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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/99
--------------
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Francis L. Coolidge
---------------------------------------------
Address:
---------------------------------------------
Boston, MASS. 02110
---------------------------------------------
---------------------------------------------
Form 13F File Number: 28-
-----------------
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Francis L. Coolidge
---------------------------------------------
Title:
---------------------------------------------
Phone: (617) 951-7208
---------------------------------------------
Signature, Place, and Date of Signing:
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
The institutional investment manager submitting this Form and its
attachment and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 21 day of
April, 1999
Francis L. Coolidge
---------------------------
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-3488 Nicholas A. Grace
------------------ ------------------------
28-5288 Robert N. Shapiro
------------------ ------------------------
28-4738 Edward P. Lawrence
------------------ ------------------------
28-6740 Edward J. Joyce
------------------ ------------------------
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 159,162.51 3400 X 3400 0 0
6,980,680.00 149120 X 0 149120 0
362,796.88 7750 X 1 0 7750 0
262,150.00 5600 X 3 0 5600 0
795,812.51 17000 X 4 0 17000 0
-------------- -------- ---------- ------ -----
8,560,601.90 182870 3400 179470 0
ADVANCE PARADIGM INC 007491103 410,715.50 6500 X 0 6500 0
ADVANTAGE LEARNING SYS 00757K100 310,620.00 10000 X 0 10000 0
AIR PRODS & CHEMS INC 009158106 109,600.00 3200 X 3200 0 0
792,134.00 23128 X 0 23128 0
102,750.00 3000 X 1 0 3000 0
109,600.00 3200 X 3 0 3200 0
-------------- -------- ---------- ------ -----
1,114,084.00 32528 3200 29328 0
AIRTOUCH COMMUNICATIONS 00949T100 674,249.25 6978 X 0 6978 0
AMAZON COM INC 023135106 637,091.90 3700 X 0 3700 0
AMDOCS LIMITED G02602103 287,612.50 13300 X 0 13300 0
AMERICAN EXPRESS CO 025816109 58,875.00 500 X 500 0 0
2,456,029.50 20858 X 0 20858 0
197,231.25 1675 X 3 0 1675 0
229,612.50 1950 X 4 0 1950 0
-------------- -------- ---------- ------ -----
2,941,748.25 24983 500 24483 0
AMERICAN HOME PRODS CORP 026609107 1,086,804.00 16656 X 16656 0 0
11,585,855.25 177561 X 0 177561 0
2,120,364.00 32496 X 1 0 32496 0
156,600.00 2400 X 2 0 2400 0
1,102,725.00 16900 X 3 0 16900 0
495,900.00 7600 X 4 0 7600 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 31,484,971.55 534472 23756 510716 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- ---------- ------ -----
16,548,248.25 253613 16656 236957 0
AMERICAN INTL GROUP INC 026874107 949,680.64 7873 X 7873 0 0
13,302,585.40 110281 X 0 110281 0
392,091.57 3251 X 1 0 3251 0
42,218.75 350 X 2 0 350 0
539,615.96 4474 X 3 0 4474 0
1,562,033.44 12950 X 4 0 12950 0
-------------- -------- ---------- ------ -----
