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<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 9/30/2000
---------
If amended report check here: [_]
Name of Institutional Manager:
Francis L. Coolidge
--------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
----------------------- ------------ -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Francis L. Coolidge (617) 951-7208
--------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all the
information contained therein is true, correct and complete. It is understood
that all the required items, statements and schedules are considered integral
parts of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 2/nd/ day
of November, 2000
Francis L. Coolidge
-------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Nicholas A. Grace 28-3488
2. Robert N. Shapiro 28-5288
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<S> <C> <C>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 11/02/2000 R33.110.003
</TABLE>
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY
<TABLE>
<CAPTION>
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
--------------------------- ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 123,662.50 2600 X 2600 0 0
7,876,112.19 165595 X 0 165595 0
211,177.50 4440 X 1 0 4440 0
85,612.50 1800 X 3 0 1800 0
533,175.63 11210 X 4 0 11210 0
----------------- -------------- ------------- ---------- ----------
8,829,740.32 185645 2600 183045 0
AES CORP 00130H105 438,400.00 6400 X 0 6400 0
AETHER SYSTEMS INC 00808V105 516,950.00 4900 X 0 4900 0
AGILENT TECHNOLOGIES INC 00846U101 36,115.88 738 X 300 438 0
1,251,087.26 25565 X 0 25565 0
317,261.81 6483 X 1 0 6483 0
13,017.38 266 X 2 0 266 0
111,039.20 2269 X 3 0 2269 0
13,017.38 266 X 4 0 266 0
----------------- -------------- ------------- ---------- ----------
1,741,538.91 35587 300 35287 0
AIR PRODS & CHEMS INC 009158106 115,200.00 3200 X 3200 0 0
936,900.00 26025 X 0 26025 0
108,000.00 3000 X 1 0 3000 0
115,200.00 3200 X 3 0 3200 0
----------------- -------------- ------------- ---------- ----------
1,275,300.00 35425 3200 32225 0
ALLSTATE CORP 020002101 800,642.43 23040 X 0 23040 0
12,857.50 370 X 3 0 370 0
----------------- -------------- ------------- ---------- ----------
813,499.93 23410 0 23410 0
ALTEON WEBSYSTEMS INC 02145A109 314,333.90 2900 X 0 2900 0
ALZA CORP 022615108 328,700.00 3800 X 0 3800 0
AMB PPTY CORP 00163T109 245,625.00 10000 X 0 10000 0
AMERICA ONLINE INC DEL 02364J104 205,325.00 3820 X 0 3820 0
10,750.00 200 X 3 0 200 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 14,720,163.06 312087 6100 305987 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 11/02/2000 R33.110.003
</TABLE>
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
<TABLE>
<CAPTION>
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
216,075.00 4020 0 4020 0
AMERICAN EXPRESS CO 025816109 91,125.00 1500 X 1500 0 0
3,141,200.25 51707 X 0 51707 0
305,268.75 5025 X 3 0 5025 0
355,387.50 5850 X 4 0 5850 0
----------------- -------------- ------------- ---------- ----------
3,892,981.50 64082 1500 62582 0
AMERICAN HOME PRODS CORP 026609107 875,587.50 15480 X 15480 0 0
11,887,627.52 210168 X 1060 209108 0
1,814,015.95 32071 X 1 0 32071 0
135,750.00 2400 X 2 0 2400 0
1,006,812.51 17800 X 3 0 17800 0
429,875.00 7600 X 4 0 7600 0
----------------- -------------- ------------- ---------- ----------
16,149,668.48 285519 16540 268979 0
AMERICAN INTL GROUP INC 026874107 1,279,246.20 13369 X 13369 0 0
19,046,692.62 199051 X 1275 197776 0
595,463.31 6223 X 1 0 6223 0
62,675.31 655 X 2 0 655 0
747,319.40 7810 X 3 0 7810 0
