FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: Sept. 30, 2000
Check here if Amendment { }; Amendment Number:
This Amendment (Check only one.): { } is a restatement.
{ } adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: PPM America, Inc.
Address: 225 W. Wacker Drive
Suite 1200
Chicago, IL 60606
13F File Number: 28-3586
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of this
form.
Person signing this Report on Behalf of Reporting Manger:
Name: Drew Ahrens
Title: Vice President, Compliance Manager
Phone: 312-634-2607
Signature, Place, and Date of Signing:
Drew Ahrens Chicago, IL Nov. 13, 2000
Report Type (Check only one.):
{X} 13F HOLDINGS REPORT.
{ } 13F NOTICE.
{ } 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 470
Form 13F Information Table Value Total: $6,154,203
List of Other Included Managers:
No. 13F File Number Name
01 28-3582 Prudential Corporation Plc
02 28-3588 Prudential Portfolio Managers, Ltd.
03 28-4284 M&G Investment Management Limited
04 28-5433 PPM Asia Limited (Hong Kong)
<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ INVSTMT OTHER VOTING AUTHORITY
CLASS (x$1000) PRN AMT PRN DISCRETN MGR SOLE SHARED NONE
ADC TELECOMMUNICATIONS INC COM 000886101 1292 48040SH SOLE 3 48040 0 0
AES CORPORATION COM 00130H105 514 7500SH DEFINED 3 0 7500 0
AES CORPORATION COM 00130H105 18358 268000SH SOLE 3 268000 0 0
AK STEEL HOLDING CORP COM 001547108 4740 505600SH SOLE 505600 0 0
AT & T CORP COM 001957109 333 11340SH DEFINED 3 0 11340 0
AT & T CORP COM 001957109 279 9494SH SOLE 2 9494 0 0
AT & T CORP COM 001957109 10197 347118SH SOLE 3 347118 0 0
ABBOTT LABS COM 002824100 4411 92734SH SOLE 3 92734 0 0
ADAPTEC INC COM 00651F108 4303 215170SH SOLE 3 215170 0 0
AEGON CORP ORD AMER RE007924103 702 18912SH SOLE 18912 0 0
AETNA INC COM 008117103 81467 1403079SH SOLE 1403079 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 3940 80507SH SOLE 3 80507 0 0
ALLIANCE CAPITAL MGMT HLDG LP UNIT LTD PA01855A101 3739 74600SH SOLE 3 74600 0 0
ALLIANT TECHSYSTEMS INC COM 018804104 4303 52400SH SOLE 52400 0 0
ALTERA CORP COM 021441100 542 11360SH SOLE 3 11360 0 0
AMAZON COM INC COM 023135106 68 1770SH DEFINED 3 0 1770 0
AMAZON COM INC COM 023135106 18206 473660SH SOLE 3 473660 0 0
AMBAC FINL GROUP INC COM 023139108 4241 57900SH SOLE 3 57900 0 0
AMERICA ONLINE INC COM 02364J104 5765 107264SH SOLE 107264 0 0
AMERICA ONLINE INC COM 02364J104 272 5056SH SOLE 2 5056 0 0
AMERICA ONLINE INC COM 02364J104 1823 33910SH SOLE 3 33910 0 0
AMERICAN EXPRESS COM 025816109 889 14634SH DEFINED 3 0 14634 0
AMERICAN EXPRESS COM 025816109 12174 200400SH SOLE 3 200400 0 0
AMERICAN FINANCIAL GROUP INC COM 025932104 34837 1502353SH SOLE 1502353 0 0
AMERICAN GENERAL CORP COM 026351106 74419 954093SH SOLE 954093 0 0
AMERICAN HOME PRODUCTS CORP COM 026609107 1141 20174SH DEFINED 3 0 20174 0
AMERICAN HOME PRODUCTS CORP COM 026609107 41180 728046SH SOLE 3 728046 0 0
AMERICAN INTERNATIONAL GROUP COM 026874107 392 4100SH SOLE 4100 0 0
AMERICAN INTERNATIONAL GROUP COM 026874107 350 3658SH SOLE 2 3658 0 0
AMERICAN INTERNATIONAL GROUP COM 026874107 6287 65707SH SOLE 3 65707 0 0
AMES DEPT STORES INC COM 030789507 2577 445800SH SOLE 445800 0 0
AMGEN INC COM 031162100 5787 82869SH SOLE 82869 0 0
AMGEN INC COM 031162100 5163 73939SH SOLE 3 73939 0 0
ANALOG DEVICES COM 032654105 1200 14534SH SOLE 14534 0 0
ANALOG DEVICES COM 032654105 839 10160SH SOLE 3 10160 0 0
ANGLOGOLD LTD COM 035128206 8269 450002SH SOLE 3 0 450002 0
ANHEUSER-BUSCH COS INC COM 035229103 1219 28800SH SOLE 28800 0 0
ANHEUSER-BUSCH COS INC COM 035229103 4200 99250SH SOLE 3 99250 0 0
APPLIED MATERIALS INC COM 038222105 2325 39202SH SOLE 39202 0 0
APPLIED MATERIALS INC COM 038222105 9339 157452SH SOLE 3 157452 0 0
APPLIED MICRO CIRCUITS CORP COM 03822W109 6461 62409SH SOLE 3 62409 0 0
ARGOSY GAMING CO COM 040228108 4446 245300SH SOLE 245300 0 0