16,788,225.76 139177 7873 131304 0
AMERITECH CORP NEW 030954101 23,050.00 400 X 400 0 0
808,133.00 14024 X 0 14024 0
-------------- -------- ---------- ------ -----
831,183.00 14424 400 14024 0
AMGEN INC 031162100 389,350.00 5200 X 0 5200 0
14,975.00 200 X 3 0 200 0
-------------- -------- ---------- ------ -----
404,325.00 5400 0 5400 0
AMP INC 031897101 6,955.00 130 X 130 0 0
182,114.00 3404 X 0 3404 0
55,640.00 1040 X 4 0 1040 0
-------------- -------- ---------- ------ -----
244,709.00 4574 130 4444 0
ARCHSTONE CMNTYS TR 039581103 54,840.63 2725 X 2725 0 0
980,087.52 48700 X 0 48700 0
376,337.50 18700 X 1 0 18700 0
42,262.50 2100 X 2 0 2100 0
164,521.88 8175 X 3 0 8175 0
40,753.13 2025 X 4 0 2025 0
-------------- -------- ---------- ------ -----
1,658,803.16 82425 2725 79700 0
AT HOME CORP SER A 045919107 425,250.00 2700 X 0 2700 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 20,352,495.92 248700 11128 237572 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
AT&T CORP 001957109 23,943.75 300 X 300 0 0
1,842,619.24 23087 X 0 23087 0
-------------- -------- ---------- ------ -----
1,866,562.99 23387 300 23087 0
AT&T CORP LIBERTY MEDIA GROUP 001957208 276,623.40 5260 X 0 5260 0
CL A
ATLANTIC RICHFIELD CO 048825103 45,630.00 624 X 624 0 0
928,395.00 12696 X 0 12696 0
165,701.25 2266 X 1 0 2266 0
7,312.50 100 X 2 0 100 0
212,062.50 2900 X 3 0 2900 0
87,750.00 1200 X 4 0 1200 0
-------------- -------- ---------- ------ -----
1,446,851.25 19786 624 19162 0
AUTOMATIC DATA PROCESSING 053015103 379,822.50 9180 X 9180 0 0
4,826,973.01 116664 X 0 116664 0
676,481.25 16350 X 4 0 16350 0
-------------- -------- ---------- ------ -----
5,883,276.76 142194 9180 133014 0
BANK NEW YORK INC 064057102 17,968.75 500 X 500 0 0
267,554.69 7445 X 0 7445 0
-------------- -------- ---------- ------ -----
285,523.44 7945 500 7445 0
BANK ONE CORPORATION 06423A103 1,868,876.32 33941 X 0 33941 0
16,518.75 300 X 3 0 300 0
-------------- -------- ---------- ------ -----
1,885,395.07 34241 0 34241 0
BAXTER INTL INC 071813109 283,536.00 4296 X 0 4296 0
6,600.00 100 X 3 0 100 0
-------------- -------- ---------- ------ -----
290,136.00 4396 0 4396 0
BELL ATLANTIC CORP 077853109 50,033.50 968 X 968 0 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 11,984,402.41 238177 11572 226605 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,944,277.05 37616 X 0 37616 0
634,929.26 12284 X 1 0 12284 0
102,961.50 1992 X 2 0 1992 0
214,503.13 4150 X 3 0 4150 0
-------------- -------- ---------- ------ -----
2,946,704.44 57010 968 56042 0
BELLSOUTH CORP 079860102 24,037.50 600 X 600 0 0
1,509,875.50 37688 X 0 37688 0
-------------- -------- ---------- ------ -----
1,533,913.00 38288 600 37688 0
BERKSHIRE HATHAWAY INC DEL CL 084670207 110,497.00 47 X 47 0 0
B
3,103,061.39 1320 X 0 1320 0
122,252.00 52 X 3 0 52 0
-------------- -------- ---------- ------ -----
3,335,810.39 1419 47 1372 0
BESTFOODS 08658U101 18,800.00 400 X 400 0 0
733,200.00 15600 X 0 15600 0
-------------- -------- ---------- ------ -----
