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<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/99
-------
If amended report check here: [_]
Name of Institutional Manager:
Francis L. Coolidge
- -------------------------------------------------------------------------------
Business Address:
Boston Mass 02108
------ ---- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Francis L. Coolidge (617) 951-7208
- -------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 3 day of
November, 1999
Francis L. Coolidge
------------------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Nicholas A. Grace 28-3488
2. Robert N. Shapiro 28-5288
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
COMMON
------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 124,737.51 3400 X 3400 0 0
5,484,597.81 149495 X 0 149495 0
284,328.13 7750 X 1 0 7750 0
205,450.00 5600 X 3 0 5600 0
623,687.51 17000 X 4 0 17000 0
----------------- ------------- ------------- ---------- ---------
6,722,800.96 183245 3400 179845 0
ADVANCE PARADIGM INC 007491103 355,875.00 6500 X 0 6500 0
AIR PRODS & CHEMS INC 009158106 107,493.75 3675 X 3675 0 0
813,237.75 27803 X 0 27803 0
87,750.00 3000 X 1 0 3000 0
93,600.00 3200 X 3 0 3200 0
----------------- ------------- ------------- ---------- ---------
1,102,081.50 37678 3675 34003 0
AMAZON COM INC 023135106 399,685.00 5000 X 0 5000 0
AMDOCS LIMITED G02602103 279,300.00 13300 X 0 13300 0
AMERICAN EXPRESS CO 025816109 67,500.00 500 X 500 0 0
2,829,330.00 20958 X 0 20958 0
226,125.00 1675 X 3 0 1675 0
263,250.00 1950 X 4 0 1950 0
----------------- ------------- ------------- ---------- ---------
3,386,205.00 25083 500 24583 0
AMERICAN HOME PRODS CORP 026609107 687,074.00 16556 X 16556 0 0
7,441,406.50 179311 X 0 179311 0
1,348,584.00 32496 X 1 0 32496 0
99,600.00 2400 X 2 0 2400 0
701,350.00 16900 X 3 0 16900 0
315,400.00 7600 X 4 0 7600 0
----------------- -------------- ------------- ---------- ---------
10,593,414.50 255263 16556 238707 0
AMERICAN INTL GROUP INC 026874107 863,289.39 9930 X 9930 0 0
11,377,858.46 130874 X 0 130874 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 35,080,509.81 666873 34061 632812 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
391,131.84 4499 X 1 0 4499 0
37,991.69 437 X 2 0 437 0
480,242.78 5524 X 3 0 5524 0
1,406,040.19 16173 X 4 0 16173 0
----------------- -------------- ------------- ---------- ---------
14,556,554.35 167437 9930 157507 0
AMERITECH CORP NEW 030954101 26,700.00 400 X 400 0 0
936,102.00 14024 X 0 14024 0
----------------- -------------- ------------- ---------- ---------
962,802.00 14424 400 14024 0
AMGEN INC 031162100 505,300.00 6200 X 0 6200 0
16,300.00 200 X 3 0 200 0
----------------- -------------- ------------- ---------- ---------
521,600.00 6400 0 6400 0
ANADARKO PETE CORP 032511107 320,906.25 10500 X 0 10500 0
ARCHSTONE CMNTYS TR 039581103 65,668.75 3325 X 3325 0 0
1,127,231.25 57075 X 0 57075 0
515,968.75 26125 X 1 0 26125 0
41,475.00 2100 X 2 0 2100 0
161,456.25 8175 X 3 0 8175 0
383,643.75 19425 X 4 0 19425 0
----------------- -------------- ------------- ---------- ---------
2,295,443.75 116225 3325 112900 0
