SECURITIES AND EXCHANGE COMMISSION
Washington, D.C.
FORM U-57
NOTIFICATION OF FOREIGN UTILITY COMPANY STATUS
Filed under section 33(a) of the
Public Utility Holding Company Act of 1935, as amended
Tractaments de Juneda, S.A.
(Name of foreign utility company)
Cinergy Corp.
(Name of filing company, if filed on behalf of a foreign utility company)
The Commission is requested to mail copies of all communications relating to
this Notification to:
David L. Wozny George Dwight II
Vice President Senior Counsel
Cinergy Global Resources, Inc. Cinergy Corp.
139 East Fourth Street 139 East Fourth Street
Ohio 45202 25AT2 Cincinnati
Cincinnati Ohio 45202
Cincinnati
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Cinergy Corp. ("Cinergy"), a Delaware corporation and a registered
holding company under the Public Utility Holding Company Act of 1935, as amended
(the "Act"), hereby notifies the Commission on behalf of Tractaments de Juneda,
S.A., a corporation organized under the laws of Spain, that Tractaments de
Juneda, S.A. is, and claims status as, a foreign utility company within the
meaning of section 33 of the Act.
Item 1. Name of entity claiming foreign utility company status, its business
address, and a description of the facilities used for the generation,
transmission and distribution of electric energy for sale or for the
distribution at retail of natural or manufactured gas. Identification, to the
extent known, of each person holding 5% or more of any class of voting
securities of the foreign utility company and description of the amount and
nature of the interest.
The name of the company on whose behalf foreign utility company status
is claimed is Tractaments de Juneda, S.A. ("Juneda"), a company incorporated in
Spain, and its business address is Calle Major 13, Juneda, Lerida, Cataluna,
Spain.
Juneda is constructing 16.3 megawatts of electric biomass generation
assets in Spain. Juneda's electric assets are located in northeastern Spain
(Cataluna) and around Juneda, Lerida, Spain, and will supply electricity to
FECSA, a local utility company in Spain (Endesa's affiliate).
Juneda has an authorized share capital of 610.000.000 Spanish Pesetas,
of which 610.000 shares, with a par value per share of 1,000 Pesetas, are issued
and outstanding. Cinergy Renovables Ibericas, S.A., a company incorporated in
Spain, and an indirect wholly-owned subsidiary of Cinergy Global Power, Inc.
(the latter company being an indirect wholly-owned subsidiary of Cinergy), is
the legal and beneficial owner of 91.500 shares (i.e., 15% of the issued share
capital of Juneda). Cinergy Renovables Ibericas, S.A. is also the legal and
beneficial owner of 48% of the share capital of Age Inversiones en Medio
Ambiente, S.L., company which owns 103.700 shares of Juneda (17 % of the issued
share capital of Juneda).
The rest of the shareholders of Juneda are the following Spanish
companies:
<TABLE>
<S> <C> <C>
-------------------------------------------------------- -------------------- ---------------------
Shareholder Holding Size % of Total
-------------------------------------------------------- -------------------- ---------------------
A. Ramaders de les Garrigues 1998, S.L. 73,200 12 %
-------------------------------------------------------- -------------------- ---------------------
SENER, Grupo de Ingenieria, S.A. 207,400 34 %
-------------------------------------------------------- -------------------- ---------------------
Maquinaria, Depuracion y Servicios, S.A. 12,200 2 %
-------------------------------------------------------- -------------------- ---------------------
La Energia, S.A. 61,000 10 %
-------------------------------------------------------- -------------------- ---------------------
Eficiencia Energetica S.A. (ICAEN) 61,000 10 %
-------------------------------------------------------- -------------------- ---------------------
</TABLE>
Save for those persons referred to above Cinergy is not aware of any other
person(s) holding directly or indirectly five percent (5%) or more of any class
of voting securities of Juneda.
Item 2. Name of any domestic associate public utility company and, if
applicable, its holding company, and description of the relationship between the
foreign utility company and such company, and the purchase price paid by any
domestic associate public utility company for its interest in the foreign
utility company.
The following domestic public utility companies, each of which is a
direct or indirect wholly-owned subsidiary of Cinergy, are associate companies
of Juneda: The Cincinnati Gas & Electric Company ("CG&E"), PSI Energy, Inc., The
Union Light, Heat and Power Company ("Union"), Lawrenceburg Gas Company
("Lawrenceburg") and Miami Power Corporation ("Miami"). Union, Lawrenceburg and
Miami are all direct wholly-owned subsidiaries of CG&E.
None of the foregoing domestic public utility companies has made an
investment in or has any contractual relationship with Juneda, nor is any such
investment or contractual relationship contemplated.
SIGNATURE
The undersigned company has duly caused this statement to be signed on
its behalf by the undersigned officer, duly authorized as of the date indicated
below:
CINERGY CORP.
By: /s/Lisa Gamblin
Vice President & Treasurer
Dated: January 9, 2001
