SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1 to
FORM U5S
ANNUAL REPORT
For the Year Ended December 31, 1999
Filed pursuant to the Public Utility Holding Company Act of 1935 by
Cinergy Corp.
139 East Fourth Street
Cincinnati, Ohio 45202
(Name and address of each registered holding company in the system)
<PAGE>
ITEM 9. WHOLESALE GENERATORS AND FOREIGN UTILITY COMPANIES
Part I (c)
The 1999 Form U5S is hereby being amended to include the required information
for Cinergy Global Power (UK) Limited as of December 31, 1999. This information
will be included in Exhibit J-1 and is being filed herewith pursuant to Rule
104(b).
Part II
The 1999 Form U5S is hereby being amended to include the audited financial
statements for Foote Creek III, LLC and Cinergy Global Power (UK) Limited which
were not available at the time of the original filing. Such financial statements
are included in the exhibit listing below and are being filed herewith pursuant
to Rule 104(b).
See the following exhibits:
H Organizational chart showing the relationship of the various EWGs and
FUCOs to other system companies.
I-1 Financial Statements for EPR Ely Limited for the year ended December
31, 1999. (Filed pursuant to Rule 104(b).)
I-2 Financial Statements for Copperbelt for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-3 Financial Statements for EOS I for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-4 Financial Statements for EOS II for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-5 Financial Statements for Crisa for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-6 Financial Statements for Ascoy for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-7 Financial Statements for Narva for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-8 Financial Statements for Moravske Teplarny a.s. for the year ended
December 31, 1999. (Filed pursuant to Rule 104(b).)
I-9 Financial Statements for Plzenska Energetika s.r.o. for the year ended
December 31, 1999. (Filed pursuant to Rule 104(b).)
I-10 Financial Statements for Cinergetika for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-11 Financial Statements for Chropyne for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-12 Financial Statements for Desebro for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-13 Financial Statements for Semutang for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-14 Financial Statements for Foote Creek III, LLC for the year ended
December 31, 1999. (Filed pursuant to Rule 104(b).)
I-15 Financial Statements for Cinergy Global Power (UK) Limited for the
year ended December 31, 1999. (Filed pursuant to Rule 104(b).)
<PAGE>
ITEM 10. FINANCIAL STATEMENTS AND EXHIBITS
It has recently come to our attention that certain exhibits to Cinergy's 1999
Form U5S have not been received by the EDGAR filing system. We are hereby
amending the previously filed Form U5S to resubmit such exhibits. The following
exhibit listings have also been updated to include the audited financial
statements for Foote Creek III, LLC and Cinergy Global Power (UK) Limited which
were not available at the time of the original filing.
Consolidating Financial Statements, Schedules, and Notes
o Financial Statements and Notes 1 through 19 to the Financial Statements are
incorporated herein by reference, in Exhibit A-1 (page 72), in the Cinergy
Annual Report on Form 10-K for 1999 (Item 8. Financial Statements and
Supplementary Data).
o Financial Statements and Notes 1 through 19 to the Financial Statements are
incorporated herein by reference, in Exhibit A-3 (page 72), in the CG&E
Annual Report on Form 10-K for 1999 (Item 8. Financial Statements and
Supplementary Data).
o Financial Statements and Notes 1 through 19 to the Financial Statements are
incorporated herein by reference, in Exhibit A-4 (page 72), in the PSI
Annual Report on Form 10-K for 1999 (Item 8. Financial Statements and
Supplementary Data).
o Financial Statements and Notes 1 through 19 to the Financial Statements are
incorporated herein by reference, in Exhibit A-5 (page 72), in the ULH&P
Annual Report on Form 10-K for 1999 (Item 8. Financial Statements and
Supplementary Data).
Exhibits
The financial statements for certain of the direct and indirect subsidiaries of
Global Resources (See "Item 1. System Companies and Investments Therein as of
December 31, 1999" for a listing of Global Resources' subsidiaries) have been
omitted. These financial statements concern companies who are either inactive or
solely engaged in holding, directly or indirectly, Global Resources' investments
in EWGs or FUCOs. The financial statements filed herein for Global Resources are
designated as Exhibits F-8 through F-10 and I-1 through I-15.
F-1 Consent of Independent Public Accountants.
F-2 Consolidating Financial Statements of Cinergy for 1999.
F-3 Consolidating Financial Statements of CG&E for 1999.
F-4 Consolidating Financial Statements of Investments for 1999. (Filed
pursuant to Rule 104(b).)
F-5 Consolidating Financial Statements of Capital & Trading for 1999.
(Filed pursuant to Rule 104(b).)
F-6 Consolidating Financial Statements of Solutions for 1999. (Filed
pursuant to Rule 104(b).)
F-7 Consolidating Financial Statements of Cinergy Business Solutions for
1999. (Filed pursuant to Rule 104(b).)
F-8 Consolidating Financial Statements of Global Resources for 1999.
(Filed pursuant to Rule 104(b).)
F-9 Consolidating Financial Statements of Cinergy Global Power for 1999.
(Filed pursuant to Rule 104(b).)
F-10 Consolidating Financial Statements of Cinergy Global Resources 1 BV.
(Filed pursuant to Rule 104(b).)
F-11 Financial Statements of Cadence for 1999. (Filed pursuant to Rule
104(b).)
F-12 Financial Statements of CinCap IV, LLC for 1999. (Filed pursuant to
Rule 104(b).)
F-13 Summary of Selected Financial Information of Trigen-Cinergy Joint
Ventures for 1999. (Filed pursuant to Rule 104(b).)
F-14 Financial Statements of Reliant Services, LLC for 1999. (Filed
pursuant to Rule 104(b).)
F-15 Item 6. Part III - Supplemental Information Regarding Compensation and
Security Ownership of Officers and Directors of System Companies.
F-23 Financial Statements of CinCap V, LLC for 1999. (Filed pursuant to
Rule 104(b).)
F-24 Financial Statements of Lattice Communications, LLC for 1999. (Filed
pursuant to Rule 104(b).)
