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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM 10-K/A
AMENDMENT NO. 1
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[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED DECEMBER 31, 1999
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD FROM __________ TO __________
COMMISSION FILE NUMBER: 0-28734
ADVANCED FIBRE COMMUNICATIONS, INC.
A DELAWARE I.R.S. EMPLOYER
CORPORATION IDENTIFICATION NO.
68-0277743
1465 NORTH MCDOWELL BOULEVARD
PETALUMA, CALIFORNIA 94954
TELEPHONE: (707) 794-7700
SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT:
NONE
SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT:
COMMON STOCK, $0.01 PAR VALUE
Indicate by check mark whether the Registrant: (1) has filed all
reports required to be filed by Section 13 or 15(d) of the Securities Exchange
Act of 1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days. Yes [X] No [ ]
Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of Registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
As of March 13, 2000, 78,999,803 shares of Advanced Fibre
Communications, Inc. common stock were outstanding, and the aggregate market
price of shares held by non-affiliates was approximately $5,414,727,109. (Solely
for the purpose of calculating the preceding amount, all directors and officers
of the registrant are deemed to be affiliates.)
DOCUMENTS INCORPORATED BY REFERENCE
None.
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ADVANCED FIBRE COMMUNICATIONS, INC.
ANNUAL REPORT ON FORM 10-K
FOR THE YEAR ENDED DECEMBER 31, 1999
TABLE OF CONTENTS
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PART IV.
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Item 14. Exhibits, Financial Statement Schedules and Reports on
Form 8-K........................................................ 3
Signatures...................................................... 3
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This amendment to the Annual Report on Form 10-K for the year ended December 31,
1999 is being filed solely for the purposes of re-filing Exhibit 10.35. The
remainder of the Form 10-K, as previously filed, is unchanged.
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PART IV.
ITEM 14. EXHIBITS, FINANCIAL STATEMENT SCHEDULES, AND REPORTS ON FORM 8-K
3(a). EXHIBITS:
The following document is an exhibit to this Form 10-K.
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EXHIBIT
NUMBER DOCUMENT DESCRIPTION
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10.35 Master Stock Purchase Agreement and Pledge Agreement
Specialized Term Appreciation Retention Sale (STARS) dated
February 9, 2000 between the Registrant and Bank of America,
N.A.
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SIGNATURES
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the registrant has duly caused this report to be signed on
its behalf by the undersigned, thereunto duly authorized.
ADVANCED FIBRE COMMUNICATIONS, INC.
(Registrant)
By: /s/ JOHN A. SCHOFIELD
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John A. Schofield
President and Chief Executive
Officer
August 30, 2000
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