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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
(Amendment No. 1 to Schedule 13D)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
THE 3DO COMPANY
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
88553W105
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(CUSIP Number)
JAMES ALAN COOK, THE 3DO COMPANY, 600 GALVESTON DRIVE, REDWOOD CITY, CA 94063
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
AUGUST 16, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(e), 13d-1(f) or 13d-1(g) check the following
box / /.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 or otherwise subject to the liabilities of that section of the Act but
shall be subject to all other provisions of the Act (however, see the Notes).
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SCHEDULE 13D/A
CUSIP NO. 88553W105 PAGE 2 OF 4 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WILLIAM M. HAWKINS, III
###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(D) OR 2(E) / /
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
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7 SOLE VOTING POWER
NUMBER OF 11,612,468
SHARES -----------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 0
REPORTING ------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH
11,612,468
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10 SHARED DISPOSITIVE POWER
0
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,612,468
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* / /
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
27.4%
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SCHEDULE 13D/A
CUSIP NO. 88553W105 PAGE 3 OF 4 PAGES
14 TYPE OF REPORTING PERSON*
INDIVIDUAL
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*SEE INSTRUCTIONS BEFORE FILLING OUT
AMENDMENT NO. 1 TO SCHEDULE 13D
This amendment No. 1 to Schedule 13D is filed by The 3DO Company, a
Delaware corporation, as an amendment to the initial statement on Schedule 13D,
relating to shares of Common Stock of The 3DO Company, as filed with the
Securities and Exchange Commission on August 31, 1998 (the "Schedule 13D").
The Schedule 13D is hereby amended and supplemented as follows:
Item 1. Security and Issuer
Item 1 of the Schedule 13D is hereby amended and restated in its entirety to
read as follows:
This statement relates to the Common Stock ("Common Stock") of The 3DO
Company, a Delaware corporation ("Issuer"), which has its principal executive
offices at 600 Galveston Drive, Redwood City, California 94063.
Item 2. Identity and Background
Item 2 of the Schedule 13D is hereby amended and restated in its entirety to
read as follows:
a) Name: William M. (Trip) Hawkins III ("Reporting Person")
b) Address: 600 Galveston Drive, Redwood City, California 94063
c) Principal Occupation: Chairman of the Board and Chief Executive
Officer of The 3DO Company
d) Reporting Person has not been convicted during the last five
years in a criminal proceeding (excluding traffic violations
or similar misdemeanors).
e) Reporting person has not been during the last five years a party
to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding has
been subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any
violation with respect to such laws.
f) Citizenship: United States of America
Item 3. Source and Amount of Funds and Other Consideration
Item 3 of the Schedule 13D is hereby amended and restated in its entirety to
read as follows:
Reporting Person purchased a convertible promissory note on
August 16, 2000 for $2,000,000. The note is convertible into shares of Common
Stock at a price of $6.9375 per share. As of the date of filing, the note has
not been converted.
Reporting Person is holder of a warrant dated August 16, 2000 for
432,432 shares of Common Stock with an exercise price of $20.00 per share. As
of the date of filing, Reporting Person has not exercised his rights under
the warrant.
Reporting Person purchased a convertible promissory note on
August 23, 2000 for $18,000,000. The note is convertible into shares of
Common Stock at a price of $6.9375 per share. As of the date of filing, the
note has not been converted.
Reporting Person has options to purchase 1,760,250 shares of Common
Stock at an average exercise price of $3.4596 per share. As of the date of
filing, these options remain unexercised.
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SCHEDULE 13D/A
CUSIP NO. 88553W105 PAGE 4 OF 4 PAGES
Item 5. Interest in Securities of the Issuer
Item 5 of the Schedule 13D is hereby amended and restated in its entirety to
read as follows:
a) Reporting Person beneficially owns 11,612,468 shares of Common
Stock of the Issuer, which shares equal 27.4% of the outstanding
Common Stock of the Issuer.
b) Reporting Person exercises sole voting power over the shares
referenced in Item 5(a) above.
c) Reporting Person purchased a convertible promissory note on
August 16, 2000 for $2,000,000. The note is convertible into
shares of Common Stock at a price of $6.9375 per share. As of the
date of filing, the note has not been converted.
Reporting Person is holder of a warrant dated August 16, 2000 for
432,432 shares of Common Stock with an exercise price of $20.00
per share. As of the date of filing, Reporting Person has not
exercised his rights under the warrant.
Reporting Person purchased a convertible promissory note on
August 23, 2000 for $18,000,000. The note is convertible into
shares of Common Stock at a price of $6.9375 per share. As of the
date of filing, the note has not been converted.
Reporting Person has options to purchase 1,760,250 shares of
Common Stock at an average exercise price of $3.4596 per share.
As of the date of filing, these options remain unexercised.
d) Not applicable.
e) Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
the undersigned certifies that the information set forth in the Statement is
true, correct and complete.
DATED: August 29, 2000 /s/ WILLIAM M. HAWKINS, III
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William M. Hawkins, III
Chairman and Chief
Executive Officer
