|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: GRACE NICHOLAS A, 13F-HR, 2000-05-19 |
Next: FIRST CHESAPEAKE FINANCIAL CORP, SC 13G, 2000-05-19 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 3/31/2000
If amended report check here: [_]
Name of Institutional Manager:
Francis L. Coolidge
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Francis L. Coolidge (617) 951-7208
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 17 day of
May , 2000
Francis L. Coolidge
--------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Nicholas A. Grace 28-3488
2. Robert N. Shapiro 28-5288
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 1
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ----------- --------------- ------------- ---- --- ---- ----------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 91,487.50 2600 X 2600 0 0
6,523,586.56 185395 X 0 185395 0
261,795.00 7440 X 1 0 7440 0
63,337.50 1800 X 3 0 1800 0
556,314.38 15810 X 4 0 15810 0
--------------- ------------- ------------ --------- ---------
7,496,520.94 213045 2600 210445 0
AES CORP 00130H105 236,250.00 3000 X 0 3000 0
AETHER SYSTEMS INC 00808V105 889,350.00 4900 X 0 4900 0
AIR PRODS & CHEMS INC 009158106 91,000.00 3200 X 3200 0 0
740,085.94 26025 X 0 26025 0
85,312.50 3000 X 1 0 3000 0
91,000.00 3200 X 3 0 3200 0
--------------- ------------- ------------ --------- ---------
1,007,398.44 35425 3200 32225 0
ALLAIRE CORP 016714107 484,000.00 6400 X 0 6400 0
ALLSTATE CORP 020002101 543,164.79 22810 X 0 22810 0
AMB PPTY CORP 00163T109 318,200.00 14800 X 0 14800 0
AMERICAN EXPRESS CO 025816109 74,468.75 500 X 500 0 0
3,311,327.43 22233 X 0 22233 0
249,470.32 1675 X 3 0 1675 0
290,428.13 1950 X 4 0 1950 0
--------------- ------------- ------------ --------- ---------
3,925,694.63 26358 500 25858 0
AMERICAN HOME PRODS CORP 026609107 859,785.00 15996 X 15996 0 0
11,285,780.00 209968 X 1060 208908 0
1,809,816.25 33671 X 1 0 33671 0
129,000.00 2400 X 2 0 2400 0
946,000.00 17600 X 3 0 17600 0
455,531.25 8475 X 4 0 8475 0
--------------- ------------- ------------ --------- ---------
15,485,912.50 288110 17056 271054 0
--------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 30,386,491.30 614848 23356 591492 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 AM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 2
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
AMERICAN INTL GROUP INC 026874107 1,077,918.00 9844 X 8489 1355 0
14,377,350.00 131300 X 941 130359 0
492,640.50 4499 X 1 0 4499 0
47,851.50 437 X 2 0 437 0
578,379.00 5282 X 3 0 5282 0
1,694,293.50 15473 X 4 0 15473 0
----------------- ------------- ------------ --------- ---------
18,268,432.50 166835 9430 157405 0
AMGEN INC 031162100 761,050.00 12400 X 0 12400 0
24,550.00 400 X 3 0 400 0
----------------- ------------- ------------ --------- ---------
785,600.00 12800 0 12800 0
ARCHSTONE CMNTYS TR 039581103 110,154.69 5525 X 2725 2800 0
1,251,775.97 62785 X 600 62185 0
520,867.19 26125 X 1 0 26125 0
71,775.00 3600 X 2 0 3600 0
126,603.14 6350 X 3 0 6350 0
387,285.94 19425 X 4 0 19425 0
----------------- ------------- ------------ --------- ---------
2,468,461.93 123810 3325 120485 0
ARIBA INC 04033V104 691,762.50 3300 X 0 3300 0
ART TECHNOLOGY GROUP INC 04289L107 709,419.60 10800 X 0 10800 0
ASPECT DEV INC 045234101 643,750.00 10000 X 0 10000 0
AT&T CORP 001957109 2,420,809.67 42989 X 0 42989 0
AT&T LIBERTY MEDIA GRP CL A 001957208 623,967.50 10520 X 0 10520 0