F-25 Financial Statements of Centrus, LLP for 1999. (Filed pursuant to Rule
104(b).)
H Organizational chart showing the relationship of EWGs and FUCOs to
other system companies.
I-1 Financial Statements of EPR Ely Limited for the year ended December
31, 1999. (Filed pursuant to Rule 104(b).)
I-2 Financial Statements of Copperbelt for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-3 Financial Statements of EOS I for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-4 Financial Statements of EOS II for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-5 Financial Statements of Crisa for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-6 Financial Statements of Ascoy for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-7 Financial Statements of Narva for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-8 Financial Statements of Teplarny for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-9 Financial Statements of Energetika for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-10 Financial Statements of Cinergetika for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-11 Financial Statements of Chropyne for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-12 Financial Statements of Desebro for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-13 Financial Statements of Semutang for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-14 Financial Statements for Foote Creek III, LLC for the year ended
December 31, 1999. (Filed pursuant to Rule 104(b).)
I-15 Financial Statements for Cinergy Global Power (UK) Limited for the
year ended December 31, 1999. (Filed pursuant to Rule 104(b).)
J Response to Item 9, Part I (c) for all EWGs and FUCOs. (Filed pursuant
to Rule 104(b).)
J-1 Amended Response to Item 9, Part I (c) for all EWGs and FUCOs. (Filed
pursuant to Rule 104(b).)
<PAGE>
ITEM 10. EXHIBITS
Copies of the documents listed below which are identified with an asterisk (*)
have heretofore been filed with the SEC and are incorporated herein by reference
and made a part hereof. Exhibits not so identified are filed herewith unless
otherwise stated.
EXHIBIT
DESIGNATION NATURE OF EXHIBIT
A-1 *Annual Report of Cinergy on Form 10-K for the year ended December 31,
1999. (File No. 1-11377.)
A-2 *2000 Proxy Statement and 1999 Financial Report for the year ended
December 31, 1999. (File No. 1-11377.)
A-3 *Annual Report of CG&E on Form 10-K for the year ended December 31,
1999. (File No. 1-1232.)
A-4 *Annual Report of PSI on Form 10-K for the year ended December 31,
1999. (File No. 1-3543.)
A-5 *Annual Report of ULH&P on Form 10-K for the year ended December 31,
1999. (File No. 2-7793.)
B-1 *Certificate of Incorporation of Cinergy. (Exhibit to Cinergy's 1993
Form 10-K in File No. 1-11377.)
B-2 *By-laws of Cinergy as amended October 15, 1998. (Exhibit to Cinergy's
October 15, 1998, Form 8-K in File No. 1-11377.)
B-3 *By-laws of Cinergy as amended April 21, 1999. (Exhibit to Cinergy's
March 31, 1999, Form 10-Q in File No. 1-11377).
B-4 *Amended Articles of Incorporation of CG&E effective October 23, 1996.
(Exhibit to CG&E's September 30, 1996, Form 10-Q in File No. 1-1232.)
B-5 *Regulations of CG&E as amended, adopted April 25, 1996. (Exhibit to
CG&E's March 31, 1996, Form 10-Q, in File No. 1-1232.)
B-6 *Amended Articles of Consolidation of PSI as amended April 20, 1995.
(Exhibit to PSI's June 30, 1995, Form 10-Q in File No. 1-3543.)
B-7 *Amendment to Article D of the Amended Articles of Consolidation of
PSI effective July 10, 1997. (Exhibit to PSI's 1997 Form 10-K in File
No. 1-3543.)
B-8 *By-laws of PSI as amended December 17, 1996. (Exhibit to PSI's March
31, 1997, Form 10-Q in File No. 1-3543.)
B-9 *Restated Articles of Incorporation of ULH&P made effective May 7,
1976. (Exhibit to ULH&P's Form 8-K, May 1976, in File No. 2-7793.)
B-10 *By-laws of ULH&P as amended, adopted May 8, 1996. (Exhibit to ULH&P's
March 31, 1996, Form 10-Q in File No. 2-7793.)
B-11 *Amendment to Restated Articles of Incorporation of ULH&P (Article
Third) and Amendment to the By-Laws of ULH&P (Article 1), both
effective July 24, 1997. (Exhibit to ULH&P's Form 10-K in File No.
2-7793.)
B-12 By-laws of ULH&P as amended, adopted May 26, 1999.
B-13 *Certificate of Incorporation of Services. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-14 *By-laws of Services. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-15 *Articles of Incorporation of Tri-State. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-16 *Regulations of Tri-State. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-17 Regulations of Tri-State as amended, adopted May 28, 1999.
B-18 *Articles of Incorporation of Lawrenceburg. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-19 *By-laws of Lawrenceburg. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-20 By-laws of Lawrenceburg as amended, adopted May 28, 1999
B-21 *Articles of Incorporation of West Harrison as amended. (Exhibit to
Cinergy's Form U5S filed May 1, 1996.)
B-22 *By-laws of West Harrison. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-23 By-laws of West Harrison as amended, adopted May 28, 1999.
B-24 *Articles of Incorporation of Miami as amended. (Exhibit to Cinergy's
Form U5S filed May 1, 1996.)
B-25 *By-laws of Miami. (Exhibit to Cinergy's Form U5S filed May 1, 1996.)
B-26 By-laws of Miami as amended, adopted May 28, 1999.
B-27 *Articles of Incorporation of KO Transmission. (Exhibit to Cinergy's
Form U5S filed May 1, 1996.)
B-28 *By-laws of KO Transmission. (Exhibit to Cinergy's Form U5S filed May
1, 1996.)
B-29 By-laws of KO Transmission as amended, adopted May 28, 1999.
B-30 *Articles of Incorporation of South Construction. (Exhibit to
Cinergy's Form U5S filed May 1, 1996.)
B-31 *By-laws of South Construction. (Exhibit to Cinergy's Form U5S filed
May 1, 1996.)
B-32 *Certificate of Incorporation of Investments. (Exhibit to Cinergy's
Form U5S filed May 1, 1996.)
