SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
AMENDMENT NO. 1 TO
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
Cinergetika U/L a.s.
(Name of foreign utility company)
Cinergy Corp.
(Name of filing company, if filed on behalf of a foreign utility company)
The Commission is requested to mail copies of all communications relating
to this Notification to:
Cheryl M. Foley
David L. Wozny
Cinergy Corp.
139 East Fourth Street
Cincinnati, Ohio 45202
In a Form U-57 filing dated March 2, 1999, SEC File Number 073-00011,
Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered holding
company under the Public Utility Holding Company Act of 1935, as amended
(the "Act"), claimed foreign utility company ("FUCO") status for SETUZA
energetika a.s., a corporation organized under the laws of the Czech
Republic. Cinergy hereby notifies the Commission that SETUZA energetika
a.s. has changed its name to Cinergetika U/L a.s., and claims status, under
its new name, as a foreign utility company within the meaning of section 33
of the Act. The facts on which FUCO status in this matter was originally
claimed have not otherwise changed. As so amended, this FUCO notification
reads as follows:
Item 1. Name of entity claiming FUCO status, its business address, and a
description of the facilities used for the generation, transmission and
distribution of electric energy for sale or for the distribution at retail
of natural or manufactured gas. Identification, to the extent known, of
each person holding 5% or more of any class of voting securities of the
FUCO and description of the amount and nature of the interest.
The name and business address of the company on whose behalf FUCO
status is claimed is Cinergetika U/L a.s. ("Cinergetika"), Zukovova 100,
400 01 Usti nad Labem, Czech Republic.
Cinergetika owns and operates two 6 MW coal-fired electric generators,
one 1.3 MW generator, and associated transmission and distribution assets
in the City of Usti nad Labem, the Czech Republic. The electricity is
distributed and sold to local industry and Severoceska energetiky a.s., the
regional electric transmission and distribution company.
Cinergetika also purchases natural gas from a regional gas
distribution company and distributes such gas to local industry in Usti nad
Labem, Czech Republic.
Cinergetika has an authorized share capital of 701,000,000 Czech
crowns, represented by 701 shares, each with a nominal value of 1,000,000
Czech crowns. Cinergy Global Resources 1 B.V., a company incorporated in
the Netherlands and an indirect wholly-owned subsidiary of Cinergy Corp.,
is the legal and beneficial owner of all but 1 issued share (which was
retained by the Seller, SETUZA a.s.) of the issued share capital of
Cinergetika.
Item 2. Name of any domestic associate public utility company and, if
applicable, its holding company, and description of the relationship
between the foreign utility company and such company, and the purchase
price paid by any domestic associate public utility company for its
interest in the foreign utility company.
The following domestic public utility companies, each of which is a
direct or indirect wholly-owned subsidiary of Cinergy, are associate
companies of Cinergetika: The Cincinnati Gas & Electric Company ("CG&E"),
PSI Energy, Inc., The Union Light, Heat and Power Company ("Union"),
Lawrenceburg Gas Company ("Lawrenceburg"), The West Harrison Gas and
Electric Company ("West Harrison") and Miami Power Corporation ("Miami").
Union, Lawrenceburg, West Harrison and Miami are all direct wholly-owned
subsidiaries of CG&E.
None of the foregoing domestic public utility companies has made an
investment in or has any contractual relationship with Cinergetika, nor is
any such investment or contractual relationship contemplated.
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SIGNATURE
The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned officer, duly authorized as of the date
indicated below:
CINERGY CORP.
By: /s/William L. Sheafer
Vice President & Treasurer
Dated: September 15, 1999
