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Previous: SEPARATE ACCOUNT B OF PARAGON LIFE INSURANCE CO, NSAR-U, 2000-02-24 |
Next: TDH III L P, SC 13G, 2000-02-24 |
<PAGE>
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT
MANAGERS PURSUANT TO SECTION 13(f) OF THE SECURITIES
EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Securities and Exchange Commission
Washington, D.C. 20549
Report for the Calendar Quarter Ended 12/31/99
--------
If amended report check here: [ ]
Name of Institutional Manager:
Francis L. Coolidge
- --------------------------------------------------------------------------------
Business Address:
One International Place Boston Mass. 02110
- ----------------------- ------ ----- -----
Street City State Zip
Name, Phone No. and Title of Person Duly Authorized to Submit Report:
Francis L. Coolidge (617) 951-7208
- --------------------------------------------------------------------------------
The institutional investment manager filing this Form and its attachments
and the person by whom is it signed represent hereby that all the information
contained therein is true, correct and complete. It is understood that all the
required items, statements and schedules are considered integral parts of
this Form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on his behalf in the City of Boston and State of Massachusetts on the 22nd day
of February, 2000.
Francis L. Coolidge
----------------------------------
Name and 13F file numbers of all Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report).
1. Nicholas A. Grace 28-3488
2. Robert N. Shapiro 28-5288
3. Edward P. Lawrence 28-4738
4. Edward J. Joyce 28-6740
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 1
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON
------
ABBOTT LABS 002824100 119,831.26 3300 X 3300 0 0
6,859,249.69 188895 X 0 188895 0
281,421.88 7750 X 1 0 7750 0
203,350.00 5600 X 3 0 5600 0
617,312.51 17000 X 4 0 17000 0
----------------- -------------- ------------- ---------- ---------
8,081,165.34 222545 3300 219245 0
AES CORP 00130H105 224,250.00 3000 X 0 3000 0
AETHER SYSTEMS INC 00808V105 350,962.50 4900 X 0 4900 0
AIR PRODS & CHEMS INC 009158106 107,400.00 3200 X 3200 0 0
918,035.06 27353 X 0 27353 0
100,687.50 3000 X 1 0 3000 0
107,400.00 3200 X 3 0 3200 0
----------------- -------------- ------------- ---------- ---------
1,233,522.56 36753 3200 33553 0
AKAMAI TECHNOLOGIES INC 00971T101 1,146,687.50 3500 X 0 3500 0
ALLAIRE CORP 016714107 468,198.40 3200 X 0 3200 0
ALLSTATE CORP 020002101 288,992.31 12010 X 0 12010 0
AMB PPTY CORP 00163T109 295,075.00 14800 X 0 14800 0
AMERICAN EXPRESS CO 025816109 83,125.00 500 X 500 0 0
4,232,392.50 25458 X 0 25458 0
278,468.75 1675 X 3 0 1675 0
324,187.50 1950 X 4 0 1950 0
----------------- -------------- ------------- ---------- ---------
4,918,173.75 29583 500 29083 0
AMERICAN HOME PRODS CORP 026609107 627,843.00 15996 X 15996 0 0
8,190,336.75 208671 X 1060 207611 0
1,297,055.50 33046 X 1 0 33046 0
94,200.00 2400 X 2 0 2400 0
663,325.00 16900 X 3 0 16900 0
310,075.00 7900 X 4 0 7900 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 28,189,862.61 615204 24056 591148 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 2
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
11,182,835.25 284913 17056 267857 0
AMERICAN INTL GROUP INC 026874107 917,873.14 8489 X 8489 0 0
16,306,439.47 150811 X 941 149870 0
486,454.38 4499 X 1 0 4499 0