B-33 *By-laws of Investments. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-34 *Articles of Incorporation of Cinergy-Cadence, Inc. (Exhibit to
Cinergy's Form U5S filed May 1, 1996.)
B-35 *Amended Articles of Incorporation of Cinergy-Cadence, Inc. (Exhibit
to Cinergy's Form U5S file April 30, 1999.)
B-36 *By-laws of Cinergy-Cadence, Inc. (Exhibit to Cinergy's Form U5S filed
May 1, 1996.)
B-37 *Certificate of Formation of Cadence. (Exhibit to Cinergy's Form U5S
filed May 1, 1998.)
B-38 *Amended Articles of Incorporation of Capital & Trading. (Exhibit to
Cinergy's Form U5S filed May 1, 1997.)
B-39 *By-laws of Capital & Trading. (Exhibit to Cinergy's Form U5S filed
May 1, 1996.)
B-40 Certificate of Formation of CinCap MVC OpCo, LLC.
B-41 *Certificate of Formation of CinCap IV, LLC. (Exhibit to Cinergy's
Form U5S filed May 1, 1998.)
B-42 *Certificate of Formation of CinCap V, LLC. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-43 *Certificate of Formation of CinCap VI, LLC. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-44 *Certificate of Formation of CinCap VIII, LLC. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-45 *Certificate of Formation of CinCap VII, LLC. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-46 Amended Agreement of Limited Liability Company of CinCap VII, LLC
B-47 Certificate of Formation of Duke Energy Madison, LLC.
B-48 Certificate of Formation of Duke Energy Vermillion, LLC.
B-49 *Certificate of Formation of Westwood Operating Company, LLC. (Exhibit
to Cinergy's Form U5S filed April 30, 1999.)
B-50 *Certificate of Formation of CinPower I, LLC. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-51 Amended Agreement of Limited Liability Agreement of CinPower I, LLC.
B-52 *Amended Agreement of Limited Liability Company of ProEnergy. (Exhibit
to Cinergy's Form U5S filed April 30, 1999.)
B-53 Certificate of Amendment to Certificate of Formation of Cinergy
Marketing & Trading, LLC. (The sole purpose of the amendment was to
change Producers Energy Marketing, LLC's name to Cinergy Marketing &
Trading, LLC.)
B-54 Second Amended Agreement of Limited Liability Company of Cinergy
Marketing & Trading LLC dated June 8, 1999.
B-55 *Certificate of Incorporation of Communications. (Exhibit to Cinergy's
Form U5S filed May 1, 1997.)
B-56 *By-laws of Communications. (Exhibit to Cinergy's Form U5S filed May
1, 1997.)
B-57 Certificate of Incorporation of Cinergy Telecommunications Networks
Holdings, Inc.
B-58 By-laws of Cinergy Telecommunications Networks Holdings, Inc. (The
referenced agreement is with one or more unaffiliated third parties,
contains sensitive, competitive information, and is subject to
confidentiality restrictions. Upon request, Cinergy will use its best
efforts to make such agreement available to the SEC's staff.)
B-59 Certificate of Formation of Lattice Communications, LLC. (Filed under
cover of Form SE.)
B-60 *Articles of Incorporation of Engineering. (Exhibit to Cinergy's Form
U5S filed May 1, 1998.)
B-61 *Regulations of Engineering. (Exhibit to Cinergy's Form U5S filed May
1, 1998.)
B-62 *Certificate of Incorporation of Cinergy - Centrus, Inc. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-63 *By laws of Cinergy - Centrus, Inc. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-64 *Partnership Agreement of Centrus, LLP. (The referenced agreement is
with one or more unaffiliated third parties, contains sensitive,
competitive information, and is subject to confidentiality
restrictions. Upon request, Cinergy will use its best efforts to make
such agreement available to the SEC's staff.)
B-65 *Certificate of Incorporation of Cinergy - Centrus Communications,
Inc. (Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-66 *By-laws of Cinergy - Centrus Communications, Inc. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-67 *Certificate of Incorporation of Cinergy Resources, Inc. (Exhibit to
Cinergy's Form U5S filed May 1, 1996.)
B-68 *By-laws of Cinergy Resources, Inc. (Exhibit to Cinergy's Form U5S
filed May 1, 1996.)
B-69 *Certificate of Incorporation of Solutions. (Exhibit to Cinergy's Form
U5S filed May 1, 1999.)
B-70 *By-laws of Solutions. (Exhibit to Cinergy's Form U5S filed May 1,
1998.)
B-71 No information is being filed under the designation of Exhibit B-71.
B-72 Certificate of Incorporation of 3036243 Nova Scotia Company. (Filed
under cover of Form SE.)
B-73 Limited Liability Company Agreement of Cinergy Solutions Limited
Partnership. (The referenced agreement is with one or more
unaffiliated third parties, contains sensitive, competitive
information, and is subject to confidentiality restrictions. Upon
request, Cinergy will use its best efforts to make such agreement
available to the SEC's staff.)
B-74 *Certificate of Incorporation of Cinergy Business Solutions, Inc.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-75 *By-laws of Cinergy Business Solutions, Inc. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-76 Amendment of Articles of Rose Technology Group Limited. (Filed under
cover of Form SE.)
B-77 *Articles of Incorporation of Cinergy Customer Care, Inc. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-78 *By-laws of Cinergy Customer Care, Inc. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-79 Certificate of Formation of Cinergy EPCOM, LLC.
B-80 Certificate of Formation of Cinergy EPCOM College Park, LLC.
B-81 Certificate of Incorporation of Cinergy Solutions of Golden, Inc.
B-82 *Certificate of Incorporation of Cinergy Solutions of Tuscola, Inc.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-84 *By-laws of Cinergy Solutions of Tuscola, Inc. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-83 *Certificate of Formation of Energy Equipment Leasing LLC. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-84 *Certificate of Formation of Trigen-Cinergy. (Exhibit to Cinergy's
Form U5S filed May 1, 1998.)
B-85 Certificate of Formation of Trigen-Cinergy Solutions of Ashtabula,
LLC.
