SECURITIES AND EXCHANGE COMMISSION
Form 13F Cover Page
Report for the Calendar Quarter Ended June 30, 1999
Check here if Amendment [ ]; Amendment No.
This Amendment
|_| is a restatement
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Wynnefield Capital Management, LLC
Address: One Penn Plaza, New York , New York 10119
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The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Joshua H. Landes
Title: Member, General Partner
Phone: (212) 760-0814
/s/ Joshua H. Landes
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New York, New York
August 26, 1999
Report Type (Check only one):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
|X| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
FORM 13F File Number 28-7006
Name: Wynnefield Capital, Inc.
Page 1 of 4
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FORM 13F Summary Page
Report Summary:
Number of Other Managers: 1
Form 13F Information Table Entry Total: 107
Form 13F Information Table Value Total: $189,767,267.70
Confidential information has been omitted from the public Form 13F report
and filed separately with the Securities and Exchange Commission.
List of Other Included Managers:
Provide a numbered list of the names and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "none" and omit the column headings and list entries.]
No. 1
Form 13F File Number 28 -7006
Name: Wynnefield Capital, Inc.
Page 2 of 4
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FORM 13F
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(SEC USE ONLY)
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<CAPTION>
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Item 5: Item 8:
Item 1: Item 2: Item 3: Item 4: Shares or Item 6: Item 7: Voting
Name of Title of CUSIP Fair Market Principal Investment Discretion Managers Authority
Issuer (1) Class Number Value Amount See (Shares)
(a) Sole (a) Shared-as (b) Shared- Instr. V (a) Sole (b) Shared (c) None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Baker J Com 057232100 5,779,000.00 670,000 X Filer + #1 X
Barrett
Business Svces Com 068463108 5,301,000.00 623,686 X Filer + #1 X
Bolle Inc. Com 097937106 1,103,000.00 401,064 X Filer + #1 X
Concorde
Career Colleges Com 20651H102 189,895.00 379,790 X Filer + #1 X
Factory 2-U
(form. Fam.
Bargain) Com 303072102 1,321,000.00 71,400 X Filer + #1 X
First Aviation Com 31865W108 8,860,000.00 1,610,992 X Filer + #1 X
G-III Apparel Com 36237H101 324,000.00 134,432 X Filer + #1 X
Hello Direct Com 423402106 2,620,000.00 251,000 X Filer + #1 X
HMG Worldwide Com 404235103 1,955,000.00 496,600 X Filer + #1 X
LSB Industries
Inc. Com 502160104 263,000.00 175,200 Filer + #1 X
Phoenix Gold Com 719068108 884,000.00 415,950 X Filer + #1 X
Pricesmart Inc. Com 741511109 11,566,000.00 334,050 X Filer + #1 X
Safety 1st Com 786475103 4,044,000.00 711,050 X Filer + #1 X
SCP Pool Com 784028102 9,657,000.00 373,224 X Filer + #1 X
Simon Transport. CL A 828813105 2,210,000.00 450,500 Filer + #1 X
Stuart
Entertainment Com 863689105 220,935.00 669,500 X Filer + #1 X
Sylvan Inc. Com 871371100 4,336,000.00 373,000 X Filer + #1 X
Telos Corp. Ex. Pfd 87969B200 703,050.00 215,000 X Filer + #1 X
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(1) Pursuant to the Commission's Rule 24b-2, certain holdings of the
Institutional Investment Manager have been omitted from this report, and
are subject to an application for confidential treatment.
Page 3 of 4
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<TABLE>
<CAPTION>
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Item 5: Item 8:
Item 1: Item 2: Item 3: Item 4: Shares or Item 6: Item 7: Voting
Name of Title of CUSIP Fair Market Principal Investment Discretion Managers Authority
Issuer (1) Class Number Value Amount See (Shares)
(a) Sole (a) Shared-as (b) Shared- Instr. V (a) Sole (b) Shared (c) None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Triathlon
Broadcasting Class A 89589P106 4,402,387.70 378,700 X Filer + #1 X
Triathlon
Broadcasting Pre-ferred 89589P304 2,775,000.00 300,000 X Filer + #1 X
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COLUMN TOTAL 66,514,267.70
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