ATLANTIC RICHFIELD CO 048825103 24,650.00 290 X 160 130 0
1,306,450.00 15370 X 0 15370 0
150,110.00 1766 X 1 0 1766 0
8,500.00 100 X 2 0 100 0
246,500.00 2900 X 3 0 2900 0
102,000.00 1200 X 4 0 1200 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 28,450,413.70 402680 12915 389765 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 3
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- ------------- ------------ --------- ---------
1,838,210.00 21626 160 21466 0
AUTOMATIC DATA PROCESSING 053015103 271,165.00 5620 X 5620 0 0
5,892,483.00 122124 X 1760 120364 0
714,100.00 14800 X 4 0 14800 0
----------------- ------------- ------------ --------- ---------
6,877,748.00 142544 7380 135164 0
BANK NEW YORK INC 064057102 41,562.50 1000 X 1000 0 0
267,870.31 6445 X 0 6445 0
----------------- ------------- ------------ --------- ---------
309,432.81 7445 1000 6445 0
BANK ONE CORPORATION 06423A103 1,164,064.50 33741 X 0 33741 0
BAXTER INTL INC 071813109 269,305.50 4296 X 0 4296 0
6,268.75 100 X 3 0 100 0
----------------- ------------- ------------ --------- ---------
275,574.25 4396 0 4396 0
BELL ATLANTIC CORP 077853109 147,800.25 2418 X 968 1450 0
2,137,663.51 34972 X 0 34972 0
750,859.50 12284 X 1 0 12284 0
101,467.50 1660 X 2 0 1660 0
253,668.75 4150 X 3 0 4150 0
----------------- ------------- ------------ --------- ---------
3,391,459.51 55484 968 54516 0
BELLSOUTH CORP 079860102 28,125.00 600 X 600 0 0
1,433,062.50 30572 X 0 30572 0
----------------- ------------- ------------ --------- ---------
1,461,187.50 31172 600 30572 0
BERKSHIRE HATHAWAY INC CL B 084670207 85,540.00 47 X 47 0 0
5,876,780.00 3229 X 0 3229 0
94,640.00 52 X 3 0 52 0
----------------- ------------- ------------ --------- ---------
6,056,960.00 3328 47 3281 0
BESTFOODS 08658U101 730,275.00 15600 X 0 15600 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 20,266,701.57 293710 9995 283715 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 4
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
BIOGEN INC 090597105 419,250.00 6000 X 0 6000 0
BRISTOL MYERS SQUIBB CO 110122108 679,760.00 11720 X 11720 0 0
8,993,770.00 155065 X 1060 154005 0
459,360.00 7920 X 1 0 7920 0
23,200.00 400 X 2 0 400 0
1,078,800.00 18600 X 4 0 18600 0
----------------- ------------- ------------ --------- ---------
11,234,890.00 193705 12780 180925 0
BROADCOM CORP 111320107 1,505,825.00 6200 X 0 6200 0
BROCADE COMM SYS INC 111621108 1,093,803.20 6100 X 0 6100 0
BURLINGTON RES INC 122014103 325,970.00 8810 X 0 8810 0
CACHEFLOW INC 126946102 308,100.00 2600 X 0 2600 0
CAMPBELL SOUP CO 134429109 246,000.00 8000 X 0 8000 0
CAROLINA PWR & LT CO 144141108 19,462.50 600 X 600 0 0
246,525.00 7600 X 0 7600 0
58,387.50 1800 X 1 0 1800 0
----------------- ------------- ------------ --------- ---------
324,375.00 10000 600 9400 0
CATERPILLAR INC 149123101 272,118.75 6900 X 0 6900 0
CHEVRON CORP 166751107 110,925.00 1200 X 1200 0 0
1,132,174.50 12248 X 0 12248 0
55,462.50 600 X 1 0 600 0
239,598.00 2592 X 3 0 2592 0
----------------- ------------- ------------ --------- ---------
1,538,160.00 16640 1200 15440 0
CISCO SYS INC 17275R102 2,684,891.14 34728 X 34728 0 0
15,775,977.48 204056 X 5500 198556 0
2,030,986.24 26270 X 1 0 26270 0
100,505.60 1300 X 2 0 1300 0
1,241,321.48 16056 X 3 0 16056 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 39,102,173.89 547365 54808 492557 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 5