2,098,809.63 21934 X 4 0 21934 0
----------------- -------------- ------------- ---------- ----------
23,830,206.47 249042 14644 234398 0
AMGEN INC 031162100 851,901.60 12200 X 0 12200 0
27,931.20 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ----------
879,832.80 12600 0 12600 0
ANADARKO PETE CORP 032511107 564,685.70 8497 X 0 8497 0
APPLIED MICRO CIRCUITS CORP 03822W109 538,361.20 2600 X 0 2600 0
ARCHSTONE CMNTYS TR 039581103 130,795.32 5325 X 2725 2600 0
1,559,350.35 63485 X 600 62885 0
793,368.75 32300 X 1 0 32300 0
88,425.00 3600 X 2 0 3600 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 48,427,675.57 727050 36009 691041 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
200,184.39 8150 X 3 0 8150 0
477,126.56 19425 X 4 0 19425 0
----------------- ------------- ------------ --------- ---------
3,249,250.37 132285 3325 128960 0
ARIBA INC 04033V104 1,604,579.20 11200 X 0 11200 0
ART TECHNOLOGY GROUP INC 04289L107 1,023,300.00 10800 X 0 10800 0
AT&T CORP 001957109 1,142,716.90 38901 X 0 38901 0
14,276.25 486 X 3 0 486 0
----------------- ------------- ------------ --------- ---------
1,156,993.15 39387 0 39387 0
AT&T LIBERTY MEDIA GRP CL A 001957208 378,720.00 21040 X 0 21040 0
AUTOMATIC DATA PROCESSING 053015103 369,150.00 5520 X 5520 0 0
8,103,912.50 121180 X 1760 119420 0
989,750.00 14800 X 4 0 14800 0
----------------- ------------- ------------ --------- ---------
9,462,812.50 141500 7280 134220 0
AVALONBAY COMMUNITIES INC 053484101 533,146.25 11180 X 0 11180 0
BANK NEW YORK INC 064057102 56,062.50 1000 X 1000 0 0
361,322.81 6445 X 0 6445 0
----------------- ------------- ------------ --------- ---------
417,385.31 7445 1000 6445 0
BANK ONE CORPORATION 06423A103 1,303,246.13 33741 X 0 33741 0
BAXTER INTL INC 071813109 26,577.56 333 X 333 0 0
342,874.50 4296 X 0 4296 0
7,981.25 100 X 3 0 100 0
----------------- ------------- ------------ --------- ---------
377,433.31 4729 333 4396 0
BELLSOUTH CORP 079860102 24,150.00 600 X 600 0 0
1,178,439.50 29278 X 0 29278 0
18,837.00 468 X 3 0 468 0
----------------- ------------- ------------ --------- ---------
SUBTOTALS FOR THIS PAGE 18,156,353.30 338943 9213 329730 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
1,221,426.50 30346 600 29746 0
BERKSHIRE HATHAWAY INC CL B 084670207 35,190.00 17 X 17 0 0
6,448,050.00 3115 X 0 3115 0
107,640.00 52 X 3 0 52 0
----------------- -------------- ------------- ---------- ----------
6,590,880.00 3184 17 3167 0
BESTFOODS 08658U101 1,134,900.00 15600 X 0 15600 0
BIOGEN INC 090597105 366,000.00 6000 X 0 6000 0
BOSTON PROPERTIES INC 101121101 554,108.44 12905 X 0 12905 0
BRANDYWINE RLTY TR 105368203 243,000.00 12000 X 0 12000 0
BRISTOL MYERS SQUIBB CO 110122108 669,505.00 11720 X 11720 0 0
8,886,650.63 155565 X 1060 154505 0
342,750.00 6000 X 1 0 6000 0
22,850.00 400 X 2 0 400 0
26,277.50 460 X 3 0 460 0
1,062,525.00 18600 X 4 0 18600 0
----------------- -------------- ------------- ---------- ----------
11,010,558.13 192745 12780 179965 0
BROADCOM CORP 111320107 1,560,000.00 6400 X 0 6400 0
BROCADE COMM SYS INC 111621108 1,439,600.00 6100 X 0 6100 0
BROWN TOM INC 115660201 247,450.00 10100 X 0 10100 0
BRUKER DALTONICS INC 116795105 213,000.00 4800 X 0 4800 0
BURLINGTON RES INC 122014103 3,644.44 99 X 99 0 0
324,318.13 8810 X 0 8810 0
----------------- -------------- ------------- ---------- ----------
327,962.57 8909 99 8810 0
CAMPBELL SOUP CO 134429109 207,000.00 8000 X 0 8000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 23,894,459.14 286743 12896 273847 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