ARIBA INC 04033V104 361,250.00 2500 X 0 2500 0
ART TECHNOLOGY GROUP INC 04289L107 232,178.20 6100 X 0 6100 0
AT&T CORP 001957109 1,624,109.48 37336 X 0 37336 0
AT&T CORP LIBERTY MEDIA GROUP 001957208 392,527.50 10520 X 0 10520 0
CL A
ATLANTIC RICHFIELD CO 048825103 37,577.00 424 X 424 0 0
1,116,675.00 12600 X 0 12600 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 10,180,475.68 243662 4149 239513 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
156,511.75 1766 X 1 0 1766 0
8,862.50 100 X 2 0 100 0
257,012.50 2900 X 3 0 2900 0
106,350.00 1200 X 4 0 1200 0
----------------- -------------- ------------- ---------- ---------
1,682,988.75 18990 424 18566 0
AUTOMATIC DATA PROCESSING 053015103 342,720.00 7680 X 7680 0 0
5,398,018.50 120964 X 0 120964 0
660,450.00 14800 X 4 0 14800 0
----------------- -------------- ------------- ---------- ---------
6,401,188.50 143444 7680 135764 0
BANK NEW YORK INC 064057102 33,437.50 1000 X 1000 0 0
248,942.19 7445 X 0 7445 0
----------------- -------------- ------------- ---------- ---------
282,379.69 8445 1000 7445 0
BANK ONE CORPORATION 06423A103 1,188,533.57 34141 X 0 34141 0
10,443.75 300 X 3 0 300 0
----------------- -------------- ------------- ---------- ---------
1,198,977.32 34441 0 34441 0
BAXTER INTL INC 071813109 258,834.00 4296 X 0 4296 0
6,025.00 100 X 3 0 100 0
----------------- -------------- ------------- ---------- ---------
264,859.00 4396 0 4396 0
BELL ATLANTIC CORP 077853109 65,158.50 968 X 968 0 0
2,528,122.93 37558 X 0 37558 0
826,866.76 12284 X 1 0 12284 0
111,738.75 1660 X 2 0 1660 0
279,346.88 4150 X 3 0 4150 0
----------------- -------------- ------------- ---------- ---------
3,811,233.82 56620 968 55652 0
BELLSOUTH CORP 079860102 27,000.00 600 X 600 0 0
1,477,260.00 32828 X 0 32828 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 13,991,635.08 286740 10248 276492 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
1,504,260.00 33428 600 32828 0
BERKSHIRE HATHAWAY INC CL B 084670207 87,232.00 47 X 47 0 0
2,436,928.00 1313 X 0 1313 0
96,512.00 52 X 3 0 52 0
----------------- -------------- ------------- ---------- ---------
2,620,672.00 1412 47 1365 0
BESTFOODS 08658U101 757,575.00 15600 X 0 15600 0
BIOGEN INC 090597105 472,872.00 6000 X 0 6000 0
BOSTON SCIENTIFIC CORP 101137107 242,550.00 9800 X 9800 0 0
1,296,900.00 52400 X 0 52400 0
49,500.00 2000 X 1 0 2000 0
58,781.25 2375 X 3 0 2375 0
212,850.00 8600 X 4 0 8600 0
----------------- -------------- ------------- ---------- ---------
1,860,581.25 75175 9800 65375 0
BRISTOL MYERS SQUIBB CO 110122108 862,650.00 12780 X 12780 0 0
10,737,900.00 159080 X 0 159080 0
534,600.00 7920 X 1 0 7920 0
27,000.00 400 X 2 0 400 0
1,301,400.00 19280 X 4 0 19280 0
----------------- -------------- ------------- ---------- ---------
13,463,550.00 199460 12780 186680 0
BROADCOM CORP 111320107 436,000.00 4000 X 0 4000 0
BURLINGTON RES INC 122014103 474,442.50 12910 X 0 12910 0
CAMPBELL SOUP CO 134429109 313,000.00 8000 X 0 8000 0
CAROLINA PWR & LT CO 144141108 21,225.00 600 X 600 0 0
294,390.77 8322 X 0 8322 0
63,675.00 1800 X 1 0 1800 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 20,777,983.52 333279 23227 310052 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
