14115 X 1 0 14115 0
289,929.69 4625 X 2 0 4625 0
89,329.69 1425 X 3 0 1425 0
31,343.75 500 X 4 0 500 0
84,628.13 1350 X 5 0 1350 0
----------------- -------------- ------------- ---------- ----------
3,751,972.32 59852 2475 57377 0
FIRST DATA CORP 319963104 188,662.50 4300 X 4300 0 0
150,973.88 3441 X 0 3441 0
26,325.00 600 X 2 0 600 0
----------------- -------------- ------------- ---------- ----------
365,961.38 8341 4300 4041 0
GANNETT INC 364730101 41,512.50 600 X 600 0 0
1,189,679.06 17195 X 0 15695 1500
----------------- -------------- ------------- ---------- ----------
1,231,191.56 17795 600 15695 1500
GENERAL DYNAMICS CORP 369550108 312,187.52 5000 X 0 5000 0
GENERAL ELEC CO 369604103 3,302,084.20 27851 X 27851 0 0
22,473,640.51 189551 X 0 187851 1700
12,801,311.70 107971 X 1 0 107971 0
2,886,996.88 24350 X 2 0 24350 0
453,501.56 3825 X 3 0 3825 0
640,237.50 5400 X 4 0 5400 0
545,387.50 4600 X 5 0 4600 0
----------------- -------------- ------------- ---------- ----------
43,103,159.85 363548 27851 333997 1700
GENERAL MLS INC 370334104 907,869.88 11191 X 0 11191 0
824,716.75 10166 X 1 0 10166 0
131,828.13 1625 X 2 0 1625 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 50,628,887.39 477518 35226 439092 3200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
1,864,414.76 22982 0 22982 0
GILLETTE CO 375766102 367,543.13 10830 X 0 10830 0
GTE CORP 362320103 630,913.13 8207 X 0 8207 0
69,187.50 900 X 2 0 900 0
----------------- -------------- ------------- ---------- ----------
700,100.63 9107 0 9107 0
HANNAFORD BROS CO 410550107 345,143.74 4900 X 0 4900 0
HEWLETT PACKARD CO 428236103 753,225.00 8300 X 8300 0 0
3,419,823.00 37684 X 0 37684 0
2,671,680.00 29440 X 1 0 29440 0
738,705.00 8140 X 2 0 8140 0
----------------- -------------- ------------- ---------- ----------
7,583,433.00 83564 8300 75264 0
HOME DEPOT INC 437076102 626,271.76 9126 X 7550 0 1576
4,129,852.54 60180 X 0 60180 0
2,964,737.29 43202 X 1 0 43202 0
325,968.75 4750 X 2 0 4750 0
41,175.00 600 X 3 0 600 0
41,175.00 600 X 4 0 600 0
271,068.75 3950 X 5 0 3950 0
----------------- -------------- ------------- ---------- ----------
8,400,249.09 122408 7550 113282 1576
HONEYWELL INC 438506107 601,087.51 5400 X 0 5400 0
IBM CORP 459200101 5,520,020.00 45620 X 0 45620 0
ILLINOIS TOOL WKS INC 452308109 59,650.00 800 X 800 0 0
1,181,815.64 15850 X 0 15850 0
499,568.75 6700 X 1 0 6700 0
89,475.00 1200 X 2 0 1200 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 25,348,086.49 306379 16650 288153 1576
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
1,830,509.39 24550 800 23750 0
INTEL CORP 458140100 1,021,790.00 13750 X 13750 0 0
5,673,721.20 76350 X 0 76350 0
2,548,901.60 34300 X 1 0 34300 0
479,312.40 6450 X 2 0 6450 0
183,922.20 2475 X 3 0 2475 0
185,780.00 2500 X 4 0 2500 0
59,449.60 800 X 5 0 800 0
----------------- -------------- ------------- ---------- ----------
10,152,877.00 136625 13750 122875 0
JOHNSON & JOHNSON 478160104 704,130.00 7664 X 0 7664 0
468,562.50 5100 X 1 0 5100 0
----------------- -------------- ------------- ---------- ----------
1,172,692.50 12764 0 12764 0
KIMBERLY CLARK CORP 494368103 462,881.25 8775 X 8775 0 0
2,694,311.75 51077 X 0 51077 0
1,175,006.25 22275 X 1 0 22275 0
257,420.00 4880 X 2 0 4880 0
137,150.00 2600 X 3 0 2600 0
64,618.75 1225 X 4 0 1225 0
139,787.50 2650 X 5 0 2650 0
----------------- -------------- ------------- ---------- ----------
4,931,175.50 93482 8775 84707 0
LILLY ELI & CO 532457108 1,017,821.20 15857 X 0 15857 0
359,450.00 5600 X 1 0 5600 0
----------------- -------------- ------------- ---------- ----------
1,377,271.20 21457 0 21457 0
LOWES COS INC 548661107 282,750.00 5800 X 0 5800 0
LUCENT TECHNOLOGIES INC 549463107 238,740.00 3680 X 3680 0 0