CAPSTONE TURBINE CORP 14067D102 408,575.00 5900 X 0 5900 0
CAROLINA POWER & LIGHT CO 12614C106 25,012.50 600 X 600 0 0
316,825.00 7600 X 0 7600 0
75,037.50 1800 X 1 0 1800 0
----------------- -------------- ------------- ---------- ----------
416,875.00 10000 600 9400 0
CATERPILLAR INC 149123101 232,875.00 6900 X 0 6900 0
CHARLES RIV LAB INTL INC 159864107 295,800.00 8700 X 0 8700 0
CHEVRON CORP 166751107 102,300.00 1200 X 1200 0 0
1,044,142.00 12248 X 0 12248 0
278,256.00 3264 X 3 0 3264 0
----------------- -------------- ------------- ---------- ----------
1,424,698.00 16712 1200 15512 0
CIGNA CORP 125509109 215,794.80 2067 X 0 2067 0
CISCO SYS INC 17275R102 1,689,545.00 30580 X 30580 0 0
11,223,264.00 203136 X 5500 197636 0
1,448,655.00 26220 X 1 0 26220 0
71,825.00 1300 X 2 0 1300 0
801,125.00 14500 X 3 0 14500 0
1,933,750.00 35000 X 4 0 35000 0
----------------- -------------- ------------- ---------- ----------
17,168,164.00 310736 36080 274656 0
CITIGROUP INC 172967101 937,768.12 17346 X 15546 1800 0
6,628,765.33 122613 X 466 122147 0
584,361.58 10809 X 1 0 10809 0
113,531.25 2100 X 2 0 2100 0
411,685.94 7615 X 3 0 7615 0
1,125,310.93 20815 X 4 0 20815 0
----------------- -------------- ------------- ---------- ----------
9,801,423.15 181298 16012 165286 0
COCA COLA CO 191216100 2,114,043.75 38350 X 0 38350 0
COMPUTER SCIENCES CORP 205363104 1,452,181.50 19558 X 0 19558 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 33,530,430.20 600221 53892 546329 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
CONSOLIDATED EDISON INC 209115104 399,091.88 11695 X 0 11695 0
6,825.00 200 X 3 0 200 0
----------------- -------------- ------------- ---------- ----------
405,916.88 11895 0 11895 0
CORNING INC 219350105 6,872,580.00 23140 X 0 23140 0
CVS CORP 126650100 254,718.75 5500 X 0 5500 0
DANA CORP 235811106 234,995.00 10930 X 0 10930 0
DIGITAL INSIGHT CORP 25385P106 423,325.00 11800 X 0 11800 0
DISNEY WALT CO 254687106 542,193.75 14175 X 12375 1800 0
3,869,982.00 101176 X 1150 100026 0
315,524.25 8249 X 1 0 8249 0
44,943.75 1175 X 2 0 1175 0
178,971.75 4679 X 3 0 4679 0
725,793.75 18975 X 4 0 18975 0
----------------- -------------- ------------- ---------- ----------
5,677,409.25 148429 13525 134904 0
DOW CHEM CO 260543103 1,356,874.37 54411 X 0 54411 0
82,293.76 3300 X 1 0 3300 0
22,443.75 900 X 3 0 900 0
----------------- -------------- ------------- ---------- ----------
1,461,611.88 58611 0 58611 0
DPL INC 233293109 529,401.25 17795 X 0 17795 0
51,318.75 1725 X 4 0 1725 0
----------------- -------------- ------------- ---------- ----------
580,720.00 19520 0 19520 0
DU PONT E I DE NEMOURS 263534109 116,025.01 2800 X 1800 1000 0
2,891,757.41 69786 X 400 69386 0
594,213.75 14340 X 1 0 14340 0
248,625.00 6000 X 3 0 6000 0
----------------- -------------- ------------- ---------- ----------
3,850,621.17 92926 2200 90726 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 19,761,897.93 382751 15725 367026 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
DUKE ENERGY CORP 264399106 767,891.25 8955 X 0 8955 0
62,168.75 725 X 1 0 725 0
25,725.00 300 X 2 0 300 0
83,606.25 975 X 3 0 975 0
----------------- -------------- ------------- ---------- ----------
939,391.25 10955 0 10955 0
E M C CORP MASS 268648102 79,300.00 800 X 800 0 0
614,575.00 6200 X 0 6200 0
49,562.50 500 X 3 0 500 0
----------------- -------------- ------------- ---------- ----------
743,437.50 7500 800 6700 0
EASTMAN KODAK CO 277461109 589,254.01 14416 X 0 14416 0
EL PASO ENERGY CORPORATION 283905107 222,096.50 3604 X 0 3604 0
DELAWARE