47,250.63 437 X 2 0 437 0
597,282.52 5524 X 3 0 5524 0
1,743,299.39 16123 X 4 0 16123 0
----------------- -------------- ------------- ---------- ---------
20,098,599.53 185883 9430 176453 0
AMGEN INC 031162100 708,731.60 11800 X 0 11800 0
24,024.80 400 X 3 0 400 0
----------------- -------------- ------------- ---------- ---------
732,756.40 12200 0 12200 0
ARCHSTONE CMNTYS TR 039581103 55,862.50 2725 X 2725 0 0
1,007,062.50 49125 X 600 48525 0
535,562.50 26125 X 1 0 26125 0
43,050.00 2100 X 2 0 2100 0
130,175.00 6350 X 3 0 6350 0
398,212.50 19425 X 4 0 19425 0
----------------- -------------- ------------- ---------- ---------
2,169,925.00 105850 3325 102525 0
ARIBA INC 04033V104 886,875.00 5000 X 0 5000 0
ART TECHNOLOGY GROUP INC 04289L107 845,625.00 6600 X 0 6600 0
ASPECT DEV INC 045234101 342,500.00 5000 X 0 5000 0
ASSOCIATES 1ST CAP CORP A 046008108 356,687.50 13000 X 0 13000 0
AT&T CORP 001957109 2,141,180.38 42139 X 0 42139 0
AT&T CORP LIBERTY MEDIA GROUP 001957208 597,667.50 10520 X 0 10520 0
CL A
ATLANTIC RICHFIELD CO 048825103 36,676.00 424 X 424 0 0
1,366,700.00 15800 X 0 15800 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 29,575,192.31 402416 13179 389237 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 3
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
152,759.00 1766 X 1 0 1766 0
8,650.00 100 X 2 0 100 0
250,850.00 2900 X 3 0 2900 0
103,800.00 1200 X 4 0 1200 0
----------------- -------------- ------------- ---------- ---------
1,919,435.00 22190 424 21766 0
AUTOMATIC DATA PROCESSING 053015103 313,552.50 5820 X 5820 0 0
6,611,755.50 122724 X 1760 120964 0
797,350.00 14800 X 4 0 14800 0
----------------- -------------- ------------- ---------- ---------
7,722,658.00 143344 7580 135764 0
BANK NEW YORK INC 064057102 40,000.00 1000 X 1000 0 0
297,800.00 7445 X 0 7445 0
----------------- -------------- ------------- ---------- ---------
337,800.00 8445 1000 7445 0
BANK ONE CORPORATION 06423A103 1,079,712.00 33741 X 0 33741 0
BAXTER INTL INC 071813109 269,842.50 4296 X 0 4296 0
6,281.25 100 X 3 0 100 0
----------------- -------------- ------------- ---------- ---------
276,123.75 4396 0 4396 0
BELL ATLANTIC CORP 077853109 59,592.50 968 X 968 0 0
2,303,299.43 37414 X 0 37414 0
756,233.76 12284 X 1 0 12284 0
102,193.75 1660 X 2 0 1660 0
255,484.38 4150 X 3 0 4150 0
----------------- -------------- ------------- ---------- ---------
3,476,803.82 56476 968 55508 0
BELLSOUTH CORP 079860102 28,087.50 600 X 600 0 0
1,455,119.75 31084 X 0 31084 0
----------------- -------------- ------------- ---------- ---------
1,483,207.25 31684 600 31084 0
BERKSHIRE HATHAWAY INC CL B 084670207 86,010.00 47 X 47 0 0
6,062,790.00 3313 X 0 3313 0
95,160.00 52 X 3 0 52 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 21,136,323.82 287464 10195 277269 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 4
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
6,243,960.00 3412 47 3365 0
BESTFOODS 08658U101 819,975.00 15600 X 0 15600 0
BIOGEN INC 090597105 507,000.00 6000 X 0 6000 0
BRISTOL MYERS SQUIBB CO 110122108 752,277.50 11720 X 11720 0 0
10,298,242.52 160440 X 1060 159380 0
508,365.00 7920 X 1 0 7920 0
25,675.00 400 X 2 0 400 0
1,224,697.50 19080 X 4 0 19080 0
----------------- -------------- ------------- ---------- ---------
12,809,257.52 199560 12780 186780 0
BROADCOM CORP 111320107 1,171,212.50 4300 X 0 4300 0
BURLINGTON RES INC 122014103 291,280.63 8810 X 0 8810 0