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ------------ ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,829,619.20 36600 X 4 0 36600 0
----------------- ------------- ----------- --------- --------
24,663,301.14 319010 40228 278782 0
CITIGROUP INC 172967101 633,836.78 10586 X 10586 0 0
5,347,975.24 89319 X 350 88969 0
485,526.40 8109 X 1 0 8109 0
94,303.13 1575 X 2 0 1575 0
327,037.27 5462 X 3 0 5462 0
934,768.50 15612 X 4 0 15612 0
----------------- ------------- ------------ --------- ---------
7,823,447.32 130663 10936 119727 0
CMGI INC 125750109 1,699,680.00 15000 X 0 15000 0
COCA COLA CO 191216100 1,807,093.75 38500 X 0 38500 0
23,468.75 500 X 1 0 500 0
----------------- ------------- ------------ --------- ---------
1,830,562.50 39000 0 39000 0
COMPUTER SCIENCES CORP 205363104 2,338,776.75 29558 X 0 29558 0
CONSOLIDATED EDISON INC 209115104 340,616.88 11695 X 0 11695 0
CORNERSTONE PPTYS INC 21922H103 87,187.50 5000 X 5000 0 0
109,420.31 6275 X 0 6275 0
----------------- ------------- ------------ --------- ---------
196,607.81 11275 5000 6275 0
CORNING INC 219350105 4,392,160.00 22640 X 0 22640 0
COVAD COMM GROUP 222814204 406,000.00 5600 X 0 5600 0
CVS CORP 126650100 225,375.00 6000 X 0 6000 0
DANA CORP 235811106 308,089.38 10930 X 0 10930 0
DIGEX INC DEL CL A 253756100 210,780.30 1900 X 0 1900 0
DIGITAL INSIGHT CORP 25385P106 604,750.00 11800 X 0 11800 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 23,206,465.14 332661 15936 316725 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 6
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
DISNEY WALT CO 254687106 469,218.75 11375 X 11375 0 0
4,093,072.50 99226 X 900 98326 0
333,052.50 8074 X 1 0 8074 0
31,968.75 775 X 2 0 775 0
175,477.50 4254 X 3 0 4254 0
841,500.00 20400 X 4 0 20400 0
----------------- ------------- ------------ --------- ---------
5,944,290.00 144104 12275 131829 0
DOW CHEM CO 260543103 2,141,718.00 18787 X 0 18787 0
125,400.00 1100 X 1 0 1100 0
68,400.00 600 X 3 0 600 0
----------------- ------------- ------------ --------- ---------
2,335,518.00 20487 0 20487 0
DPL INC 233293109 394,826.56 17795 X 0 17795 0
38,273.44 1725 X 4 0 1725 0
----------------- ------------- ------------ --------- ---------
433,100.00 19520 0 19520 0
DU PONT E I DE NEMOURS 263534109 162,782.81 3075 X 3075 0 0
4,566,812.30 86268 X 400 85868 0
878,497.81 16595 X 1 0 16595 0
74,112.50 1400 X 2 0 1400 0
336,153.13 6350 X 3 0 6350 0
181,310.94 3425 X 4 0 3425 0
----------------- ------------- ------------ --------- ---------
6,199,669.49 117113 3475 113638 0
DUKE ENERGY CORP 264399106 371,700.00 7080 X 0 7080 0
15,750.00 300 X 2 0 300 0
26,250.00 500 X 3 0 500 0
----------------- ------------- ------------ --------- ---------
413,700.00 7880 0 7880 0
E M C CORP MASS 268648102 50,400.00 400 X 400 0 0
390,600.00 3100 X 0 3100 0
31,500.00 250 X 3 0 250 0
----------------- ------------- ------------ --------- ---------
472,500.00 3750 400 3350 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 15,798,777.49 312854 16150 296704 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 2:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 7
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- -------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
EASTMAN KODAK CO 277461109 832,719.25 15332 X 0 15332 0
ELECTRONIC DATA SYS CORP 285661104 207,967.50 3240 X 0 3240 0
EMERSON ELEC CO 291011104 722,500.00 13600 X 0 13600 0