379,290.77 10722 600 10122 0
CHEVRON CORP 166751107 106,500.00 1200 X 1200 0 0
1,049,557.50 11826 X 0 11826 0
53,250.00 600 X 1 0 600 0
230,040.00 2592 X 3 0 2592 0
----------------- -------------- ------------- ---------- ---------
1,439,347.50 16218 1200 15018 0
CIGNA CORP 125509109 429,180.00 5520 X 0 5520 0
CISCO SYS INC 17275R102 1,438,979.26 20988 X 20988 0 0
7,701,775.16 112333 X 0 112333 0
922,775.96 13459 X 1 0 13459 0
44,565.30 650 X 2 0 650 0
546,987.64 7978 X 3 0 7978 0
1,345,460.69 19624 X 4 0 19624 0
----------------- -------------- ------------- ---------- ---------
12,000,544.01 175032 20988 154044 0
CITIGROUP INC 172967101 481,184.00 10936 X 10936 0 0
3,599,464.00 81806 X 0 81806 0
333,696.00 7584 X 1 0 7584 0
69,300.00 1575 X 2 0 1575 0
183,128.00 4162 X 3 0 4162 0
686,928.00 15612 X 4 0 15612 0
----------------- -------------- ------------- ---------- ---------
5,353,700.00 121675 10936 110739 0
CMGI INC 125750109 758,500.00 7400 X 0 7400 0
COCA COLA CO 191216100 1,978,250.00 41000 X 0 41000 0
24,125.00 500 X 1 0 500 0
----------------- -------------- ------------- ---------- ---------
2,002,375.00 41500 0 41500 0
COMPUTER SCIENCES CORP 205363104 2,052,984.38 29198 X 0 29198 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 24,036,630.89 396543 33124 363419 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
CORNERSTONE PPTYS INC 21922H103 76,250.00 5000 X 5000 0 0
95,693.75 6275 X 0 6275 0
----------------- -------------- ------------- ---------- ---------
171,943.75 11275 5000 6275 0
CORNING INC 219350105 969,473.75 14140 X 0 14140 0
CVS CORP 126650100 140,803.13 3450 X 3450 0 0
224,468.75 5500 X 0 5500 0
32,650.00 800 X 3 0 800 0
----------------- -------------- ------------- ---------- ---------
397,921.88 9750 3450 6300 0
DISNEY WALT CO 254687106 319,150.00 12275 X 12275 0 0
2,717,026.00 104501 X 0 104501 0
198,874.00 7649 X 1 0 7649 0
20,150.00 775 X 2 0 775 0
145,704.00 5604 X 3 0 5604 0
530,400.00 20400 X 4 0 20400 0
----------------- -------------- ------------- ---------- ---------
3,931,304.00 151204 12275 138929 0
DOW CHEM CO 260543103 2,293,747.88 20187 X 0 20187 0
124,987.50 1100 X 1 0 1100 0
68,175.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
2,486,910.38 21887 0 21887 0
DU PONT E I DE NEMOURS 263534109 210,237.50 3475 X 3475 0 0
5,502,354.00 90948 X 0 90948 0
1,003,997.50 16595 X 1 0 16595 0
84,700.00 1400 X 2 0 1400 0
384,175.00 6350 X 3 0 6350 0
207,212.50 3425 X 4 0 3425 0
----------------- -------------- ------------- ---------- ---------
7,392,676.50 122193 3475 118718 0
E M C CORP MASS 268648102 28,550.00 400 X 400 0 0
217,693.75 3050 X 0 3050 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,596,474.01 333899 24600 309299 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
17,843.75 250 X 3 0 250 0
----------------- -------------- ------------- ---------- ---------
264,087.50 3700 400 3300 0
EASTMAN KODAK CO 277461109 1,159,482.51 15332 X 0 15332 0
EMERSON ELEC CO 291011104 606,600.00 9600 X 0 9600 0
ENRON CORP 293561106 2,637,526.50 64232 X 0 64232 0
EXODUS COMMUNICATIONS INC 302088109 634,145.60 8800 X 0 8800 0