CACHEFLOW INC 126946102 339,786.20 2600 X 0 2600 0
CAMPBELL SOUP CO 134429109 309,500.00 8000 X 0 8000 0
CAROLINA PWR & LT CO 144141108 18,262.50 600 X 600 0 0
231,325.00 7600 X 0 7600 0
54,787.50 1800 X 1 0 1800 0
----------------- -------------- ------------- ---------- ---------
304,375.00 10000 600 9400 0
CHEVRON CORP 166751107 103,950.00 1200 X 1200 0 0
1,060,983.00 12248 X 0 12248 0
51,975.00 600 X 1 0 600 0
224,532.00 2592 X 3 0 2592 0
----------------- -------------- ------------- ---------- ---------
1,441,440.00 16640 1200 15440 0
CIGNA CORP 125509109 444,705.00 5520 X 0 5520 0
CISCO SYS INC 17275R102 1,910,895.75 17838 X 17838 0 0
12,563,941.39 117283 X 3150 114133 0
1,441,795.38 13459 X 1 0 13459 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 34,355,164.37 425610 35568 390042 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 5
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
69,631.25 650 X 2 0 650 0
881,424.50 8228 X 3 0 8228 0
2,091,508.50 19524 X 4 0 19524 0
----------------- -------------- ------------- ---------- ---------
18,959,196.77 176982 20988 155994 0
CITIGROUP INC 172967101 589,507.89 10586 X 10586 0 0
5,005,972.20 89894 X 350 89544 0
422,334.02 7584 X 1 0 7584 0
87,707.81 1575 X 2 0 1575 0
231,771.39 4162 X 3 0 4162 0
869,393.26 15612 X 4 0 15612 0
----------------- -------------- ------------- ---------- ---------
7,206,686.57 129413 10936 118477 0
CMGI INC 125750109 2,048,875.00 7400 X 0 7400 0
COBALT NETWORKS INC 19074R101 218,375.63 2015 X 0 2015 0
COCA COLA CO 191216100 2,388,250.00 41000 X 0 41000 0
29,125.00 500 X 1 0 500 0
----------------- -------------- ------------- ---------- ---------
2,417,375.00 41500 0 41500 0
COMPUTER SCIENCES CORP 205363104 2,796,925.75 29558 X 0 29558 0
CORNERSTONE PPTYS INC 21922H103 73,125.00 5000 X 5000 0 0
91,771.88 6275 X 0 6275 0
----------------- -------------- ------------- ---------- ---------
164,896.88 11275 5000 6275 0
CORNING INC 219350105 3,112,551.25 24140 X 0 24140 0
COVAD COMMUNICATIONS GROUP 222814204 274,091.30 4900 X 0 4900 0
CVS CORP 126650100 199,375.00 5000 X 0 5000 0
31,900.00 800 X 3 0 800 0
----------------- -------------- ------------- ---------- ---------
231,275.00 5800 0 5800 0
DIGITAL INSIGHT CORP 25385P106 429,225.00 11800 X 0 11800 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 21,942,841.63 296203 15936 280267 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 6
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
DISNEY WALT CO 254687106 332,718.75 11375 X 11375 0 0
3,025,941.75 103451 X 900 102551 0
236,164.50 8074 X 1 0 8074 0
22,668.75 775 X 2 0 775 0
124,429.50 4254 X 3 0 4254 0
596,700.00 20400 X 4 0 20400 0
----------------- -------------- ------------- ---------- ---------
4,338,623.25 148329 12275 136054 0
DOW CHEM CO 260543103 2,630,675.38 19687 X 0 19687 0
146,987.50 1100 X 1 0 1100 0
80,175.00 600 X 3 0 600 0
----------------- -------------- ------------- ---------- ---------
2,857,837.88 21387 0 21387 0
DU PONT E I DE NEMOURS 263534109 202,565.63 3075 X 3075 0 0
5,761,954.52 87468 X 400 87068 0
1,093,195.65 16595 X 1 0 16595 0
92,225.00 1400 X 2 0 1400 0
418,306.25 6350 X 3 0 6350 0
225,621.88 3425 X 4 0 3425 0
----------------- -------------- ------------- ---------- ---------
7,793,868.93 118313 3475 114838 0
E M C CORP MASS 268648102 43,700.00 400 X 400 0 0
333,212.50 3050 X 0 3050 0
27,312.50 250 X 3 0 250 0
----------------- -------------- ------------- ---------- ---------