752,000.00 16000 400 15600 0
BIOGEN INC 090597105 342,936.00 3000 X 0 3000 0
BOSTON SCIENTIFIC CORP 101137107 337,187.50 8300 X 8300 0 0
2,015,000.00 49600 X 0 49600 0
81,250.00 2000 X 1 0 2000 0
77,187.50 1900 X 3 0 1900 0
320,937.50 7900 X 4 0 7900 0
-------------- -------- ---------- ------ -----
2,831,562.50 69700 8300 61400 0
BRISTOL MYERS SQUIBB CO 110122108 819,517.50 12780 X 12780 0 0
9,649,530.00 150480 X 0 150480 0
507,870.00 7920 X 1 0 7920 0
25,650.00 400 X 2 0 400 0
1,236,330.00 19280 X 4 0 19280 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 23,931,790.33 375309 22127 353182 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- ---------- ------ -----
12,238,897.50 190860 12780 178080 0
BURLINGTN NORTHN SANTA FE 12189T104 19,725.00 600 X 600 0 0
227,166.25 6910 X 0 6910 0
-------------- -------- ---------- ------ -----
246,891.25 7510 600 6910 0
BURLINGTON RES INC 122014103 351,849.38 8810 X 0 8810 0
CAMPBELL SOUP CO 134429109 325,500.00 8000 X 0 8000 0
CAROLINA PWR & LT CO 144141108 22,687.50 600 X 600 0 0
314,675.63 8322 X 0 8322 0
68,062.50 1800 X 1 0 1800 0
-------------- -------- ---------- ------ -----
405,425.63 10722 600 10122 0
CHEVRON CORP 166751107 106,500.00 1200 X 1200 0 0
1,049,557.50 11826 X 0 11826 0
53,250.00 600 X 1 0 600 0
230,040.00 2592 X 3 0 2592 0
-------------- -------- ---------- ------ -----
1,439,347.50 16218 1200 15018 0
CIGNA CORP 125509109 462,645.00 5520 X 0 5520 0
CISCO SYS INC 17275R102 1,108,657.87 10119 X 10119 0 0
5,823,658.53 53154 X 0 53154 0
716,754.60 6542 X 1 0 6542 0
390,478.96 3564 X 3 0 3564 0
1,006,546.09 9187 X 4 0 9187 0
-------------- -------- ---------- ------ -----
9,046,096.05 82566 10119 72447 0
CITIGROUP INC 172967101 277,856.26 4350 X 4350 0 0
2,956,454.42 46285 X 0 46285 0
92,618.76 1450 X 1 0 1450 0
67,068.75 1050 X 2 0 1050 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 15,671,753.00 192481 16869 175612 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
35,131.25 550 X 3 0 550 0
526,968.76 8250 X 4 0 8250 0
-------------- -------- ---------- ------ -----
3,956,098.20 61935 4350 57585 0
CMGI INC 125750109 677,329.40 3700 X 0 3700 0
COCA COLA CO 191216100 2,832,456.25 46150 X 0 46150 0
30,687.50 500 X 1 0 500 0
18,412.50 300 X 4 0 300 0
-------------- -------- ---------- ------ -----
2,881,556.25 46950 0 46950 0
COMPUTER SCIENCES CORP 205363104 22,075.00 400 X 400 0 0
1,611,364.63 29198 X 0 29198 0
-------------- -------- ---------- ------ -----
1,633,439.63 29598 400 29198 0
CORNING INC 219350105 848,400.00 14140 X 0 14140 0
CRITICAL PATH INC 22674V100 241,395.00 3135 X 0 3135 0
CVS CORP 126650100 163,875.00 3450 X 3450 0 0
237,500.00 5000 X 0 5000 0
38,000.00 800 X 3 0 800 0
-------------- -------- ---------- ------ -----
439,375.00 9250 3450 5800 0
DISNEY WALT CO 254687106 361,828.14 11625 X 11625 0 0
2,729,693.65 87701 X 0 87701 0
49,768.88 1599 X 1 0 1599 0
154,971.38 4979 X 3 0 4979 0
623,278.13 20025 X 4 0 20025 0
-------------- -------- ---------- ------ -----
