SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
SCHEDULE l3D
(Amendment No. 3)
Under the Securities Exchange Act of 1934
THREE RIVERS FINANCIAL CORP.
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(Name of Issuer)
Common Stock, par value $0.01 per share
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(Title of Class of Securities)
88562H107
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(CUSIP Number)
with a copy to:
Jeffrey S. Halis Eli S. Goldberg, Esq.
500 Park Avenue Lowenstein Sandler PC
Fifth Floor 65 Livingston Avenue
New York, New York 10022 Roseland, New Jersey 07068
(212) 378-0879 (973) 992-8700
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
October 5, 1998
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule l3G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box.[ ]
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule l3d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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1) Names of Reporting Persons (S.S. or I.R.S. Identification Nos. of Above
Persons): Jeffrey S. Halis
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2) Check the Appropriate Box if a Member of a Group (See Instructions):
(a) Not
(b) Applicable
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3) SEC Use Only
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4) Source of Funds (See Instructions): WC
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5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d)
or 2(e):
Not Applicable
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6) Citizenship or Place of Organization: United States
Number of 7) Sole Voting Power: 62,300*
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Shares Beneficially 8) Shared Voting Power: 0
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Owned by
Each Reporting 9) Sole Dispositive Power: 62,300*
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Person With: 10) Shared Dispositive Power: 0
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11) Aggregate Amount Beneficially Owned by Each Reporting Person:
62,300*
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12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions): Not Applicable
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13) Percent of Class Represented by Amount in Row (11): 7.9%*
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14) Type of Reporting Person (See Instructions): IA
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* 44,600 shares (5.7%) of Three Rivers Financial Corp. common stock are owned
by Tyndall Partners, L.P., a Delaware limited partnership. 13,500 shares
(1.7%) of Three Rivers Financial Corp. common stock are owned by Tyndall
Institutional Partners, L.P., a Delaware limited partnership. 4,200 shares
(0.5%) of Three Rivers Financial Corp. common stock are owned by Madison
Avenue Partners, L.P., a Delaware limited partnership. Pursuant to the
Agreement of Limited Partnership of each of Tyndall Partners, L.P., Tyndall
Institutional Partners, L.P. and Madison Avenue Partners, L.P., Jeffrey S.
Halis possesses sole voting and investment control over all securities
owned by Tyndall Partners, L.P., Tyndall Institutional Partners, L.P., and
Madison Avenue Partners, L.P., respectively. See Item 5 for further
information on the computation of percentages set forth herein.
<PAGE>
Item 5. Interest In Securities of the Issuer.
Based upon the information set forth in Three Rivers Financial Corp.'s
10-K dated June 30, 1998, as of September 16, 1998 there were issued and
outstanding 783,313 shares of common stock of Three Rivers Financial Corp. As of
October 5, 1998, Tyndall Partners, L.P. owned 44,600 of such shares, or 5.7% of
those outstanding, Tyndall Institutional Partners, L.P. owned 13,500 of such
shares, or 1.7% of those outstanding and Madison Avenue Partners, L.P. owned
4,200 of such shares, or 0.5% of those outstanding. Jeffrey Halis possesses sole
power to vote and direct the disposition of all shares of common stock of Three
Rivers Financial Corp. owned by each of Tyndall Partners, L.P., Tyndall
Institutional Partners, L.P. and Madison Avenue Partners, L.P. The following
table details the transactions by Tyndall Partners, L.P. in shares of common
stock of Three Rivers Financial Corp. during the sixty days preceding the date
of event which requires filing of this statement (each of which were effected in
ordinary brokers transactions):
A. Tyndall Partners, L.P.
Date Quantity Price
(Purchases)
NONE
(Sales)
August 25, 1998 200 $17.58
September 23, 1998 200 $16.71
September 24, 1998 800 $16.46
October 5, 1998 15,900 $16.19
Signature
After reasonable inquiry and to the best of the undersigned's
knowledge and belief, the undersigned hereby certifies that the information set
forth in this statement is true, complete and correct.
October 15, 1998
/s/ Jeffrey S. Halis
Jeffrey S. Halis,
as a general partner of Halo
Capital Partners, L.P., the
general partner of each of
Tyndall Partners, L.P., Tyndall
Institutional Partners, L.P.
and Madison Avenue Partners,
L.P.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