ARIBA INC COM 04033V104 1433 10000SH SOLE 3 10000 0 0
ARMSTRONG HOLDINGS INC COM 042384107 2716 227500SH SOLE 227500 0 0
ASHANTI GOLDFIELDS LTD GLOB DEP RC043743202 11191 4367165SH SOLE 3 4367165 0 0
ASHLAND INC COM 044204105 60494 1795712SH SOLE 1795712 0 0
ASIA PULP & PAPERSPON ADS REP 4 OCOM 04516V100 212 121259SH SOLE 4 121259 0 0
AT HOME CORP COM SER A 045919107 835 59080SH SOLE 3 59080 0 0
ASTORIA FINANCIAL CORP COM 046265104 4314 111700SH SOLE 111700 0 0
ASTORIA FINANCIAL CORP COM 046265104 386 10000SH SOLE 3 10000 0 0
ATMEL CORP COM 049513104 8431 555120SH SOLE 3 555120 0 0
AVANEX CORP COM 05348W109 808 7500SH SOLE 3 7500 0 0
BMC SOFTWARE INC COM 055921100 3244 169600SH SOLE 3 169600 0 0
BANCO FRANCES DEL RIO SPON ADR 059591107 291 14000SH SOLE 2 14000 0 0
BANK OF AMERICA CORP COM 060505104 80659 1540037SH SOLE 1540037 0 0
BANK ONE CORP COM 06423A103 3863 100000SH SOLE 3 100000 0 0
BANKNORTH GROUP INC COM 06646R107 5093 284900SH SOLE 284900 0 0
BAXTER INTERNATIONAL INC COM 071813109 1109 13900SH SOLE 13900 0 0
BELLSOUTH CORP COM 079860102 57658 1432500SH SOLE 1432500 0 0
BIOTECH HOLDRS TR DEPOSTRY RC09067D201 3686 18910SH SOLE 3 18910 0 0
BLACK HILLS CORP COM 092113109 3224 114900SH SOLE 114900 0 0
BOB EVANS FARMS COM 096761101 4629 250200SH SOLE 250200 0 0
BOCA RESORTS INC COM 09688T106 1073 97560SH SOLE 97560 0 0
BOEING COM COM 097023105 2509 39820SH SOLE 3 39820 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 2662 46591SH SOLE 46591 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 219 3830SH SOLE 2 3830 0 0
BROADCOM CORP CL A 111320107 3486 14300SH SOLE 14300 0 0
BROADCOM CORP CL A 111320107 2072 8500SH SOLE 3 8500 0 0
BROCADE COMMS SYS COM 111621108 708 3000SH SOLE 3 3000 0 0
BROWN FORMAN CL B 115637209 4071 74350SH SOLE 3 74350 0 0
BRUNSWICK CORP COM 117043109 51402 2816530SH SOLE 2816530 0 0
BURLINGTON NORTHERN SANTA FE COM 12189T104 63535 2946500SH SOLE 2946500 0 0
CIGNA CORP COM 125509109 626 6000SH OTHER 6000 0 0
CIGNA CORP COM 125509109 70044 670924SH SOLE 670924 0 0
CMGI COM STK US$0.01 COM 125750109 726 26000SH SOLE 3 26000 0 0
CSX CORP COM 126408103 65 3000SH OTHER 3000 0 0
CSX CORP COM 126408103 62438 2862418SH SOLE 2862418 0 0
CALLAWAY GOLF COM 131193104 15911 1034859SH SOLE 3 1034859 0 0
CARDINAL HEALTH INC COM 14149Y108 305 3461SH SOLE 3461 0 0
CARNIVAL CORP COM 143658102 441 17890SH DEFINED 3 0 17890 0
CARNIVAL CORP COM 143658102 10909 443000SH SOLE 3 443000 0 0
CATELLUS DEVELOPMENT CORP COM 149111106 980 56000SH SOLE 56000 0 0
CEMEX S A SPON ADR 5 151290889 26406 1316182SH SOLE 2 1316182 0 0
CENDANT COM 151313103 291 26775SH DEFINED 3 0 26775 0
CENTERPOINT PROPERTIES SH BEN INT 151895109 1889 41000SH SOLE 41000 0 0
CENTURY BUSINESS SVCS COM 156490104 2344 1785714SH SOLE 1785714 0 0
CENTURYTEL INC COM 156700106 67543 2478627SH SOLE 2478627 0 0
CERIDIAN CORP COM 15677T106 2105 75000SH SOLE 3 75000 0 0
CERNER COM COM 156782104 4644 100000SH SOLE 3 100000 0 0
CHAMPION ENTERPRISES INC COM 158496109 2644 622000SH SOLE 622000 0 0
CHARTER ONE FIN INC COM 160903100 88788 3642578SH SOLE 3642578 0 0
CHASE MANHATTAN CORP COM 16161A108 55460 1200750SH SOLE 1200750 0 0
CHASE MANHATTAN CORP COM 16161A108 52359 1133597SH SOLE 2 1133597 0 0
CHATEAU COMMUNITIES COM 161726104 1099 41000SH SOLE 41000 0 0
CHELSEA GCA REALTY PARTNER COM 163262108 913 26000SH SOLE 26000 0 0
CHEVRON CORP COM 166751107 33331 390983SH SOLE 390983 0 0
CHEVRON CORP COM 166751107 6956 81590SH SOLE 3 81590 0 0
CHUBB COM 171232101 1466 18525SH SOLE 3 18525 0 0
CIENA CORP COM 171779101 4823 39274SH SOLE 3 39274 0 0
CISCO SYSTEMS INC COM 17275R102 165 2990SH DEFINED 3 0 2990 0
CISCO SYSTEMS INC COM 17275R102 20221 365987SH SOLE 365987 0 0
CISCO SYSTEMS INC COM 17275R102 741 13412SH SOLE 2 13412 0 0
CISCO SYSTEMS INC COM 17275R102 12583 227751SH SOLE 3 227751 0 0
