THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON
THE FORM 13F FILED ON FEBRUARY 15, 1999
PURSUANT TO A REQUEST FOR CONFIDENTIAL
TREATMENT AND FOR WHICH THAT REQUEST WAS DENIED
ON NOVEMBER 10, 1999
SECURITIES AND EXCHANGE COMMISSION
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED DECEMBER 31, 1998
Check here if Amendment [ X ]; Amendment No. 1
This Amendment
[ ] is a restatement
[X] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: WYNNEFIELD CAPITAL MANAGEMENT, LLC
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Address: ONE PENN PLAZA, NEW YORK, NEW YORK 10119
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The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: /s/ JOSHUA H. LANDES
Title: Member, General Partner
Phone: (212) 760-0814
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New York, New York
November 15, 1999
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no
holdings reported are in this report, and all holdings are reported by
other reporting manager(s))
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).) List of Other Managers
Reporting for this Manager:
FORM 13F File Number 28-7006
Name: WYNNEFIELD CAPITAL, INC.
Page 1 of 8
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FORM 13F Summary Page
Report Summary:
Number of Other Managers: 1
Form 13F Information Table Entry Total: 103
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Form 13F Information Table Value Total: $135,723,368.00
List of Other Included Managers:
Provide a numbered list of the names and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "none" and omit the column headings and list entries.]
No. 1
Form 13F File Number 28 - 7006
Name: Wynnefield Capital, Inc.
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Page 2 of 8
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FORM 13F
<TABLE>
<CAPTION>
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Name of Reporting Manager WYNNEFIELD CAPITAL MANAGEMENT, LLC (SEC USE ONLY)
Name of Manager #1 WYNNEFIELD CAPITAL, INC.
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Ampal American Com. 032015109 $ 576,216.80 133,600 X #1 X
Israel Corp.
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Airgas inc. Com 009363102 3,485,820.00 390,000 X #1 X
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Ansaldo Sgnal NV Com N05515106 1,497,498.60 509,700 X #1 X
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Guy F Atkinson Com 047620109 4,781.25 51,000 X #1 X
Co. of Calif
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Aviall Inc. New Com 05366B102 2,338,250.00 199,000 X #1 X
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Avatar Holdings Com 053494100 1,162,500.00 75,000 X #1 X
Inc.
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Blonder Tongue Com 093698108 2,186,250.28 330,000 X #1 X
Laboratories
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Bolle Inc. Com 097937106 706,728.00 353,364 X #1 X
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Bell & Howell Co. Com 077852101 2,271,805.04 60,080 X #1 X
New
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Bank of Granada Com 062392105 231,180.00 19,265 X #1 X
Hills-Calif
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Bell National Com 078142106 17,215.00 55,000 X #1 X
Corp
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BTG Inc. Com 055765101 287,500.00 50,000 X #1 X
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Community Bank of Com 203565106 906,873.00 54,962 X #1 X
New Jersey
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Consolidated Com 20935C200 3,750.00 80,000 X #1 X
Health Care
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Coherent Inc. Com 192479103 161,694.00 13,000 X #1 X
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TOTAL $ 15,838,061.97
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Page 3 of 8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Crown Crafts Inc. Com 228309100 2,598,960.00 420,000 X #1 X
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CTB International Com 125690104 2,556,662.50 335,300 X #1 X
Corp
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Commonwealth Com 203349105 15,394,540.71 468,275 X #1 X
Telephone
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Specialty Catalog Com 84748Q103 833,625.00 247,000 X #1 X
Corp
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Cygne Designs Inc. Com 232556100 16,425.00 182,500 X #1 X
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Datametrics Corp. Com 238085104 206,300.00 100,000 X #1 X
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Degeorge Financial Com 244783106 103,020.00 102,000 X #1 X
Corp
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Dwyer Group Inc. Com 267455103 30,000.00 15,000 X #1 X
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Enercorp Inc. New Com 292906203 104,799.00 34,933 X #1 X
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Farrel Corp-Del Com 311677109 55,082.10 26,700 X #1 X
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Firearms Training Com 318120102 14,060.00 10,000 X #1 X
Systems Inc.