3,919,540.18 125929 11625 114304 0
DOW CHEM CO 260543103 23,296.88 250 X 250 0 0
3,135,666.25 33649 X 0 33649 0
156,089.07 1675 X 1 0 1675 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 14,518,187.67 277076 15725 261351 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
55,912.50 600 X 3 0 600 0
-------------- -------- ---------- ------ -----
3,370,964.70 36174 250 35924 0
DU PONT E I DE NEMOURS 263534109 201,767.19 3475 X 3475 0 0
4,975,840.17 85698 X 0 85698 0
941,773.76 16220 X 1 0 16220 0
81,287.50 1400 X 2 0 1400 0
368,696.88 6350 X 3 0 6350 0
198,864.07 3425 X 4 0 3425 0
-------------- -------- ---------- ------ -----
6,768,229.57 116568 3475 113093 0
E M C CORP MASS 268648102 194,818.75 1525 X 0 1525 0
15,968.75 125 X 3 0 125 0
-------------- -------- ---------- ------ -----
210,787.50 1650 0 1650 0
EASTMAN KODAK CO 277461109 1,075,144.01 16832 X 0 16832 0
EMERSON ELEC CO 291011104 561,137.50 10600 X 0 10600 0
ENRON CORP 293561106 2,063,453.00 32116 X 0 32116 0
EXODUS COMMUNICATIONS INC 302088109 295,900.00 2200 X 0 2200 0
EXXON CORP 302290101 483,705.94 6855 X 6855 0 0
15,828,932.89 224325 X 0 224325 0
2,423,116.25 34340 X 1 0 34340 0
119,956.25 1700 X 2 0 1700 0
338,700.01 4800 X 3 0 4800 0
732,438.76 10380 X 4 0 10380 0
-------------- -------- ---------- ------ -----
19,926,850.10 282400 6855 275545 0
FEDERAL NATL MTG ASSN 313586109 164,468.75 2375 X 2375 0 0
3,418,041.50 49358 X 0 49358 0
349,020.00 5040 X 1 0 5040 0
41,550.00 600 X 3 0 600 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 34,930,494.43 520339 12705 507634 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
495,137.50 7150 X 4 0 7150 0
-------------- -------- ---------- ------ -----
4,468,217.75 64523 2375 62148 0
FIRST DATA CORP 319963104 141,075.00 3300 X 0 3300 0
27,787.50 650 X 1 0 650 0
55,575.00 1300 X 3 0 1300 0
-------------- -------- ---------- ------ -----
224,437.50 5250 0 5250 0
FORTUNE BRANDS INC 349631101 308,000.00 8000 X 0 8000 0
GANNETT INC 364730101 50,400.00 800 X 800 0 0
492,408.00 7816 X 0 7816 0
630,000.00 10000 X 1 0 10000 0
-------------- -------- ---------- ------ -----
1,172,808.00 18616 800 17816 0
GENERAL ELEC CO 369604103 1,927,972.50 17428 X 17428 0 0
38,551,816.90 348491 X 0 348491 0
3,976,968.75 35950 X 1 0 35950 0
177,000.00 1600 X 2 0 1600 0
942,525.00 8520 X 3 0 8520 0
2,001,427.50 18092 X 4 0 18092 0
-------------- -------- ---------- ------ -----
47,577,710.65 430081 17428 412653 0
GENERAL MLS INC 370334104 269,002.51 3560 X 3560 0 0
2,166,754.71 28675 X 0 28675 0
831,187.50 11000 X 1 0 11000 0
332,475.00 4400 X 3 0 4400 0
26,144.63 346 X 4 0 346 0
-------------- -------- ---------- ------ -----
3,625,564.35 47981 3560 44421 0
GENERAL MOTORS CORP CL H NEW 370442832 756,562.50 15000 X 0 15000 0
GENZYME CORP 372917104 393,408.60 7800 X 0 7800 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 54,553,629.10 539878 21788 518090 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
GILLETTE CO 375766102 65,381.25 1100 X 1100 0 0
2,379,402.00 40032 X 0 40032 0