EXXON CORP 302290101 528,580.00 6955 X 6955 0 0
16,847,604.00 221679 X 0 221679 0
2,602,240.00 34240 X 1 0 34240 0
129,200.00 1700 X 2 0 1700 0
364,800.00 4800 X 3 0 4800 0
788,880.00 10380 X 4 0 10380 0
----------------- -------------- ------------- ---------- ---------
21,261,304.00 279754 6955 272799 0
FEDERAL NATL MTG ASSN 313586109 203,734.38 3250 X 3250 0 0
3,131,742.16 49958 X 0 49958 0
315,945.00 5040 X 1 0 5040 0
37,612.50 600 X 3 0 600 0
448,215.63 7150 X 4 0 7150 0
----------------- -------------- ------------- ---------- ---------
4,137,249.67 65998 3250 62748 0
FORTUNE BRANDS INC 349631101 258,000.00 8000 X 0 8000 0
GANNETT INC 364730101 55,350.00 800 X 800 0 0
535,788.01 7744 X 0 7744 0
691,875.00 10000 X 1 0 10000 0
----------------- -------------- ------------- ---------- ---------
1,283,013.01 18544 800 17744 0
GENERAL ELEC CO 369604103 2,029,552.89 17118 X 17118 0 0
41,056,533.93 346286 X 0 346286 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 75,081,251.86 833914 28123 805791 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
4,333,459.38 36550 X 1 0 36550 0
189,700.00 1600 X 2 0 1600 0
998,296.25 8420 X 3 0 8420 0
2,125,232.82 17925 X 4 0 17925 0
----------------- -------------- ------------- ---------- ---------
50,732,775.27 427899 17118 410781 0
GENERAL MLS INC 370334104 136,290.00 1680 X 1680 0 0
2,078,828.13 25625 X 0 25625 0
892,375.00 11000 X 1 0 11000 0
332,612.50 4100 X 3 0 4100 0
28,069.25 346 X 4 0 346 0
----------------- -------------- ------------- ---------- ---------
3,468,174.88 42751 1680 41071 0
GENERAL MOTORS CORP CL H NEW 370442832 858,750.00 15000 X 0 15000 0
GENZYME CORP 372917104 351,483.60 7800 X 0 7800 0
GILLETTE CO 375766102 13,575.00 400 X 400 0 0
1,379,152.13 40638 X 0 40638 0
----------------- -------------- ------------- ---------- ---------
1,392,727.13 41038 400 40638 0
GRAINGER W W INC 384802104 807,450.00 16800 X 0 16800 0
GTE CORP 362320103 15,375.00 200 X 200 0 0
744,457.50 9684 X 0 9684 0
----------------- -------------- ------------- ---------- ---------
759,832.50 9884 200 9684 0
HEINZ H J CO 423074103 8,062.50 188 X 188 0 0
154,800.00 3600 X 0 3600 0
73,100.00 1700 X 3 0 1700 0
----------------- -------------- ------------- ---------- ---------
235,962.50 5488 188 5300 0
HEWLETT PACKARD CO 428236103 108,900.00 1200 X 1200 0 0
7,191,665.25 79247 X 0 79247 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 22,821,634.31 283703 3668 280035 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,542,750.00 17000 X 1 0 17000 0
63,525.00 700 X 2 0 700 0
627,990.00 6920 X 3 0 6920 0
63,525.00 700 X 4 0 700 0
----------------- -------------- ------------- ---------- ---------
9,598,355.25 105767 1200 104567 0
HOME DEPOT INC 437076102 888,693.75 12950 X 12950 0 0
4,512,574.13 65757 X 0 65757 0
108,015.75 1574 X 1 0 1574 0
164,700.00 2400 X 3 0 2400 0
1,046,531.25 15250 X 4 0 15250 0
----------------- -------------- ------------- ---------- ---------
6,720,514.88 97931 12950 84981 0
HOMESTORE COM INC 437852106 300,146.40 7200 X 0 7200 0
IBM CORP 459200101 60,500.00 500 X 500 0 0
11,183,788.00 92428 X 0 92428 0