404,225.00 3700 400 3300 0
EASTMAN KODAK CO 277461109 1,015,745.00 15332 X 0 15332 0
ELECTRONIC DATA SYS CORP 285661104 216,877.50 3240 X 0 3240 0
EMERSON ELEC CO 291011104 550,800.00 9600 X 0 9600 0
ENRON CORP 293561106 2,850,295.00 64232 X 0 64232 0
EXXON MOBIL CORPORATION 30231G102 1,016,940.45 12623 X 12623 0 0
33,353,190.38 414004 X 1092 412912 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 54,398,403.39 810760 29865 780895 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 7
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
2,934,327.94 36423 X 1 0 36423 0
136,956.25 1700 X 2 0 1700 0
468,390.39 5814 X 3 0 5814 0
1,181,126.82 14661 X 4 0 14661 0
----------------- -------------- ------------- ---------- ---------
39,090,932.23 485225 13715 471510 0
FEDERAL NATL MTG ASSN 313586109 145,167.19 2325 X 2325 0 0
3,159,837.04 50608 X 0 50608 0
314,685.00 5040 X 1 0 5040 0
37,462.50 600 X 3 0 600 0
438,623.44 7025 X 4 0 7025 0
----------------- -------------- ------------- ---------- ---------
4,095,775.17 65598 2325 63273 0
FINISAR CORP 31787A101 278,612.50 3100 X 0 3100 0
FISERV INC 337738108 754,746.40 19700 X 0 19700 0
FORTUNE BRANDS INC 349631101 264,500.00 8000 X 0 8000 0
FOUNDRY NETWORKS INC 35063R100 208,465.72 691 X 0 691 0
GANNETT INC 364730101 65,250.00 800 X 800 0 0
631,620.01 7744 X 0 7744 0
815,625.00 10000 X 1 0 10000 0
----------------- -------------- ------------- ---------- ---------
1,512,495.01 18544 800 17744 0
GENERAL ELEC CO 369604103 2,424,623.00 15668 X 15668 0 0
62,795,847.75 405789 X 800 404989 0
5,656,112.50 36550 X 1 0 36550 0
247,600.00 1600 X 2 0 1600 0
1,295,257.50 8370 X 3 0 8370 0
2,731,337.50 17650 X 4 0 17650 0
----------------- -------------- ------------- ---------- ---------
75,150,778.25 485627 16468 469159 0
GENERAL MLS INC 370334104 27,170.00 760 X 760 0 0
1,278,062.50 35750 X 0 35750 0
786,500.00 22000 X 1 0 22000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 89,077,906.95 718368 20353 698015 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 8
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
293,150.00 8200 X 3 0 8200 0
24,739.00 692 X 4 0 692 0
----------------- -------------- ------------- ---------- ---------
2,409,621.50 67402 760 66642 0
GENERAL MTRS CORP CL H NEW 370442832 1,440,960.00 15010 X 0 15010 0
GILLETTE CO 375766102 1,673,777.63 40638 X 0 40638 0
GLOBAL TELESYSTEMS GROUP 37936U104 211,975.00 6100 X 0 6100 0
GRAINGER W W INC 384802104 803,250.00 16800 X 0 16800 0
GREAT LAKES CHEM CORP 390568103 992,875.00 26000 X 0 26000 0
GTE CORP 362320103 14,112.50 200 X 200 0 0
1,200,973.76 17020 X 0 17020 0
----------------- -------------- ------------- ---------- ---------
1,215,086.26 17220 200 17020 0
HEINZ H J CO 423074103 7,464.84 188 X 188 0 0
143,325.00 3600 X 0 3600 0
67,681.25 1700 X 3 0 1700 0
----------------- -------------- ------------- ---------- ---------
218,471.09 5488 188 5300 0
HEWLETT PACKARD CO 428236103 136,500.00 1200 X 1200 0 0
9,014,346.25 79247 X 0 79247 0
1,933,750.00 17000 X 1 0 17000 0
79,625.00 700 X 2 0 700 0
753,025.00 6620 X 3 0 6620 0
79,625.00 700 X 4 0 700 0
----------------- -------------- ------------- ---------- ---------
11,996,871.25 105467 1200 104267 0
HOME DEPOT INC 437076102 1,180,781.25 17175 X 17175 0 0
6,825,018.76 99273 X 2250 97023 0
551,718.75 8025 X 1 0 8025 0
247,500.00 3600 X 3 0 3600 0
1,572,656.25 22875 X 4 0 22875 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 29,248,830.24 392563 21013 371550 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 9
