UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Amendment No. 1
Under the Securities Exchange Act of 1934
DHB Capital Group, Inc.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
23321E 103
(CUSIP Number)
Jeffrey Brooks
44 Coconut Row
Palm Beach, FL 33480
(561) 833-4942
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(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
September 1, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box
Check the following box if a fee is being paid with the statement. | |
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act.
<PAGE>
SCHEDULE 13D
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CUSIP No. 23321E 103 Page 2 of 4 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jeffrey Brooks
###-##-####
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)
(b) [x]
3 SEC USE ONLY
4 SOURCE OF FUNDS
N/A
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e)
6 CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
7 SOLE VOTING POWER
0*
8 SHARED VOTING POWER
9 SOLE DISPOSITIVE POWER
0
10 SHARED DISPOSITIVE POWER
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,219,407
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
4.9
14 TYPE OF REPORTING PERSON
IN
*Subject to voting trust as provided by agreement dated July 22, 1998 and
extending three years.
<PAGE>
SCHEDULE 13D
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CUSIP No. 23321E 103 Page 3 of 4 Pages
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Item 1. Security and Issuer
No change.
Item 2. Identity and Background
No change.
Item 3. Source and Amount of Funds or Other Consideration
No change.
Item 4. Purpose of Transaction
The purpose of the transaction is to reduce ownership per an agreement
with NASDAQ.
Item 5. Interest in Securities of the Issuer
(a) The reporting person owns 1,219,407 shares of common stock of the
issuer: he does not own any warrants or Class A Preferred stock of the
Issuer.
(b) The reporting person does not hold sole voting and investment power
over all shares reported in paragraph (a) above. These shares are
subject to a voting trust agreement.
Item 6. Contracts, Arrangements, Understandings or Relationships
With the Issuer
No change.
<PAGE>
SCHEDULE 13D
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CUSIP No. 23321E 103 Page 4 of 4 Pages
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Item 7. Material to be Filed as Exhibits
Attached hereto as Exhibit A is a description of the transactions in
the Common Stock of the Issuer that were effected by Jeffrey Brooks
since the date of the filing of Schedule 13D.
The undersigned, after reasonable inquiry and to the best of each of their
knowledge and belief, certify that the information set forth in this statement
is true, complete and correct.
Dated: September 1, 1998
By: /S/Jeffrey Brooks
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JEFFREY BROOKS
<PAGE>
EXHIBIT A
Transaction in Securities of the Issuer
Number of Shares
Reporting Person Sale Date of Common Stock (1) Price
- ---------------- --------- -------------------- -----
Jeffrey Brooks 9/1/98 938,631 $4.50