----------------- -------------- ------------- ---------- ---------
11,244,288.00 92928 500 92428 0
ILLINOIS TOOL WKS INC 452308109 134,212.50 1800 X 1800 0 0
995,409.38 13350 X 0 13350 0
52,193.75 700 X 3 0 700 0
596,500.00 8000 X 4 0 8000 0
----------------- -------------- ------------- ---------- ---------
1,778,315.63 23850 1800 22050 0
INFOSPACE COM INC 45678T102 542,850.00 13200 X 0 13200 0
INTEL CORP 458140100 712,057.58 9582 X 9582 0 0
5,326,312.60 71675 X 0 71675 0
359,447.14 4837 X 1 0 4837 0
315,826.00 4250 X 3 0 4250 0
514,610.60 6925 X 4 0 6925 0
----------------- -------------- ------------- ---------- ---------
7,228,253.92 97269 9582 87687 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 30,112,158.83 357698 24832 332866 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
INTERPUBLIC GROUP COS 460690100 419,475.00 10200 X 0 10200 0
INTUIT 461202103 438,280.00 5000 X 0 5000 0
JDS UNIPHASE CORP 46612J101 546,297.60 4800 X 0 4800 0
JOHNSON & JOHNSON 478160104 59,718.75 650 X 650 0 0
3,284,531.25 35750 X 0 35750 0
----------------- -------------- ------------- ---------- ---------
3,344,250.00 36400 650 35750 0
KIMBERLY CLARK CORP 494368103 152,975.00 2900 X 2900 0 0
1,761,639.00 33396 X 0 33396 0
356,062.50 6750 X 1 0 6750 0
31,650.00 600 X 2 0 600 0
68,575.00 1300 X 3 0 1300 0
498,487.50 9450 X 4 0 9450 0
----------------- -------------- ------------- ---------- ---------
2,869,389.00 54396 2900 51496 0
KING PHARMACEUTICALS INC 495582108 220,500.00 6300 X 0 6300 0
KRONOS INC 501052104 531,961.50 14500 X 0 14500 0
LILLY ELI & CO 532457108 19,256.25 300 X 300 0 0
2,458,894.75 38308 X 0 38308 0
474,987.50 7400 X 3 0 7400 0
----------------- -------------- ------------- ---------- ---------
2,953,138.50 46008 300 45708 0
LUCENT TECHNOLOGIES INC 549463107 32,437.50 500 X 500 0 0
2,967,512.25 45742 X 0 45742 0
142,725.00 2200 X 1 0 2200 0
----------------- -------------- ------------- ---------- ---------
3,142,674.75 48442 500 47942 0
MARSH & MCLENNAN COS 571748102 986,400.00 14400 X 0 14400 0
MAY DEPT STORES CO 577778103 93,134.26 2556 X 2556 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 15,545,500.61 243002 6906 236096 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
1,312,806.70 36029 X 0 36029 0
327,937.50 9000 X 1 0 9000 0
27,328.13 750 X 2 0 750 0
155,442.38 4266 X 3 0 4266 0
406,205.25 11148 X 4 0 11148 0
----------------- -------------- ------------- ---------- ---------
2,322,854.22 63749 2556 61193 0
MCDONALDS CORP 580135101 529,812.50 12250 X 12250 0 0
3,375,057.00 78036 X 0 78036 0
156,997.50 3630 X 1 0 3630 0
194,625.00 4500 X 3 0 4500 0
692,000.00 16000 X 4 0 16000 0
----------------- -------------- ------------- ---------- ---------
4,948,492.00 114416 12250 102166 0
MCI WORLDCOM INC. 55268B106 165,312.51 2300 X 2300 0 0
2,761,293.79 38418 X 0 38418 0
37,734.38 525 X 1 0 525 0
104,218.76 1450 X 3 0 1450 0
362,968.75 5050 X 4 0 5050 0
----------------- -------------- ------------- ---------- ---------
3,431,528.19 47743 2300 45443 0
MEDIMMUNE INC 584699102 259,105.60 2600 X 0 2600 0
MEDTRONIC INC 585055106 275,609.38 7750 X 0 7750 0
MELLON BK CORP 58551A108 201,750.00 6000 X 0 6000 0
