SECURITIES AND EXCHANGE COMMISSION
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR QUARTER ENDED JUNE 30, 2000
Check here if Amendment [ ]; Amendment No.
This Amendment
[ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: WYNNEFIELD CAPITAL MANAGEMENT, LLC
Address: ONE PENN PLAZA, NEW YORK , NEW YORK 10119
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The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true, correct
and complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person signing this Report on Behalf of Reporting Manager:
Name: Joshua H. Landes
Title: Member, General Partner
Phone: (212) 760-0814
/s/ JOSHUA H. LANDES
---------------------------
New York, New York
August 17, 2000
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
FORM 13F File Number 28-7006
Name: WYNNEFIELD CAPITAL, INC.
Page 1 of 8
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FORM 13F Summary Page
Report Summary:
Number of Other Managers: 1
Form 13F Information Table Entry Total: 99
Form 13F Information Table Value Total: $ 139,606,000
List of Other Included Managers:
Provide a numbered list of the names and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. [If there are no entries in this
list, state "none" and omit the column headings and list entries.]
No. 1
Form 13F File Number 28 - 7006
Name: WYNNEFIELD CAPITAL, INC.
Page 2 of 8
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FORM 13F
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Name of Reporting Manager WYNNEFIELD CAPITAL MANAGEMENT, LLC (SEC USE ONLY)
Name of Manager #1 WYNNEFIELD CAPITAL, INC. --------------------
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
ADE Corp. Mass COM 00089C107 347,000 18,150 X Filer + #1 X
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Royal Olympic COM V7780Z109 1,176,000 348,500 X Filer + #1 X
Cruise Lines Inc.
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Airgas Inc. COM 009363102 1,661,000 292,000 X Filer + #1 X
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Ambassadors COM 023178106 3,739,000 241,200 Filer + #1 X
Intl Inc.
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Ampal Amern CL A 032015109 1,041,000 70,000 X Filer + #1 X
Israel Corp.
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Armor Holdings COM 042260109 780,000 60,000 X
Inc.
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Assisted Living COM 04543L109 129,000 207,000 X Filer + #1 X
Concepts Inc.
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Audiovox Corp. CL A 050757103 409,000 18,600 X Filer + #1
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Autotote Corp CL A 053323101 1,094,000 250,000 X Filer + #1 X
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Avalon Hldgs CL A 05343P109 68,000 19,400 X Filer + #1 X
Corp.
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Aviall Inc. COM 05366B102 2,005,000 406,000 X Filer + #1 X
New
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BI Incorporated COM NEW 055467203 1,884,000 350,525 X Filer + #1 X
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BTG Inc. COM 05576J101 534,000 65,700 X Filer + #1 X
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Baker J Inc. COM 057232100 5,167,000 889,000 X Filer + #1 X
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Baker J. Inc. SUB HT 057232AA8 278,000 350,000 X Filer + #1 X
CONV
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Barrett Business COM 068463100 3,966,000 675,000 X Filer + #1 X
Services Inc.
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Beverly COM 087851309 197,000 70,000 X Filer + #1 X
Enterprises Inc. NEW
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Blonder Tongue COM 093698108 2,114,000 284,200 X Filer + #1 X
Labs Inc.
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TOTAL $ 26,589,000.00 4,615,275
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Page 3 of 8
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Cascade Corp COM 147195101 239,000 20,000 X
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Circle Intl COM 172574105 326,000 13,000 X
Group Inc.
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Channell Coml COM 159186105 725,000 60,700 X Filer + #1 X
Corp.
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CTB Intl Corp. COM 125960104 4,196,000 621,600 X Filer + #1 X
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Coastcast Corp. COM 19057T108 915,000 51,900 X Filer + #1 X
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Commonwealth Tel COM 203349105 3,809,000 81,375 X Filer + #1 X
Enterprises
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Connective Inc. COM 206829103 311,000 20,000 X Filer + #1 X
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Continental COM 211497102 38,000 34,000 X Filer + #1 X
Information
Sys New
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CH Energy Group COM 12541M102 339,000 10,000 X Filer + #1 X
Inc.