CITIGROUP INC COM 172967101 640 11840SH DEFINED 3 0 11840 0
CITIGROUP INC COM 172967101 1334 24666SH SOLE 24666 0 0
CITIGROUP INC COM 172967101 488 9023SH SOLE 2 9023 0 0
CITIGROUP INC COM 172967101 23305 431068SH SOLE 3 431068 0 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 399 7069SH DEFINED 3 0 7069 0
CLEVELAND-CLIFFS INC COM 185896107 3985 174200SH SOLE 174200 0 0
COCA-COLA COMPANY COM 191216100 296 5364SH SOLE 2 5364 0 0
COCA-COLA COMPANY COM 191216100 2563 46493SH SOLE 3 46493 0 0
COMMERCE ONE COM 200693109 2638 33600SH SOLE 3 33600 0 0
COMMUNITY FIRST BANCSHARES COM 203902101 351 20000SH SOLE 3 20000 0 0
COMPANHIA SIDERURGICA SPON ADR 20440W105 284 9000SH SOLE 2 9000 0 0
COMPANIA CERVECERIAS SPON ADR 204429104 248 11000SH SOLE 2 11000 0 0
COMPANIA DE TELECOMUNICS SPON ADR NE204449300 516 29700SH SOLE 2 29700 0 0
COMPAQ COMPUTER COM 204493100 248 9000SH DEFINED 3 0 9000 0
COMPAQ COMPUTER COM 204493100 9622 348892SH SOLE 3 348892 0 0
COMPUTER ASSOCIATES INTL INC COM 204912109 64154 2547000SH SOLE 2547000 0 0
COMPUTER SCIENCES COM 205363104 227 3060SH DEFINED 3 0 3060 0
COMPUTER SCIENCES COM 205363104 6270 84440SH SOLE 3 84440 0 0
COMPUWARE CORP COM 205638109 62190 7425700SH SOLE 7425700 0 0
CONEXANT SYSTEMS INC COM 207142100 481 11483SH SOLE 11483 0 0
CONEXANT SYSTEMS INC COM 207142100 2722 65000SH SOLE 3 65000 0 0
CONVERGYS CORP COM 212485106 1010 25990SH SOLE 3 25990 0 0
COOPER INDUSTRIES INC COM 216669101 70417 1997652SH SOLE 1997652 0 0
CORN PRODUCTS INTL INC COM 219023108 3183 139900SH SOLE 139900 0 0
CORNING INC COM 219350105 2901 9767SH SOLE 9767 0 0
CORNING INC COM 219350105 992 3340SH SOLE 3 3340 0 0
CORVIS CORP COM 221009103 305 5000SH SOLE 3 5000 0 0
COTT CORP COM 22163N106 2280 380000SH SOLE 3 380000 0 0
COUSINS PPTYS COM 222795106 3158 110000SH SOLE 3 110000 0 0
COX COMMUNICATIONS CL A 224044107 407 10630SH DEFINED 3 0 10630 0
CULLEN FROST BANKERS COM 229899109 325 10000SH SOLE 3 10000 0 0
CYTYC CORP COM 232946103 773 17924SH SOLE 2 17924 0 0
DEERE & CO COM 244199105 3818 114841SH SOLE 3 114841 0 0
DELL COMPUTER CORP COM 247025109 187 6070SH DEFINED 3 0 6070 0
DELL COMPUTER CORP COM 247025109 2442 79266SH SOLE 79266 0 0
DELL COMPUTER CORP COM 247025109 6117 198524SH SOLE 3 198524 0 0
DELPHI AUTOMOTIVE SYSTEMS COM 247126105 67867 4487082SH SOLE 4487082 0 0
DIEBOLD COM 253651103 2946 110900SH SOLE 3 110900 0 0
DIME BANCORP INC COM 25429Q102 3138 145545SH SOLE 3 145545 0 0
WALT DISNEY CO COM 254687106 12698 331971SH SOLE 3 331971 0 0
DISTRIBUCION Y SERVICIO SPON ADR 254753106 274 16800SH SOLE 2 16800 0 0
DOUBLECLICK INC COM 258609304 1666 52060SH SOLE 3 52060 0 0
DOW JONES COM 260561105 829 13696SH DEFINED 3 0 13696 0
DOW JONES COM 260561105 18079 298825SH SOLE 3 298825 0 0
DU PONT DE NEMOURS COM 263534109 3187 76920SH SOLE 3 76920 0 0
DUKE ENERGY COM 264399106 5709 66573SH SOLE 3 66573 0 0
DUN & BRADSTREET COM 26483B106 590 17125SH DEFINED 3 0 17125 0
DUN & BRADSTREET COM 26483B106 9734 282670SH SOLE 3 282670 0 0
EMC CORP/MASS COM 268648102 1154 11640SH DEFINED 3 0 11640 0
EMC CORP/MASS COM 268648102 10899 109951SH SOLE 109951 0 0
EMC CORP/MASS COM 268648102 375 3788SH SOLE 2 3788 0 0
EMC CORP/MASS COM 268648102 26163 263939SH SOLE 3 263939 0 0
EBAY INC COM 278642103 848 12340SH SOLE 3 12340 0 0
EL PASO ENERGY COM 28368B102 5254 196409SH SOLE 3 196409 0 0
ELDER BEERMAN COM 284470101 9097 1966868SH SOLE 1966868 0 0
ELECTRONIC ARTS COM 285512109 1111 22500SH SOLE 3 22500 0 0
ELEC DATA SYS CORP COM 285661104 667 16070SH SOLE 3 16070 0 0
EMBRATEL PARTICIPACOES SPON ADR PF29081N100 11659 630200SH SOLE 2 630200 0 0
EMBOTELLADORA ANDINA SPON ADR A 29081P204 315 24800SH SOLE 2 24800 0 0
EMPRESA NACIONAL SPON ADR 29244T101 462 42000SH SOLE 2 42000 0 0
ENERSIS S A SPON ADR 29274F104 387 21700SH SOLE 2 21700 0 0
ENRON CORP COM 293561106 1339 15285SH DEFINED 3 0 15285 0