MERCK & CO INC 589331107 139,346.88 2150 X 2150 0 0
10,780,133.51 166328 X 0 166328 0
1,425,875.00 22000 X 1 0 22000 0
64,812.50 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ---------
12,410,167.89 191478 2150 189328 0
MICROMUSE INC 595094103 295,550.00 4600 X 0 4600 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 24,051,923.02 435780 16700 419080 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MICROSOFT CORP 594918104 1,176,490.94 12991 X 12991 0 0
7,600,596.98 83927 X 0 83927 0
451,994.94 4991 X 1 0 4991 0
38,488.85 425 X 2 0 425 0
361,795.19 3995 X 3 0 3995 0
1,956,139.20 21600 X 4 0 21600 0
----------------- -------------- ------------- ---------- ---------
11,585,506.10 127929 12991 114938 0
MINNESOTA MNG & MFG CO 604059105 24,015.63 250 X 250 0 0
7,050,122.94 73391 X 0 73391 0
262,058.50 2728 X 1 0 2728 0
38,425.00 400 X 3 0 400 0
96,062.50 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ---------
7,470,684.57 77769 250 77519 0
MOBIL CORP 607059102 647,016.50 6422 X 6422 0 0
12,595,362.00 125016 X 0 125016 0
169,965.25 1687 X 1 0 1687 0
81,204.50 806 X 3 0 806 0
332,475.00 3300 X 4 0 3300 0
----------------- -------------- ------------- ---------- ---------
13,826,023.25 137231 6422 130809 0
MOLEX INC CL A 608554200 1,239,962.50 38300 X 0 38300 0
MONSANTO CO 611662107 563,862.50 15800 X 0 15800 0
MORGAN J P & CO INC 616880100 27,420.00 240 X 240 0 0
2,805,751.50 24558 X 0 24558 0
1,073,950.00 9400 X 1 0 9400 0
111,393.75 975 X 3 0 975 0
114,250.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ---------
4,132,765.25 36173 240 35933 0
MOTOROLA INC 620076109 563,200.00 6400 X 0 6400 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 39,382,004.17 439602 19903 419699 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NATIONAL CITY CORP 635405103 226,310.00 8480 X 0 8480 0
NEXTLINK COMMUNUCATIONS A 65333H707 394,014.40 7600 X 0 7600 0
NOBLE AFFILIATES INC 654894104 368,300.00 12700 X 0 12700 0
NORFOLK SOUTHERN CORP 655844108 407,925.00 16650 X 0 16650 0
NORTHPOINT COMMUNICATIONS 666610100 185,000.00 10000 X 0 10000 0
HLDGS INC
OUTBACK STEAKHOUSE INC 689899102 248,322.75 9750 X 0 9750 0
PARAMETRIC TECHNOLOGY CRP 699173100 135,000.00 10000 X 0 10000 0
PE CORP BIOSYSTEMS GROUP 69332S102 447,950.00 6200 X 0 6200 0
PEPSICO INC 713448108 2,163,212.50 70925 X 0 70925 0
PFIZER INC 717081103 489,693.75 13650 X 13650 0 0
8,447,306.88 235465 X 0 235465 0
360,543.75 10050 X 1 0 10050 0
332,023.13 9255 X 3 0 9255 0
1,436,793.75 40050 X 4 0 40050 0
----------------- -------------- ------------- ---------- ---------
11,066,361.26 308470 13650 294820 0
PHARMACIA & UPJOHN INC 716941109 179,890.63 3625 X 0 3625 0
431,737.51 8700 X 1 0 8700 0
----------------- -------------- ------------- ---------- ---------
611,628.14 12325 0 12325 0
PHILIP MORRIS COS INC 718154107 879,849.51 25736 X 0 25736 0
PHONE COM INC 71920Q100 409,050.00 2700 X 0 2700 0
POWERTEL INC 73936C109 220,248.00 4000 X 0 4000 0
PROCTER & GAMBLE CO 742718109 60,937.50 650 X 650 0 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 17,824,109.06 506186 14300 491886 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
COMMON (cont.)