ENRON CORP 293561106 4,809,371.00 64232 X 0 64232 0
EQUITY OFFICE PPTYS TR 294741103 283,912.50 11300 X 0 11300 0
ESPEED INC CL A 296643109 288,062.50 5500 X 0 5500 0
EXODUS COMMUNICATIONS INC 302088109 281,000.00 2000 X 0 2000 0
EXXON MOBIL CORP 30231G102 1,147,473.81 14723 X 12623 2100 0
31,876,053.64 408995 X 1092 407903 0
2,838,717.56 36423 X 1 0 36423 0
132,493.75 1700 X 2 0 1700 0
453,128.64 5814 X 3 0 5814 0
1,142,641.70 14661 X 4 0 14661 0
----------------- ------------- ------------ --------- ---------
37,590,509.10 482316 13715 468601 0
FEDERAL NATL MTG ASSN 313586109 131,507.81 2325 X 2325 0 0
2,960,085.34 52333 X 0 52333 0
285,075.00 5040 X 1 0 5040 0
33,937.50 600 X 3 0 600 0
397,351.57 7025 X 4 0 7025 0
----------------- ------------- ------------ --------- ---------
3,807,957.22 67323 2325 64998 0
FISERV INC 337738108 732,583.90 19700 X 0 19700 0
FORD MTR CO DEL 345370100 276,084.38 6010 X 0 6010 0
FORRESTER RESH INC 346563109 222,425.00 4100 X 0 4100 0
FORTUNE BRANDS INC 349631101 200,000.00 8000 X 0 8000 0
FPL GROUP INC 302571104 549,986.25 11940 X 0 11940 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 50,805,078.60 714593 16040 698553 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 8
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
GANNETT INC 364730101 56,300.00 800 X 800 0 0
544,984.00 7744 X 0 7744 0
703,750.00 10000 X 1 0 10000 0
----------------- ------------- ------------ --------- ---------
1,305,034.00 18544 800 17744 0
GENERAL ELEC CO 369604103 2,458,875.00 15800 X 14900 900 0
62,173,432.53 399508 X 800 398708 0
5,030,578.13 32325 X 1 0 32325 0
245,109.38 1575 X 2 0 1575 0
1,287,018.75 8270 X 3 0 8270 0
2,746,781.25 17650 X 4 0 17650 0
----------------- ------------- ------------ --------- ---------
73,941,795.04 475128 15700 459428 0
GENERAL MLS INC 370334104 63,690.00 1760 X 760 1000 0
1,148,953.13 31750 X 0 31750 0
796,125.00 22000 X 1 0 22000 0
296,737.50 8200 X 3 0 8200 0
25,041.75 692 X 4 0 692 0
----------------- ------------- ------------ --------- ---------
2,330,547.38 64402 760 63642 0
GENERAL MTRS CORP CL H NEW 370442832 1,868,745.00 15010 X 0 15010 0
GILLETTE CO 375766102 1,559,810.26 41388 X 0 41388 0
GRAINGER W W INC 384802104 911,400.00 16800 X 0 16800 0
GREAT LAKES CHEM CORP 390568103 884,000.00 26000 X 0 26000 0
GTE CORP 362320103 14,200.00 200 X 200 0 0
1,208,420.00 17020 X 0 17020 0
----------------- ------------- ------------ --------- ---------
1,222,620.00 17220 200 17020 0
HALLIBURTON CO 406216101 227,832.50 5540 X 0 5540 0
HEWLETT PACKARD CO 428236103 285,681.25 2150 X 1000 1150 0
10,223,269.64 76939 X 0 76939 0
2,258,875.00 17000 X 1 0 17000 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 97,019,610.07 776121 18460 757661 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 9
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
93,012.50 700 X 2 0 700 0
879,632.50 6620 X 3 0 6620 0
93,012.50 700 X 4 0 700 0
----------------- ------------- ------------ --------- ---------
13,833,483.39 104109 1000 103109 0
HOME DEPOT INC 437076102 1,020,712.50 15825 X 15825 0 0
5,794,551.00 89838 X 2000 87838 0
517,612.50 8025 X 1 0 8025 0
232,200.00 3600 X 3 0 3600 0
1,475,437.50 22875 X 4 0 22875 0
----------------- ------------- ------------ --------- ---------
9,040,513.50 140163 17825 122338 0
HOMESTORE COM INC 437852106 351,000.00 7200 X 0 7200 0
IBM CORP 459200101 59,000.00 500 X 500 0 0
12,652,196.00 107222 X 0 107222 0
