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THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G ---------------------------
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
MTI Technology Corporation
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
533903105
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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Page 1 of 8 pages
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CUSIP NO. 533903105 13G PAGE 2 OF 8 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven J. Hamerslag and Jean Wells Hamerslag Family Trust, dated 12/09/88
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
2,168,592
NUMBER OF ---------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY None
EACH ---------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON
WITH 2,168,592
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8 SHARED DISPOSITIVE POWER
None
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,168,592
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.89%
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12 TYPE OF REPORTING PERSON*
OO
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CUSIP NO. 533903105 13G PAGE 3 OF 8 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven J. Hamerslag
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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5 SOLE VOTING POWER
None
NUMBER OF ---------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,257,342 (includes 2,168,592 shares held by trust
EACH of which Mr. Hamerslag is co-trustee, and 1,250
shares subject to options exercisable within
60 days of 12/31/97)
REPORTING ---------------------------------------------------------
PERSON 7 SOLE DISPOSITIVE POWER
WITH
None
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8 SHARED DISPOSITIVE POWER
2,257,342 (includes 2,168,592 shares held by trust
of which Mr. Hamerslag is co-trustee, and 1,250
shares subject to options exercisable within
60 days of 12/31/97)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,257,342
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.22%
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12 TYPE OF REPORTING PERSON*
IN
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CUSIP NO. 533903105 13G PAGE 4 OF 8 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jean Wells Hamerslag
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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5 SOLE VOTING POWER
None
NUMBER OF ---------------------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY
OWNED BY 2,257,342 (includes 2,168,592 shares held by trust
EACH of which Mrs. Hamerslag is co-trustee, and the
REPORTING remainder held by her husband)
PERSON ---------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
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8 SHARED DISPOSITIVE POWER
2,257,342 (includes 2,168,592 shares held by trust
of which Mrs. Hamerslag is co-trustee, and the
remainder held by her husband)
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,257,342
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.22%
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12 TYPE OF REPORTING PERSON*
IN
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ITEM 1.
(a) Name of Issuer: MTI Technology Corporation
(b) Address of Issuer's Principal Executive Offices:
4905 E. La Palma Avenue, Anaheim, California 92807
ITEM 2.
(a) Name of Person Filing:
(i) Steven J. Hamerslag and Jean Wells Hamerslag Family Trust,
dated 12/9/88
(ii) Steven J. Hamerslag
(iii) Jean Wells Hamerslag
(b) Address of Principal Business Office or, if none, Residence:
c/o MTI Technology Corporation
4905 East La Palma Avenue
Anaheim, California 92807
(c) Citizenship:
(i) California
(ii) United States of America
(iii) United States of America
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 533903 10 5
ITEM 3. If this statement is filed pursuant to Rule 13d-l(b), or 13d-2(b)
Not applicable.
ITEM 4. OWNERSHIP
(a) Amount Beneficially Owned: 2,257,342 by Mr. and Mrs. Hamerslag
(includes 2,168,592 shares of Common Stock beneficially owned by
Trust, and 1,250 shares subject to options exercisable within
60 days of 12/31/97)
(b) Percent of class: 8.22% (7.89% by Trust)
(c) Number of shares as to which such person has:
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(i) sole power to vote or to direct the vote:
(A) Mr. and Mrs. Hamerslag -- none;
(B) Trust -- 2,168,592
(ii) shared power vote or to direct the vote:
(A) Mr. and Mrs. Hamerslag -- 2,257,342 (includes 2,168,592
shares of Common stock held by Trust, and 1,250
shares subject to options exercisable within
60 days of 12/31/97);
(B) Trust -- none
(iii) sole power to dispose or to direct the dispose or to
direct the disposition of:
(A) Mr. and Mrs. Hamerslag -- none;
(B) Trust -- 2,168,592
(iv) shared power to dispose or to direct the disposition of:
(A) Mr. and Mrs. Hamerslag -- 2,257,342 (includes 2,168,592
shares of Common stock held by Trust, and 1,250
shares subject to options exercisable within
60 days of 12/31/97);
(B) Trust - none
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF GROUP.
See Exhibit A attached hereto.
ITEM 9. NOTICE OF DISSOLUTION OF THE GROUP.
Not applicable.
ITEM 10. CERTIFICATION.
Not applicable.
Page 6 of 8
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
1/29/98
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Date
/s/ STEVEN J. HAMERSLAG
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Steven J. Hamerslag
/s/ JEAN WELLS HAMERSLAG
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Jean Wells Hamerslag
Steven J. Hamerslag and Jean Wells
Hamerslag Family Trust dated 12/09/88
By: /s/ STEVEN J. HAMERSLAG
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Steven J. Hamerslag
Co-Trustee
By: /s/ JEAN WELLS HAMAERSLAG
---------------------------------
Jean Wells Hamerslag
Co-Trustee
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EXHIBIT A
The following are members of the group filing the Schedule 13G to which
this Exhibit is attached: Steven J. Hamerslag, Jean Wells Hamerslag, and The
Steven J. Hamerslag and Jean Wells Hamerslag Family Trust, dated 12/9/88. The
undersigned further agree that such Schedule 13G is filed on behalf of each of
them.
Date: 1/29/98
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/s/ STEVEN J. HAMERSLAG
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Steven J. Hamerslag
/s/ JEAN WELLS HAMERSLAG
---------------------------------
Jean Wells Hamerslag
Steven J. Hamerslag and Jean Wells
Hamerslag Family Trust dated 12/09/88
By: /s/ STEVEN J. HAMERSLAG
---------------------------------
Steven J. Hamerslag
Co-Trustee
By: /s/ JEAN WELLS HAMERSLAG
---------------------------------
Jean Wells Hamerslag
Co-Trustee
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