B-86 *Limited Liability Company Agreement of Trigen-Cinergy Solutions of
Baltimore LLC. (The referenced agreement is with one or more
unaffiliated third parties, contains sensitive, competitive
information, and is subject to confidentiality restrictions. Upon
request, Cinergy will use its best efforts to make such agreement
available to the SEC's staff.)
B-87 *Certificate of Formation of Trigen-Cinergy Solutions of Boca Raton,
LLC. (Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-88 *Articles of Organization of Trigen-Cinergy Cincinnati. (Exhibit to
Cinergy's Form U5S filed May 1, 1998.)
B-89 Certificate of Formation of Trigen-Cinergy Solutions of College Park,
LLC.
B-90 Certificate of Formation of Trigen-Cinergy Solutions of Danville, LLC.
B-91 *Certificate of Formation of Trigen-Cinergy Illinois. (Exhibit to
Cinergy's Form U5S filed May 1, 1998.)
B-92 Certificate of Formation of Trigen-Cinergy Solutions of Lansing LLC.
B-93 *Certificate of Formation of Trigen-Cinergy Solutions of Orlando LLC.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-94 Certificate of Formation of Trigen-Cinergy Solutions of Owings Mills
LLC.
B-95 Certificate of Formation of Trigen-Cinergy Solutions of Owings Mills
Energy Equipment Leasing, LLC.
B-96 Certificate of Formation of Trigen-Cinergy Solutions of Rochester LLC.
B-97 Certificate of Amendment of Trigen-Cinergy Solutions of Silver Grove
LLC. (Filed under cover of Form SE.)
B-98 Resolutions of Trigen-Cinergy Solutions of Silver Grove LLC. (Filed
under cover of Form SE.)
B-99 *Limited Liability Company Agreement of Trigen-Cinergy Solutions of
St. Paul LLC. (The referenced agreement is with one or more
unaffiliated third parties, contains sensitive, competitive
information, and is subject to confidentiality restrictions. Upon
request, Cinergy will use its best efforts to make such agreement
available to the SEC's staff.)
B-100*Certificate of Formation of Trigen-Cinergy Solutions of Tuscola,
LLC. (Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-101*Certificate of Incorporation of Cinergy Supply Network, Inc.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-102*By-laws of Cinergy Supply Network, Inc. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-103*Articles of Organization of Reliant Services, LLC. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-104*Articles of Incorporation of Technology. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-105*By-laws of Technology. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-106*Amended Articles of Incorporation of Enertech. (Exhibit to Cinergy's
Form U5S filed May 1, 1997.)
B-107*Regulations of Enertech. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-108*Certificate of Incorporation of Global Resources. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-109*By-laws of Global Resources. (Exhibit to Cinergy's Form U5S filed
April 30, 1999.)
B-110*Certificate of Incorporation of Global Power. (Formerly Cinergy
Investments MPI, Inc.) (Exhibit to Cinergy's Form U5S filed May 1,
1998.)
B-111*By-laws of Global Power. (Exhibit to Cinergy's Form U5S filed May 1,
1998.)
B-112*Certificate of Incorporation of Cinergy Global Ely, Inc. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-113*By-laws of Cinergy Global Ely, Inc. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-114*Articles of Association of EPR Ely Power Limited. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-115*Articles of Association of EPR Ely Limited. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-116 Articles of Association of Ely Power Limited.
B-117 Articles of Association of Anglian Straw Limited.
B-118 Certificate of Incorporation of Cinergy Global Foote Creek, Inc.
B-119 By-laws of Cinergy Global Foote Creek, Inc.
B-120Certificate of Formation of Foote Creek III, LLC. (Filed under cover
of Form SE.)
B-121 Certificate of Incorporation of Cinergy Global Foote Creek II, Inc.
B-122 By-laws of Cinergy Global Foote Creek II, Inc.
B-123Certificate of Formation of Foote Creek II, LLC. (Filed under cover
of Form SE.)
B-124*Articles of Association of Cinergy Global Power Services Limited.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-125*Articles of Association of Cinergy Global Power Limited. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-126*Articles of Association of MPI International Limited. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-127*Certificate of Incorporation on name change of MPI International
Limited. (Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-128*Articles of Association of Cinergy Global Power (UK) Limited.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-129 Articles of Association of Cinergy Global Trading Limited.
B-130*Certificate of Incorporation of Cinergy Global San Gorgonio, Inc.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-131*By-laws of Cinergy Global San Gorgonio, Inc. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-132*Certificate of Formation of San Gorgonio Westwinds II, LLC. (Exhibit
to Cinergy's Form U5S filed April 30, 1999.)
B-133*Certificate of Incorporation of Cinergy Global Holdings, Inc.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-134*By-laws of Cinergy Global Holdings, Inc. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-135*Articles of Association of Cinergy Holdings B.V. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-136*Articles of Association of Cinergy Zambia B.V. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-137*Articles of Association of Copperbelt. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.) B-138 *Articles of Association of Cinergy
Turbines B.V. (Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-139*Certificate of Incorporation of EOS I. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-140*Certificate of Incorporation of EOS II. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-141*Articles of Association of Cinergy Hydro B.V. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-142*Articles of Association of Crisa. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-143 Certificate of Incorporation of Cinergy Global Power Iberia, S.A.
B-144 Articles of Association of Cinergy Global Power Iberia, S.A.
B-145 Certificate of Incorporation of Escambeo, S.L.
B-146 Articles of Association of Escambeo, S.L.
B-147 Certificate of Incorporation of Parque Eolico de Ascoy, S.A.
B-148 Articles of Association of Parque Eolico de Ascoy, S.A.
B-149 Certificate of Incorportion of Ventoabrego, S.L.
B-150 Articles of Association of Ventoabrego, S.L.
B-151*Articles of Association of Vendresse Limited. (Exhibit to Cinergy's
Form U5S filed April 30, 1999.)