EMERSON ELEC CO 291011104 958,100.00 14300 X 0 14300 0
ENRON CORP 293561106 5,540,704.00 63232 X 0 63232 0
EQUINIX INC 29444U106 107,387.50 12100 X 0 12100 0
EQUITY OFFICE PPTYS TR 294741103 351,006.25 11300 X 0 11300 0
EXTREME NETWORKS INC 30226D106 1,099,200.00 9600 X 0 9600 0
EXXON MOBIL CORP 30231G102 1,243,828.52 13956 X 12623 1333 0
35,981,277.68 403717 X 1092 402625 0
3,066,523.88 34407 X 1 0 34407 0
151,512.50 1700 X 2 0 1700 0
612,645.25 6874 X 3 0 6874 0
1,243,828.50 13956 X 4 0 13956 0
----------------- -------------- ------------- ---------- ----------
42,299,616.33 474610 13715 460895 0
FEDERAL NATL MTG ASSN 313586109 260,331.50 3641 X 1925 1716 0
4,040,965.50 56517 X 0 56517 0
74,360.00 1040 X 1 0 1040 0
42,900.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 57,268,750.34 683415 16440 666975 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
432,575.00 6050 X 4 0 6050 0
----------------- -------------- ------------- ---------- ----------
4,851,132.00 67848 1925 65923 0
FISERV INC 337738108 1,179,537.50 19700 X 0 19700 0
FLEETBOSTON FINL CORP 339030108 310,713.00 7967 X 0 7967 0
FORD MTR CO DEL 345370860 241,152.19 9527 X 0 9527 0
FORRESTER RESH INC 346563109 331,500.00 5200 X 0 5200 0
FORTUNE BRANDS INC 349631101 212,000.00 8000 X 0 8000 0
FPL GROUP INC 302571104 785,055.00 11940 X 0 11940 0
GANNETT INC 364730101 42,400.00 800 X 800 0 0
410,432.00 7744 X 0 7744 0
530,000.00 10000 X 1 0 10000 0
----------------- -------------- ------------- ---------- ----------
982,832.00 18544 800 17744 0
GENERAL ELEC CO 369604103 2,751,405.34 47695 X 42145 5550 0
63,155,467.43 1094786 X 2200 1092586 0
4,763,545.32 82575 X 1 0 82575 0
220,654.69 3825 X 2 0 3825 0
1,338,926.89 23210 X 3 0 23210 0
2,743,040.63 47550 X 4 0 47550 0
----------------- -------------- ------------- ---------- ----------
74,973,040.30 1299641 44345 1255296 0
GENERAL MLS INC 370334104 26,980.00 760 X 760 0 0
1,148,425.00 32350 X 0 32350 0
781,000.00 22000 X 1 0 22000 0
305,300.00 8600 X 3 0 8600 0
24,566.00 692 X 4 0 692 0
----------------- -------------- ------------- ---------- ----------
2,286,271.00 64402 760 63642 0
GENERAL MTRS CORP CL H NEW 370442832 1,507,351.56 40542 X 0 40542 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 83,242,027.55 1491513 45905 1445608 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
GENZYME CORP GEN DIV 372917104 286,385.40 4200 X 0 4200 0
GILLETTE CO 375766102 1,324,043.50 42884 X 0 42884 0
GLOBESPAN INC 379571102 366,000.00 3000 X 0 3000 0
GRAINGER W W INC 384802104 326,275.00 12400 X 0 12400 0
GREAT LAKES CHEM CORP 390568103 762,125.00 26000 X 0 26000 0
HALLIBURTON CO 406216101 290,688.75 5940 X 0 5940 0
HEWLETT PACKARD CO 428236103 97,000.00 1000 X 1000 0 0
7,414,971.00 76443 X 0 76443 0
1,649,000.00 17000 X 1 0 17000 0
67,900.00 700 X 2 0 700 0
485,000.00 5000 X 3 0 5000 0
67,900.00 700 X 4 0 700 0
----------------- -------------- ------------- ---------- ----------
9,781,771.00 100843 1000 99843 0
HOME DEPOT INC 437076102 663,281.27 12500 X 12500 0 0
4,743,628.36 89397 X 2000 87397 0
390,009.37 7350 X 1 0 7350 0
27,857.81 525 X 2 0 525 0
191,025.00 3600 X 3 0 3600 0
1,058,596.88 19950 X 4 0 19950 0
----------------- -------------- ------------- ---------- ----------
7,074,398.69 133322 14500 118822 0
I2 TECHNOLOGIES INC 465754109 1,477,789.80 7900 X 0 7900 0
IBM CORP 459200101 12,307,837.50 109403 X 0 109403 0
22,500.00 200 X 3 0 200 0
----------------- -------------- ------------- ---------- ----------
12,330,337.50 109603 0 109603 0
ILLINOIS TOOL WKS INC 452308109 100,575.00 1800 X 1800 0 0
1,043,186.25 18670 X 0 18670 0
