SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported) January 10, 1996
Commission Registrant, State of Incorporation, I.R.S. Employer
File Number Address, and Telephone Number Identification No.
1-11377 Cinergy Corp. 31-1385023
(A Delaware Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
1-1232 The Cincinnati Gas & Electric Company 31-0240030
(An Ohio Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
1-3543 PSI Energy, Inc. 35-0594457
(An Indiana Corporation)
1000 East Main Street
Plainfield, Indiana 46168
(317) 839-9611
2-7793 The Union Light, Heat and Power Company 31-0473080
(A Kentucky Corporation)
139 East Fourth Street
Cincinnati, Ohio 45202
(513) 381-2000
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ITEM 5. OTHER EVENTS.
In connection with the "safe harbor" provisions of the Private Securities
Litigation Reform Act of 1995, Cinergy Corp. and its subsidiaries: The
Cincinnati Gas & Electric Company, PSI Energy, Inc., and The Union Light, Heat
and Power Company (collectively, Cinergy and its subsidiaries) are hereby
filing cautionary statements identifying important factors that could cause
Cinergy and its subsidiaries actual results to differ materially from those
projected in forward-looking statements of Cinergy and its subsidiaries made
by, or on behalf of, Cinergy and its subsidiaries.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS.
(c) The following exhibit is filed herewith:
Exhibit
Designation Nature of Exhibit
99-1 Cautionary Statement for Purposes of "Safe Harbor"
Provisions of the Private Securities Litigation Reform
Act of 1995.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrants have duly caused this report to be signed on their behalf by the
undersigned hereunto duly authorized.
Cinergy Corp.
The Cincinnati Gas & Electric Company
PSI Energy, Inc.
The Union Light, Heat and Power Company
(Registrants)
Date: January 10, 1997 By: /s/ Charles J. Winger
Charles J. Winger,
Comptroller
(Signature)
<PAGE>
Exhibit 99-1
Cautionary Statement for Purposes of the "Safe Harbor" Provisions of the
Private Securities Litigation Reform Act of 1995
A "safe harbor" for forward-looking statements is provided by the Private
Securities Litigation Reform Act of 1995 (Reform Act of 1995). The Reform Act
of 1995 was adopted to encourage such forward-looking statements without the
threat of litigation, provided those statements are identified as forward-
looking and are accompanied by meaningful cautionary statements identifying
important factors that could cause the actual results to differ materially
from those projected in the statement. Forward-looking statements have been
and will be made in written documents and oral presentations of Cinergy Corp.
and its subsidiaries: The Cincinnati Gas & Electric Company, PSI Energy,
Inc., and The Union Light, Heat and Power Company (collectively, Cinergy and
its subsidiaries). Such statements are based on management's beliefs as well
as assumptions made by and information currently available to management.
When used in Cinergy and its subsidiaries' documents or oral presentations,
the words "anticipate," "estimate," "expect," "objective," "projection,"
"forecast," "goal," and similar expressions are intended to identify forward-
looking statements. In addition to any assumptions and other factors referred
to specifically in connection with such forward-looking statements, factors
that could cause Cinergy and its subsidiaries' actual results to differ
materially from those contemplated in any forward-looking statements include,
among others, the following:
Factors affecting utility operations such as unusual weather conditions;
catastrophic weather-related damage; unscheduled generation outages; unusual
maintenance or repairs; unanticipated changes to fossil fuel costs, gas supply
costs, or availability constraints due to higher demand, shortages,
transportation problems or other developments; environmental incidents; or
electric transmission or gas pipeline system constraints.
Increased competition in the electric and gas utility environment including
effects of: industry restructuring; transmission system operation and/or
administration; retail wheeling; and cogeneration.
Regulatory factors such as unanticipated changes in rate-setting policies or
procedures; recovery of investments made under traditional regulation, and the
frequency and timing of rate increases.
Financial or regulatory accounting principles or policies imposed by the
Financial Accounting Standards Board, the Securities and Exchange Commission,
the Federal Energy Regulatory Commission, state public utility commissions,
state entities which regulate natural gas transmission, gathering and
processing and similar entities with regulatory oversight.
Economic conditions including inflation rates and monetary fluctuations.
Changing market conditions and a variety of other factors associated with
physical energy and financial trading activities including, but not limited
to, price, basis, credit, liquidity, volatility, capacity, transmission,
currency exchange, interest rate, and warranty risks.
Availability or cost of capital, resulting from changes in: Cinergy and its
subsidiaries, interest rates, and securities ratings or market perceptions of
the utility industry and energy-related industries.
Employee workforce factors including changes in key executives, collective
bargaining agreements with union employees, or work stoppages.
Legal and regulatory delays and other obstacles associated with mergers,
acquisitions, and investments in joint ventures.
Costs and other effects of legal and administrative proceedings, settlements,
investigations, claims, and other matters, including but not limited to those
described in Notes 2 and 13 of the Notes to Financial Statements of Cinergy
and its subsidiaries' Annual Reports on Form 10-K, as amended, for the year-
ended December 31, 1995, under the captions "Rates" and "Commitments and
Contingencies", respectively.
Changes in international, Federal, state, or local legislature requirements
such as changes in tax laws or rates; environmental laws and regulations.
Cinergy and its subsidiaries undertake no obligation to publicly update or
revise any forward-looking statements, whether as a result of changes in
actual results, changes in assumptions, or other factors affecting such
statements.