ENRON CORP COM 293561106 137 1558SH SOLE 2 1558 0
ENRON CORP COM 293561106 51671 589684SH SOLE 3 589684 0 0
EQUITY OFFICE PROPERTIES COM 294741103 2485 80000SH SOLE 80000 0 0
EQUITY RESIDENTIAL PROPERTY SH BEN INT 29476L107 2112 44000SH SOLE 3 44000 0 0
EQUITY RESIDENTIAL PROPERTY SH BEN INT 29476L107 2112 44000SH SOLE 44000 0 0
ESTERLINE TECHNOLOGIES CORP COM 297425100 5379 273200SH SOLE 273200 0 0
EXXON MOBIL CORPORATION COM 30231G102 599 6720SH DEFINED 3 0 6720 0
EXXON MOBIL CORPORATION COM 30231G102 205 2300SH OTHER 2300 0 0
EXXON MOBIL CORPORATION COM 30231G102 1943 21800SH SOLE 21800 0 0
EXXON MOBIL CORPORATION COM 30231G102 535 6007SH SOLE 2 6007 0 0
EXXON MOBIL CORPORATION COM 30231G102 45174 506859SH SOLE 3 506859 0 0
FAMILY DOLLAR STORES COM 307000109 1251 65000SH SOLE 3 65000 0 0
FEDERAL NATL MTG ASSN COM 313586109 5291 73994SH SOLE 3 73994 0 0
FEDERATED DEPARTMENT STORES COM 31410H101 74365 2846500SH SOLE 2846500 0 0
FEDERATED DEPARTMENT STORES COM 31410H101 2208 84524SH SOLE 3 84524 0 0
FERRO CORP COM 315405100 3529 185100SH SOLE 185100 0 0
FINOVA GROUP COM 317928109 3107 428500SH SOLE 428500 0 0
FIRST DATA CORP COM 319963104 421 10780SH DEFINED 3 0 10780 0
FIRST DATA CORP COM 319963104 939 24050SH SOLE 3 24050 0 0
FIRSTENERGY CORP COM 337932107 76847 2852724SH SOLE 2852724 0 0
FLOWSERVE CORPORATION COM 34354P105 4474 272200SH SOLE 272200 0 0
FOMENTO ECON MEXICANO SPON ADR UN344419106 21980 563600SH SOLE 2 563600 0 0
FORD MOTOR COMPANY COM 345370860 512 20208SH DEFINED 3 0 20208 0
FORD MOTOR COMPANY COM 345370860 196 7740SH OTHER 7740 0 0
FORD MOTOR COMPANY COM 345370860 65654 2593689SH SOLE 2593689 0 0
FORD MOTOR COMPANY COM 345370860 2575 101724SH SOLE 3 101724 0 0
FORT JAMES CORPORATION COM 347471104 33955 1111000SH SOLE 1111000 0 0
FORTUNE BRANDS INC COM 349631101 75157 2836121SH SOLE 2836121 0 0
FRANKLIN COVEY CO COM 353469109 4127 564400SH SOLE 564400 0 0
FRANKLIN RESOURCES INC COM 354613101 62362 1403600SH SOLE 1403600 0 0
FREEPORT-MCMORAN COPPER CL A 35671D105 124 15000SH DEFINED 3 0 15000 0
FREEPORT-MCMORAN COPPER CL A 35671D105 6848 830000SH SOLE 3 130000 700000 0
FRESENIUS MEDICAL CARE SPON ADR 358029106 232 7763SH SOLE 7763 0 0
FROZEN FOOD EXPRESS INDS COM 359360104 383 149300SH SOLE 149300 0 0
GATX CORP COM 361448103 4874 116400SH SOLE 116400 0 0
GPU INC COM 36225X100 80345 2476889SH SOLE 2476889 0 0
GARAN INC COM 364802108 2973 133600SH SOLE 133600 0 0
GATEWAY INC COM 367626108 1029 22000SH SOLE 3 22000 0 0
GENCORP INC COM 368682100 3988 490800SH SOLE 490800 0 0
GENENTECH INC COM 368710406 370 3985SH DEFINED 3 0 3985 0
GENENTECH INC COM 368710406 2043 22000SH SOLE 3 22000 0 0
GENER S A SPON ADR 368731105 189 14500SH SOLE 2 14500 0 0
GENERAL ELECTRIC CO. COM 369604103 58 1000SH OTHER 1000 0 0
GENERAL ELECTRIC CO. COM 369604103 27277 472839SH SOLE 472839 0 0
GENERAL ELECTRIC CO. COM 369604103 1038 17998SH SOLE 2 17998 0 0
GENERAL ELECTRIC CO. COM 369604103 12156 210724SH SOLE 3 210724 0 0
GENERAL MOTORS CORP COM 370442105 53806 827779SH SOLE 827779 0 0
GENZYME CORP COM GENL DI372917104 3813 55920SH SOLE 3 55920 0 0
GERALD STEVENS INC COM 37369G101 370 564155SH SOLE 564155 0 0
GETTY IMAGES INC COM 374276103 457 15000SH SOLE 3 15000 0 0
GLATFELTER(PH)CO COM 377316104 1394 115000SH SOLE 3 115000 0 0
GLOBAL IMAGING SYSTEMS COM 37934A100 5078 864398SH SOLE 864398.3 0 0
GRUPO TELEVISA SA SP ADR REP 40049J206 25642 444500SH SOLE 2 444500 0 0
GULF INDONESIA RES COM NPV COM 402284103 933 85800SH SOLE 3 85800 0 0
GULF INDONESIA RES COM NPV COM 402284103 16317 1500402SH SOLE 4 1500402 0 0
HCA - THE HEALTHCARE COMPANY COM 404119109 79538 2142445SH SOLE 2142445 0 0
HARTFORD FINANCIAL SVCS GRP COM 416515104 73214 1003782SH SOLE 1003782 0 0
HEWLETT-PACKARD CO. COM 428236103 830 8559SH SOLE 8559 0 0
HIGHWOODS PROPERTIES COM 431284108 1040 44000SH SOLE 44000 0 0