39,112.50 700 X 3 0 700 0
447,000.00 8000 X 4 0 8000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 35,649,688.39 475262 17300 457962 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
1,629,873.75 29170 1800 27370 0
INKTOMI CORP 457277101 581,400.00 5100 X 0 5100 0
INTEL CORP 458140100 852,021.00 20500 X 18700 1800 0
7,630,450.71 183592 X 1450 182142 0
447,788.99 10774 X 1 0 10774 0
378,214.20 9100 X 3 0 9100 0
548,618.40 13200 X 4 0 13200 0
----------------- -------------- ------------- ---------- ----------
9,857,093.30 237166 20150 217016 0
INTERNAP NETWORK SVCS 45885A102 219,721.60 6800 X 0 6800 0
INTERPUBLIC GROUP COS 460690100 357,656.25 10500 X 0 10500 0
INTUIT 461202103 866,400.00 15200 X 0 15200 0
JDS UNIPHASE CORP 46612J101 558,653.30 5900 X 0 5900 0
9,468.71 100 X 1 0 100 0
----------------- -------------- ------------- ---------- ----------
568,122.01 6000 0 6000 0
JOHNSON & JOHNSON 478160104 65,756.25 700 X 700 0 0
3,432,758.07 36543 X 0 36543 0
----------------- -------------- ------------- ---------- ----------
3,498,514.32 37243 700 36543 0
JUNIPER NETWORKS INC 48203R104 1,072,791.30 4900 X 0 4900 0
KILROY RLTY CORP 49427F108 240,187.51 9000 X 0 9000 0
KIMBERLY CLARK CORP 494368103 267,900.00 4800 X 4800 0 0
2,611,801.82 46796 X 0 46796 0
426,965.63 7650 X 1 0 7650 0
33,487.50 600 X 2 0 600 0
145,112.52 2600 X 3 0 2600 0
533,009.38 9550 X 4 0 9550 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 21,280,163.14 403905 25650 378255 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
4,018,276.85 71996 4800 67196 0
KIMCO RLTY CORP 49446R109 518,618.75 12275 X 0 12275 0
LILLY ELI & CO 532457108 24,337.50 300 X 300 0 0
2,734,561.50 33708 X 0 33708 0
616,063.25 7594 X 3 0 7594 0
----------------- -------------- ------------- ---------- ----------
3,374,962.25 41602 300 41302 0
LOCKHEED MARTIN CORP 539830109 457,320.00 13875 X 0 13875 0
LUCENT TECHNOLOGIES INC 549463107 113,875.89 3726 X 2324 1402 0
2,359,272.24 77195 X 750 76445 0
87,103.12 2850 X 1 0 2850 0
10,696.88 350 X 3 0 350 0
96,271.88 3150 X 4 0 3150 0
----------------- -------------- ------------- ---------- ----------
2,667,220.01 87271 3074 84197 0
MARSH & MCLENNAN COS 571748102 53,100.00 400 X 400 0 0
1,778,850.00 13400 X 0 13400 0
----------------- -------------- ------------- ---------- ----------
1,831,950.00 13800 400 13400 0
MAY DEPT STORES CO 577778103 10,578.00 516 X 516 0 0
617,911.00 30142 X 0 30142 0
92,742.00 4524 X 3 0 4524 0
13,284.00 648 X 4 0 648 0
----------------- -------------- ------------- ---------- ----------
734,515.00 35830 516 35314 0
MBIA INC 55262C100 248,937.50 3500 X 0 3500 0
MCDONALDS CORP 580135101 378,309.75 12532 X 10400 2132 0
1,906,763.26 63164 X 800 62364 0
52,828.13 1750 X 1 0 1750 0
99,618.75 3300 X 3 0 3300 0
404,512.50 13400 X 4 0 13400 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 12,675,555.90 302299 15490 286809 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ----------
2,842,032.39 94146 11200 82946 0
MEDIMMUNE INC 584699102 602,550.00 7800 X 0 7800 0
MEDTRONIC INC 585055106 512,943.75 9900 X 0 9900 0
MELLON FINL CORP 58551A108 278,250.00 6000 X 0 6000 0
MERCK & CO INC 589331107 137,709.38 1850 X 1850 0 0
14,536,378.34 195283 X 0 195283 0
1,637,625.00 22000 X 1 0 22000 0
74,437.50 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ----------
16,386,150.22 220133 1850 218283 0
METASOLV SOFTWARE INC 591393103 322,912.50 7900 X 0 7900 0
MICROMUSE INC 595094103 1,768,245.60 8800 X 0 8800 0
MICROSOFT CORP 594918104 898,105.99 14891 X 13641 1250 0
5,587,967.11 92651 X 175 92476 0
477,429.79 7916 X 1 0 7916 0