B-152*Articles of Association of Cinergy 1 B.V. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-153*Statement of Incorporation of Startekor. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-154*Statement of Incorporation of Narva. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-155*Articles of Association of Cinergy Global Resources 1 B.V. (Exhibit
to Cinergy's Form U5S filed April 30, 1999.)
B-156*Extract from the Companies Register for Moravske Teplarny a.s.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-157*Extract from the Companies Register for Plzenska Energetika s.r.o.
(Exhibit to Cinergy's Form U5S filed April 30, 1999.)
B-158*Articles of Association of Cinergy Global Resources a.s. (Exhibit to
Cinergy's Form U5S filed April 30, 1999.)
B-159Articles of Association of Cinergetika U/L a.s. (Filed under cover of
Form SE.)
B-160Articles of Association of Energetika Chropyne a.s. (Filed under
cover of Form SE.)
B-161Articles of Association of Teplarna Otrokovice a.s. (Filed under
cover of Form SE.)
B-162*Articles of Association of Cinergy 2 B.V. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-163*Certificate of Incorporation of Desebro. (Exhibit to Cinergy's Form
U5S filed April 30, 1999.)
B-164 Certificate of Incorporation of Northeolic Pico Gallo, S.L.
B-165 Articles of Association of Northeolic Pico Gallo, S.L.
B-166 Certificate of Incorporation of Desarrollos Eolico El Aguila, S.A.
B-167 Articles of Association of Desarrollos Eolico El Aguila, S.A.
B-168 Certificate of Incorporation of Sinergia Aragonesa, S.L.
B-169 Articles of Association of Sinergia Aragonesa, S.L.
B-170 Deed of Incorporation of Cinergy Global Baghabari I B.V.
B-171 Certificate of Incorporation of Cinergy Global Baghabari I B.V.
B-172 Certificate of Incorporation of Baghabari Power Company Limited.
B-173Articles of Association of Baghabari Power Company Limited. (Filed
under cover of Form SE.)
B-174 Deed of Incorporation of Cinergy Global Baghabari II B.V.
B-175 Certificate of Incorporation of Cinergy Global Baghabari II B.V.
B-176 Deed of Incorporation of Cinergy Global 3 B.V.
B-177 Certificate of Incorporation of Cinergy Global 3 B.V.
B-178 Deed of Incorporation of Cinergy Global 4 B.V.
B-179 Certificate of Incorporation of Cinergy Global 4 B.V.
B-180*Memorandum of Association of Cinergy Global (Cayman) Holdings, Inc.
(formerly Cinergy MPI III, Inc.). (Memorandums of Association of
Cinergy MPI II, Inc. through Cinergy MPI XV, Inc. are identical to
that of Cinergy Global Hydrocarbons Pakistan and will be furnished
upon request.) (Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-181*Articles of Association of Cinergy Global (Cayman) Holdings, Inc.
(formerly Cinergy MPI III, Inc.). (Articles of Association of Cinergy
MPI II, Inc. through Cinergy MPI XV, Inc. are identical to that of
Cinergy Global Hydrocarbons Pakistan and will be furnished upon
request.) (Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-182*Memorandum of Association of Cinergy Global Hydrocarbons Pakistan
(formerly Cinergy MPI I, Inc.). (Memorandums of Association of Cinergy
MPI II, Inc. through Cinergy MPI XV, Inc. are identical to that of
Cinergy Global Hydrocarbons Pakistan and will be furnished upon
request.) (Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-183*Articles of Association of Cinergy Global Hydrocarbons Pakistan.
(Articles of Association of Cinergy MPI II, Inc. through Cinergy MPI
XV, Inc. are identical to that of Cinergy Global Hydrocarbons Pakistan
and will be furnished upon request.) (Exhibit to Cinergy's Form U5S
filed May 1, 1998.)
B-184*Memorandum of Association of Cinergy Global Tsavo Power (formerly
Cinergy MPI II, Inc.). (Memorandums of Association of Cinergy MPI II,
Inc. through Cinergy MPI XV, Inc. are identical to that of Cinergy
Global Hydrocarbons Pakistan and will be furnished upon request.)
(Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-185*Articles of Association of Cinergy Global Tsavo Power (formerly
Cinergy MPI II, Inc.). (Articles of Association of Cinergy MPI II,
Inc. through Cinergy MPI XV, Inc. are identical to that of Cinergy
Global Hydrocarbons Pakistan and will be furnished upon request.)
(Exhibit to Cinergy's Form U5S filed May 1, 1998.)
B-186*Articles of Association of Semutang. (Exhibit to Cinergy's Form U5S
filed April 30, 1999.)
B-187 No information is being filed under the designation of Exhibit B-187.
B-188*Certificate of Incorporation of Cinergy UK. (Exhibit to Cinergy's
Form U5S filed May 1, 1997.)
B-189*By-laws of Cinergy UK. (Exhibit to Cinergy's Form U5S filed May 1,
1997.)
B-190 By-laws of Cinergy UK as amended, July 15, 1999.
B-191*Articles of Incorporation of Argentina. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-192*By-laws of Argentina. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-193*Articles of Incorporation of Costanera. (Exhibit to Cinergy's Form
U5S filed May 1, 1996.)
B-194*By-laws of Costanera. (Exhibit to Cinergy's Form U5S filed May 1,
1996.)
B-195*Articles of Incorporation of PSI Energy Argentina, Inc. (Exhibit to
Cinergy's Form U5S filed May 1, 1996.)
B-196*By-laws of PSI Energy Argentina, Inc. (Exhibit to Cinergy's Form U5S
filed May 1, 1996.)
B-197 Memorandum of Association of Anglian Straw Limited.
B-198Certificate of Incorporation of Ely Power Limited. (Filed under cover
of Form SE.)
C-1 *Original Indenture (First Mortgage Bonds) dated September 1, 1939,
between PSI and The First National Bank of Chicago, as Trustee
(Exhibit A-Part 3 in File No. 70-258), and LaSalle National Bank as
successor Trustee (Supplemental Indenture dated March 30, 1984).
C-2 *Twenty-fifth Supplemental Indenture between PSI and The First
National Bank of Chicago dated September 1, 1978. (Exhibit to File No.