--------------
<S> <C> <C> <C> <C> <C> <C><C> <C> <C>
5,452,218.75 58157 X 0 58157 0
4,687.50 50 X 3 0 50 0
----------------- -------------- ------------- ---------- ---------
5,517,843.75 58857 650 58207 0
PROVIDIAN FINL CORP 74406A102 467,206.25 5900 X 0 5900 0
QRS CORP 74726X105 480,937.50 7500 X 0 7500 0
QWEST COMMUNICATIONS INTL 749121109 543,940.80 18400 X 0 18400 0
RAYTHEON CO CL B 755111408 2,075,019.75 41814 X 0 41814 0
REALNETWORKS INC 75605L104 250,948.80 2400 X 0 2400 0
SARA LEE CORP 803111103 18,700.00 800 X 800 0 0
1,651,443.75 70650 X 0 70650 0
46,750.00 2000 X 2 0 2000 0
35,062.50 1500 X 3 0 1500 0
23,375.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ---------
1,775,331.25 75950 800 75150 0
SBC COMMUNICATIONS INC 78387G103 719,981.25 14100 X 14100 0 0
4,366,865.04 85520 X 0 85520 0
388,075.00 7600 X 1 0 7600 0
56,168.75 1100 X 2 0 1100 0
418,712.51 8200 X 3 0 8200 0
753,171.88 14750 X 4 0 14750 0
----------------- -------------- ------------- ---------- ---------
6,702,974.43 131270 14100 117170 0
SCHERING PLOUGH CORP 806605101 152,687.50 3500 X 3500 0 0
4,039,675.00 92600 X 0 92600 0
174,500.00 4000 X 1 0 4000 0
----------------- -------------- ------------- ---------- ---------
4,366,862.50 100100 3500 96600 0
SERVICE CORP INTL 817565104 274,625.00 26000 X 0 26000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 22,394,752.53 467541 18400 449141 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ---------------- ------------- ---- --- ---- ----------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SIGMA ALDRICH CORP 826552101 1,085,850.00 34200 X 0 34200 0
SPRINT CORP-FON GROUP 852061100 962,612.00 17744 X 0 17744 0
SPRINT CORP-PCS COM SER 1 852061506 232,858.69 3123 X 0 3123 0
STATE STR CORP 857477103 58,162.50 900 X 900 0 0
1,260,187.50 19500 X 0 19500 0
----------------- ------------- ----------- --------- ---------
1,318,350.00 20400 900 19500 0
SYSCO CORP 871829107 63,112.50 1800 X 1800 0 0
434,775.00 12400 X 0 12400 0
140,250.00 4000 X 3 0 4000 0
322,575.00 9200 X 4 0 9200 0
----------------- ------------- ----------- --------- ---------
960,712.50 27400 1800 25600 0
TECO ENERGY INC 872375100 274,118.00 12976 X 0 12976 0
42,250.00 2000 X 1 0 2000 0
----------------- ------------- ----------- --------- ---------
316,368.00 14976 0 14976 0
TERADYNE INC 880770102 239,700.00 6800 X 0 6800 0
TEXACO INC 881694103 505,000.00 8000 X 0 8000 0
TIME WARNER INC 887315109 18,225.00 300 X 300 0 0
461,700.00 7600 X 0 7600 0
----------------- ------------- ----------- --------- ---------
479,925.00 7900 300 7600 0
TRW INC 872649108 297,903.00 5988 X 0 5988 0
TSI INTL SOFTWARE LTD 872879101 434,000.00 16000 X 0 16000 0
TYCO INTL LTD NEW 902124106 59,368.75 575 X 575 0 0
904,160.25 8757 X 0 8757 0
----------------- ------------- ----------- --------- ---------
SUBTOTALS FOR THIS PAGE 7,796,808.19 171863 3575 168288 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
33,556.25 325 X 1 0 325 0
80,535.00 780 X 4 0 780 0
----------------- ------------- ----------- --------- ---------
1,077,620.25 10437 575 9862 0
U S WEST INC NEW 91273H101 22,825.00 400 X 400 0 0
261,688.64 4586 X 0 4586 0