----------------- ------------- ------------ --------- ---------
12,711,196.00 107722 500 107222 0
ILLINOIS TOOL WKS INC 452308109 99,450.00 1800 X 1800 0 0
1,037,042.50 18770 X 0 18770 0
38,675.00 700 X 3 0 700 0
442,000.00 8000 X 4 0 8000 0
----------------- ------------- ------------ --------- ---------
1,617,167.50 29270 1800 27470 0
INTEL CORP 458140100 1,190,731.44 9025 X 9025 0 0
15,863,445.26 120235 X 725 119510 0
710,744.63 5387 X 1 0 5387 0
606,910.21 4600 X 3 0 4600 0
913,663.73 6925 X 4 0 6925 0
----------------- ------------- ------------ --------- ---------
19,285,495.27 146172 9750 136422 0
INTERNAP NETWORK SVCS 45885A102 312,800.00 6800 X 0 6800 0
INTERNET CAP GROUP INC 46059C106 397,372.80 4400 X 0 4400 0
INTERPUBLIC GROUP COS 460690100 489,037.50 10350 X 0 10350 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 45,270,240.07 460097 29875 430222 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
INTUIT 461202103 815,625.00 15000 X 0 15000 0
ITXC CORP 45069F109 263,547.20 5600 X 0 5600 0
JDS UNIPHASE CORP 46612J101 1,796,373.80 14900 X 0 14900 0
JOHNSON & JOHNSON 478160104 52,687.50 750 X 750 0 0
2,335,812.50 33250 X 0 33250 0
----------------- ------------- ------------ --------- ---------
2,388,500.00 34000 750 33250 0
KIMBERLY CLARK CORP 494368103 250,879.69 4475 X 4475 0 0
2,257,692.99 40271 X 0 40271 0
389,634.38 6950 X 1 0 6950 0
33,637.50 600 X 2 0 600 0
98,109.39 1750 X 3 0 1750 0
552,215.63 9850 X 4 0 9850 0
----------------- ------------- ------------ --------- ---------
3,582,169.58 63896 4475 59421 0
KIMCO RLTY CORP 49446R109 272,812.50 7275 X 0 7275 0
KRONOS INC 501052104 429,562.50 14500 X 0 14500 0
LILLY ELI & CO 532457108 106,462.50 1700 X 300 1400 0
2,280,051.00 36408 X 0 36408 0
463,425.00 7400 X 3 0 7400 0
----------------- ------------- ------------ --------- ---------
2,849,938.50 45508 300 45208 0
LOCKHEED MARTIN CORP 539830109 283,570.31 13875 X 0 13875 0
LUCENT TECHNOLOGIES INC 549463107 30,625.00 500 X 500 0 0
4,439,155.00 72476 X 750 71726 0
134,750.00 2200 X 1 0 2200 0
119,437.50 1950 X 4 0 1950 0
----------------- ------------- ------------ --------- ---------
4,723,967.50 77126 1250 75876 0
MARSH & MCLENNAN COS 571748102 1,588,500.00 14400 X 0 14400 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 18,994,566.89 306080 6775 299305 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 11
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
MAY DEPT STORES CO 577778103 63,868.50 2241 X 516 1725 0
925,309.50 32467 X 0 32467 0
121,581.00 4266 X 3 0 4266 0
18,468.00 648 X 4 0 648 0
----------------- ------------- ------------ --------- ---------
1,129,227.00 39622 516 39106 0
MCDONALDS CORP 580135101 433,550.00 11600 X 11600 0 0
2,925,939.25 78286 X 800 77486 0
135,671.25 3630 X 1 0 3630 0
177,531.26 4750 X 3 0 4750 0
593,328.13 15875 X 4 0 15875 0
----------------- ------------- ------------ --------- ---------
4,266,019.89 114141 12400 101741 0
MEDAREX INC 583916101 306,525.00 6100 X 0 6100 0
MEDIMMUNE INC 584699102 452,725.00 2600 X 0 2600 0
MEDTRONIC INC 585055106 509,231.25 9900 X 0 9900 0
MERCK & CO INC 589331107 133,568.75 2150 X 2150 0 0
12,195,634.50 196308 X 0 196308 0
1,366,750.00 22000 X 1 0 22000 0
62,125.00 1000 X 3 0 1000 0
----------------- ------------- ------------ --------- ---------
13,758,078.25 221458 2150 219308 0
MICROMUSE INC 595094103 1,277,070.40 9200 X 0 9200 0
MICROSOFT CORP 594918104 1,272,343.75 11975 X 11975 0 0