HOME DEPOT INC COM 437076102 1197 22566SH SOLE 22566 0 0
HOME DEPOT INC COM 437076102 240 4514SH SOLE 2 4514 0 0
HOMESTAKE MINING COM 437614100 130 25000SH DEFINED 3 0 25000 0
HOMESTAKE MINING COM 437614100 11620 2240000SH SOLE 3 140000 2100000 0
HOSPITALITY PPTYS COM SH BEN 44106M102 1005 43000SH SOLE 43000 0 0
HOUSEHOLD INTERNATIONAL INC COM 441815107 2639 46612SH SOLE 46612 0 0
HUDSON UNITED BANCORP COM 444165104 4840 175200SH SOLE 175200 0 0
ICICISPON ADR REP 5 ORD SHS(TEMP COM 44926P202 13471 1224612SH SOLE 4 1224612 0 0
IDEC PHARMACEUTICALS COM 449370105 1841 10500SH SOLE 3 10500 0 0
ISTAR FINANCIAL COM 45031U101 748 33350SH SOLE 33350 0 0
ITT INDUSTRIES INC COM 450911102 54458 1678848SH SOLE 1678848 0 0
ICON SPON ADR 45103T107 1035 57500SH SOLE 3 57500 0 0
INCYTE GENOMICS COM 45337C102 411 10000SH SOLE 3 10000 0 0
INFOSPACE INC COM 45678T102 1180 39000SH SOLE 3 39000 0 0
INTEL CORP COM 458140100 281 6760SH DEFINED 3 0 6760 0
INTEL CORP COM 458140100 17090 411184SH SOLE 411184 0 0
INTEL CORP COM 458140100 582 14010SH SOLE 2 14010 0 0
INTEL CORP COM 458140100 11983 288308SH SOLE 3 288308 0 0
INTERNAP NETWORK SERVICES COM 45885A102 1616 50000SH SOLE 3 50000 0 0
INTL BUSINESS MACHINES CORP COM 459200101 476 4230SH DEFINED 3 0 4230 0
INTL BUSINESS MACHINES CORP COM 459200101 3687 32773SH SOLE 32773 0 0
INTL BUSINESS MACHINES CORP COM 459200101 422 3754SH SOLE 2 3754 0 0
INTL BUSINESS MACHINES CORP COM 459200101 3425 30440SH SOLE 3 30440 0 0
INTERNET HOLDERS TR DEPOSTRY RC46059W102 1446 14886SH SOLE 3 14886 0 0
INTERWOVEN INC COM 46114T102 1526 13500SH SOLE 3 13500 0 0
I2 TECHNOLOGIES INC COM 465754109 7670 41000SH SOLE 3 41000 0 0
JDS UNIPHASE CORP COM 46612J101 5624 59400SH SOLE 59400 0 0
JDS UNIPHASE CORP COM 46612J101 3882 41000SH SOLE 3 41000 0 0
JABIL CIRCUIT INC COM 466313103 2830 49870SH SOLE 3 49870 0 0
JOHNSON & JOHNSON COM 478160104 364 3875SH DEFINED 3 0 3875 0
JOHNSON & JOHNSON COM 478160104 1378 14664SH SOLE 14664 0 0
JOHNSON & JOHNSON COM 478160104 12599 134119SH SOLE 3 134119 0 0
KMART CORP COM 482584109 70058 11676300SH SOLE 11676300 0 0
KANSAS CITY SOUTHERN INDS COM 485170302 23349 2687500SH SOLE 2687500 0 0
KENNAMETAL INC COM 489170100 3232 125500SH SOLE 125500 0 0
KEYCORP COM 493267108 101711 4018129SH SOLE 4018129 0 0
KINDER MORGAN ENERGY COM 494550106 7114 150155SH SOLE 3 150155 0 0
KOREA TELECOM SPON ADR 50063P103 4459 132616SH SOLE 3 132616 0 0
KOREA TELECOM SPON ADR 50063P103 38225 1136810SH SOLE 4 1136810 0 0
LAM RESEARCH COM 512807108 2725 130157SH SOLE 3 130157 0 0
LANCASTER COLONY CORP COM 513847103 4677 190400SH SOLE 190400 0 0
LANIER WORLDWIDE INC COM 51589L105 2279 2279400SH SOLE 2279400 0 0
LASON INC COM 51808R107 481 240360SH SOLE 2 240360 0 0
LAUDER ESTEE COS INC CL A 518439104 4015 109630SH SOLE 3 109630 0 0
LEE ENTERPRISES COM 523768109 3274 113400SH SOLE 113400 0 0
LEVEL 3 COMMUNICATIONS COM 52729N100 221 2860SH DEFINED 3 0 2860 0
LEVEL 3 COMMUNICATIONS COM 52729N100 5011 64972SH SOLE 3 64972 0 0
LILLY (ELI) & CO COM 532457108 717 8842SH DEFINED 3 0 8842 0
LILLY (ELI) & CO COM 532457108 5636 69475SH SOLE 69475 0 0
LILLY (ELI) & CO COM 532457108 6845 84372SH SOLE 3 84372 0 0
LIZ CLAIBORNE INC COM 539320101 48881 1269640SH SOLE 1269640 0 0
LOCKHEED MARTIN CORPORATION COM 539830109 71696 2175232SH SOLE 2175232 0 0
LUCENT TECHNOLOGIES INC COM 549463107 461 15080SH DEFINED 3 0 15080 0
LUCENT TECHNOLOGIES INC COM 549463107 2155 70520SH SOLE 70520 0 0
LUCENT TECHNOLOGIES INC COM 549463107 212 6964SH SOLE 2 6964 0 0
LUCENT TECHNOLOGIES INC COM 549463107 16053 525251SH SOLE 3 525251 0 0
MBIA INC COM 55262C100 19990 281059SH SOLE 3 281059 0 0
MACK-CALI REALTY COM 554489104 846 30000SH SOLE 30000 0 0
MARCHFIRST COM 566244109 988 63000SH SOLE 3 63000 0 0
MAYTAG CORP COM 578592107 57826 1861573SH SOLE 1861573 0 0
MCDATA CORP CL B 580031102 307 2500SH SOLE 3 2500 0 0