1,664,238.38 25653 X 0 25653 0
272,475.00 4200 X 1 0 4200 0
51,900.00 800 X 2 0 800 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 20,144,119.58 304461 26205 278256 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
171,010.50 2636 X 5 0 2636 0
----------------- -------------- ------------- ---------- ----------
2,398,363.88 36969 3680 33289 0
MAY DEPT STORES CO 577778103 167,612.52 4600 X 4600 0 0
439,909.95 12073 X 0 12073 0
493,655.26 13548 X 1 0 13548 0
314,273.45 8625 X 2 0 8625 0
81,984.38 2250 X 3 0 2250 0
94,008.75 2580 X 4 0 2580 0
54,656.25 1500 X 5 0 1500 0
----------------- -------------- ------------- ---------- ----------
1,646,100.56 45176 4600 40576 0
MBNA CORP 55262L100 337,054.67 14775 X 0 14775 0
MCDONALDS CORP 580135101 956,906.25 22125 X 22125 0 0
2,423,038.00 56024 X 0 56024 0
1,764,210.75 40791 X 1 0 40791 0
506,025.00 11700 X 2 0 11700 0
25,950.00 600 X 3 0 600 0
38,925.00 900 X 4 0 900 0
130,831.25 3025 X 5 0 3025 0
----------------- -------------- ------------- ---------- ----------
5,845,886.25 135165 22125 113040 0
MCI WORLDCOM INC. 55268B106 280,312.51 3900 X 3900 0 0
1,938,828.24 26975 X 0 26975 0
1,216,484.43 16925 X 1 0 16925 0
206,640.63 2875 X 2 0 2875 0
7,187.50 100 X 3 0 100 0
50,312.50 700 X 5 0 700 0
----------------- -------------- ------------- ---------- ----------
3,699,765.81 51475 3900 47575 0
MEDTRONIC INC 585055106 512,100.00 14400 X 0 14400 0
MERCK & CO INC 589331107 330,414.14 5098 X 5098 0 0
5,524,163.82 85233 X 0 85233 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 18,066,495.75 353958 35723 318235 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3,453,469.26 53284 X 1 0 53284 0
395,356.25 6100 X 2 0 6100 0
207,400.00 3200 X 3 0 3200 0
103,829.63 1602 X 5 0 1602 0
----------------- -------------- ------------- ---------- ----------
10,014,633.10 154517 5098 149419 0
MICROSOFT CORP 594918104 616,727.22 6810 X 5810 0 1000
6,678,947.50 73750 X 0 73750 0
3,375,698.55 37275 X 1 0 37275 0
676,950.95 7475 X 2 0 7475 0
142,635.15 1575 X 3 0 1575 0
90,562.00 1000 X 4 0 1000 0
83,769.85 925 X 5 0 925 0
----------------- -------------- ------------- ---------- ----------
11,665,291.22 128810 5810 122000 1000
MINNESOTA MNG & MFG CO 604059105 1,657,846.64 17258 X 0 17258 0
312,203.13 3250 X 1 0 3250 0
40,730.50 424 X 2 0 424 0
194,046.25 2020 X 4 0 2020 0
----------------- -------------- ------------- ---------- ----------
2,204,826.52 22952 0 22952 0
MOBIL CORP 607059102 3,602,618.50 35758 X 0 35758 0
2,268,487.00 22516 X 1 0 22516 0
822,120.00 8160 X 2 0 8160 0
222,053.00 2204 X 3 0 2204 0
70,525.00 700 X 5 0 700 0
----------------- -------------- ------------- ---------- ----------
6,985,803.50 69338 0 69338 0
MORGAN J P & CO INC 616880100 11,425.00 100 X 100 0 0
810,375.25 7093 X 0 7093 0
49,127.50 430 X 1 0 430 0
177,087.50 1550 X 2 0 1550 0
114,250.00 1000 X 4 0 1000 0
11,425.00 100 X 5 0 100 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 26,189,666.63 295559 5910 288649 1000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
1,173,690.25 10273 100 10173 0
NEWPORT NEWS SHIPBUILDING 652228107 361,900.04 11200 X 0 11200 0
NORFOLK SOUTHERN CORP 655844108 220,500.00 9000 X 9000 0 0
88,200.00 3600 X 0 3600 0
----------------- -------------- ------------- ---------- ----------
308,700.00 12600 9000 3600 0
NORTHERN TR CORP 665859104 225,450.00 2700 X 0 2700 0
PFIZER INC 717081103 1,304,056.25 36350 X 36350 0 0
7,674,738.77 213930 X 0 209730 4200
2,566,605.14 71543 X 1 0 71543 0
919,117.50 25620 X 2 0 25620 0
21,525.00 600 X 4 0 600 0
96,862.50 2700 X 5 0 2700 0
----------------- -------------- ------------- ---------- ----------
12,582,905.16 350743 36350 310193 4200
PROCTER & GAMBLE CO 742718109 1,017,562.50 10854 X 0 9654 1200
