<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 2) 1
Dura Automotive Systems, Inc.
------------------------------
(Name of Issuer)
Class A Common Stock, par value $.01 per share
-----------------------------------------------
(Title of Class of Securities)
265903 10 4
--------------
(CUSIP Number)
Page 1
1 The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
CUSIP No. 265903 10 4 13G Page 2
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Alkin Co.
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware; U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,152,390 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
34.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 3
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
William L. Orscheln
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,152,390 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
34.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 4
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Neil Anderson
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 13,218 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,139,172 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
13,218 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,139,172 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
34.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 5
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
James L. O'Loughlin
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 13,218 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,139,172 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
13,218 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,139,172 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
34.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 6
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Barbara Westhues
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 13,218 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 2,139,172 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
13,218 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,139,172 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,152,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
34.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 7
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
J2R Corporation
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 408,211 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
408,211 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
408,211 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.9%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
CO
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 8
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.A. Johnson
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 9,668 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 408,211 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
9,668 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
408,211 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
417,879 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 9
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Mary L. Johnson
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 9,179 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 408,211 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
9,179 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
408,211 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
417,390 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 10
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Scott D. Rued
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 3,998 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 408,211 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
3,998 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
408,211 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
412,209 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.0%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 11
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Robert R. Hibbs
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY 7,949 (See Item 4)
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 408,211 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
7,949 (See Item 4)
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
408,211 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
416,160 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.1%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 12
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
David R. Bovee
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 32,308 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
32,308 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,308 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.8%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 13
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Joe A. Bubenzer
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 37,214 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
37,214 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
37,214 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 14
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
David P. Klosterman
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 36,000 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
36,000 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,000 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.9%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 15
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Milton D. Kniss
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 9,011 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
9,011 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,011 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
0.2%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 16
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Carl W. Kucsera
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 41,364.008 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
41,364.008 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
41,364.008 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.0%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 265903 10 4 13G Page 17
----------- ---
- -------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
Karl F. Storrie
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
- -------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) / /
(b) /X/
- -------------------------------------------------------------------------------
3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.
- -------------------------------------------------------------------------------
NUMBER OF SHARES 5 SOLE VOTING POWER
BENEFICIALLY None
OWNED BY --------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING 119,931 (See Item 4)
PERSON --------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
None
--------------------------------------------------
8 SHARED DISPOSITIVE POWER
119,931 (See Item 4)
- -------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
119,931 (See Item 4)
- -------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
/X/
- -------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
2.8%
- -------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
ITEM 1 (a) NAME OF ISSUER:
Dura Automotive Systems, Inc. (the "Company").
ITEM 1(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
4508 IDS Center
Minneapolis, Minnesota 55402
ITEM 2(a) NAMES OF PERSONS FILING:
Alkin Co.
William L. Orscheln
Neil Anderson
James O'Loughlin
Barbara Westhues
(Such persons are collectively referred to as the "Alkin
Reporting Persons.")
J2R Corporation
S.A. Johnson
Mary L. Johnson
Scott D. Rued
Robert R. Hibbs
(Such persons are collectively referred to as the "J2R Reporting
Persons.")
David R. Bovee
Joe A. Bubenzer
David P. Klosterman
Milton D. Kniss
Carl W. Kucsera
Karl F. Storrie
(Such persons are collectively referred to as the "Management
Reporting Persons.")
(The Alkin Reporting Persons, J2R Reporting Persons and
Management Reporting Persons may each be referred to individually
as a "Reporting Person," or collectively as "Reporting Persons.")