MCGRAW HILL COM 580645109 845 13300SH DEFINED 3 0 13300 0
MCGRAW HILL COM 580645109 13097 206050SH SOLE 3 206050 0 0
MEAD CORP COM 582834107 54648 2337888SH SOLE 2337888 0 0
MEDIMMUNE INC COM 584699102 368 4765SH SOLE 4765 0 0
MEDTRONIC INC COM 585055106 206 3970SH DEFINED 3 0 3970 0
MEDTRONIC INC COM 585055106 841 16228SH SOLE 16228 0 0
MEDTRONIC INC COM 585055106 2624 50638SH SOLE 3 50638 0 0
MELLON FINANCIAL CORP COM 58551A108 2374 51200SH SOLE 51200 0 0
MELLON FINANCIAL CORP COM 58551A108 6098 131500SH SOLE 3 131500 0 0
MERCK & CO., INC. COM 589331107 921 12373SH DEFINED 3 0 12373 0
MERCK & CO., INC. COM 589331107 10881 146172SH SOLE 146172 0 0
MERCK & CO., INC. COM 589331107 332 4465SH SOLE 2 4465 0 0
MERCK & CO., INC. COM 589331107 66580 894438SH SOLE 3 894438 0 0
MERCURY INTERACTIVE CORP COM 589405109 345 2200SH SOLE 2200 0 0
MERRILL LYNCH COM 590188108 630 9540SH DEFINED 3 0 9540 0
MERRILL LYNCH COM 590188108 11128 168608SH SOLE 3 168608 0 0
MICROSOFT CORP COM 594918104 610 10110SH DEFINED 3 0 10110 0
MICROSOFT CORP COM 594918104 14231 235960SH SOLE 235960 0 0
MICROSOFT CORP COM 594918104 542 8980SH SOLE 2 8980 0 0
MICROSOFT CORP COM 594918104 33096 548736SH SOLE 3 548736 0 0
MICRON TECHNOLOGY INC COM 595112103 798 17347SH SOLE 17347 0 0
MINNESOTA MINING & MFG COM 604059105 5951 65306SH SOLE 3 65306 0 0
ROBERT MONDAVI CORP CL A 609200100 1226 30000SH SOLE 3 30000 0 0
MORGAN(JP)& CO INC COM 616880100 9810 60046SH SOLE 3 60046 0 0
MORGAN ST DEAN WITTER & CO COM 617446448 765 8362SH DEFINED 3 0 8362 0
MORGAN ST DEAN WITTER & CO COM 617446448 238 2600SH SOLE 2600 0 0
MORGAN ST DEAN WITTER & CO COM 617446448 225 2457SH SOLE 2 2457 0 0
MORGAN ST DEAN WITTER & CO COM 617446448 4298 47000SH SOLE 3 47000 0 0
MOTOROLA CO COM 620076109 698 24705SH DEFINED 3 0 24705 0
MOTOROLA CO COM 620076109 34698 1228250SH SOLE 3 1228250 0 0
NTL INC COM 629407107 20276 437808SH SOLE 2 437808 0 0
NABISCO GROUP HLDS COM 62952P102 4589 161000SH SOLE 3 161000 0 0
NATL COMMERCE BANCORP COM 635449101 2490 124900SH SOLE 124900 0 0
NATIONAL DATA COM 635621105 2953 90000SH SOLE 3 90000 0 0
NATIONAL PRESTO INDS INC COM 637215104 3182 106300SH SOLE 106300 0 0
NAUTICA ENTERPRISES INC COM 639089101 4259 329200SH SOLE 329200 0 0
NETWORK APPLIANCE INC COM 64120L104 2596 20377SH SOLE 20377 0 0
NETWORK APPLIANCE INC COM 64120L104 5657 44410SH SOLE 3 44410 0 0
NEUBERGER BERMAN INC COM 641234109 3487 56700SH SOLE 56700 0 0
NEWMONT MINING CORP COM 651639106 136 8000SH DEFINED 3 0 8000 0
NEWMONT MINING CORP COM 651639106 9010 530000SH SOLE 3 30000 500000 0
NEWPORT NEWS SHIPBUILDING COM 652228107 4359 100500SH SOLE 100500 0 0
NEXTEL COMMUNICATIONS INC CL A 65332V103 397 8500SH DEFINED 3 0 8500 0
NEXTEL COMMUNICATIONS INC CL A 65332V103 1035 22130SH SOLE 22130 0 0
NEXTEL COMMUNICATIONS INC CL A 65332V103 4348 93000SH SOLE 3 93000 0 0
NORTEL NETWORKS CORP COM 656568102 9773 164077SH SOLE 164077 0 0
NORTH FORK BANCORP COM 659424105 973 45000SH SOLE 3 45000 0 0
NOVELLUS SYSTEMS COM 670008101 4000 85900SH SOLE 3 85900 0 0
NUCOR CORP COM 670346105 61418 2038782SH SOLE 2038782 0 0
OCCIDENTAL PETROLEUM CORP COM 674599105 73217 3356575SH SOLE 3356575 0 0
OMNICOM GROUP COM 681919106 279 3830SH DEFINED 3 0 3830 0
OMNOVA SOLUTIONS INC COM 682129101 3655 657000SH SOLE 657000 0 0
ORACLE CORPORATION COM 68389X105 231 2930SH DEFINED 3 0 2930 0
ORACLE CORPORATION COM 68389X105 14434 183295SH SOLE 183295 0 0
ORACLE CORPORATION COM 68389X105 431 5472SH SOLE 2 5472 0 0
ORACLE CORPORATION COM 68389X105 13943 177054SH SOLE 3 177054 0 0
PECO ENERGY CO COM 693304107 13089 216051SH SOLE 3 216051 0 0
PE CORP-PE BIOSYSTEMS GROUP COM PE BIO 69332S102 1584 13600SH SOLE 13600 0 0
PPG INDUSTRIES INC COM 693506107 71105 1791600SH SOLE 1791600 0 0
PACTIV CORPORATION COM 695257105 37190 3324060SH SOLE 3324060 0 0