2-62543.)
C-3 *Thirty-fifth Supplemental Indenture between PSI and The First
National Bank of Chicago dated March 30, 1984. (Exhibit to PSI's 1984
Form 10-K in File No. 1-3543.)
C-4 *Forty-second Supplemental Indenture between PSI and LaSalle National
Bank dated August 1, 1988. (Exhibit to PSI's 1988 Form 10-K in File
No. 1-3543.)
C-5 *Forty-fourth Supplemental Indenture between PSI and LaSalle National
Bank dated March 15, 1990. (Exhibit to PSI's 1990 Form 10-K in File
No. 1-3543.)
C-6 *Forty-fifth Supplemental Indenture between PSI and LaSalle National
Bank dated March 15, 1990. (Exhibit to PSI's 1990 Form 10-K in File
No. 1-3543.)
C-7 *Forty-sixth Supplemental Indenture between PSI and LaSalle National
Bank dated June 1, 1990. (Exhibit to PSI's 1991 Form 10-K in File No.
1-3543.)
C-8 *Forty-seventh Supplemental Indenture between PSI and LaSalle National
Bank dated July 15, 1991. (Exhibit to PSI's 1991 Form 10-K in File No.
1-3543.)
C-9 *Forty-eighth Supplemental Indenture between PSI and LaSalle National
Bank dated July 15, 1992. (Exhibit to PSI's 1992 Form 10-K in File No.
1-3543.)
C-10 *Forty-ninth Supplemental Indenture between PSI and LaSalle National
Bank dated February 15, 1993. (Exhibit to PSI's 1992 Form 10-K in File
No. 1-3543.)
C-11 *Fiftieth Supplemental Indenture between PSI and LaSalle National Bank
dated February 15, 1993. (Exhibit to PSI's 1992 Form 10-K in File No.
1-3543.)
C-12 *Fifty-first Supplemental Indenture between PSI and LaSalle National
Bank dated February 1, 1994. (Exhibit to PSI's 1993 Form 10-K in File
No. 1-3543.)
C-13 *Fifty-second Supplemental Indenture between PSI and LaSalle National
Bank dated April 30, 1999. (Exhibit to PSI's March 31, 1999, Form 10-Q
in File No. 1-3543.)
C-14 *Indenture (Secured Medium-term Notes, Series A), dated July 15, 1991,
between PSI and LaSalle National Bank, as Trustee. (Exhibit to PSI's
Form 10-K/A, Amendment No. 2, dated July 15, 1993, in File No.
1-3543.)
C-15 *Indenture (Secured Medium-term Notes, Series B), dated July 15, 1992,
between PSI and LaSalle National Bank, as Trustee. (Exhibit to PSI's
Form 10-K/A, Amendment No. 2, dated July 15, 1993, in File No.
1-3543.)
C-16 *Loan Agreement between PSI and the City of Princeton, Indiana dated
as of November 7, 1996. (Exhibit to PSI's September 30, 1996, Form
10-Q in File No. 1-3543.)
C-17 *Loan Agreement between PSI and the City of Princeton, Indiana dated
as of February 1, 1997. (Exhibit to Cinergy's 1996 Form 10-K in File
No. 1-11377.)
C-18 *Indenture dated November 15, 1996, between PSI and The Fifth Third
Bank, as Trustee. (Exhibit to Cinergy's 1996 Form 10-K in File No.
1-11377.)
C-19 *First Supplemental Indenture (6.35% due 2006) dated November 15,
1996, between PSI and The Fifth Third Bank, as Trustee. (Exhibit to
Cinergy's 1996 Form 10-K in File No. 1-11377.)
C-20 *Third Supplemental Indenture dated as of March 15, 1998, between PSI
and the Fifth Third Bank, as Trustee. (Exhibit to PSI's 1997 Form 10-K
in File No. 1-3543.)
C21 *Fourth Supplemental Indenture dated as of August 5, 1998, between PSI
and The Fifth Third Bank, as Trustee. (Exhibit to PSI's 1998 Form 10-K
in File No. 1-3543.)
C-22 *Fifth Supplemental Indenture dated as of December 15, 1998, between
PSI and The Fifth Third Bank, as Trustee. (Exhibit to PSI's 1998 form
10-K in File No. 1-3543.)
C-23 *Sixth Supplemental Indenture dated as of April 30, 1999, between PSI
and The Fifth Third Bank, as Trustee. (Exhibit to PSI's March 31,
1999, Form 10-Q in File No. 1-3543.)
C-24 *Seventh Supplemental Indenture dated as of October 20, 1999, between
PSI and The Fifth Third Bank, as Trustee. (Exhibit to PSI's September
30, 1999, Form 10-Q in File No. 1-3543.)
C-25 *Unsecured Promissory Note dated as of October 14, 1998, between PSI
and the Rural Utilities Service. (Exhibit to PSI's 1998 Form 10-K in
File No. 1-3543.)
C-26 *Loan Agreement between PSI and the Indiana Department Finance
Authority dated as of July 15, 1998. (Exhibit to PSI's June 30, 1998,
Form 10-Q in File No. 1-3543.)
C-27 *Original Indenture (First Mortgage Bonds) between CG&E and The Bank
of New York (as successor Trustee) dated as of August 1, 1936.
(Exhibit to CG&E's Registration Statement No. 2-2374.)
C-28 *Fourteenth Supplemental Indenture between CG&E and The Bank of New
York dated as of November 2, 1972. (Exhibit to CG&E's Registration
Statement No. 2-60961.)
C-29 *Thirty-third Supplemental Indenture between CG&E and The Bank of New
York dated as of September 1, 1992. (Exhibit to CG&E's Registration
Statement No. 33-53578.)
C-30 *Thirty-fourth Supplemental Indenture between CG&E and The Bank of New
York dated as of October 1, 1993. (Exhibit to CG&E's September 30,
1993, Form 10-Q in File No. 1-1232.)
C-31 *Thirty-fifth Supplemental Indenture between CG&E and The Bank of New
York dated as of January 1, 1994. (Exhibit to CG&E's Registration
Statement No. 33-52335.)