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Finlay Com 317884203 126,562.50 12,500 X #1 X
Enterprises Inc.
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FPA Medical Com 302543103 2,001.57 21,350 X #1 X
Management Inc.
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Frontier Corp Com 35906P105 2,522,800.00 74,200 X #1 X
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Find SVP Inc. New Com 317718302 24,000.00 32,000 X #1 X
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Frontier Oil Com 35914P105 510,095.40 103,300 X #1 X
Corp
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Graham Field Health Com 384632105 718,875.00 213,000 X #1 X
Products
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General Com 369385109 1,820,000.00 455,000 X #1 X
Communication
Inc-CL A
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TOTAL $ 27,637,808.78
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Page 4 of 8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Genesee & Wyoming Com 371559105 1,312,500.00 105,000 X #1 X
Inc.-CL A
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Government Com 383750106 1,188,254.75 262,250 X #1 X
Technology Services
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Hyperion Com 44914K306 983,125.00 65,000 X #1 X
Telecommunications
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ICO Inc New Com 449293109 628,400.00 314,200 X #1 X
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Integrated Health Com 45812C106 5,306,762.50 375,700 X #1 X
Services Inc.
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ITC Learning Corp Com 450315106 260,625.00 69,500 X #1 X
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Intl Thoroughbred Com 460491103 0 107,400 X #1 X
Breeders Inc.
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It Group Inc. Com 465266104 2,236,125.00 201,000 X #1 X
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Jackpot Enterprises Com 466392107 2,604,888.00 276,000 X #1 X
Inc
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Jo-Ann Stores Inc. Com 2,528,025.01 182,200 X #1 X
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JPS Packaging Co. Com 46623H102 533,437.50 142,250 X #1 X
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Kellwood Co. Com 488044108 1,495,000.00 59,800 X #1 X
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Ladish Co Inc. New Com 505754200 577,179.89 68,917 X #1 X
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Lumen Technologies Com 550242101 1,217,141.10 158,317 X #1 X
Inc.
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LSB Industries Inc. Com 502160104 3,084,405.02 931,000 X #1 X
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Mediq Inc. Com 584906101 119,996.00 29,999 X #1 X
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Mercom Inc. Com 58935D109 2,123,142.75 180,693 X #1 X
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Morgan Products Com 617439104 105,700.00 30,200 X #1 X
Ltd
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Morton Industrial Com 619328107 1,398,600.01 100,800 X #1 X
Group Inc.
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TOTAL $ 27,703,307.53
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Page 5 of 8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Motor Car Parts & Com 620071100 1,560,650.03 137,200 X #1 X
Accessories
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Mariner Post-Acute Com 568459101 228,423.79 50,060 X #1 X
Network Inc.
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Med/Waste Inc. Com 583921101 179,487.00 51,282 X #1 X
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Marks Brothers Com 570698100 279,300.00 15,200 X` #1 X
Jewelers Inc.
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Niagara Corp-Del Com 653349100 347,875.00 60,500 X #1 X
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Noodle Kidoodle Inc. Com 655370104 2,109,375.01 225,000 X #1 X
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NPC International Com 629360306 1,425,000.06 120,000 X #1 X
Inc.
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Norton McNaughton Com 668685100 868,062.51 365,500 X #1 X
Inc.
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Olsten Corp Com 681385100 435,125.00 59,000 X #1 X
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Optimumcare Corp Com 68388V100 100,800.00 120,000 X #1 X
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O'Sullivan Com 688609106 1,825,950.00 173,900 X #1 X
Industries Holdings
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Overland Data Inc. Com 690213103 3,607,760.00 520,000 X #1 X
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PBOC Holdings Inc. Com 69316G108 1,230,000.00 120,000 X #1 X
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Payless Cashways Com 704378405 499,790.00 410,000 X #1 X
Inc. New
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Primark Corp Com 741903108 4,665,500.05 172,000 X #1 X
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Playtex Products Com 72813P100 880,493.34 54,815 X #1 X
Inc.
