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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 2)*
MTI Technology Corporation
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
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(Title of Class of Securities)
533903105
----------------------------
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 8 pages
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CUSIP NO. 533903105 13G PAGE 2 OF 8 PAGES
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(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven Hamerslag and Jean Wells Hamerslag Family Trust,
dated 12/09/88
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
California
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(5) SOLE VOTING POWER
NUMBER OF 1,313,092
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY None
EACH --------------------------------------------------------
REPORTING (7) SOLE DISPOSITIVE POWER
PERSON WITH 1,313,092
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
None
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,313,092
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.59%
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(12) TYPE OF REPORTING PERSON*
00
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP NO. 533903105 13G PAGE 3 OF 8 PAGES
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(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Steven J. Hamerslag
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
- -------------------------------------------------------------------------------
(3) SEC USE ONLY
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(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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(5) SOLE VOTING POWER
NUMBER OF None
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 1,400,592 (includes 1,313,092 shares held by
EACH trust of which Mr. Hamerslag is co-trustee)
REPORTING --------------------------------------------------------
PERSON WITH (7) SOLE DISPOSITIVE POWER
None
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
1,400,592 (includes 1,313,092 shares held by
trust of which Mr. Hamerslag is co-trustee)
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(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,400,592
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(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.90%
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(12) TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
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CUSIP NO. 533903105 13G PAGE 4 OF 8 PAGES
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(1) NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jean Wells Hamerslag
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(2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
- -------------------------------------------------------------------------------
(3) SEC USE ONLY
- -------------------------------------------------------------------------------
(4) CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
- -------------------------------------------------------------------------------
(5) SOLE VOTING POWER
NUMBER OF None
SHARES --------------------------------------------------------
BENEFICIALLY (6) SHARED VOTING POWER
OWNED BY 1,400,592 (includes 1,313,092 shares held by
EACH trust of which Mrs. Hamerslag is co-trustee, and
REPORTING the remainder held by her husband)
PERSON WITH --------------------------------------------------------
(7) SOLE DISPOSITIVE POWER
None
--------------------------------------------------------
(8) SHARED DISPOSITIVE POWER
1,400,592 (includes 1,313,092 shares held by
trust of which Mrs. Hamerslag is co-trustee, and
the remainder held by her husband)
- -------------------------------------------------------------------------------
(9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,400,592
- -------------------------------------------------------------------------------
(10) CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN
SHARES* [ ]
- -------------------------------------------------------------------------------
(11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.90%
- -------------------------------------------------------------------------------
(12) TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
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ITEM 1.
(a) Name of Issuer: MTI Technology Corporation
(b) Address of Issuer's Principal Executive Offices:
4905 E. La Palma Avenue, Anaheim, California 92807
ITEM 2.
(a) Name of Person Filing:
(i) Steven J. Hamerslag and Jean Wells Hamerslag Family
Trust, dated 12/9/88
(ii) Steven J. Hamerslag
(iii) Jean Wells Hamerslag
(b) Address of Principal Business Office or, if none, Residence:
c/o MTI Technology Corporation
4905 East La Palma Avenue
Anaheim, California 92807
(c) Citizenship: (i) California
(ii) United States of America
(iii) United States of America
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 533903 10 5
ITEM 3. If this statement is filed pursuant to Rule 13d-l(b), or 13d-2(b)
Not applicable
ITEM 4. Ownership
(a) Amount Beneficially Owned: 1,400,592 by Mr. and Mrs. Hamerslag
(includes 1,313,092 shares of Common Stock beneficially owned by
Trust)
(b) Percent of class: 4.90% (4.59% by trust)
(c) Number of shares as to which such person has:
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(i) sole power to vote or to direct the vote:
(A) Mr. & Mrs. Hamerslag - none; (B) Trust - 1,313,092
(ii) shared power vote or to direct the vote:
(A) Mr. & Mrs. Hamerslag - 1,400,592 (includes 1,313,092
shares of Common stock held by Trust); (B) Trust - none
(iii) sole power to dispose or to direct the dispose or to
direct the disposition of:
(A) Mr. & Mrs. Hamerslag - none; (B) Trust - 1,313,092
(iv) shared power to dispose or to direct the disposition of:
(A) Mr. & Mrs. Hamerslag - 1,400,592 (includes 1,313,092
shares of Common stock held by Trust); (B) Trust - none
ITEM 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following
[X].
ITEM 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable
ITEM 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company
Not applicable
ITEM 8. Identification and Classification of Members of Group
See Exhibit A attached hereto
ITEM 9. Notice of Dissolution of the Group
Not applicable
ITEM 10. Certification
Not applicable
Page 6 of 8
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 9, 1999
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Date
/s/ Steven J. Hamerslag
-----------------------------------------
Steven J. Hamerslag
/s/ Jean Wells Hamerslag
-----------------------------------------
Jean Wells Hamerslag
Steven J. Hamerslag
and Jean Wells Hamerslag
Family Trust dated 12/09/88
By: /s/ Steven J. Hamerslag
--------------------------------------
Steven J. Hamerslag
Co-Trustee
By: /s/ Jean Wells Hamerslag
--------------------------------------
Jean Wells Hamerslag
Co-Trustee
Page 7 of 8
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EXHIBIT A
The following are members of the group filing the Schedule 13G to which
this Exhibit is attached: Steven J. Hamerslag, Jean Wells Hamerslag, and The
Steven J. Hamerslag and Jean Wells Hamerslag Family Trust, dated 12/9/88. The
undersigned further agree that such Schedule 13G is filed on behalf of each of
them.
Date: February 9, 1999
/s/ Steven J. Hamerslag
-----------------------------------------
Steven J. Hamerslag
/s/ Jean Wells Hamerslag
-----------------------------------------
Jean Wells Hamerslag
Steven J. Hamerslag
and Jean Wells Hamerslag
Family Trust dated 12/09/88
By: /s/ Steven J. Hamerslag
--------------------------------------
Steven J. Hamerslag
Co-Trustee
By: /s/ Jean Wells Hamerslag
--------------------------------------
Jean Wells Hamerslag
Co-Trustee
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