37,695.00 625 X 2 0 625 0
327,192.60 5425 X 3 0 5425 0
1,274,091.00 21125 X 4 0 21125 0
----------------- -------------- ------------- ---------- ----------
8,602,481.49 142633 13816 128817 0
MINNESOTA MNG & MFG CO 604059105 22,781.25 250 X 250 0 0
7,872,379.88 86391 X 0 86391 0
182,979.00 2008 X 1 0 2008 0
30,618.00 336 X 3 0 336 0
91,125.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ----------
8,199,883.13 89985 250 89735 0
MOLEX INC CL A 608554200 1,959,970.10 47300 X 0 47300 0
MORGAN J P & CO INC 616880100 3,391,338.25 20758 X 0 20758 0
1,470,375.00 9000 X 1 0 9000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 43,495,100.04 570209 15916 554293 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
69,434.38 425 X 3 0 425 0
163,375.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ----------
5,094,522.63 31183 0 31183 0
MOTOROLA INC 620076109 355,950.00 12600 X 0 12600 0
NORFOLK SOUTHERN CORP 655844108 4,387.50 300 X 300 0 0
243,506.25 16650 X 0 16650 0
----------------- -------------- ------------- ---------- ----------
247,893.75 16950 300 16650 0
ORACLE CORP 68389X105 240,975.00 3060 X 0 3060 0
39,375.00 500 X 3 0 500 0
----------------- -------------- ------------- ---------- ----------
280,350.00 3560 0 3560 0
OSCA INC 687836106 191,187.50 11500 X 0 11500 0
P G & E CORP 69331C108 376,236.56 15555 X 0 15555 0
PACKARD BIOSCIENCE INC 695172205 253,500.00 13000 X 0 13000 0
PE CORP BIOSYSTEMS GROUP 69332S102 1,537,800.00 13200 X 0 13200 0
PE CORP CELERA GENOMICS GROUP 69332S201 727,262.50 7300 X 0 7300 0
PEPSICO INC 713448108 10,718.00 233 X 233 0 0
3,630,550.00 78925 X 0 78925 0
----------------- -------------- ------------- ---------- ----------
3,641,268.00 79158 233 78925 0
PFIZER INC 717081103 656,087.51 14600 X 14600 0 0
14,448,080.34 321515 X 0 321515 0
438,140.63 9750 X 1 0 9750 0
335,009.07 7455 X 3 0 7455 0
1,671,675.00 37200 X 4 0 37200 0
----------------- -------------- ------------- ---------- ----------
17,548,992.55 390520 14600 375920 0
PHARMACIA CORPORATION 71713U102 1,090,176.19 18113 X 0 18113 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 26,483,426.43 582881 15133 567748 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
623,061.00 10352 X 1 0 10352 0
----------------- -------------- ------------- ---------- ----------
1,713,237.19 28465 0 28465 0
PHILIP MORRIS COS INC 718154107 1,037,671.88 35250 X 0 35250 0
PHONE COM INC 71920Q100 1,147,612.50 10100 X 0 10100 0
PMC-SIERRA INC 69344F106 731,850.00 3400 X 0 3400 0
10,762.50 50 X 1 0 50 0
----------------- -------------- ------------- ---------- ----------
742,612.50 3450 0 3450 0
POLYCOM INC 73172K104 468,783.00 7000 X 0 7000 0
PROCTER & GAMBLE CO 742718109 106,061.00 1583 X 250 1333 0
3,676,826.00 54878 X 0 54878 0
3,350.00 50 X 3 0 50 0
----------------- -------------- ------------- ---------- ----------
3,786,237.00 56511 250 56261 0
PROTEIN DESIGN LABS INC 74369L103 388,733.00 3226 X 0 3226 0
PROVIDIAN FINL CORP 74406A102 685,800.00 5400 X 0 5400 0
QWEST COMMUNICATIONS INTL 749121109 33,211.19 691 X 691 0 0
388,225.60 8078 X 0 8078 0
----------------- -------------- ------------- ---------- ----------
421,436.79 8769 691 8078 0
RAYTHEON CO CL B 755111408 467,427.19 16437 X 0 16437 0
RECKSON ASSOCS RLTY CORP 75621K106 389,385.00 15270 X 0 15270 0
REDBACK NETWORKS INC 757209101 787,200.00 4800 X 0 4800 0
ROUSE CO 779273101 7,170,628.50 287544 X 0 287544 0
RSA SECURITY INC 749719100 215,625.00 5000 X 0 5000 0