As of December 31, 1997, Alkin Co. ("Alkin") was the record owner
of the 2,152,390 shares of common stock covered in part by this
joint statement and set forth on the cover page naming Alkin as a
Reporting Person (the "Alkin Shares"). The Alkin Shares consist
exclusively of the Company's Class B Common Stock, par value
$0.01 per share, which is convertible on a 1-for-1 basis into
shares of Class A Common Stock at the holder's option, as well as
under certain circumstances, as set forth in the Company's
charter. William L. Orscheln is the President of Alkin and
shares in the exercise of voting power over securities held by
Alkin. Neil Anderson is the Senior Vice President of Orscheln
Management Co., an affiliate of Alkin. James L. O'Loughlin is
the Senior Vice President and General Counsel of Alkin. Barbara
Westhues is an Assistant Secretary of Alkin. Messrs. Orscheln,
Anderson and O'Loughlin and Ms. Westhues are Directors of the
Company.
<PAGE>
As of December 31, 1997, J2R Corporation ("J2R") was the record
owner of the 408,211 shares of common stock covered in part by
this joint statement and set forth on the cover page naming J2R
as a Reporting Person (the "J2R Shares"). The J2R Shares consist
exclusively of the Company's Class B Common Stock. S.A. Johnson
is a Director, the President and a controlling stockholder of
J2R. Mary Johnson is a Vice President and stockholder of J2R.
Scott D. Rued is a Vice President and stockholder of J2R. Robert
R. Hibbs is a stockholder of J2R. Mr. Johnson is Chairman of the
Board of the Company and a Director. Mr. Hibbs is a Director and
an officer of the Company. Mr. Rued is an officer of the
Company.
This statement is filed jointly by the Alkin Reporting Persons,
the J2R Reporting Persons and the Management Reporting Persons
pursuant to Rule 13d-1(f) promulgated under Section 13 of the
Securities Exchange Act of 1934, as amended (the "Exchange Act").
The Alkin Reporting Persons, the J2R Reporting Persons and the
Management Reporting Persons may each respectively be deemed to
constitute a "group" for purposes of Section 13(d)(3) under the
Exchange Act. The Alkin Reporting Persons, the J2R Reporting
Persons and the Management Reporting Persons may also
collectively be deemed to constitute a "group" for purposes of
Section 13(d)(3) along with the other parties to the Stockholders
Agreement (as defined in Item 4). Each of the Alkin Reporting
Persons, the J2R Reporting Persons and the Management Reporting
Persons expressly disclaims that they have agreed to act as a
group other than as specifically described in this statement.
ITEM 2(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
The principal business address of the Alkin Reporting Persons is
2000 U.S. Highway 63 South, Moberly MO 65270.
The principal business address of the J2R Reporting Persons is
c/o Hidden Creek Industries, 4508 IDS Center, Minneapolis, MN
55402.
The principal business address of the Management Reporting
Persons is c/o Dura Automotive Systems, Inc., 2791 Research
Drive, Rochester Hills, MI 48309-3571.
ITEM 2(c) CITIZENSHIP:
Alkin and J2R are corporations organized under the laws of the
state of Delaware. All of the other Alkin Reporting Persons, J2R
Reporting Persons and Management Reporting Persons are
individuals who are citizens of the United States.
ITEM 2(d) TITLE OF CLASS OF SECURITIES:
Class A Common Stock, par value $.01 per share.
ITEM 2(e) CUSIP NO.:
265903 10 4
<PAGE>
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR
13d-2(b), CHECK WHETHER THE PERSON FILING IS A:
This statement is filed pursuant to Rule 13d-1(c). As such, the
listed alternatives are not applicable.
ITEM 4 OWNERSHIP:
(a) AMOUNT BENEFICIALLY OWNED:
Alkin is the direct beneficial owner of the Alkin Shares.
Messrs. Anderson and O'Loughlin and Ms. Westhues each have an
option to purchase 13,218 shares of the Alkin Shares under
currently exercisable options. As officers of Alkin or one or
more of its affiliates, and as stockholders of Alkin, each of the
Alkin Reporting Persons who are individuals may be deemed to be a
beneficial owner of the Alkin Shares. Mr. Orscheln expressly
disclaims beneficial ownership of the Alkin Shares. Messrs.
