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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-K/A
AMENDMENT NO. 1 TO
[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 1999
OR
[ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Commission file number 1-11840
THE ALLSTATE CORPORATION
(Exact name of registrant as specified in its charter)
Delaware 36-3871531
(State of Incorporation) (I.R.S. Employer Identification Number)
2775 Sanders Road, Northbrook, Illinois 60062
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code: (847) 402-5000
Securities registered pursuant to Section 12(b) of the Act:
Name of each exchange
Title of each class on which registered
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Common Stock, par value $0.01 New York Stock Exchange
per share Chicago Stock Exchange
7.95% Cumulative Quarterly New York Stock Exchange
Income Preferred Securities, Series A
(issued by a wholly-owned trust of the Registrant)
7.125% Senior Quarterly Interest Bonds New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
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On January 31, 2000, Registrant had 776,114,418 shares of common stock
outstanding. Approximately 676,239,609 of these shares, having an aggregate
market value (based on closing prices on January 31, 2000 reported in the New
York Stock Exchange Composite listing) of approximately $15.68 billion, were
owned by stockholders other than the Registrant's directors and executive
officers; Northern Trust Corporation, which is the trustee for The Savings and
Profit Sharing Fund of Allstate Employees; and any person believed by the
Registrant to own five percent or more of Registrant's outstanding common stock.
The Registrant (1) has filed all reports required to be filed by
Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding
12 months, and (2) has been subject to such filing requirements for the past 90
days.
Yes X No ___
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Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of Registrant's knowledge in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
Documents Incorporated By Reference
Portions of the following documents are incorporated herein by
reference as follows:
Parts I, II and III of this Form 10-K incorporate by reference certain
information from the Registrant's Proxy Statement for its Annual Meeting of
Stockholders to be held on May 18, 2000 (the "Proxy Statement").
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ITEM 5. MARKET FOR REGISTRANT'S COMMON EQUITY AND RELATED
STOCKHOLDER MATTERS
There were 179,523 record holders of the Parent's common stock as of
March 20, 2000. The principal market for the Parent's common stock is the New
York Stock Exchange. The Parent's common stock is also listed on the Chicago
Stock Exchange. Set forth below are the high and low prices of, and cash
dividends declared for, the Parent's common stock during 1999 and 1998. Stock
prices and dividends have been adjusted to reflect the 2-for-1 split of the
Parent's common stock in July 1998:
<TABLE>
<CAPTION>
DIVIDENDS
HIGH LOW CLOSE DECLARED
1999
<S> <C> <C> <C> <C>
First quarter 41 34 3/4 37 1/16 .150
Second quarter 40 3/4 34 13/16 35 7/8 .150
Third quarter 37 15/16 24 13/16 24 15/16 .150
Fourth quarter 30 9/16 22 7/8 24 1/16 .150
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1998
First quarter 49 3/16 40 15/16 45 31/32 .135
Second quarter 50 1/8 44 1/8 45 25/32 .135
Third quarter 52 3/8 36 1/16 41 1/2 .135
Fourth quarter 48 3/8 37 38 1/2 .135
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Stock price ranges are from the New York Stock Exchange Composite
Listing.
</TABLE>
The discussion of "Limitations on Dividends By Insurance Subsidiaries"
on page 19 of this Form 10-K is incorporated by reference in this Item 5.
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SIGNATURES
Pursuant to the Requirements of Section 13 of the Securities Exchange
Act of 1934, the Registrant has duly caused this Amendment No. 1 on Form 10-K/A
to its Annual Report on Form 10-K to be signed on its behalf by the undersigned,
thereunto duly authorized.
THE ALLSTATE CORPORATION
(Registrant)
/s/SAMUEL H. PILCH
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By: Samuel H. Pilch
Controller
(Principal Accounting Officer)
March 28, 2000
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