-------------- -------- ---------- ------ -----
2,444,783.25 41132 1100 40032 0
GLOBAL CROSSING LTD G3921A100 323,750.00 7000 X 0 7000 0
GRAINGER W W INC 384802104 723,450.00 16800 X 0 16800 0
GREAT PLAINS SOFTWARE INC 39119E105 266,940.30 6900 X 0 6900 0
GTE CORP 362320103 12,100.00 200 X 200 0 0
585,882.00 9684 X 0 9684 0
-------------- -------- ---------- ------ -----
597,982.00 9884 200 9684 0
HEINZ H J CO 423074103 8,882.81 188 X 188 0 0
170,550.00 3600 X 0 3600 0
80,537.50 1700 X 3 0 1700 0
-------------- -------- ---------- ------ -----
259,970.31 5488 188 5300 0
HEWLETT PACKARD CO 428236103 81,375.00 1200 X 1200 0 0
5,522,853.45 81443 X 0 81443 0
1,356,250.00 20000 X 1 0 20000 0
97,650.00 1440 X 2 0 1440 0
469,262.50 6920 X 3 0 6920 0
47,468.75 700 X 4 0 700 0
-------------- -------- ---------- ------ -----
7,574,859.70 111703 1200 110503 0
HOME DEPOT INC 437076102 793,687.50 12750 X 12750 0 0
4,007,779.50 64382 X 0 64382 0
97,981.50 1574 X 1 0 1574 0
149,400.00 2400 X 3 0 2400 0
961,762.50 15450 X 4 0 15450 0
-------------- -------- ---------- ------ -----
6,010,611.00 96556 12750 83806 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 18,202,346.56 295463 15438 280025 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
IBM CORP 459200101 35,450.00 200 X 200 0 0
8,373,821.75 47243 X 0 47243 0
-------------- -------- ---------- ------ -----
8,409,271.75 47443 200 47243 0
ILLINOIS TOOL WKS INC 452308109 111,375.00 1800 X 1800 0 0
844,593.75 13650 X 0 13650 0
43,312.50 700 X 3 0 700 0
495,000.00 8000 X 4 0 8000 0
-------------- -------- ---------- ------ -----
1,494,281.25 24150 1800 22350 0
INFOSPACE COM INC 45678T102 584,925.00 6600 X 0 6600 0
INTEL CORP 458140100 524,952.00 4416 X 4416 0 0
3,884,240.64 32675 X 0 32675 0
242,505.01 2040 X 1 0 2040 0
211,003.14 1775 X 3 0 1775 0
142,650.00 1200 X 4 0 1200 0
-------------- -------- ---------- ------ -----
5,005,350.79 42106 4416 37690 0
INTERPUBLIC GROUP COS 460690100 443,887.50 5700 X 0 5700 0
INTUIT 461202103 508,750.00 5000 X 0 5000 0
JOHNSON & JOHNSON 478160104 79,475.00 850 X 850 0 0
3,535,702.50 37815 X 0 37815 0
-------------- -------- ---------- ------ -----
3,615,177.50 38665 850 37815 0
KIMBERLY CLARK CORP 494368103 118,645.32 2475 X 2475 0 0
1,344,455.17 28046 X 0 28046 0
302,006.25 6300 X 1 0 6300 0
28,762.50 600 X 2 0 600 0
50,334.38 1050 X 3 0 1050 0
453,009.37 9450 X 4 0 9450 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 22,358,856.78 217585 9741 207844 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
-------------- -------- ---------- ------ -----
2,297,212.99 47921 2475 45446 0
KNIGHT / TRIMARK GROUP INC CL 499067106 408,700.00 6100 X 0 6100 0
A
LILLY ELI & CO 532457108 25,462.50 300 X 300 0 0
3,251,391.50 38308 X 0 38308 0
628,075.00 7400 X 3 0 7400 0
-------------- -------- ---------- ------ -----
3,904,929.00 46008 300 45708 0
LUCENT TECHNOLOGIES INC 549463107 27,000.00 250 X 250 0 0
2,470,284.00 22873 X 0 22873 0
118,800.00 1100 X 1 0 1100 0
-------------- -------- ---------- ------ -----