508,125.00 5420 X 1 0 5420 0
37,500.00 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ----------
1,563,187.50 16674 0 15474 1200
SARA LEE CORP 803111103 369,909.38 15825 X 15825 0 0
1,142,990.75 48898 X 0 48898 0
1,173,425.00 50200 X 1 0 50200 0
158,950.00 6800 X 2 0 6800 0
16,362.50 700 X 3 0 700 0
53,762.50 2300 X 4 0 2300 0
16,362.50 700 X 5 0 700 0
----------------- -------------- ------------- ---------- ----------
2,931,762.63 125423 15825 109598 0
SBC COMMUNICATIONS INC 78387G103 888,742.81 17405 X 17405 0 0
4,008,763.78 78507 X 0 78507 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 22,871,411.92 615252 78580 531272 5400
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
2,298,169.94 45007 X 1 0 45007 0
701,496.63 13738 X 2 0 13738 0
137,868.75 2700 X 3 0 2700 0
35,743.75 700 X 4 0 700 0
168,506.25 3300 X 5 0 3300 0
----------------- -------------- ------------- ---------- ----------
8,239,291.91 161357 17405 143952 0
SEALED AIR CORP NEW 81211K100 225,775.02 4400 X 0 4400 0
ST PAUL COS INC 792860108 316,250.00 11500 X 0 11500 0
STAPLES INC 855030102 206,123.40 9450 X 0 9450 0
STRYKER CORP 863667101 362,987.50 7100 X 0 7100 0
SUN MICROSYSTEMS INC 866810104 1,395,000.00 15000 X 0 15000 0
SYSCO CORP 871829107 981,750.00 28000 X 28000 0 0
923,896.88 26350 X 0 26350 0
1,574,306.25 44900 X 1 0 44900 0
399,712.50 11400 X 2 0 11400 0
----------------- -------------- ------------- ---------- ----------
3,879,665.63 110650 28000 82650 0
TYCO INTL LTD NEW 902124106 67,112.50 650 X 650 0 0
1,178,082.50 11410 X 0 11410 0
315,532.00 3056 X 1 0 3056 0
----------------- -------------- ------------- ---------- ----------
1,560,727.00 15116 650 14466 0
UNION PAC CORP 907818108 43,256.25 900 X 900 0 0
278,426.07 5793 X 0 5793 0
260,258.44 5415 X 1 0 5415 0
76,900.00 1600 X 2 0 1600 0
24,031.25 500 X 3 0 500 0
19,225.00 400 X 5 0 400 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 11,990,410.88 253269 29550 223719 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
----------------- -------------- ------------- ---------- ----------
702,097.01 14608 900 13708 0
WACHOVIA CORP NEW 929771103 47,175.00 600 X 600 0 0
454,452.50 5780 X 0 5780 0
272,435.63 3465 X 1 0 3465 0
368,515.38 4687 X 2 0 4687 0
43,243.75 550 X 3 0 550 0
----------------- -------------- ------------- ---------- ----------
1,185,822.26 15082 600 14482 0
WAL MART STORES INC 931142103 1,141,500.00 24000 X 24000 0 0
2,033,487.13 42754 X 0 42754 0
2,449,468.75 51500 X 1 0 51500 0
425,684.38 8950 X 2 0 8950 0
----------------- -------------- ------------- ---------- ----------
6,050,140.26 127204 24000 103204 0
WELLS FARGO & CO NEW 949746101 206,050.00 5200 X 0 5200 0
================= ============== ============= ========== ==========
TOTALS FOR COMMON 332,592,413.85 5875528 485981 5360623 28924
================= ============== ============= ========== ==========
GRAND TOTALS 332,592,413.85 5875528 485981 5360623 28924
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/01/1999 at 11:44 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
<S> <C>
MGR Client Name
------ ---------------------------------------------
1 FRANCIS L COOLIDGE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 SUSAN R SHAPIRO
5 ROBERT SHAPIRO
</TABLE>
<PAGE>
REPORT RUN: 13-F EQUITIES DISCLOSURE BY AFFILIATION Page 16
11/01/1999 at 11:44 AM
BUSINESS DATE: 11/01/1999 R33.110.002
As of 09/30/1999
Produced on trust2>ROPEDB
The parameters used in producing report R33.110.002 were:
ASOF## = 09/30/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAT# = 200,000.00
AF# = 113
EMPL# = 28673/1/1
=============================== End of Report ==================================
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