UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ________)*
SIGNAL TECHNOLOGY CORPORATION
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
826675100
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ] . (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
*SEE INSTRUCTIONS BEFORE FILLING OUT*
Page 1 of 6 Pages
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CUSIP No. 826675100 13G Page 2 of 6 Pages
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1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON
Bernard P. O'Sullivan
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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- ------------------- ------ -----------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF
399,958
SHARES
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BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 300,461
EACH
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7 SOLE DISPOSITIVE POWER
REPORTING
262,967
PERSON
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WITH 8 SHARED DISPOSITIVE POWER
300,461
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
465,634
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
X
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.7%
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12 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT*
Page 2 of 6 Pages
Item 1(a). Name of Issuer
Signal Technology Corporation
Item 1(b). Address of Issuer's Principal Office
975 Benecia Avenue
Sunnyvale, CA 94086
Item 2(a). Name of Person Filing
Bernard P. O'Sullivan
Item 2(b). Address of Principal Business Office,
or if none, Residence
55 Heritage Lane
Weymouth, MA
Item 2(c). Citizenship
United States of America
Item 2(d). Title of Class of Securities
Common Stock
Item 2(e). CUSIP Number
826675100
Item 3. If this statement is filed pursuant to
Rules 13d-1(b), or 13d-2(b), check whether
the person filing is a:
(a)[ ] Broker or Dealer registered under Section
15 of the Act
(b)[ ] Bank as defined in section 3(a)(6) of the
Act.
(c)[ ] Insurance Company as defined in section
3(a)(19) of the Act.
(d)[ ] Investment Company registered under
section 8 of the Investment Company Act.
(e)[ ] Investment Adviser registered under
section 203 of the Investment Advisers Act
of 1940.
(f)[ ] Employee Benefit Plan, pension Fund which
is subject to the provisions of the Employee
Retirement Income Security Ac
Page 3 of 6 Pages
of 1974 or Endowment
Fund: see section 240.13d-1(b)(1)(ii)(F).
(g)[ ] Parent Holding company, in accordance with
section 240.13d-1(b)(ii)(G)
(Note: See Item 7)
(h)[ ] Group, in accordance with sectio
240.13d-1(b)(1)(ii)(H).
Item 4. Ownership
If the percent of the class owned, as of
December 31 of the year covered by the
statement, or as of the last day of any
month described in Rule 13d-1(b)(2), if
applicable, exceeds five percent, provide
the following information as of that date
and identify those shares which there is a
right to acquire.
<TABLE>
<CAPTION>
<S> <C>
(a) Amount Beneficially Owned: 465,634
(b) Percent of Class: 6.7%
(c) Number of shares as to which such persons has:
(i) sole power to vote or to direct the vote: 399,958(a)(c)
(ii) shared power to vote or to direct the vote: 300,461(b)(c)
(iii) sole power to dispose or to direct the
disposition of: 262,967(c)
(iv) shared power to dispose or to direct the
disposition of: 300,461(b)(c)
</TABLE>
NOTE: (a) Includes 136,991 shares of which
Mr. O'Sullivan has the right to vote, but in
which William L. Murphy has the entire direct
pecuniary interest. (b) Includes 97,794
shares held by a trust of which Mr.
O'Sullivan and his spouse are the trustees
and of which his children are the
beneficiaries. Mr. O'Sullivan disclaims any
pecuniary interest in such shares. (c) Does
not include 27,000 shares held by a trust of
which Mr. O'Sullivan's spouse is the trustee
and of which his grandchildren are the
beneficiaries. Mr. O'Sullivan disclaims any
pecuniary interest in such shares.
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report
the fact that as of the date hereof the
reporting person has ceased to be the
beneficial owner of more than five percent of
the class of securities, check the following
[ ].
Page 4 of 6 Pages
Item 6. Ownership of More than Five Percent on Behalf
of Another Person.
If any other person is known to have the
right to receive or the power to direct the
receipt of dividends from, or the proceeds
from the sale of, such securities, a
statement to that effect should be included
in response to this item and, if such
interest relates to more than five percent of
the class, such person should be identified.
A listing of the shareholders of an
investment company registered under the
Investment Company Act off 1940 or the
beneficiaries of employee benefit plan,
pension fund or endowment fund is not
required.
Inapplicable
Item 7. Identification and Classification of the
Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company.
If a parent holding company has filed this
schedule, pursuant to Rule 13d-1(b)(ii)(G),
so indicate under Item 3(g) and attach an
exhibit stating the identity and Item 3
classification of the relevant subsidiary. If
a parent holding company has filed this
schedule pursuant to Rule 13d-1(c), attach an
exhibit stating the identification of the
relevant subsidiary.
Inapplicable
Item 8. Identification and Classification of Members
of the Group.
If a parent holding company has filed this
schedule, pursuant to Rule 13d-1(b)(ii)(H),
so indicate under Item 3(b) and attach an
exhibit stating the identity and Item 3
classification of each member of the group.
If a group has filed this schedule pursuant
to Rule 13d-1(c), attach an exhibit stating
the identity of each member of the group.
Inapplicable
Item 9. Notice of Dissolution of Group.
Inapplicable
Page 5 of 6 Pages
Item 10. Certification.
By signing below I certify that, to the best
of my knowledge and belief, the securities
referred to above were acquired in the
ordinary course of business and were not
acquired for the purpose of and do not have
the effect of changing or influencing the
control of the issuer of such securities and
were not acquired in connection with or as a
participant in any transaction having such
purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: January 2, 1997
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Signature: /s/ Bernard P. O'Sullivan
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Name/Title: Bernard P. O'Sullivan/Director
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Page 6 of 6 Pages