SARA LEE CORP 803111103 461,093.75 22700 X 0 22700 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 18,793,307.11 491809 941 490868 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SBC COMMUNICATIONS INC 78387G103 750,450.00 15009 X 13476 1533 0
4,689,000.00 93780 X 1600 92180 0
620,000.00 12400 X 1 0 12400 0
55,000.00 1100 X 2 0 1100 0
428,700.00 8574 X 3 0 8574 0
687,500.00 13750 X 4 0 13750 0
----------------- -------------- ------------- ---------- ----------
7,230,650.00 144613 15076 129537 0
SCHERING PLOUGH CORP 806605101 4,203,600.00 90400 X 0 90400 0
134,850.00 2900 X 1 0 2900 0
----------------- -------------- ------------- ---------- ----------
4,338,450.00 93300 0 93300 0
SDL INC 784076101 371,174.40 1200 X 0 1200 0
SOLECTRON CORP 834182107 1,172,497.50 25420 X 0 25420 0
46,125.00 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ----------
1,218,622.50 26420 0 26420 0
SOUTHERN CO 842587107 612,939.00 18896 X 0 18896 0
3,243.75 100 X 3 0 100 0
----------------- -------------- ------------- ---------- ----------
616,182.75 18996 0 18996 0
SPIEKER PPTYS INC 848497103 872,071.88 15150 X 0 15150 0
SPRINT CORP-FON GROUP 852061100 534,777.25 18244 X 0 18244 0
7,328.13 250 X 3 0 250 0
----------------- -------------- ------------- ---------- ----------
542,105.38 18494 0 18494 0
STATE STR CORP 857477103 58,500.00 450 X 450 0 0
2,210,000.00 17000 X 0 17000 0
----------------- -------------- ------------- ---------- ----------
2,268,500.00 17450 450 17000 0
SUNGARD DATA SYS INC 867363103 513,750.00 12000 X 0 12000 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 17,971,506.91 347623 15526 332097 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SYSCO CORP 871829107 78,731.25 1700 X 1700 0 0
574,275.00 12400 X 0 12400 0
185,250.00 4000 X 3 0 4000 0
426,075.00 9200 X 4 0 9200 0
----------------- -------------- ------------- ---------- ----------
1,264,331.25 27300 1700 25600 0
TECO ENERGY INC 872375100 373,060.00 12976 X 0 12976 0
TEXACO INC 881694103 315,000.00 6000 X 0 6000 0
TEXAS INSTRS INC 882508104 37,750.00 800 X 800 0 0
245,375.00 5200 X 0 5200 0
----------------- -------------- ------------- ---------- ----------
283,125.00 6000 800 5200 0
TIME WARNER INC 887315109 23,475.00 300 X 300 0 0
715,987.50 9150 X 0 9150 0
----------------- -------------- ------------- ---------- ----------
739,462.50 9450 300 9150 0
TRANSOCEAN SEDCO FOREX G90078109 344,363.28 5874 X 0 5874 0
TRW INC 872649108 203,125.00 5000 X 0 5000 0
TWEETER HOME ENTMT GROUP 901167106 363,120.00 10000 X 0 10000 0
TXU CORP 873168108 436,667.50 11020 X 0 11020 0
9,906.25 250 X 3 0 250 0
----------------- -------------- ------------- ---------- ----------
446,573.75 11270 0 11270 0
TYCO INTL LTD NEW 902124106 130,984.38 2525 X 2525 0 0
2,517,960.65 48539 X 200 48339 0
81,703.13 1575 X 1 0 1575 0
42,796.88 825 X 2 0 825 0
121,906.25 2350 X 3 0 2350 0
108,159.38 2085 X 4 0 2085 0
----------------- -------------- ------------- ---------- ----------
3,003,510.67 57899 2725 55174 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 7,335,671.45 151769 5525 146244 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
UNION PAC CORP 907818108 1,534,240.76 39466 X 0 39466 0
38,875.00 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ----------
1,573,115.76 40466 0 40466 0
UNITED TECHNOLOGIES CORP 913017109 3,202,327.75 46243 X 0 46243 0
US BANCORP DEL 902973106 292,678.75 12865 X 0 12865 0
UST INC 902911106 297,375.00 13000 X 0 13000 0
VERISIGN INC 92343E102 1,883,826.60 9300 X 0 9300 0
11,140.91 55 X 1 0 55 0
----------------- -------------- ------------- ---------- ----------
1,894,967.51 9355 0 9355 0
VERITAS SOFTWARE CORP 923436109 312,400.00 2200 X 0 2200 0
