SECURITIES AND EXCHANGE COMMISSION
450 Fifth Street, N.W.
Washington, D.C. 20549
In the Matter of Cinergy Corp. CERTIFICATE
File No. 70-9071 OF
Public Utility Holding Company NOTIFICATION
Act of 1935 ("PUHCA")
Cinergy Corp., a registered holding company ("Cinergy"), hereby
submits the following information pursuant to rule 24 under PUHCA and the
Commission's order dated January 20, 1998 in the above docket (HCAR No.
26819) ("January 1998 Order"). In addition, on March 1, 1999, the
Commission issued an order in File No. 70-9319 (HCAR No. 26984) which,
among other things, modified the $2 billion cap on Cinergy debt securities
referred to below by excluding guarantees issued by Cinergy from the
coverage thereof and subjecting such guarantees to a separate $1 billion
cap ("Guarantee Cap"). This certificate also reports guarantees issued by
Cinergy subject to the Guarantee Cap. (Any capitalized terms not otherwise
defined herein have the meanings set forth in the January 1998 Order.)
1. With reference to the Debt Cap and the $2 billion ceiling
imposed thereunder, at September 30, 1999 Cinergy had issued
and outstanding debt securities totaling $418 million in
aggregate principal amount, consisting of (i) short-term bank
notes aggregating $5 million, (ii) notes in connection with
letter of credit transactions aggregating $13 million and
(iii) long-term debentures aggregating $400 million.
2. During the quarterly period ended September 30, 1999, Cinergy
issued no derivative financial instruments in connection with
the financing transactions described in the preceding
paragraph.
3. During the quarterly period ended September 30, 1999, Cinergy
did not issue any Additional Shares pursuant to the January
Order.
4. During the quarterly period ended September 30, 1999, Cinergy
did not issue any Additional Shares as gifts or awards to
Cinergy system employees.
5. With reference to the Guarantee Cap and the $1 billion ceiling
imposed thereunder, during the quarterly period ended
September 30, 1999 Cinergy issued 16guarantees totaling
$181million. At September 30, 1999, Cinergy had guarantees
outstanding totaling $645 million.
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S I G N A T U R E
Pursuant to the requirements of PUHCA, the undersigned company has
duly caused this document to be signed on its behalf by the undersigned
thereunto duly authorized.
Dated: November 9, 1999
CINERGY CORP.
By: /s/William L. Sheafer
Vice President & Treasurer