8,316,825.00 78276 X 175 78101 0
649,187.50 6110 X 1 0 6110 0
45,156.25 425 X 2 0 425 0
390,468.75 3675 X 3 0 3675 0
2,249,843.75 21175 X 4 0 21175 0
----------------- ------------- ------------ --------- ---------
12,923,825.00 121636 12150 109486 0
MINNESOTA MNG & MFG CO 604059105 22,140.63 250 X 250 0 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 34,644,842.42 524907 27466 497441 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 12
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
7,651,002.94 86391 X 0 86391 0
241,598.50 2728 X 1 0 2728 0
35,425.00 400 X 3 0 400 0
88,562.50 1000 X 4 0 1000 0
----------------- ------------- ------------ --------- ---------
8,038,729.57 90769 250 90519 0
MOLEX INC CL A 608554200 2,098,937.50 47300 X 0 47300 0
MORGAN J P & CO INC 616880100 31,620.00 240 X 240 0 0
2,682,166.50 20358 X 0 20358 0
1,238,450.00 9400 X 1 0 9400 0
55,993.75 425 X 3 0 425 0
131,750.00 1000 X 4 0 1000 0
----------------- ------------- ------------ --------- ---------
4,139,980.25 31423 240 31183 0
MOTOROLA INC 620076109 876,000.00 6000 X 0 6000 0
NET PERCEPTIONS INC 64107U101 413,694.40 11200 X 0 11200 0
NETOPIA INC 64114K104 338,103.90 4700 X 0 4700 0
NEXTLINK COMMUNICATIONS A 65333H707 940,021.20 7600 X 0 7600 0
NORFOLK SOUTHERN CORP 655844108 237,262.50 16650 X 0 16650 0
OPENTV INC G67543101 603,712.50 5100 X 0 5100 0
ORACLE CORP 68389X105 184,226.32 2360 X 0 2360 0
39,031.00 500 X 3 0 500 0
----------------- ------------- ------------ --------- ---------
223,257.32 2860 0 2860 0
P G & E CORP 69331C108 326,655.00 15555 X 0 15555 0
PARAMETRIC TECHNOLOGY CRP 699173100 210,620.00 10000 X 0 10000 0
PE CORP BIOSYSTEMS GROUP 69332S102 1,196,600.00 12400 X 0 12400 0
PEPSICO INC 713448108 2,752,509.38 78925 X 0 78925 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 22,373,942.89 340232 240 339992 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 13
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ------------ --------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
PFIZER INC 717081103 530,156.26 14500 X 14500 0 0
8,876,095.33 242765 X 0 242765 0
336,375.00 9200 X 1 0 9200 0
338,385.94 9255 X 3 0 9255 0
1,435,992.19 39275 X 4 0 39275 0
----------------- ------------- ------------ --------- ---------
11,517,004.72 314995 14500 300495 0
PHARMACIA & UPJOHN INC 716941109 215,687.50 3625 X 0 3625 0
517,650.00 8700 X 1 0 8700 0
----------------- ------------- ------------ --------- ---------
733,337.50 12325 0 12325 0
PHILIP MORRIS COS INC 718154107 723,235.50 34236 X 0 34236 0
PHONE COM INC 71920Q100 897,187.50 5500 X 0 5500 0
PROCTER & GAMBLE CO 742718109 39,550.00 700 X 700 0 0
3,257,846.50 57661 X 0 57661 0
2,825.00 50 X 3 0 50 0
----------------- ------------- ------------ --------- ---------
3,300,221.50 58411 700 57711 0
PROTEIN DESIGN LABS INC 74369L103 351,151.50 4417 X 0 4417 0
QRS CORP 74726X105 564,375.00 7500 X 0 7500 0
QWEST COMMUNICATIONS INTL 749121109 883,200.00 18400 X 0 18400 0
RAYTHEON CO CL B 755111408 760,711.75 42857 X 0 42857 0
REALNETWORKS INC 75605L104 273,297.60 4800 X 0 4800 0
REGENT COMMUNICATIONS INC 758865109 123,750.00 10000 X 0 10000 0
RETEK INC 76128Q109 325,377.30 7900 X 0 7900 0
ROUSE CO 779273101 5,952,813.76 281790 X 0 281790 0
RSA SECURITY INC 749719100 310,872.00 6000 X 0 6000 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 26,716,535.63 809131 15200 793931 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 14
