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SCHEDULE 13G/A
(RULE 13d-102)
Information to be Included in Statements Filed Pursuant to Rule 13d-1(b), (c)
and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2.
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No.1)*
Rockwell Medical Technologies, Inc.
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(Name of Issuer)
Common Shares, no par value per share
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(Title of Class of Securities)
774374 10 2
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(CUSIP Number)
January 26, 1998
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act, but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 774374 10 2 13G PAGE 2 OF 7 PAGES
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1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons
(Entities Only)
Gary D. Lewis
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2 Check the Appropriate Box if a Member of a Group (a) [ ]
(See Instructions) (b) [x]
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3 SEC Use Only
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4 Citizenship or Place of Organization
United States of America
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Number of
5 Sole Voting Power
Shares 40,000
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Beneficially 6 Shared Voting Power
661,000*
Owned by -----------------------------------------------------
7 Sole Dispositive Power
Each 40,000
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Reporting 8 Shared Dispositive Power
Person With 661,000*
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
701,000
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10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
(See Instructions)
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11 Percent of Class Represented by Amount in Row (9)
14.3%
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12 Type of Reporting Person (See Instructions)
IN
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*These shares are owned jointly with Catherine G. Lewis.
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CUSIP NO. 774374 10 2 13G PAGE 3 OF 7 PAGES
- --------------------------------------------------------------------------------
1 Names of Reporting Persons/I.R.S. Identification Nos. of Above Persons
(Entities Only)
Catherine G. Lewis
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2 Check the Appropriate Box if a Member of a Group (a) [ ]
(See Instructions) (b) [x]
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3 SEC Use Only
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4 Citizenship or Place of Organization
United States of America
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Number of
5 Sole Voting Power
Shares
-----------------------------------------------------
Beneficially 6 Shared Voting Power
661,000*
Owned by -----------------------------------------------------
7 Sole Dispositive Power
Each
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Reporting 8 Shared Dispositive Power
Person With 661,000*
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
661,000
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10 Check if the Aggregate Amount in Row (9) Excludes Certain Shares [ ]
(See Instructions)
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11 Percent of Class Represented by Amount in Row (9)
13.6%
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12 Type of Reporting Person (See Instructions)
IN
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*These shares are owned jointly with Gary D. Lewis.
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CUSIP No. 774374 10 2
ITEM 1.
(a) Name of Issuer:
Rockwell Medical Technologies, Inc.
(b) Address of Issuer's Principal Executive Offices:
28025 Oakland Oaks Drive
Wixom, Michigan 48393
ITEM 2.
(a) Name of Person Filing:
Gary D. Lewis
Catherine G. Lewis
(b) Address of Principal Business Office or, if none, Residence:
Both
P.O. Box 36940
Grosse Ponte, Michigan 48236
(c) Citizenship:
Both
United States of America
(d) Title of Class of Securities:
Common Shares, no par value per share
(e) CUSIP Number:
774374 10 2
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO RULES 13D-1(B) OR 13D-2
(B) OR (C), CHECK WHETHER THE FILING PERSON IS A:
Not Applicable
ITEM 4. OWNERSHIP.
Provide the following information regarding the aggregate number and
percentage of the class of securities of the issuer identified in Item 1.
Page 4 of 7 pages
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CUSIP NO. 774374 10 2
(a) Amount beneficially owned:
Gary D. Lewis 701,000*
Catherine G. Lewis 661,000**
(b) Percent of class:
Gary D. Lewis 14.3%
Catherine G. Lewis 13.6%
(c) Number of Shares as to which the person has:
(i) Sole power to vote or to direct the vote:
Gary D. Lewis 40,000*
Catherine G. Lewis 0
(ii) Shared power to vote or direct the vote:
Gary D. Lewis 661,000**
Catherine G. Lewis 661,000**
(iii) Sole power to dispose or to direct the disposition
of:
Gary D. Lewis 40,000*
Catherine G. Lewis 0
(iv) Shared power to dispose or to direct the disposition
of:
Gary D. Lewis 661,000**
Catherine G. Lewis 661,000**
* These shares are shares that Gary D. Lewis may acquire upon exercise of
options granted to him by Rockwell Medical Technologies, Inc.
** 636,000 of these shares are jointly owned by Catherine G. Lewis and Gary D.
Lewis. 25,000 of these shares are owned by Maria M. Lewis a minor child of
Catherine G. Lewis and Gary D. Lewis for whom Catherine G. Lewis and Gary D.
Lewis share dispositive and voting power as custodians.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following |_|.
Page 5 of 7 pages
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CUSIP NO. 774374 10 2
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY.
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 12, 2000 /s/ Gary D. Lewis
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Gary D. Lewis
Dated: February 12, 2000 /s/ Catherine G. Lewis
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Catherine G. Lewis
Page 6 of 7 pages
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CUSIP NO. 774374 10 2
Exhibit 1
JOINT STATEMENT AGREEMENT
The undersigned hereby agree that the Schedule 13G/A filed by them with
respect to their beneficial ownership of Rockwell Medical Technology, Inc.
Common Shares as of December 31, 1999 shall be filed on behalf of each of them.
Dated: February 12, 1999 /s/Gary D. Lewis
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Gary D. Lewis
Dated: February 12, 1999 /s/Catherine G. Lewis
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Catherine G. Lewis
Page 7 of 7 pages