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
10,377,675.01 150948 19425 131523 0
HOMESTORE COM INC 437852106 534,600.00 7200 X 0 7200 0
IBM CORP 459200101 53,937.50 500 X 500 0 0
11,311,341.00 104856 X 0 104856 0
----------------- -------------- ------------- ---------- ---------
11,365,278.50 105356 500 104856 0
ILLINOIS TOOL WKS INC 452308109 121,612.50 1800 X 1800 0 0
915,471.88 13550 X 0 13550 0
47,293.75 700 X 3 0 700 0
540,500.00 8000 X 4 0 8000 0
----------------- -------------- ------------- ---------- ---------
1,624,878.13 24050 1800 22250 0
INFOSPACE COM INC 45678T102 2,140,000.00 10000 X 0 10000 0
INTEL CORP 458140100 730,519.00 8875 X 8875 0 0
9,874,147.52 119960 X 725 119235 0
398,143.14 4837 X 1 0 4837 0
349,826.00 4250 X 3 0 4250 0
570,010.60 6925 X 4 0 6925 0
----------------- -------------- ------------- ---------- ---------
11,922,646.26 144847 9600 135247 0
INTERNAP NETWORK SVCS CORP 45885A102 588,200.00 3400 X 0 3400 0
INTERNET CAP GROUP INC 46059C106 748,000.00 4400 X 0 4400 0
INTERPUBLIC GROUP COS 460690100 588,412.51 10200 X 0 10200 0
INTUIT 461202103 899,055.00 15000 X 0 15000 0
JDS UNIPHASE CORP 46612J101 1,290,496.00 8000 X 0 8000 0
JOHNSON & JOHNSON 478160104 60,612.50 650 X 650 0 0
3,361,662.50 36050 X 0 36050 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 35,123,841.40 369153 12550 356603 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 10
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
3,422,275.00 36700 650 36050 0
KIMBERLY CLARK CORP 494368103 292,832.83 4475 X 4475 0 0
2,402,930.51 36721 X 0 36721 0
422,071.88 6450 X 1 0 6450 0
39,262.50 600 X 2 0 600 0
114,515.64 1750 X 3 0 1750 0
644,559.37 9850 X 4 0 9850 0
----------------- -------------- ------------- ---------- ---------
3,916,172.73 59846 4475 55371 0
KING PHARMACEUTICALS INC 495582108 529,785.90 9450 X 0 9450 0
KRONOS INC 501052104 870,000.00 14500 X 0 14500 0
LILLY ELI & CO 532457108 19,950.00 300 X 300 0 0
2,520,882.00 37908 X 0 37908 0
492,100.00 7400 X 3 0 7400 0
----------------- -------------- ------------- ---------- ---------
3,032,932.00 45608 300 45308 0
LUCENT TECHNOLOGIES INC 549463107 37,500.00 500 X 500 0 0
3,901,950.00 52026 X 0 52026 0
165,000.00 2200 X 1 0 2200 0
146,250.00 1950 X 4 0 1950 0
----------------- -------------- ------------- ---------- ---------
4,250,700.00 56676 500 56176 0
MARSH & MCLENNAN COS 571748102 1,377,900.00 14400 X 0 14400 0
MAY DEPT STORES CO 577778103 44,698.50 1386 X 1386 0 0
1,036,224.75 32131 X 870 31261 0
24,187.50 750 X 2 0 750 0
137,578.50 4266 X 3 0 4266 0
359,523.00 11148 X 4 0 11148 0
----------------- -------------- ------------- ---------- ---------
1,602,212.25 49681 2256 47425 0
MCDONALDS CORP 580135101 467,625.00 11600 X 11600 0 0
3,224,435.64 79986 X 800 79186 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 19,271,763.52 341747 19931 321816 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 11
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
146,334.38 3630 X 1 0 3630 0
191,484.37 4750 X 3 0 4750 0
639,960.94 15875 X 4 0 15875 0
----------------- -------------- ------------- ---------- ---------
4,669,840.33 115841 12400 103441 0
MCI WORLDCOM INC 55268B106 248,728.13 4688 X 4688 0 0
3,867,105.59 72879 X 638 72242 0
105,460.73 1988 X 1 0 1988 0
137,297.94 2588 X 3 0 2588 0
431,792.03 8138 X 4 0 8138 0