2,616,084.00 24223 250 23973 0
MARSH & MCLENNAN COS 571748102 1,069,200.00 14400 X 0 14400 0
MAY DEPT STORES CO 577778103 100,003.50 2556 X 2556 0 0
1,546,572.16 39529 X 0 39529 0
352,125.00 9000 X 1 0 9000 0
29,343.75 750 X 2 0 750 0
166,907.25 4266 X 3 0 4266 0
436,165.50 11148 X 4 0 11148 0
-------------- -------- ---------- ------ -----
2,631,117.16 67249 2556 64693 0
MBIA INC 55262C100 203,000.00 3500 X 0 3500 0
MCDONALDS CORP 580135101 548,281.25 12100 X 12100 0 0
3,047,990.64 67266 X 0 67266 0
164,484.38 3630 X 1 0 3630 0
203,906.25 4500 X 3 0 4500 0
725,000.00 16000 X 4 0 16000 0
-------------- -------- ---------- ------ -----
4,689,662.52 103496 12100 91396 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 15,522,692.68 264976 15206 249770 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
MCI WORLDCOM INC. 55268B106 2,308,629.78 26068 X 0 26068 0
MEDTRONIC INC 585055106 316,250.00 4400 X 0 4400 0
MELLON BK CORP 585509102 211,125.00 3000 X 0 3000 0
MERCK & CO INC 589331107 156,243.75 1950 X 1950 0 0
12,529,787.25 156378 X 0 156378 0
1,762,750.00 22000 X 1 0 22000 0
80,125.00 1000 X 3 0 1000 0
-------------- -------- ---------- ------ -----
14,528,906.00 181328 1950 179378 0
MICROMUSE INC 595094103 211,600.00 4600 X 0 4600 0
MICROSOFT CORP 594918104 1,023,159.00 11416 X 11416 0 0
6,766,866.75 75502 X 0 75502 0
179,250.00 2000 X 1 0 2000 0
306,517.50 3420 X 3 0 3420 0
2,724,600.00 30400 X 4 0 30400 0
-------------- -------- ---------- ------ -----
11,000,393.25 122738 11416 111322 0
MICROSOFT CORP PFD A CONV 594918203 497,425.00 5050 X 0 5050 0
34,475.00 350 X 1 0 350 0
24,625.00 250 X 4 0 250 0
-------------- -------- ---------- ------ -----
556,525.00 5650 0 5650 0
MINNESOTA MNG & MFG CO 604059105 141,146.25 1995 X 1995 0 0
6,013,254.75 84993 X 0 84993 0
483,081.00 6828 X 1 0 6828 0
120,275.00 1700 X 3 0 1700 0
70,750.00 1000 X 4 0 1000 0
-------------- -------- ---------- ------ -----
6,828,507.00 96516 1995 94521 0
MOBIL CORP 607059102 568,040.00 6455 X 6455 0 0
11,005,808.00 125066 X 0 125066 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 47,535,784.03 575821 21816 554005 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
31,152.00 354 X 1 0 354 0
70,928.00 806 X 3 0 806 0
290,400.00 3300 X 4 0 3300 0
-------------- -------- ---------- ------ -----
11,966,328.00 135981 6455 129526 0
MOLEX INC CL A 608554200 991,012.50 38300 X 0 38300 0
MONSANTO CO 611662107 732,427.50 15944 X 0 15944 0
MORGAN J P & CO INC 616880100 152,985.00 1240 X 1240 0 0
4,134,172.89 33509 X 0 33509 0
1,517,512.50 12300 X 1 0 12300 0
228,243.75 1850 X 3 0 1850 0
257,236.88 2085 X 4 0 2085 0
-------------- -------- ---------- ------ -----
6,290,151.02 50984 1240 49744 0
MOTOROLA INC 620076109 490,775.00 6700 X 0 6700 0
NATIONAL CITY CORP 635405103 414,180.00 6240 X 0 6240 0
NEW ERA OF NETWORKS INC 644312100 257,450.00 3800 X 0 3800 0
NEWELL RUBBERMAID INC 651229106 266,000.00 5600 X 0 5600 0
NEXTLINK COMMUNUCATIONS A 65333H707 212,800.00 3800 X 0 3800 0