PARAMETRIC TECHNOLOGY CORP COM 699173100 656 60000SH SOLE 3 60000 0 0
PARKER HANNIFIN CORP COM 701094104 68253 2022300SH SOLE 2022300 0 0
PEOPLES ENERGY CORP COM 711030106 2970 89000SH SOLE 89000 0 0
PEREZ COMPANC SA NEW SP ADR B SH71367B103 409 25000SH SOLE 2 25000 0 0
P T TELEKOMUNIKASI SPON ADR 715684106 2953 472500SH SOLE 4 472500 0 0
PFIZER INC COM 717081103 18889 420330SH SOLE 420330 0 0
PFIZER INC COM 717081103 597 13290SH SOLE 2 13290 0 0
PHELPS DODGE CORP COM 717265102 66445 1591500SH SOLE 1591500 0 0
PHILIP MORRIS COMPANIES INC COM 718154107 206 7000SH OTHER 7000 0 0
PHILIP MORRIS COMPANIES INC COM 718154107 89259 3032086SH SOLE 3032086 0 0
PHILIPPINE LONG DISTANCE TEL SPON ADR 718252604 7659 447270SH SOLE 4 447270 0 0
PHILLIPS PETROLEUM CO COM 718507106 66452 1059000SH SOLE 1059000 0 0
PHONE COM INC COM 71920Q100 1470 12940SH SOLE 3 12940 0 0
POHANG IRON&STEEL SPON ADR 730450103 52627 2825616SH SOLE 4 2825616 0 0
PUBLIC STORAGE COM 74460D109 1364 57000SH SOLE 57000 0 0
QUALCOMM INC COM 747525103 1776 24927SH SOLE 24927 0 0
QUALCOMM INC COM 747525103 7428 104246SH SOLE 3 104246 0 0
QUEENS COUNTY BANCORP COM 748242104 487 16875SH SOLE 3 16875 0 0
QUINTILES TRANSNAT COM USD0.01 COM 748767100 2869 180000SH SOLE 3 180000 0 0
QWEST COMMUNICATIONS INTL COM 749121109 1403 29200SH SOLE 29200 0 0
RF MICRO DEVICES INC COM 749941100 1184 37000SH SOLE 3 37000 0 0
REALNETWORKS INC COM 75605L104 1312 33000SH SOLE 3 33000 0 0
ROCKWELL INTL CORP COM 773903109 263 8700SH SOLE 8700 0 0
ROHM AND HAAS CO COM 775371107 73875 2541889SH SOLE 2541889 0 0
ROYAL GOLD COM 780287108 77 22000SH DEFINED 3 0 22000 0
ROYAL GOLD COM 780287108 2975 850000SH SOLE 3 50000 800000 0
SBC COMMUNICATIONS INC COM 78387G103 93610 1872200SH SOLE 1872200 0 0
SBC COMMUNICATIONS INC COM 78387G103 340 6794SH SOLE 2 6794 0 0
SBC COMMUNICATIONS INC COM 78387G103 4153 83066SH SOLE 3 83066 0 0
SK TELECOM SPON ADR 78440P108 4510 176000SH SOLE 4 176000 0 0
SAFEWAY INC COM 786514208 1272 27250SH SOLE 3 27250 0 0
SAWTEK INC COM 805468105 874 22700SH SOLE 3 22700 0 0
SCHERING-PLOUGH CORP COM 806605101 1744 37512SH SOLE 37512 0 0
SCHLUMBERGER LTD COM 806857108 971 11800SH SOLE 3 11800 0 0
SCHWAB (CHARLES) CORP COM 808513105 529 14895SH DEFINED 3 0 14895 0
SCIENTIFIC ATLANTA COM 808655104 783 12300SH SOLE 3 12300 0 0
SEAGATE TECHNOLOGY COM 811804103 10604 153675SH SOLE 3 153675 0 0
SEARS, ROEBUCK & CO COM 812387108 57674 1778955SH SOLE 1778955 0 0
SENSORMATIC ELEC COM 817265101 4965 331000SH SOLE 3 331000 0 0
SIEBEL SYSTEMS INC COM 826170102 3679 33052SH SOLE 33052 0 0
SIEBEL SYSTEMS INC COM 826170102 955 8580SH SOLE 3 8580 0 0
SIERRA PACIFIC RESOURCES COM 826428104 3494 194100SH SOLE 194100 0 0
SIMON PROPERTY GROUP INC COM 828806109 1570 67000SH SOLE 67000 0 0
SOLECTRON CORP COM 834182107 629 13640SH DEFINED 3 0 13640 0
SOLECTRON CORP COM 834182107 950 20600SH SOLE 3 20600 0 0
SOUTH FINANCIAL COM 837841105 2353 186350SH SOLE 3 186350 0 0
SOUTHTRUST CORP COM 844730101 58672 1866264SH SOLE 1866264 0 0
SOVEREIGN BANCORP INC COM 845905108 72489 7836618SH SOLE 7836618 0 0
SPRINT CORP (FON GROUP) COM 852061100 1208 41200SH SOLE 41200 0 0
SPRINT CORP (FON GROUP) COM 852061100 633 21600SH SOLE 3 21600 0 0
SPRINT CORP (PCS GROUP) COM 852061506 450 12830SH DEFINED 3 0 12830 0
SPRINT CORP (PCS GROUP) COM 852061506 4483 127853SH SOLE 127853 0 0
SPRINT CORP (PCS GROUP) COM 852061506 8062 229923SH SOLE 3 229923 0 0
STARWOOD HOTELS & RESORTS PAIRED CTF 85590A203 906 29000SH SOLE 29000 0 0
STEELCASE INC COM 858155203 3770 225100SH SOLE 225100 0 0
STILLWATER MINING COM 86074Q102 144 5330SH DEFINED 3 0 5330 0
STILLWATER MINING COM 86074Q102 23889 882500SH SOLE 3 132500 750000 0
STILWELL FINANCIAL INC COM 860831106 467625 10750000SH SOLE 10750000 0 0
SUN MICROSYSTEMS INC COM 866810104 295 2525SH DEFINED 3 0 2525 0
