SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
EOS PAX IIa, S.L.
(Name of foreign utility company)
Cinergy Corp.
(Name of filing company, if filed on behalf of a foreign utility company)
The Commission is requested to mail copies of all communications relating
to this Notification to:
Cheryl M. Foley
Lisa D. Gamblin
Cinergy Corp.
139 East Fourth Street
Cincinnati, Ohio 45202
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Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered
holding company under the Public Utility Holding Company Act of 1935, as
amended (the "Act"), hereby notifies the Commission on behalf of EOS PAX
IIa, S.L., a corporation organized under the laws of Spain ("EOS II"), that
EOS II is, and claims status as, a foreign utility company within the
meaning of section 33 of the Act.
Item 1. Name of entity claiming foreign utility company status, its
business address, and a description of the facilities used for the
generation, transmission and distribution of electric energy for sale or
for the distribution at retail of natural or manufactured gas.
Identification, to the extent known, of each person holding 5% or more of
any class of voting securities of the foreign utility company and
description of the amount and nature of the interest.
The name and business address of the company on whose behalf foreign
utility company status is claimed is EOS PAX IIa, S.L. ("EOS II"),
c/Galeras, 17, planta 3 degree, Oficina 2-3 15705, Santiago de Compostela,
La Coruna, Spain.
EOS II owns and operates 19.2 MW of electric wind generation assets in
Spain. EOS II's electric assets are located in and around Santiago de
Compostela in La Coruna Province, Spain, and supply electricity to Union
Fenosa, the regional electric utility.
EOS II has an authorized share capital of 1 million Spanish Pesetas,
of which 1,000 shares, with a par value per share of 1,000 Pesetas, are
issued and outstanding. Cedarwood B.V., a company incorporated in The
Netherlands and a wholly-owned subsidiary of Cinergy Global Power, Inc.
(the latter company being an indirect wholly-owned subsidiary of Cinergy),
is the legal and beneficial owner of 500 shares (i.e., 50% of the issued
share capital of EOS II). Tomen Power (Europe) B.V., a company
incorporated in The Netherlands, owns the remaining 500 issued shares.
Item 2. Name of any domestic associate public utility company and, if
applicable, its holding company, and description of the relationship
between the foreign utility company and such company, and the purchase
price paid by any domestic associate public utility company for its
interest in the foreign utility company.
The following domestic public utility companies, each of which is a
direct or indirect wholly-owned subsidiary of Cinergy, are associate
companies of EOS II: The Cincinnati Gas & Electric Company ("CG&E"), PSI
Energy, Inc., The Union Light, Heat and Power Company ("Union"),
Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and
Electric Company ("West Harrison") and Miami Power Corporation ("Miami").
Union, Lawrenceburg, West Harrison and Miami are all direct wholly-owned
subsidiaries of CG&E.
None of the foregoing domestic public utility companies has made an
investment in or has any contractual relationship with EOS II, nor is any
such investment or contractual relationship contemplated.
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SIGNATURE
The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned thereunto duly authorized as of the date
indicated below:
CINERGY CORP.
By: /s/ William L. Sheafer
Vice President & Treasurer
Dated: March 30, 1998