NORFOLK SOUTHERN CORP 655844108 403,537.50 15300 X 0 15300 0
OSTEOTECH INC 688582105 299,062.50 8700 X 0 8700 0
OUTBACK STEAKHOUSE INC 689899102 319,312.50 9750 X 0 9750 0
PEPSICO INC 713448108 3,315,027.40 84594 X 0 84594 0
PFIZER INC 717081103 631,312.50 4550 X 4550 0 0
13,154,193.75 94805 X 0 94805 0
464,812.50 3350 X 1 0 3350 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 28,634,534.67 356877 5790 351087 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
428,043.75 3085 X 3 0 3085 0
1,852,312.50 13350 X 4 0 13350 0
-------------- -------- ---------- ------ -----
16,530,675.00 119140 4550 114590 0
PHARMACIA & UPJOHN INC 716941109 226,109.38 3625 X 0 3625 0
542,662.51 8700 X 1 0 8700 0
-------------- -------- ---------- ------ -----
768,771.89 12325 0 12325 0
PHILIP MORRIS COS INC 718154107 905,585.51 25736 X 0 25736 0
PIONEER HI BRED INTL INC 723686101 203,175.00 5400 X 0 5400 0
PROCTER & GAMBLE CO 742718109 83,246.88 850 X 850 0 0
5,793,688.69 59157 X 0 59157 0
4,896.88 50 X 3 0 50 0
-------------- -------- ---------- ------ -----
5,881,832.45 60057 850 59207 0
PROVIDIAN FINL CORP 74406A102 759,000.00 6900 X 0 6900 0
QRS CORP 74726X105 312,810.00 5000 X 0 5000 0
QWEST COMMUNICATIONS INTL 749121109 663,264.80 9200 X 0 9200 0
RAYTHEON CO CL B 755111408 2,451,345.75 41814 X 0 41814 0
SARA LEE CORP 803111103 163,350.00 6600 X 6600 0 0
2,555,437.50 103250 X 0 103250 0
65,835.00 2660 X 1 0 2660 0
49,500.00 2000 X 2 0 2000 0
106,425.00 4300 X 3 0 4300 0
371,250.00 15000 X 4 0 15000 0
-------------- -------- ---------- ------ -----
3,311,797.50 133810 6600 127210 0
SBC COMMUNICATIONS INC 78387G103 655,906.25 13900 X 13900 0 0
4,037,834.41 85570 X 0 85570 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 22,231,679.81 416147 21350 394797 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
358,625.00 7600 X 1 0 7600 0
51,906.25 1100 X 2 0 1100 0
386,937.51 8200 X 3 0 8200 0
696,015.63 14750 X 4 0 14750 0
-------------- -------- ---------- ------ -----
6,187,225.05 131120 13900 117220 0
SCHERING PLOUGH CORP 806605101 221,000.00 4000 X 4000 0 0
5,226,650.00 94600 X 0 94600 0
-------------- -------- ---------- ------ -----
5,447,650.00 98600 4000 94600 0
SERVICE CORP INTL 817565104 179,762.50 26650 X 0 26650 0
SIGNA ALDRICH CORP 826552101 1,006,200.00 34400 X 0 14400 0
SPRINT CORP-EON GROUP 852061100 870,565.00 8872 X 0 8872 0
STATE STR CORP 857477103 78,137.50 950 X 950 0 0
1,622,628.00 19728 X 0 19728 0
-------------- -------- ---------- ------ -----
1,700,765.50 20678 950 19728 0
SYSCO CORP 871829107 42,100.00 1600 X 1600 0 0
326,275.00 12400 X 0 12400 0
105,250.00 4000 X 3 0 4000 0
242,075.00 9200 X 4 0 9200 0
-------------- -------- ---------- ------ -----
715,700.00 27200 1600 25600 0
TECO ENERGY INC 872375100 257,898.00 12976 X 0 12976 0
39,750.00 2000 X 1 0 2000 0
-------------- -------- ---------- ------ -----
297,648.00 14976 0 14976 0
TERADYNE INC 880770102 245,531.25 4500 X 0 4500 0
TEXACO INC 881694103 454,000.00 8000 X 0 8000 0
-------------- -------- ---------- ------ -----