Anderson and O'Loughlin and Ms. Westhues each expressly disclaims
beneficial ownership of the Alkin Shares, other than the shares
for which he or she possesses a currently exercisable option.
The filing of this form shall not constitute an admision that any
of Messrs. Orscheln, Anderson or O'Loughlin or Ms. Westhues is,
for purposes of Section 13(d) or 13(g) of the Exchange Act or
otherwise, the beneficial owner of such securities.
J2R is the direct beneficial owner of the J2R Shares. Messrs.
Johnson, Rued and Hibbs and Ms. Johnson are the direct beneficial
owners of 9,668, 3,998, 7,949 and 9,179 shares of Class B Common
Stock, respectively. As officers and/or stockholders of J2R,
each of the J2R Reporting Persons who are individuals may be
deemed to be a beneficial owner of the J2R Shares. Messrs.
Johnson, Rued and Hibbs and Ms. Johnson each expressly disclaims
beneficial ownership of the J2R Shares, and the filing of this
form shall not constitute an admision that any of such
individuals is, for purposes of Section 13(d) or 13(g) of the
Exchange Act or otherwise, the beneficial owner of such
securities.
Each of the Management Reporting Stockholders is the direct
beneficial owner of the number of shares of Class B Common Stock
and Class A Common Stock listed beside such person's name as set
forth on Schedule A hereto.
The Company, the Alkin Reporting Persons, the J2R Reporting
Persons and the Management Reporting Persons have entered into an
agreement (the "Stockholders Agreement," dated August 13, 1996)
with Onex DHC LLC, the Company's second largest shareholder,
which provides, among other things, that the parties shall vote
their shares of Class A Common Stock and Class B Common Stock
(collectively "Common Stock") and take any other action necessary
to ensure that the Board of Directors is comprised of eleven
persons, including a certain number of representatives nominated
by Onex, J2R, and certain individuals affiliated with J2R, and a
certain number of representatives nominated by Alkin. In
addition, J2R and Messrs. Johnson, Rued and Hibbs have entered
into a separate agreement (the "Investor Stockholders Agreement,"
dated August 13, 1996) with Onex to vote their shares of Common
Stock as directed by
<PAGE>
Onex, and to grant Onex certain first offer rights in connection
with private sales of Common Stock.
As members to the Stockholders Agreement, each of the Alkin
Reporting Persons, the J2R Reporting Persons and the Management
Reporting Persons could be deemed to be a beneficial owner of the
aggregate number of shares held by such parties and by Onex,
which is approximately 4,654,480 shares of Class B Common Stock
and 7,656 shares of Class A Common Stock, or approximately 52.8%
of the outstanding Class A Common Stock on a converted basis.
Each of the Alkin Reporting Persons, the J2R Reporting Persons
and the Management Reporting Persons expressly disclaims
beneficial ownership of the shares owned by other parties to the
Stockholders Agreement, including each others', and the filing of
this form shall not constitute an admission that any of such
persons is, for purposes of Section 13(d) or 13(g) of the
Exchange Act or otherwise, the beneficial owner of such
securities.
As members of the Investor Stockholders Agreement, each of J2R
and Messrs. Johnson, Rued and Hibbs could be deemed to be the
beneficial owner of the aggregate number of shares held by such
parties and by Onex, which is approximately 2,224,739 shares of
Class B Common Stock, or approximately 34.8% of the outstanding
Class A Common Stock on a converted basis. Each of J2R and
Messrs. Johnson, Rued and Hibbs expressly disclaims beneficial
ownership of the shares owned by other parties to the
Stockholders Agreement, including each others', and the filing of
this form shall not constitute an admission that any of such
persons are, for purposes of Section 13(d) or 13(g) of the
Exchange Act or otherwise, the beneficial owners of such
securities.
(b) PERCENT OF CLASS: (Based on 4,161,557 shares of Class A
Common Stock outstanding as of December 31, 1997, plus a certain
additional amount which accounts for that respective Reporting
Person's shares of Class B Common Stock on a converted basis.)