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SARA LEE CORP 803111103 635,400.00 35300 X 0 35300 0
SBC COMMUNICATIONS INC 78387G103 548,720.25 13026 X 13026 0 0
4,322,463.13 102610 X 1600 101010 0
320,150.00 7600 X 1 0 7600 0
46,337.50 1100 X 2 0 1100 0
345,425.00 8200 X 3 0 8200 0
621,343.75 14750 X 4 0 14750 0
----------------- ------------- ------------ --------- ---------
6,204,439.63 147286 14626 132660 0
SCHERING PLOUGH CORP 806605101 3,341,250.00 90000 X 0 90000 0
129,937.50 3500 X 1 0 3500 0
----------------- ------------- ------------ --------- ---------
3,471,187.50 93500 0 93500 0
SCIENT CORP 80864H109 253,923.60 2800 X 0 2800 0
SIGMA ALDRICH CORP 826552101 903,000.00 33600 X 0 33600 0
SILVERSTREAM SOFTWARE INC 827907106 265,950.00 3600 X 0 3600 0
SOUTHERN CO 842587107 410,096.25 18855 X 0 18855 0
SPIEKER PPTYS INC 848497103 53,400.00 1200 X 1200 0 0
272,340.00 6120 X 0 6120 0
----------------- ------------- ------------ --------- ---------
325,740.00 7320 1200 6120 0
SPRINT CORP-FON GROUP 852061100 1,122,308.00 17744 X 0 17744 0
SPRINT CORP-PCS COM SER 1 852061506 342,958.00 5236 X 0 5236 0
STATE STR CORP 857477103 67,812.50 700 X 700 0 0
1,889,062.50 19500 X 0 19500 0
----------------- ------------- ------------ --------- ---------
1,956,875.00 20200 700 19500 0
SUNGARD DATA SYS INC 867363103 453,000.00 12000 X 0 12000 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 16,344,877.98 397441 16526 380915 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 15
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SYSCO CORP 871829107 61,412.50 1700 X 1700 0 0
447,950.00 12400 X 0 12400 0
144,500.00 4000 X 3 0 4000 0
332,350.00 9200 X 4 0 9200 0
----------------- ------------- ------------ --------- ---------
986,212.50 27300 1700 25600 0
TECO ENERGY INC 872375100 252,221.00 12976 X 0 12976 0
38,875.00 2000 X 1 0 2000 0
----------------- ------------- ------------ --------- ---------
291,096.00 14976 0 14976 0
TERADYNE INC 880770102 557,600.00 6800 X 0 6800 0
TEXACO INC 881694103 344,000.00 6400 X 0 6400 0
TEXAS INSTRS INC 882508104 48,000.00 300 X 300 0 0
336,000.00 2100 X 0 2100 0
----------------- ------------- ------------ --------- ---------
384,000.00 2400 300 2100 0
TEXAS UTILS CO 882848104 343,187.50 11560 X 0 11560 0
TIME WARNER INC 887315109 30,000.00 300 X 300 0 0
800,000.00 8000 X 0 8000 0
----------------- ------------- ------------ --------- ---------
830,000.00 8300 300 8000 0
TRANSOCEAN SEDCO FOREX G90078109 26,631.20 519 X 519 0 0
301,875.56 5883 X 0 5883 0
2,719.56 53 X 3 0 53 0
----------------- ------------- ------------ --------- ---------
331,226.32 6455 519 5936 0
TRW INC 872649108 292,500.00 5000 X 0 5000 0
TWEETER HOME ENTMT GROUP 901167106 442,500.00 10000 X 0 10000 0
TYCO INTL LTD NEW 902124106 1,898,935.50 37884 X 0 37884 0
32,581.25 650 X 1 0 650 0
78,195.00 1560 X 4 0 1560 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 6,812,034.07 139285 2819 136466 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 16
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------ ---- --- ---- ------------ --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------ --------- ---------
2,009,711.75 40094 0 40094 0
U S WEST INC NEW 91273H101 29,050.00 400 X 400 0 0
333,058.26 4586 X 0 4586 0
----------------- ------------- ------------ --------- ---------
362,108.26 4986 400 4586 0
UNION PAC CORP 907818108 1,553,106.01 39696 X 0 39696 0