----------------- ------------- ----------- --------- ---------
284,513.64 4986 400 4586 0
UNION PAC CORP 907818108 1,254,719.63 26106 X 0 26106 0
33,643.75 700 X 2 0 700 0
48,062.50 1000 X 3 0 1000 0
----------------- ------------- ----------- --------- ---------
1,336,425.88 27806 0 27806 0
UNION PAC RES GROUP INC 907834105 274,933.75 16919 X 0 16919 0
UNITED TECHNOLOGIES CORP 913017109 2,713,131.69 45743 X 0 45743 0
UST INC 902911106 694,312.50 23000 X 0 23000 0
VASTAR RES INC 922380100 231,481.25 3700 X 0 3700 0
VERISIGN INC 92343E102 553,800.00 5200 X 0 5200 0
VERTICALNET INC 92532L107 370,000.00 10000 X 0 10000 0
VIGNETTE CORP 926734104 434,400.00 4800 X 0 4800 0
VISX INC DEL 92844S105 221,463.20 2800 X 0 2800 0
WACHOVIA CORP NEW 929771103 183,982.50 2340 X 2340 0 0
757,945.01 9640 X 0 9640 0
70,762.50 900 X 3 0 900 0
----------------- ------------- ----------- --------- ---------
1,012,690.01 12880 2340 10540 0
WAL MART STORES INC 931142103 38,050.00 800 X 800 0 0
----------------- ------------- ----------- --------- ---------
SUBTOTALS FOR THIS PAGE 8,279,293.17 159739 3540 156199 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ---------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,379,647.00 50032 X 0 50032 0
295,838.75 6220 X 1 0 6220 0
38,050.00 800 X 3 0 800 0
285,375.00 6000 X 4 0 6000 0
----------------- ------------- ----------- --------- ---------
3,036,960.75 63852 800 63052 0
WALGREEN CO 931422109 53,287.50 2100 X 2100 0 0
1,948,800.00 76800 X 0 76800 0
----------------- ------------- ----------- --------- ---------
2,002,087.50 78900 2100 76800 0
WARNER LAMBERT CO 934488107 1,991,250.00 30000 X 0 30000 0
WASHINGTON POST CO CL B 939640108 408,000.00 800 X 0 800 0
WELLS FARGO & CO NEW 949746101 2,001,062.50 50500 X 0 50500 0
WINSTAR COMMUNICATIONS INC 975515107 367,182.80 9400 X 0 9400 0
XEROX CORP 984121103 447,053.75 10660 X 0 10660 0
YAHOO INC 984332106 538,500.00 3000 X 0 3000 0
================= ============= =========== ========= =========
TOTALS FOR COMMON 393,707,192.04 6406335 271456 6134880 0
================= ============= =========== ========= =========
GRAND TOTALS 393,707,192.04 6406335 271456 6134880 0
PREFERRED
---------
CHIEFTAIN INTL FDG CV PFD 168672202 214,000.00 8000 X 0 8000 0
$1.812
================= ============= =========== ========= =========
TOTALS FOR PREFERRED 214,000.00 8000 0 8000 0
================= ============= =========== ========= =========
GRAND TOTALS 214,000.00 8000 0 8000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
MGR Client Name
------ ----------------------------------
<S> <C>
1 NICHOLAS A GRACE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 ROBERT SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/1999 at 02:34 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 19
BUSINESS DATE: 11/02/1999 R33.110.002
As of 09/30/1999
Produced on trust2- ROPEDB
The parameters used in producing report R33.110.002 were:
<S> <C> <C>
ASOF## = 09/30/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 26209/1/1
================================== End of Report ==========================
</TABLE>
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