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CTN Media Group COM 12643W107 339,000 63,000 X
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Crestline Cap COM 226153104 1,280,000 75,000 X Filer + #1 X
Corp.
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Crown Group COM 228359105 149,000 29,200 X Filer + #1 X
Inc.
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Crown Crafts COM 228309100 460,000 387,700 X Filer + #1 X
Inc.
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Dan Riv Inc GA CLA 235774106 238,000 50,000
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Delta & Pine COM 247357106 6,516,000 269,000 X Filer + #1 X
Lo Co
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Denali Inc. COM 248221103 94,000 50,000 X Filer + #1 X
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Ducommun Inc . COM 264147109 1,515,000 126,900 X Filer + #1 X
Del
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Dwyer Group Inc. COM 267455103 39,000 15,000 X Filer + #1 X
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Ellis Perry Intl COM 208853104 1,600,000 200,000 X Filer + #1 X
Inc.
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Farrel Corp NEW COM 311667109 85,000 64,700 X Filer + #1 X
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Find SVP Inc. COM NEW 317718302 28,000 26,300 X Filer + #1 X
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Full Line Distrs COM 35967N106 83,000 47,500 X
Inc.
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First Aviation COM 31865M108 10,708,000 1,862,192 X Filer + #1 X
Svcs Inc.
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Foster L B. Co. COM 350060109 113,000 36,200 X Filer + #1 X
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Gatx Corp COM 361448103 1,700,000 50,000 X Filer + #1 X
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TOTAL $ 35,845,000.00 4,265,267
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Page 4 of 8
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
G-III Apparel COM 36237H101 1,087,000 207,132 X Filer + #1 X
Group Ltd
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General CL A 369385109 4,093,000 818,640 X Filer + #1 X
Communication
Inc.
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Genzyme Corp COM 372917609 198,000 20,000 X Filer + #1 X
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Government Tech- COM 383750106 509,000 166,175 X Filer + #1
nology Svcs Inc.
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Guess Inc. COM 401617105 420,000 30,000 X Filer + #1 X
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Harsco Corp COM 415864107 1,140,000 44,700 X Filer + #1 X
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Hello Direct Inc. COM 423402106 3,000,000 250,000 X Filer + #1 X
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ICO Hldgs Inc. COM 449293109 873,000 490,000 X Filer + #1 X
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IT Group Inc. COM 465266104 585,000 120,000 X Filer + #1 X
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JPS Packaging Co. COM 46623H102 434,000 178,250 X Filer + #1 X
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Jo-Ann Stores CL B 47758P208 1,389,000 182,200 X Filer + #1 X
Inc. Non-Vtg
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Keystone COM 49338N109 864,000 124,500 X
Automotive
Inds Inc
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Labone Inc New COM 50540L105 108,000 19,700 X
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Layne COM 521050104 1,357,000 301,500 X Filer + #1 X
Christensen Co.
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Ladish Inc. COM 505754200 2,765,000 291,017 X Filer + #1 X
NEW
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Marisa Christina COM 570268102 82,000 52,600 X Filer + #1 X
Inc.
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Mark IV Inds. COM 570387100 827,000 39,600 X Filer + #1 X
Inc.
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Monmouth Cap COM 609524105 74,000 30,275 X Filer + #1
Corp.
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Monro Muffler COM 610236101 3,382,000 374,500 X Filer + #1 X
Brake Inc.
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TOTAL $ 23,187,000.00 3,740,789
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Page 5 of 8
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Morton CL A 619328107 403,000 113,010 X Filer + #1 X
Industrial
Group
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Niagara Corp COM 653349100 1,240,000 300,619 X Filer + #1 X
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Noodle Kidoodle COM 655370104 150,000 50,000 X Filer + #1 X
Inc.