----------------- -------------- ------------- ---------- ---------
4,790,384.42 90279 5325 84954 0
MEDIMMUNE INC 584699102 431,275.00 2600 X 0 2600 0
MEDTRONIC INC 585055106 360,731.25 9900 X 0 9900 0
MELLON FINL CORP 58551A108 204,375.00 6000 X 0 6000 0
MERCK & CO INC 589331107 144,453.13 2150 X 2150 0 0
13,184,068.76 196228 X 0 196228 0
1,478,125.00 22000 X 1 0 22000 0
67,187.50 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ---------
14,873,834.39 221378 2150 219228 0
MICROMUSE INC 595094103 782,000.00 4600 X 0 4600 0
MICROSOFT CORP 594918104 1,301,762.50 11150 X 11150 0 0
9,902,735.00 84820 X 175 84645 0
628,763.55 5386 X 1 0 5386 0
49,618.75 425 X 2 0 425 0
466,416.25 3995 X 3 0 3995 0
2,472,181.25 21175 X 4 0 21175 0
----------------- -------------- ------------- ---------- ---------
14,821,477.30 126951 11325 115626 0
MINNESOTA MNG & MFG CO 604059105 24,468.75 250 X 250 0 0
8,455,519.13 86391 X 0 86391 0
267,003.00 2728 X 1 0 2728 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 45,988,847.93 575332 19050 556282 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 12
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
39,150.00 400 X 3 0 400 0
97,875.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ---------
8,884,015.88 90769 250 90519 0
MOLEX INC CL A 608554200 1,733,075.00 38300 X 0 38300 0
MONSANTO CO 611662107 559,912.50 15800 X 0 15800 0
MORGAN J P & CO INC 616880100 30,390.00 240 X 240 0 0
2,780,431.75 21958 X 0 21958 0
1,190,275.00 9400 X 1 0 9400 0
123,459.38 975 X 3 0 975 0
126,625.00 1000 X 4 0 1000 0
----------------- -------------- ------------- ---------- ---------
4,251,181.13 33573 240 33333 0
MOTOROLA INC 620076109 883,500.00 6000 X 0 6000 0
NATIONAL CITY CORP 635405103 200,870.00 8480 X 0 8480 0
NETOPIA INC 64114K104 255,266.40 4700 X 0 4700 0
NEXTLINK COMMUNUCATIONS A 65333H707 631,271.20 7600 X 0 7600 0
NORFOLK SOUTHERN CORP 655844108 341,325.00 16650 X 0 16650 0
OPENTV INC G67543101 409,275.00 5100 X 0 5100 0
PARAMETRIC TECHNOLOGY CRP 699173100 270,620.00 10000 X 0 10000 0
PE CORP BIOSYSTEMS GROUP 69332S102 745,937.50 6200 X 0 6200 0
PEPSICO INC 713448108 2,782,106.25 78925 X 0 78925 0
PFIZER INC 717081103 463,856.26 14300 X 14300 0 0
8,234,745.96 253865 X 0 253865 0
325,996.88 10050 X 1 0 10050 0
300,209.07 9255 X 3 0 9255 0
1,273,982.82 39275 X 4 0 39275 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 23,800,155.97 559473 14540 544933 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 13
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
----------------- -------------- ------------- ---------- ---------
10,598,790.99 326745 14300 312445 0
PHARMACIA & UPJOHN INC 716941109 163,125.00 3625 X 0 3625 0
391,500.00 8700 X 1 0 8700 0
----------------- -------------- ------------- ---------- ---------
554,625.00 12325 0 12325 0
PHILIP MORRIS COS INC 718154107 810,428.00 35236 X 0 35236 0
PHONE COM INC 71920Q100 626,059.80 5400 X 0 5400 0
POWERTEL INC 73936C109 401,500.00 4000 X 0 4000 0
PROCTER & GAMBLE CO 742718109 65,737.51 600 X 600 0 0
6,371,826.33 58157 X 0 58157 0
5,478.13 50 X 3 0 50 0
----------------- -------------- ------------- ---------- ---------
6,443,041.97 58807 600 58207 0
PROTEIN DESIGN LABS INC 74369L103 309,190.00 4417 X 0 4417 0
PROVIDIAN FINL CORP 74406A102 537,268.75 5900 X 0 5900 0
QRS CORP 74726X105 787,500.00 7500 X 0 7500 0
QWEST COMMUNICATIONS INTL 749121109 791,200.00 18400 X 0 18400 0
RAYTHEON CO CL B 755111408 1,110,684.38 41814 X 0 41814 0