SUBTOTALS FOR THIS PAGE 12,611,306.64 275526 6550 268976 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
TIME WARNER INC 887315109 311,575.00 4400 X 0 4400 0
TRW INC 872649108 272,454.00 5988 X 0 5988 0
TSI INTL SOFTWARE LTD 872879101 780,992.00 16000 X 0 16000 0
TYCO INTL LTD NEW 902124106 448,007.00 6244 X 0 6244 0
U S WEST INC NEW 91273H101 22,025.00 400 X 400 0 0
239,205.75 4344 X 0 4344 0
-------------- -------- ---------- ------ ----
261,230.75 4744 400 4344 0
UNION PAC CORP 907818108 1,399,581.58 26191 X 0 26191 0
37,406.25 700 X 2 0 700 0
53,437.50 1000 X 3 0 1000 0
-------------- -------- ---------- ------ ----
1,490,425.33 27891 0 27891 0
UNION PAC RES GROUP INC 907834105 200,913.13 16919 X 0 16919 0
UNIPHASE CORP 909149106 495,037.50 4300 X 0 4300 0
UNITED TECHNOLOGIES CORP 913017109 3,385,937.50 25000 X 0 25000 0
UST INC 902911106 600,875.00 23000 X 0 23000 0
VERISIGN INC 92343E102 400,400.00 2600 X 0 2600 0
VERTICALNET INC 92532L107 207,750.00 2000 X 0 2000 0
VISX INC DEL 92844S105 258,148.80 2400 X 0 2400 0
WACHOVIA CORP NEW 929771103 251,275.31 3095 X 3095 0 0
620,272.51 7640 X 0 7640 0
73,068.75 900 X 3 0 900 0
-------------- -------- ---------- ------ ----
944,616.57 11635 3095 8540 0
-------------- -------- ---------- ------ ----
SUBTOTALS FOR THIS PAGE 10,058,362.58 153121 3495 149626 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- -------------- --------- ------------ --------- ----- --- --- ---------- --------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
WAL MART STORES INC 931142103 36,875.00 400 X 400 0 0
2,306,162.51 25016 X 0 25016 0
314,359.39 3410 X 1 0 3410 0
36,875.00 400 X 3 0 400 0
276,562.50 3000 X 4 0 3000 0
-------------- -------- ---------- ------- ----
2,970,834.40 32226 400 31826 0
WALGREEN CO 931422109 2,169,600.00 76800 X 0 76800 0
WARNER LAMBERT CO 934488107 1,987,500.00 30000 X 0 30000 0
WASHINGTON POST CO CL B 939640108 417,200.00 800 X 0 800 0
WELLS FARGO & CO NEW 949746101 2,103,750.00 60000 X 0 60000 0
XEROX CORP 984121103 352,365.00 6760 X 0 6760 0
YAHOO INC 984332106 505,125.00 3000 X 0 3000 0
============== ======== ========== ======= ====
TOTALS FOR COMMON 395,089,662.56 5691533 235456 5456078 0
============== ======== ========== ======= ====
GRAND TOTALS 395,089,662.56 5691533 235456 5456078 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
MGR Client Name
--- -----------------
<S> <C>
1 NICHOLAS A GRACE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 ROBERT SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 04/20/1999 at 03:39 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 19
BUSINESS DATE: 04/20/1999 R33.110.002
As of 03/31/1999
Produced on trust 2 ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C> <C>
ASOP## = 03/31/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
ENPL# = 26209/1/1
============================================== End of Report ============================================
</TABLE>
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