C-32 *Thirty-sixth Supplemental Indenture between CG&E and The Bank of New
York dated as of February 15, 1994. (Exhibit to CG&E's Registration
Statement No. 33-52335.)
C-33 *Thirty-seventh Supplemental Indenture between CG&E and The Bank of
New York dated as of October 4, 1996. (Exhibit to Cinergy's 1996 Form
10-K in File No. 1-11377.)
C-34 *Loan Agreement between CG&E and County of Boone, Kentucky dated as of
February 1, 1985. (Exhibit to CG&E's 1984 Form 10-K in File No.
1-1232.)
C-35 *Repayment Agreement between CG&E and The Dayton Power and Light
Company dated as of December 23, 1992. (Exhibit to CG&E's 1992 Form
10-K in File No. 1-1232.)
C-36 *Loan Agreement between CG&E and County of Boone, Kentucky dated as of
January 1, 1994. (Exhibit to CG&E's 1993 Form 10-K in File No.
1-1232.)
C-37 *Loan Agreement between CG&E and State of Ohio Air Quality Development
Authority dated as of December 1, 1985. (Exhibit to CG&E's 1985 Form
10-K in File No. 1-1232.)
C-38 *Loan Agreement between CG&E and State of Ohio Air Quality Development
Authority dated as of December 1, 1985. (Exhibit to CG&E's 1985 Form
10-K in File No. 1-1232.)
C-39 *Loan Agreement between CG&E and the State of Ohio Air Quality
Development Authority dated as of September 13, 1995. (Exhibit to
CG&E's September 30, 1995, Form 10-Q in File No. 1-1232.)
C-40 *Loan Agreement between CG&E and the State of Ohio Air Quality
Development Authority dated as of September 13, 1995. (Exhibit to
CG&E's September 30, 1995, Form 10-Q in File No. 1-1232.)
C-41 *Loan Agreement between CG&E and State of Ohio Water Development
Authority dated as of January 1, 1994. (Exhibit to CG&E's 1993 Form
10-K in File No. 1-1232.)
C-42 *Loan Agreement between CG&E and State of Ohio Air Quality Development
Authority dated as of January 1, 1994. (Exhibit to CG&E's 1993 Form
10-K in File No. 1-1232.)
C-43 *Original Indenture (Unsecured Debt Securities) between CG&E and The
Fifth Third Bank dated as of May 15, 1995. (Exhibit to CG&E's Form 8-A
dated July 24, 1995, in File No. 1-1232.)
C-44 *First Supplemental Indenture between CG&E and The Fifth Third Bank
dated as of June 1, 1995. (Exhibit to CG&E's June 30, 1995, Form 10-Q
in File No. 1-1232.)
C-45 *Second Supplemental Indenture between CG&E and The Fifth Third Bank
dated as of June 30, 1995. (Exhibit to CG&E's Form 8-A dated July 24,
1995, in File No. 1-1232.)
C-46 *Third Supplemental Indenture between CG&E and The Fifth Third Bank
dated as of October 9, 1997. (Exhibit to CG&E's September 30, 1997,
Form 10-Q in File No. 1-1232.)
C-47 *Fourth Supplemental Indenture between CG&E and The Fifth Third Bank
dated as of April 1, 1998. (Exhibit to CG&E's March 31, 1998, Form
10-Q in File No. 1-1232.)
C-48 *Fifth Supplemental Indenture between CG&E and The Fifth Third Bank
dated as of June 9, 1998. (Exhibit to CG&E's June 30, 1998, Form 10-Q
in File No. 1-1232.)
C-49 *Original Indenture (First Mortgage Bonds) between ULH&P and The Bank
of New York dated as of February 1, 1949. (Exhibit to ULH&P's
Registration Statement No. 2-7793.)
C-50 *Fifth Supplemental Indenture between ULH&P and The Bank of New York
dated as of January 1, 1967. (Exhibit to CG&E's Registration Statement
No. 2-60961.)
C-51 *Thirteenth Supplemental Indenture between ULH&P and The Bank of New
York dated as of August 1, 1992. (Exhibit to ULH&P's 1992 Form 10-K in
File No. 2-7793.)
C-52 *Original Indenture (Unsecured Debt Securities) between ULH&P and The
Fifth Third Bank dated as of July 1, 1995. (Exhibit to ULH&P's June
30, 1995, Form 10-Q in File No. 2-7793.)
C-53 *First Supplemental Indenture between ULH&P and The Fifth Third Bank
dated as of July 15, 1995. (Exhibit to ULH&P's June 30, 1995, Form
10-Q in File No. 2-7793.)
C-54 *Second Supplemental Indenture between ULH&P and The Fifth Third Bank
dated as of April 30, 1998. (Exhibit to ULH&P's March 31, 1998 Form
10-Q in File No. 2-7793.)
C-55 *Third Supplemental Indenture between ULH&P and The Fifth Third Bank
dated as of December 8, 1998. (Exhibit to ULH&P's 1998 Form 10-K in
File No. 2-7793.)
C-56 *Fourth Supplemental Indenture between ULH&P and The Fifth Third Bank
dated as of September 17, 1999. (Exhibit to ULH&P's September 30,
1999, Form 10-Q in File No. 2-7793.)
C-57 *Base Indenture dated as of October 15, 1998, between Global Resources
and The Fifth Third Bank as Trustee. (Exhibit to Cinergy's September
30, 1998, Form 10-Q in File No. 1-11377.)
C-58 *First Supplemental Indenture dated as of October 15, 1998, between
Cinergy and The Fifth Third Bank as Trustee. (Exhibit to Cinergy's
September 30, 1998, Form 10-Q in File No. 1-11377.)
C-59 *Indenture dated as of December 16, 1998, between Cinergy and The
Fifth Third Bank. (Exhibit to Cinergy's 1998 Form 10-K in File No.
1-11377.)
C-60 *Indenture dated as of April 15, 1999, between Cinergy and The Fifth
Third Bank. (Exhibit to Cinergy's March 31, 1999, Form 10-Q in File
No. 1-11377.)