REALNETWORKS INC 75605L104 288,748.80 2400 X 0 2400 0
RETEK INC 76128Q109 594,475.00 7900 X 0 7900 0
RSA SECURITY INC 749719100 465,000.00 6000 X 0 6000 0
SARA LEE CORP 803111103 1,149,456.25 52100 X 0 52100 0
44,125.00 2000 X 2 0 2000 0
----------------- -------------- ------------- ---------- ---------
1,193,581.25 54100 0 54100 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 14,913,302.95 264199 600 263599 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 14
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
SBC COMMUNICATIONS INC 78387G103 635,017.50 13026 X 13026 0 0
5,146,644.75 105572 X 1600 103972 0
370,500.00 7600 X 1 0 7600 0
53,625.00 1100 X 2 0 1100 0
399,750.00 8200 X 3 0 8200 0
719,062.50 14750 X 4 0 14750 0
----------------- -------------- ------------- ---------- ---------
7,324,599.75 150248 14626 135622 0
SCHERING PLOUGH CORP 806605101 3,983,250.00 94000 X 0 94000 0
148,312.50 3500 X 1 0 3500 0
----------------- -------------- ------------- ---------- ---------
4,131,562.50 97500 0 97500 0
SCIENT CORP 80864H109 242,023.60 2800 X 0 2800 0
SIGMA ALDRICH CORP 826552101 1,010,083.20 33600 X 0 33600 0
SPRINT CORP-FON GROUP 852061100 1,194,393.00 17744 X 0 17744 0
SPRINT CORP-PCS COM SER 1 852061506 268,345.00 2618 X 0 2618 0
STATE STR CORP 857477103 58,450.01 800 X 800 0 0
1,424,718.75 19500 X 0 19500 0
----------------- -------------- ------------- ---------- ---------
1,483,168.76 20300 800 19500 0
SUNGARD DATA SYS INC 867363103 237,500.00 10000 X 0 10000 0
SYSCO CORP 871829107 67,256.25 1700 X 1700 0 0
490,575.00 12400 X 0 12400 0
158,250.00 4000 X 3 0 4000 0
363,975.00 9200 X 4 0 9200 0
----------------- -------------- ------------- ---------- ---------
1,080,056.25 27300 1700 25600 0
TECO ENERGY INC 872375100 240,867.00 12976 X 0 12976 0
37,125.00 2000 X 1 0 2000 0
----------------- -------------- ------------- ---------- ---------
277,992.00 14976 0 14976 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 17,249,724.06 377086 17126 359960 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 15
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
TERADYNE INC 880770102 448,800.00 6800 X 0 6800 0
TEXACO INC 881694103 391,050.00 7200 X 0 7200 0
TEXAS INSTRS INC 882508104 28,987.50 300 X 300 0 0
251,225.00 2600 X 0 2600 0
----------------- -------------- ------------- ---------- ---------
280,212.50 2900 300 2600 0
TIME WARNER INC 887315109 21,693.75 300 X 300 0 0
578,500.00 8000 X 0 8000 0
----------------- -------------- ------------- ---------- ---------
600,193.75 8300 300 8000 0
TRIBUNE CO 896047107 220,250.00 4000 X 0 4000 0
TRW INC 872649108 311,001.75 5988 X 0 5988 0
TSI INTL SOFTWARE LTD 872879101 906,000.00 16000 X 0 16000 0
TWEETER HOME ENTMT GROUP INC 901167106 355,000.00 10000 X 0 10000 0
TYCO INTL LTD NEW 902124106 731,055.00 18745 X 0 18745 0
25,350.00 650 X 1 0 650 0
60,840.00 1560 X 4 0 1560 0
----------------- -------------- ------------- ---------- ---------
817,245.00 20955 0 20955 0
U S WEST INC NEW 91273H101 28,800.00 400 X 400 0 0
330,192.00 4586 X 0 4586 0
----------------- -------------- ------------- ---------- ---------
358,992.00 4986 400 4586 0
UNION PAC CORP 907818108 1,446,318.39 33106 X 0 33106 0
30,581.25 700 X 2 0 700 0
43,687.50 1000 X 3 0 1000 0
----------------- -------------- ------------- ---------- ---------
1,520,587.14 34806 0 34806 0
