CATALYST SEMICONDUCTOR INC
NT 10-Q, 1999-03-18
SEMICONDUCTORS & RELATED DEVICES
Previous: AT&T CAPITAL CORP /DE/, F-3/A, 1999-03-18
Next: CASINO RESOURCE CORP, 10KSB40/A, 1999-03-18



<PAGE>   1
                     U.S. SECURITIES AND EXCHANGE COMMISSION

                             WASHINGTON, D.C. 20549

                                   FORM 12b-25

                                                     ---------------------------
NOTIFICATION OF LATE FILING                                SEC FILE NUMBER
                                                              0-21488
                                                     ---------------------------

                                                     ---------------------------
                                                            CUSIP NUMBER
                                                             148881-10-5
                                                     ---------------------------

                                   (Check One)

[ ] Form 10-K and Form 10-KSB  [ ] Form 20-F  [ ] Form 11-K  
[X] Form 10-Q and Form 10-QSB  [ ] Form N-SAR

               For Period Ended: January 31, 1999
               [ ]  Transition Report on Form 10-K
               [ ]  Transition Report on Form 20-F
               [ ]  Transition Report on Form 11-K
               [ ]  Transition Report on Form 10-Q
               [ ]  Transition Report on Form N-SAR
                    For the Transition Period Ended: ___________________________

        If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:

PART I -- REGISTRANT INFORMATION

                          CATALYST SEMICONDUCTOR, INC.
- --------------------------------------------------------------------------------
Full Name of Registrant

- --------------------------------------------------------------------------------
Former Name if Applicable

                              1250 BORREGAS AVENUE
- --------------------------------------------------------------------------------
Address of Principal Executive Office (Street and Number)

                           SUNNYVALE, CALIFORNIA 94089
- --------------------------------------------------------------------------------
City, State and Zip Code

<PAGE>   2
PART II - RULES 12b-25(b) AND (c)

If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25(b), the following should
be completed. (Check box if appropriate)

[X]    (a)    The reasons described in reasonable detail in Part III of this
              form could not be eliminated without unreasonable effort or
              expense;

[X]    (b)    The subject annual report, semi-annual report, transition report
              on Form 10-K, Form 20-F, 11-K, Form N-SAR, or portion thereof will
              be filed on or before the fifteenth calendar day following the
              prescribed due date; or the subject quarterly report or transition
              report on Form 10-Q, or portion thereof will be filed on or before
              the fifth calendar day following the prescribed due date; and

[ ]    (c)    The accountant's statement or other exhibit required by Rule
              12b-25(c) has been attached if applicable.

PART III - NARRATIVE

State below in reasonable detail the reasons why the Form 10-K and Form 10-KSB,
20-F, 11-K, 10-Q and Form 10-QSB, N-SAR, or the transition report or portion
thereof, could not be filed within the prescribed period. (Attach Extra Sheets
if Needed)

The Company recently received a comment letter providing for certain additional
disclosures to be incorporated in its periodic reports filed pursuant the
Securities Exchange Act of 1934 including the Form 10-Q for the quarter ended
January 31, 1999. Responding to the comments has necessitated additional
accounting procedures and other work to be completed prior to completing the
disclosure in the Form 10-K. The additional required accounting work and
procedures resulted in delays that could not be avoided with the Company's
current accounting systems and procedures.

PART IV - OTHER INFORMATION

(1)           Name and telephone number of person to contact in regard to this
              notification

              Thomas E. Gay III           (408)                   542-1040
              -----------------         ----------            -----------------
                    (Name)              (Area Code)           (Telephone Number)

(2)           Have all other periodic reports required under Section 13 or 15(d)
              of the Securities Exchange Act of 1934 or Section 30 of the
              Investment Company Act of 1940 during the preceding 12 months or
              for such shorter period that the registrant was required to file
              such report(s) been filed? If answer is no, identify report(s).

              [X] Yes  [ ]No

(3)           Is it anticipated that any significant change in results of
              operations from the corresponding period for the last fiscal year
              will be reflected by the earnings statements to be included in the
              subject report or portion thereof? [ ] Yes  [X] No

        If so: attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.


                                      -2-
<PAGE>   3
                           CATALYST SEMICONDUCTOR, INC
                  (Name of Registrant as specified in charter)

has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.

Date: March 17, 1999                    By  /s/ Thomas E. Gay III
                                            ------------------------------------
                                            Thomas E. Gay III
                                            Vice President, Finance and 
                                                 Administration,
                                                 and Chief Financial Officer


                                      -3-


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission