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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
PUTNAM INVESTMENT GRADE
INTERMEDIATE MUNICIPAL TRUST
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
746803-10-5
------------------------------------------------------
(CUSIP Number)
James E. Beckwith, Esq.
Lowenthal, Landau, Fischer & Bring, P.C.
250 Park Avenue, New York 10177
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
August 2, 1995
------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
Check the following box if a fee is being paid with this statement / /. (A fee
is not required only if the reporting person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
NOTE: Six copies of this statement, including all exhibits, should be filed
with the Commission. See Rule 13d-1(a) for other parties to whom copies are to
be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SEC 1746(12-91)
PAGE 1 OF 9 PAGES
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SCHEDULE 13D
CUSIP No. 746803-10-5 Page 2 of 9 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rockwood Partners, L.P.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT / /
TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES None
--------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY None
--------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING None
--------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH None
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN / /
SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
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SCHEDULE 13D
CUSIP No. 746803-10-5 Page 3 of 9 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Rockwood Asset Management, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT / /
TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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NUMBER OF 7 SOLE VOTING POWER
SHARES None
--------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY None
--------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING None
--------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH None
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN / /
SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
CUSIP No. 746803-10-5 Page 4 of 9 Pages
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Mr. Jay Buck
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) / /
(b) / /
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT / /
TO ITEMS 2(d) OR 2(e)
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- -------------------------------------------------------------------------------
NUMBER OF 7 SOLE VOTING POWER
SHARES None
--------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY None
--------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING None
--------------------------------------------------
PERSON 10 SHARED DISPOSITIVE POWER
WITH None
- -------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
None
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN / /
SHARES*
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0%
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14 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
The Statement on Schedule 13D dated June 29, 1995 is hereby amended as follows:
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3 is hereby amended by adding the following after the last sentence
thereof:
The funds invested by the Partners to purchase the Shares as specified
in Schedule 5(c) hereto from and after June 21, 1995 were obtained through
working capital of the Partnership.
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended and restated in its entirety to read as
follows:
(a) - (b) As of August 23, 1995, the aggregate number and percentage of
outstanding Shares beneficially owned by the Filing Entities had been reduced to
zero (-0-) Shares and 0%, respectively.
(c) Since June 20, 1995 the Partnership purchased and sold shares in a
series of transactions on the open market. A list of such transactions is
attached hereto as Schedule 5(c).
(d) Not applicable.
(e) Not applicable.
page 5 of 9 pages
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
ROCKWOOD PARTNERS, L.P.
By: Rockwood Asset Management, Inc.
By:
---------------------------------
Name: Jay Buck
Title: President
ROCKWOOD ASSET MANAGEMENT, INC.
By:
---------------------------------
Name: Jay Buck
Title: President
By:
---------------------------------
Jay Buck, individually
page 6 of 9 pages
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Page 7 of 9 Pages
Schedule 5(c)
ROCKWOOD PARTNERS
Name Date No. of Shares Price per Share
---- ---- ------------- ---------------
Rockwood Partners, L.P.* 06/21/95 2,200 13.27
Rockwood Partners, L.P.* 06/22/95 1,500 13.28
Rockwood Partners, L.P.* 06/29/95 1,700 13.28
Rockwood Partners, L.P.* 06/30/95 700 13.29
Rockwood Partners, L.P.* 08/02/95 700 13.29
Rockwood Partners, L.P.* 08/02/95 15,000 13.39
Rockwood Partners, L.P.+ 08/02/95 7,300 13.36
Rockwood Partners, L.P.+ 08/02/95 200 13.37
Rockwood Partners, L.P.* 08/02/95 24,900 13.38
Rockwood Partners, L.P.* 08/02/95 100 13.54
Rockwood Partners, L.P.+ 08/02/95 100 13.33
Rockwood Partners, L.P.* 08/03/95 1,000 13.28
Rockwood Partners, L.P.+ 08/08/95 2,838 7.98
Rockwood Partners, L.P.+ 08/08/95 835 7.97
Rockwood Partners, L.P.+ 08/08/95 6,845 7.98
Rockwood Partners, L.P.+ 08/08/95 4,007 7.98
Rockwood Partners. L.P.+ 08/08/95 501 7.97
Rockwood Partners, L.P.+ 08/08/95 5,008 7.98
Rockwood Partners, L.P.+ 08/08/95 16,695 7.98
Rockwood Partners, L.P.+ 08/08/95 501 7.97
Rockwood Partners, L.P.+ 08/08/95 4,174 7.98
Rockwood Partners, L.P.+ 08/08/95 11,853 7.98
Rockwood Partners, L.P.+ 08/08/95 1,669 7.98
* Indicates Purchase
+ Indicates Sale
0 Indicates Stock Split; no Purchase or Sale effected
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(Schedule 5(c) cont'd)
Page 8 of 9 Pages
ROCKWOOD PARTNERS
Name Date No. of Shares Price per Share
---- ---- ------------- ---------------
Rockwood Partners, L.P.+ 08/08/95 42,738 7.98
Rockwood Partners, L.P.+ 08/08/95 1,836 7.98
Rockwood Partners, L.P.+ 08/08/95 1,669 7.98
Rockwood Partners, L.P.+ 08/08/95 1,336 8.01
Rockwood Partners, L.P.+ 08/08/95 52,423 7.98
Rockwood Partners, L.P.0 08/08/95 142,328 N/A
Rockwood Partners, L.P.+ 08/16/95 32,720 7.95
Rockwood Partners, L.P.+ 08/16/95 8,013 7.95
Rockwood Partners, L.P.+ 08/16/95 1,336 7.95
Rockwood Partners, L.P.+ 08/16/95 1,669 7.95
Rockwood Partners, L.P.+ 08/16/95 2,170 7.95
Rockwood Partners, L.P.+ 08/16/95 835 7.94
Rockwood Partners, L.P.+ 08/16/95 25,042 7.95
Rockwood Partners, L.P.+ 08/16/95 2,838 7.95
Rockwood Partners, L.P.+ 08/16/95 4,007 7.95
Rockwood Partners, L.P.+ 08/16/95 8,681 7.95
Rockwood Partners, L.P.+ 08/16/95 2,671 7.95
Rockwood Partners, L.P.+ 08/16/95 1,669 7.95
Rockwood Partners, L.P.+ 08/16/95 1,002 7.95
Rockwood Partners, L.P.+ 08/16/95 1,836 7.95
Rockwood Partners, L.P.+ 08/16/95 3,506 7.95
Rockwood Partners, L.P.+ 08/16/95 2,004 7.95
Rockwood Partners, L.P.+ 08/23/95 3,839 7.96
* Indicates Purchase
+ Indicates Sale
0 Indicates Stock Split; no Purchase or Sale effected
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(Schedule 5(c) cont'd)
Page 9 of 9 Pages
ROCKWOOD PARTNERS
Name Date No. of Shares Price per Share
---- ---- ------------- ---------------
Rockwood Partners, L.P.+ 08/23/95 8,848 7.96
Rockwood Partners, L.P.+ 08/23/95 7,513 7.96
Rockwood Partners, L.P.+ 08/23/95 3,673 7.96
Rockwood Partners, L.P.+ 08/23/95 2,504 7.96
Rockwood Partners, L.P.+ 08/23/95 2,838 7.96
Rockwood Partners, L.P.+ 08/23/95 1,169 7.95
Rockwood Partners, L.P.+ 08/23/95 1,169 7.95
Rockwood Partners, L.P.+ 08/23/95 25,042 7.96
Rockwood Partners, L.P.+ 08/23/95 30,052 7.96
Rockwood Partners, L.P.+ 08/23/95 11,517 8.12
Rockwood Partners, L.P.+ 08/23/95 167 8.12
Rockwood Partners, L.P.+ 08/23/95 1,670 8.12
* Indicates Purchase
+ Indicates Sale
0 Indicates Stock Split; no Purchase or Sale effected
