SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
Three-year period ending 1997
FORM U-12(I)-B (THREE-YEAR STATEMENT)
Statement Pursuant to Section 12(i) of Public Utility Holding Company Act
of 1935 by a Person Regularly Employed or Retained by a
Registered Holding Company or a Subsidiary Thereof and Whose Employment
Contemplates Only Routine Expenses as Specified in Rule 71(b)
1. Name and business address of person filing statement.
James E. Rogers
CINergy Corp.
139 East Fourth Street
Cincinnati, Ohio 45202
and
1000 East Main Street
Plainfield, Indiana 46168
2. Names and business addresses of any persons through whom the undersigned
proposes to act in matters included within the exemption provided by
paragraph (b) of Rule U-71.
Not applicable.
3. Registered holding companies and subsidiary companies by which the
undersigned is regularly employed or retained.
Because the CINergy system was created only three months ago, on October
24, 1994, personnel assignments within the CINergy system are still being
determined. The undersigned may, from time to time, be employed by or
provide services to one or more of the companies in the CINergy system,
including one or more of the companies listed below:
CINergy Corp.
The Cincinnati Gas & Electric Company
CINergy Services, Inc.
CINergy Investments, Inc.
Tri-State Improvement Co.
Enertech Associates International, Inc.
CG&E Resource Marketing, Inc.
CGE ECK, Inc.
139 East Fourth Street
Cincinnati, Ohio 45202
PSI Energy, Inc.
PSI Recycling, Inc.
Power Equipment Supply Co.
Wholesale Power Services, Inc.
PSI Power Resource Development, Inc.
PSI Power Resource Operations, Inc.
PSI Environmental Corp.
PSI International, Inc.
PSI Sunnyside, Inc.
1000 East Main Street
Plainfield, Indiana 46168
The Union Light, Heat and Power Company
KO Transmission Co.
107 Brent Spence Square
Covington, Kentucky 41011
Lawrenceburg Gas Company
The West Harrison Gas and Electric Company
Miami Power Corporation
230 West High Street
Lawrenceburg, Indiana 47025
South Construction Company, Inc.
PSI Energy Argentina, Inc.
PSI Argentina, Inc.
Costanera Power Corp.
PSI T&D International, Inc.
PSI Yacyreta, Inc.
251 North Illinois Street
Suite 1400
Indianapolis, Indiana 46204
Beheer- En Belegginsmaatschappij Bruwabel B.V.
c/o Rabobank Management B.V.
Croeselaan 18
3521 CB Utrecht
The Netherlands
Power International s.r.o.
Power Development s.r.o.
Maiselova 15
Praha 1
Josefov, 110 00
Czech Republic
4. Position or relationship in which the undersigned is employed or retained
by each of the companies named in item 3, and brief description of nature
of services to be rendered in each such position or relationship.
Vice Chairman, President and Chief Operating Officer of CINergy Corp.
Chairman of PSI Energy, Inc., PSI Recycling, Inc., Power Equipment Supply
Co., Wholesale Power Services, Inc., PSI Power Resource Development, Inc.,
PSI Power Resource Operations, Inc., PSI Environmental Corp., PSI
International, Inc., PSI Sunnyside, Inc., PSI Energy Argentina, Inc., PSI
Argentina, Inc., Costanera Power Corp., PSI T&D International, Inc. and PSI
Yacyreta, Inc.
In addition to the foregoing positions, the undersigned may be employed in
the same position or other positions with other of the companies in the
CINergy system described in item 3 above.
In such capacities, the undersigned may participate in presenting,
advocating, or opposing matters before the legislative bodies, regulatory
commissions and officials specified in Section 12(i) of the Public Utility
Holding Company Act of 1935, as amended, but the exact nature of such
services or the relative time to be devoted thereto cannot presently be
forecast with any degree of precision.
5.(a)Compensation received during the current year and estimated to be received
over the next two calendar years by the undersigned or others, directly or
indirectly, for services rendered by the undersigned, from each of the
companies designated in item 3.
The amount, nature and source of compensation received by the undersigned
from the companies described in item 3 above will be set forth in detail in
a proxy statement presently being prepared by CINergy Corp. for use in
connection with the 1995 annual meeting of shareholders of CINergy Corp.
(the "CINergy 1995 Proxy Statement"), and reference is hereby made to the
applicable portions thereof for such information. A portion of the
compensation described therein may be attributable to activities within the
scope of Section 12(i).
During the calendar years 1995, 1996, and 1997, it is estimated that the
undersigned will receive compensation comparable to that received in 1994,
but the exact amount and basis of compensation cannot presently be forecast
with any degree of precision. The undersigned has heretofore received
compensation payments from PSI Energy, Inc. In the future, it is
anticipated that some or all payments of compensation to the undersigned
will be made by CINergy Corp. and/or CINergy Services, Inc., which in turn
may charge or allocate all or a portion of such compensation expense to one
or more of the other companies described in item 3 above in accordance with
applicable service agreements and orders of the Securities and Exchange
Commission.
(b)Basis for compensation if other than salary.
Information relating to the basis of any non-salary compensation paid to
the undersigned will be set forth in the CINergy 1995 Proxy Statement.
From and after December 31, 1995, the undersigned will also serve (and will
receive compensation) as Chief Executive Officer of CINergy Corp. Certain
portions of the undersigned's compensation are determined pursuant to an
employment agreement between CINergy Corp. and the undersigned. Other
elements of the undersigned's compensation are determined pursuant to the
terms of benefit plans or by the payor's board of directors.
Date: January 30, 1995 Signed: /s/ James E. Rogers
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James E. Rogers