SUN MICROSYSTEMS INC COM 866810104 10034 85942SH SOLE 85942 0 0
SUN MICROSYSTEMS INC COM 866810104 379 3244SH SOLE 2 3244 0 0
SUN MICROSYSTEMS INC COM 866810104 294 2520SH SOLE 3 2520 0 0
SUPERIOR INDUSTRIES INTL COM 868168105 4647 154900SH SOLE 154900 0 0
SUPPORT COM INC COM 868587106 306 10000SH SOLE 3 10000 0 0
TRW INC COM 872649108 65142 1603495SH SOLE 1603495 0 0
TAIWAN SEMICONDUCTOR SPON ADR 874039100 1124 55142SH SOLE 4 55142 0 0
TECUMSEH PRODUCTS CL A 878895200 4950 118200SH SOLE 118200 0 0
TELEFONOS DE MEXICO SPON ADR OR879403780 120097 2258000SH SOLE 2 2258000 0 0
TERAYON COMMUNICATION COM 880775101 394 11600SH SOLE 3 11600 0 0
TEXAS INSTRUMENTS INC COM 882508104 4153 88007SH SOLE 88007 0 0
TEXAS INSTRUMENTS INC COM 882508104 4627 98061SH SOLE 3 98061 0 0
TIME WARNER INC COM USD0.01 COM 887315109 440 5626SH DEFINED 3 0 5626 0
TIME WARNER INC COM USD0.01 COM 887315109 8569 109509SH SOLE 3 109509 0 0
TOYS'R'US COM 892335100 1625 100000SH SOLE 3 100000 0 0
TRIAD HOSPITALS INC COM 89579K109 4286 145900SH SOLE 145900 0 0
USX-MARATHON GROUP COM 902905827 2838 100000SH SOLE 3 100000 0 0
U.S. BANCORP COM 902973106 228 10000SH OTHER 10000 0 0
USA EDUCATION INC COM 90390U102 860 17850SH SOLE 17850 0 0
ULTRAMAR DIAMOND SHAMROCK CP COM 904000106 4162 164000SH SOLE 164000 0 0
UNIBANCO UNIAO DE BANCOS GDR REP PFD90458E107 5841 177000SH SOLE 2 177000 0 0
UNICOM CORP COM 904911104 13877 246985SH SOLE 3 246985 0 0
UNISYS COM 909214108 1645 146200SH SOLE 3 146200 0 0
UNITED TECHNOLOGIES CORP COM 913017109 53769 776450SH SOLE 776450 0 0
UNIVERSAL FOODS CORP COM 913538104 3064 150400SH SOLE 150400 0 0
VF CORP COM 918204108 81348 3295040SH SOLE 3295040 0 0
VERITAS SOFTWARE CORP COM 923436109 3656 25748SH SOLE 25748 0 0
VERISIGN COM COM 92343E102 1114 5500SH SOLE 3 5500 0 0
VERIZON COMMUNICATIONS COM 92343V104 970 20020SH DEFINED 3 0 20020 0
VERIZON COMMUNICATIONS COM 92343V104 388 8000SH OTHER 8000 0 0
VERIZON COMMUNICATIONS COM 92343V104 89712 1852100SH SOLE 1852100 0 0
VERIZON COMMUNICATIONS COM 92343V104 228 4700SH SOLE 2 4700 0 0
VERIZON COMMUNICATIONS COM 92343V104 21736 448742SH SOLE 3 448742 0 0
VIACOM INC CL B 925524308 467 7982SH DEFINED 3 0 7982 0
VIACOM INC CL B 925524308 5265 90000SH SOLE 3 90000 0 0
VIASOURCE COMMUNICATIONS COM 92553W107 18860 3159841SH SOLE 3159841 0 0
VINA CONCHA Y TORO SPON ADR 927191106 677 18300SH SOLE 2 18300 0 0
VORNADO REALTY SH BEN INT 929042109 1151 31000SH SOLE 31000 0 0
WD-40 CO COM 929236107 1753 82500SH SOLE 82500 0 0
WAL-MART STORES INC COM 931142103 510 10590SH DEFINED 3 0 10590 0
WAL-MART STORES INC COM 931142103 2877 59781SH SOLE 59781 0 0
WAL-MART STORES INC COM 931142103 448 9310SH SOLE 2 9310 0 0
WAL-MART STORES INC COM 931142103 4989 103672SH SOLE 3 103672 0 0
WASHINGTON MUTUAL INC COM 939322103 92407 2321027SH SOLE 2321027 0 0
WASTE MANAGEMENT COM 94106L109 2790 160000SH SOLE 3 160000 0 0
WEYERHAEUSER COM 962166104 2257 55899SH SOLE 3 55899 0 0
WORLDGATE COMMINICATIONS COM 98156L307 735 35000SH SOLE 3 35000 0 0
WORLDCOM COM 98157D106 297 9770SH DEFINED 3 0 9770 0
WORLDCOM COM 98157D106 7702 253551SH SOLE 3 253551 0 0
WORTHINGTON INDUSTRIES COM 981811102 2109 225000SH SOLE 3 225000 0 0
XILINX INC COM 983919101 870 10164SH SOLE 10164 0 0
XILINX INC COM 983919101 3047 35590SH SOLE 3 35590 0 0
XEROX CORP COM 984121103 68558 4551400SH SOLE 4551400 0 0
YAHOO INC COM 984332106 2606 28641SH SOLE 28641 0 0
GLOBAL CROSSING COM G3921A100 418 13470SH DEFINED 3 0 13470 0
GLOBAL CROSSING COM G3921A100 9221 297440SH SOLE 3 297440 0 0
GLOBALSTAR TELECOMMUNICATION COM G3930H104 733 85000SH SOLE 3 85000 0 0
INTERWAVE ORD G4911N102 702 87707SH SOLE 87707 0 0
LORAL SPACE & COMMUNICATIONS COM G56462107 315 51500SH SOLE 3 51500 0 0
TRANSOCEAN SEDCO FOREX INC ORD G90078109 1089 18584SH SOLE 3 18584 0 0
TYCOM LTD COM G9144B106 768 20000SH SOLE 3 20000 0 0
Grand Total 6154203
</TABLE>