27,387.50 700 X 2 0 700 0
39,125.00 1000 X 3 0 1000 0
----------------- ------------- ------------ --------- ---------
1,619,618.51 41396 0 41396 0
UNION PAC RES GROUP INC 907834105 323,335.50 22299 X 0 22299 0
UNITED TECHNOLOGIES CORP 913017109 2,890,385.81 45743 X 0 45743 0
US BANCORP DEL 902973106 325,171.88 14865 X 0 14865 0
UST INC 902911106 359,375.00 23000 X 0 23000 0
VASTAR RES INC 922380100 274,956.25 3700 X 0 3700 0
VERISIGN INC 92343E102 1,390,350.00 9300 X 0 9300 0
VERTICALNET INC 92532L107 1,360,000.00 10000 X 0 10000 0
VICAL INC 925602104 355,100.00 10600 X 0 10600 0
VIGNETTE CORP 926734104 1,538,400.00 9600 X 0 9600 0
WACHOVIA CORP NEW 929771103 110,802.50 1640 X 1640 0 0
797,237.51 11800 X 700 11100 0
60,806.25 900 X 3 0 900 0
----------------- ------------- ------------ --------- ---------
968,846.26 14340 2340 12000 0
WAL MART STORES INC 931142103 248,600.00 4400 X 4400 0 0
3,304,233.00 58482 X 675 57807 0
351,430.00 6220 X 1 0 6220 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 15,671,910.47 278931 7815 271116 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 17
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
- ------------------------------ ------------ ----------------- ------------- ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
28,250.00 500 X 2 0 500 0
117,237.50 2075 X 3 0 2075 0
550,875.00 9750 X 4 0 9750 0
----------------- ------------- ------------ --------- ---------
4,600,625.50 81427 5075 76352 0
WALGREEN CO 931422109 48,925.00 1900 X 1900 0 0
1,977,600.00 76800 X 0 76800 0
----------------- ------------- ------------ --------- ---------
2,026,525.00 78700 1900 76800 0
WARNER LAMBERT CO 934488107 2,930,625.00 30000 X 0 30000 0
WASHINGTON POST CO CL B 939640108 432,800.00 800 X 0 800 0
WELLS FARGO & CO NEW 949746101 2,070,100.00 50800 X 0 50800 0
MCI WORLDCOM INC 98157D106 267,907.20 5913 X 5913 0 0
4,610,586.63 101752 X 638 101115 0
581,692.80 12838 X 1 0 12838 0
117,244.80 2588 X 3 0 2588 0
577,161.60 12738 X 4 0 12738 0
----------------- ------------- ------------ --------- ---------
6,154,593.03 135827 6550 129277 0
XEROX CORP 984121103 568,100.00 21850 X 0 21850 0
YAHOO INC 984332106 1,028,250.00 6000 X 0 6000 0
ZOLL MED CORP 989922109 224,218.75 4375 X 4375 0 0
12,351.25 241 X 0 241 0
12,351.25 241 X 3 0 241 0
----------------- ------------- ------------ --------- ---------
248,921.25 4857 4375 482 0
================= ============= ============ ========= =========
TOTALS FOR COMMON 508,020,938.96 7592095 287201 7304894 0
================= ============= ============ ========= =========
GRAND TOTALS 508,020,938.96 7592095 287201 7304894 0
PREFERRED
---------
</TABLE>
<PAGE>
<TABLE>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 18
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
<S> <C> <C> <C> <C> <C> <C> <C>
CHIEFTAIN INTL FDG CV PFD 168672202 219,000.00 8000 X 0 8000 0
$1.812
================= ============= ============ ========= =========
TOTALS FOR PREFERRED 219,000.00 8000 0 8000 0
================= ============= ============ ========= =========
GRAND TOTALS 219,000.00 8000 0 8000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 05/15/2000 at 02:25 PM 13-F EQUITIES DISCLOSURE BY AFFILIATION PAGE 19
BUSINESS DATE: 05/15/2000 R33.110.003
As of 03/31/2000
MGR Client Name
------ --------------------------
<S> <C>
1 NICHOLAS A GRACE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 ROBERT SHAPIRO
</TABLE>
|
|