UNION PAC RES GROUP INC 907834105 284,312.25 22299 X 0 22299 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 6,493,644.39 144234 1000 143234 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 16
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
UNITED TECHNOLOGIES CORP 913017109 2,973,295.00 45743 X 0 45743 0
UST INC 902911106 579,312.50 23000 X 0 23000 0
VASTAR RES INC 922380100 218,300.00 3700 X 0 3700 0
VERISIGN INC 92343E102 1,985,744.80 10400 X 0 10400 0
VERTICALNET INC 92532L107 1,640,000.00 10000 X 0 10000 0
VIGNETTE CORP 926734104 1,564,800.00 9600 X 0 9600 0
WACHOVIA CORP NEW 929771103 111,520.00 1640 X 1640 0 0
693,600.00 10200 X 700 9500 0
61,200.00 900 X 3 0 900 0
----------------- -------------- ------------- ---------- ---------
866,320.00 12740 2340 10400 0
WAL MART STORES INC 931142103 145,162.50 2100 X 2100 0 0
3,734,962.00 54032 X 0 54032 0
429,957.50 6220 X 1 0 6220 0
55,300.00 800 X 3 0 800 0
414,750.00 6000 X 4 0 6000 0
----------------- -------------- ------------- ---------- ---------
4,780,132.00 69152 2100 67052 0
WALGREEN CO 931422109 64,350.00 2200 X 2200 0 0
2,246,400.00 76800 X 0 76800 0
----------------- -------------- ------------- ---------- ---------
2,310,750.00 79000 2200 76800 0
WARNER LAMBERT CO 934488107 2,458,125.00 30000 X 0 30000 0
WASHINGTON POST CO CL B 939640108 444,700.00 800 X 0 800 0
WELLS FARGO & CO NEW 949746101 2,042,093.75 50500 X 0 50500 0
XEROX CORP 984121103 355,286.25 15660 X 0 15660 0
YAHOO INC 984332106 1,298,061.00 3000 X 0 3000 0
----------------- -------------- ------------- ---------- ---------
SUBTOTALS FOR THIS PAGE 23,516,920.30 363295 6640 356655 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 17
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
HOLDING COMPANY: (1) ROPES AND GRAY (Cont.)
INVEST
MARKET INVEST AUTH VOTING AUTH (SHARES)
NAME OF ISSUER CUSIP VALUE SH/PV SOLE SHR MGR SOLE SHARED NONE
------------------------------ ------------ ----------------- ------------ ---- --- ---- ----------- ---------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COMMON (cont.)
--------------
================= ============== ============= ========== =========
TOTALS FOR COMMON 494,282,725.84 6943106 261602 6681505 0
================= ============== ============= ========== =========
GRAND TOTALS 494,282,725.84 6943106 261602 6681505 0
PREFERRED
---------
CHIEFTAIN INTL FDG CV PFD 168672202 204,000.00 8000 X 0 8000 0
$1.812
================= ============== ============= ========== =========
TOTALS FOR PREFERRED 204,000.00 8000 0 8000 0
================= ============== ============= ========== =========
GRAND TOTALS 204,000.00 8000 0 8000 0
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 18
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
MGR Client Name
------ ----------------------------------------
<S> <C>
1 NICHOLAS A GRACE
2 EDWARD J JOYCE
3 EDWARD P LAWRENCE
4 ROBERT SHAPIRO
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
REPORT RUN: 02/22/2000 at 08:26 AM 13-F EQUITIES DISCLOSURE BY AFFILATION PAGE 19
BUSINESS DATE: 02/21/2000 R33.110.003
As of 12/31/1999
Produced on trust1(greater than)ROPEDB
The parameters used in producing report R33.110.003 were:
<S> <C>
ASOF## = 12/31/1999
BK_LIST## = ()
DV_SUM# = YES
BK_SUM# = NO
MIN_SHARES# = 10,000
MIN_CORP_SHARES# = 10,000
MIN_MKT_VAL# = 200,000.00
AF# = 113
EMPL# = 26209/1/1
======================================== End of Report ========================================
</TABLE>
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