VERIZON COMMUNICATIONS 92343V104 58,706.25 1212 X 1212 0 0
3,102,005.38 64041 X 0 64041 0
601,060.95 12409 X 1 0 12409 0
80,406.25 1660 X 2 0 1660 0
242,962.52 5016 X 3 0 5016 0
----------------- -------------- ------------- ---------- ----------
4,085,141.35 84338 1212 83126 0
VERTICALNET INC 92532L107 702,500.00 20000 X 0 20000 0
VICAL INC 925602104 274,275.00 10600 X 0 10600 0
WACHOVIA CORP NEW 929771103 100,450.25 1772 X 1772 0 0
668,912.51 11800 X 700 11100 0
51,018.75 900 X 3 0 900 0
----------------- -------------- ------------- ---------- ----------
820,381.51 14472 2472 12000 0
WAL MART STORES INC 931142103 454,781.26 9450 X 8500 950 0
3,527,899.45 73307 X 675 72632 0
328,212.51 6820 X 1 0 6820 0
24,062.50 500 X 2 0 500 0
99,859.39 2075 X 3 0 2075 0
----------------- -------------- ------------- ---------- ----------
SUBTOTALS FOR THIS PAGE 17,889,977.74 345691 12859 332832 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ----------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
626,828.13 13025 X 4 0 13025 0
----------------- -------------- ------------- ---------- ----------
5,061,643.24 105177 9175 96002 0
WALGREEN CO 931422109 64,493.75 1700 X 1700 0 0
2,837,725.00 74800 X 0 74800 0
----------------- -------------- ------------- ---------- ----------
2,902,218.75 76500 1700 74800 0
WASHINGTON POST CO CL B 939640108 527,875.00 1000 X 0 1000 0
WASHINGTON R E INVT TR 939653101 260,812.51 13000 X 0 13000 0
WELLS FARGO & CO NEW 949746101 2,333,625.00 50800 X 0 50800 0
WORLDCOM INC 98157D106 282,867.22 9313 X 9313 0 0
3,790,101.46 124777 X 638 124140 0
389,939.09 12838 X 1 0 12838 0
195,539.08 6438 X 3 0 6438 0
361,842.20 11913 X 4 0 11913 0
----------------- -------------- ------------- ---------- ----------
5,020,289.05 165277 9950 155327 0
XEROX CORP 984121103 329,115.63 21850 X 0 21850 0
NEXTLINK COMMUNUCATIONS A 983764101 534,842.40 15200 X 0 15200 0
YAHOO INC 984332106 273,000.00 3000 X 0 3000 0
ZOLL MED CORP 989922109 213,281.25 4375 X 4375 0 0
11,748.75 241 X 0 241 0
11,748.75 241 X 3 0 241 0
----------------- -------------- ------------- ---------- ----------
236,778.75 4857 4375 482 0
================= ============== ============= ========== ==========
TOTALS FOR COMMON 513,621,539.42 8858680 336545 8522135 0
================= ============== ============= ========== ==========
GRAND TOTALS 513,621,539.42 8858680 336545 8522135 0
PREFERRED
---------
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 19
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
CHIEFTAIN INTL FDG CV PFD 168672202 220,000.00 8000 X 0 8000 0
$1.812
================= ============== ============= ========== ==========
TOTALS FOR PREFERRED 220,000.00 8000 0 8000 0
================= ============== ============= ========== ==========
GRAND TOTALS 220,000.00 8000 0 8000 0
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 20
BUSINESS DATE: 11/02/2000 R33.110.003
</TABLE>
As of 09/30/2000
MGR Client Name
------ ----------------------
1 NICHOLAS A GRACE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 ROBERT SHAPIRO
<PAGE>
<TABLE>
<S> <C> <C>
REPORT RUN: 11/02/2000 at 10:06 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 21
BUSINESS DATE: 11/02/2000 R33.110.003
As of 09/30/2000
Produced on trust2*ROPEDB
The parameters used in producing report R33.110.003 were:
ASOF## = 09/30/2000
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000,000
AF# = 113
EMPL# = 26209/1/1
================================== End of Report ====================================================
</TABLE>
* greater than
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