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Phoenix Network Com 718910102 0 25,000 X #1 X
Inc-Escrow
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Rankin Automotive Com 753050103 121,605.98 52,575 X #1 X
Group Inc.
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TOTAL $ 20,365,197.77
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Page 6 of 8
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RCN Corp Com 749361101 4,510,440.00 255,000 X #1 X
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Riddell Sports Inc. Com 756570104 949,567.59 168,812 X #1 X
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Rea Gold Corp Com 754900108 0 25,000 X #1 X
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Royal Olympic Com 780636106 847,465.40 255,800 X #1 X
Cruise Lines
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Roses Holdings Com 777756205 360,000.00 60,000 X #1 X
Inc-Par
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Railtex Inc. Com 750766107 442,520.00 40,000 X #1 X
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Sunsource Inc. Com 867948101 338,634.00 18,000 X #1 X
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Seal holdings Com 812070100 39,057.41 14,879 X #1 X
Corp-CL A
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Saga Communi Com 786598102 2,878,200.00 140,400 X #1 X
- -cations Inc-CL A
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Sun International Com P8797T133 4,557,340.53 100,298 X #1 X
Hotels
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Sirena Apparel Com 829662102 661,850.02 86,800 X #1 X
Group Inc.
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Semi Tech (Global) Com 816624100 18,127.79 87,999 X #1 X
Ltd
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Safety-Kleen Corp Com 78648R203 3,531,250.02 250,000 X #1 X
New
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Salant Corp Com 793897109 6,830.42 124,900 X #1 X
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Spice Entertainment Com 848432100 240,000.00 40,000 X #1 X
Companies
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Sequa Corp-CL A Com 817320104 4,316,987.58 72,100 X #1 X
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Sequa Corp-CL B Com 817320203 536,550.00 7,300 X #1 X
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Supreme Com 868610106 2,400,000.00 200,000 X #1 X
International Corp
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Scheid Vineyards Com 806403101 437,500.00 100,000 X #1 X
Inc-CL A
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TOTAL $ 27,072,320.76
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</TABLE>
Page 7 of 8
<PAGE>
<TABLE>
<CAPTION>
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Item 1: Item 2: Item 3: Item 4: Item 5: Item 6: Item 7: Item 8:
Name of Title CUSIP Number Fair Market Shares or Investment Discretion
Issuer of Class Value Principal --------------------- Managers Voting Authority (Shares)
Amount (a)Sole (a)Shared-as (b)Shared- See Instr.--------------------------
Defined in Other V (a)Sole (b)Shared (c)None
Instr. V
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Sylvan Inc. Com 871371100 3,982.037.55 267,700 X #1 X
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Tarrant Apparel Com 876289109 380,725.00 9,700 X #1 X
Group
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Tasty Baking Co. Com 876553306 1,227,190.40 80,800 X #1 X
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Telos Corp-MD-12% 87969B200 703,050.00 215,000 X #1 X
Cum Exch Pfd
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Topps Co Inc. Com 890786106 1,728,300.00 350,000 #1
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Autotote Corp-CL A Com 053323101 685,083.00 353,500 X #1 X
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USB Holding Co Inc Com 902910108 473,917.50 28,084 X #1 X
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Uranium Resources Com 916901309 23,450.00 50,000 X #1 X
Inc New
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Vencor Inc. (New) Com 92260R102 99,000.00 22,000 X #1 X
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Ventas Inc Com 92276F100 3,168,880.00 260,000 X #1 X
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Westmorland Coal 960878205 887,862.50 51,100 X #1 X
Co.-Dep Shs
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Excel Technology Inc. Com 30067T103 634,712.40 62,300 X #1 X
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International Com 458865201 592,462.51 128,100 X #1 X
Airline Support
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Quiksilver Inc. Com 74837R104 2,520,000.00 84,000 X #1 X
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TOTAL $ 17,106,670.86 #1
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GRAND TOTAL $135,723,367.67
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</TABLE>
Page 8 of 8