C-61 *Agreement for Purchase and Sale of Assets, dated March 31, 1994, by
and between Columbia Gas as Seller and KO Transmission as Buyer.
(Exhibit to Cinergy's Form U5B filed January 23, 1995.)
C-62 *Agreement for Purchase and Sale of Line AM-4, dated March 31, 1994,
by and between Columbia Gas as Seller and KO Transmission as Buyer.
(Exhibit to Cinergy's Form U5B filed January 23, 1995.)
D-1 *Agreement between Cinergy and subsidiary companies for filing
consolidated income tax returns and for allocation of consolidated
income tax liabilities and benefits. (Exhibit to Cinergy's Form U5S
filed May 1, 1997.)
D-2 Schedule detailing reallocation of 1998 taxes in accordance with
agreement filed as Exhibit D-1 (Filed pursuant to Rule 104(b).)
F-1 Consent of Independent Public Accountants.
F-2 Consolidating Financial Statements of Cinergy for 1999.
F-3 Consolidating Financial Statements of CG&E for 1999.
F-4 Consolidating Financial Statements of Investments for 1999. (Filed
pursuant to Rule 104(b).)
F-5 Consolidating Financial Statements of Capital & Trading for 1999.
(Filed pursuant to Rule 104(b).)
F-6 Consolidating Financial Statements of Solutions for 1999. (Filed
pursuant to Rule 104(b).)
F-7 Consolidating Financial Statements of Cinergy Business Solutions for
1999. (Filed pursuant to Rule 104(b).)
F-8 Consolidating Financial Statements of Global Resources for 1999.
(Filed pursuant to Rule 104(b).)
F-9 Consolidating Financial Statements of Global Power for 1999. (Filed
pursuant to Rule 104(b).)
F-10 Consolidating Financial Statements of Cinergy Global Resources 1 B.V.
(Filed pursuant to Rule 104(b).)
F-11 Financial Statements of Cadence for 1999. (Filed pursuant to Rule
104(b).)
F-12 Financial Statements of CinCap IV, LLC for 1999. (Filed pursuant to
Rule 104(b).)
F-13 Summary of Selected Financial Information of Trigen-Cinergy Joint
Ventures for 1999. (Filed pursuant to Rule 104(b).)
F-14 Financial Statements of Reliant Services, LLC for 1999. (Filed
pursuant to Rule 104(b).)
F-15 Item 6. Part III - Supplemental Information Regarding Compensation and
Security Ownership of Officers and Directors of System Companies.
F-16 Classified plant accounts and related depreciation or amortization
reserve schedules included in the FERC Form Nos. 1 and 2 of CG&E.
(Filed under cover of Form SE.)
F-17 Classified plant accounts and related depreciation or amortization
reserve schedules included in the FERC Form No. 1 of PSI. (Filed under
cover of Form SE.)
F-18 Classified plant accounts and related depreciation or amortization
reserve schedules included in the FERC Form Nos. 1 and 2 of ULH&P.
(Filed under cover of Form SE.)
F-19 Classified plant accounts and related depreciation or amortization
reserve schedules included in the Annual Report of West Harrison to
the Indiana Utility Regulatory Commission (IURC). (Filed under cover
of Form SE.)
F-20 Classified plant accounts and related depreciation or amortization
reserve schedules included in the Annual Report of Lawrenceburg to the
IURC. (Filed under cover of Form SE.)
F-21 The FERC Form No. 2A for KO Transmission. (Filed under cover of Form
SE.)
F-22 The Annual Report on Trigen-Cinergy Solutions LLC to the Public
Utilities Commission of Ohio. (Filed under the cover of Form SE).
F-23 Financial Statements of CinCap V, LLC for 1999. (Filed pursuant to
Rule 104(b).)
F-24 Financial Statements of Lattice Communications, LLC for 1999. (Filed
pursuant to Rule 104(b).)
F-25 Financial Statements of Centrus, LLP for 1999. (Filed pursuant to Rule
104(b).)
G Financial Data Schedules for Cinergy and subsidiaries. (Included in
electronic submission only.)
H Organizational chart showing the relationship of EWGs and FUCOs to
other system companies.
I-1 Financial Statements of EPR Ely Limited for the year ended December
31, 1999. (Filed pursuant to Rule 104(b).)
I-2 Financial Statements of Copperbelt for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-3 Financial Statements of EOS I for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-4 Financial Statements of EOS II for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-5 Financial Statements of Crisa for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-6 Financial Statements of Ascoy for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-7 Financial Statements of Narva for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-8 Financial Statements of Teplarny for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-9 Financial Statements of Energetika for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-10 Financial Statements of Cinergetika for the year ended December 31,
1999. (Filed pursuant to Rule 104(b).)
I-11 Financial Statements of Chropyne for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-12 Financial Statements of Desebro for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-13 Financial Statements of Semutang for the year ended December 31, 1999.
(Filed pursuant to Rule 104(b).)
I-14 Financial Statements for Foote Creek III, LLC for the year ended
December 31, 1999. (Filed pursuant to Rule 104(b).)
I-15 Financial Statements for Cinergy Global Power (UK) Limited for the
year ended December 31, 1999. (Filed pursuant to Rule 104(b).)
J Response to Item 9, Part I (c) for all EWGs and FUCOs. (Filed pursuant
to Rule 104(b).)
J-1 Amended Response to Item 9, Part I (c) for all EWGs and FUCOs. (Filed
pursuant to Rule 104(b).)
<PAGE>
SIGNATURE
Each undersigned system company has duly caused this annual report to be signed
on its behalf by the undersigned thereunto duly authorized pursuant to the
requirements of the Public Utility Holding Company Act of 1935. The signature of
each undersigned company shall be deemed to relate only to matters having
reference to such company or its subsidiaries.
CINERGY CORP.
By: /s/Bernard F. Roberts
---------------------------------------
Bernard F. Roberts
Vice President and Comptroller
Date: October 19, 2000