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Novel Denim ORD G6674P109 188,000 40,000 X
Holdgs Ltd
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OPTIC Inc COM 683960108 51,000 10,000 X
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Opticare Health COM 68386P105 686,000 343,005 X Filer + #1 X
Sys. Inc.
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Pboc Hldgs Inc COM 69316G108 1,291,000 151,900 X Filer + #1 X
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PMR Corp. COM 693451106 69,000 21,600 X Filer + #1 X
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Packaged Ice COM 695148106 102,000 24,700 X Filer + #1 X
Inx.
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Petroquest COM 716748108 64,000 22,100 X
Energy Inc
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Phoenix Gold COM 719068108 832,000 415,950 X Filer + #1 X
Intl Inc.
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Pinnacle Global COM 723465100 61,000 15,475 X Filer + #1 X
Group Inc.
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Pricesmart Inc. COM 741511109 11,400,000 300,000 X Filer + #l
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Primark Corp COM 741903108 577,000 15,500 X Filer + #1 X
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Printrak Intl COM 742474106 395,000 45,000 X
Inc
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Rankin COM 753050103 59,000 52,575 X Filer + #1 X
Automotive
Group Inc.
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Scheid Vineyards CL A 806403101 334,000 100,000 X Filer + #1 X
Inc.
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Sequa CL A 817320104 2,864,000 75,000 X Filer + #1 X
Corporation
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Sequa CL B 817320203 422,000 7,300 X Filer + #1 X
Corporation
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TOTAL $ 21,188,000.00 2,103,734
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Page 6 of 8
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Simon Transn CL A 828813105 2,440,000 411,000 X Filer + #1 X
Svcs Inc.
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SOS Staffing COM 78462X104 495,000 165,000 X Filer + #1 X
Svcs inc.
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Specialty COM 84748Q103 1,206,000 482,399 X Filer + #1 X
Catalog Corp
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Sunsource Inc. COM 867948101 203,000 40,000 X Filer + #1 X
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Sylvan Inc. COM 871371100 9,705,000 1,063,586 X Filer + #1 X
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Syntellect Inc. COM 8761L105 1,951,000 310,600 X Filer + #1 X
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Tasty Baking Co. COM 876553306 5,251,000 409,861 X Filer + #1
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Tropical COM 89708P102 1,630,000 92,500 X Filer + #1 X
Sportswear
Intl Corp.
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United Indl COM 910671106 303,000 33,200 X
Corp
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US Home & COM 902939107 344,000 110,000 X
Garden Inc.
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US Liquids Inc. COM 902974104 800,000 145,000 X Filer + #1 X
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US Inds Inc. COM 912080108 2,061,000 170,000 X Filer + #1 X
New
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Ventas Inc. COM 92276F100 1,120,000 351,500 X Filer + #1 X
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Veterinary Ctrs COM 925514101 1,849,000 135,100 X Filer + #1 X
Amer Inc.
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TOTAL $ 29,358,000.00 3,919,746
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Page 7 of 8
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Item 6: Item 8:
Item 1: Item 2: Item 3: Item 4: Item 5: Investment Discretion Item 7: Voting Authority (Shares)
Name of Title CUSIP Fair Market Shares or --------------------- Managers -------------------------
Issuer of Class Number Value Principal (a) (a) (b) See (a) (b) (c)
Amount Sole Shared-as Shared- Instr. V Sole Shared None
Defined Other
in Instr.V
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<S> <C> <C> <C> <C> <C> <C> <C>
Westmoreland COM 960878106 2,109,000 733,700 X Filer + #1 X
Coal Co
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Westmoreland PFD DP 960878304 549,000 33,800 X
Coal Co A CV1/4
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Weston Roy F Cl A 961137106 116,000 38,000 X Filer + #1 X
Inc.
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Woodhead Inds COM 979438108 719,000 39,400 X
Inc
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TOTAL $ 3,439,000.00 844,900
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GRAND TOTAL $139,606,000.00 19,489,711
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