Reference is made hereby to Box 11 (subject to Box 10) of the
Cover Page for each respective Reporting Person for purposes of
disclosing the percent of the class owned by such Reporting
Person.
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) Sole power to vote or direct the vote:
(ii) Shares power to direct the vote:
(iii) Sole power to dispose of or to direct the
disposition of:
(iv) Shared power to dispose of or direct the
disposition of:
Reference is made hereby to Boxes 5,6,7 and 8 (subject to
Box 10) of the Cover Page for each respective Reporting
Person for purposes of disclosing the number of shares to
which such Reporting Person has sole or shared voting or
dispositive power. Reference is also made to Items 2(a)
and 4(a) of this Schedule for a description of the shares
beneficially owned by, and relationships, if any,
existing between, the parties.
<PAGE>
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is filed to report the fact that as of the date
hereof, the Reporting Persons have ceased to be the beneficially
owners of more than five percent of the class of securities,
check the following [ ].
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
COMPANY:
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP:
Not applicable
ITEM 10 CERTIFICATION:
Not applicable
<PAGE>
EXHIBITS AND APPENDICES
Exhibit I Joint Filing Agreement among the Reporting Persons pursuant to
Rule 13d-1(f) under the Securities Exchange Act of 1934, as
amended.
Schedule A Shares of Common Stock Owned By the Management Stockholders
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998 Alkin Co.
By: /s/ William L. Orscheln
----------------------------------
Its: President
----------------------------------
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ William L. Orscheln
----------------------------------
William L. Orscheln
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Neil Anderson
----------------------------------
Neil Anderson
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ James O'Loughlin
----------------------------------
James O'Loughlin
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Barbara Westhues
----------------------------------
Barbara Westhues
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998 J2R Corporation
By: /s/ S.A. Johnson
----------------------------------
Its: President
----------------------------------
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ S.A. Johnson
----------------------------------
S.A. Johnson
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Mary L. Johnson
----------------------------------
Mary L. Johnson
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Scott D. Rued
----------------------------------
Scott D. Rued
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Robert R. Hibbs
----------------------------------
Robert R. Hibbs
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ David R. Bovee
----------------------------------
David R. Bovee
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Joe A. Bubenzer
----------------------------------
Joe A. Bubenzer
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ David P. Klosterman
----------------------------------
David P. Klosterman
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Milton D. Kniss
----------------------------------
Milton D. Kniss
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Carl W. Kucsera
----------------------------------
Carl W. Kucsera
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 13, 1998
/s/ Karl F. Storrie
----------------------------------
Karl F. Storrie
<PAGE>
EXHIBIT I
SCHEDULE 13G JOINT FILING AGREEMENT
The undersigned and each other person executing this joint filing agreement
(this "Agreement") agree as follows:
(i) The undersigned and each other person executing this Agreement are
individually eligible to use the Schedule 13G to which this Exhibit is attached
and such Schedule 13G is filed on behalf of the undersigned and each other
person executing this Agreement; and
(ii) The undersigned and each other person executing this Agreement are
responsible for the timely filing of such Schedule 13G and any amendments
thereto, and for the completeness and accuracy of the information concerning
such person contained therein; but none of the undersigned or any other person
executing this Agreement is responsible for the completeness or accuracy of the
information statement concerning any other persons making the filing, unless
such person knows or has reason to believe that such information is inaccurate.
This Agreement may be executed in any number of counterparts, each of which
shall be deemed to be an original, but all of which, taken together, shall
constitute one and the same instrument.
* * * * * *
Date: February 13, 1998
Alkin Co. J2R Corporation
By: /s/ William L. Orscheln By: /s/ S.A. Johnson
----------------------- --------------------
Its: President Its: President
----------------------- --------------------
/s/ William L. Orscheln /s/ S.A. Johnson
----------------------- --------------------
William L. Orscheln S.A. Johnson
/s/ Neil Anderson /s/ Mary L. Johnson
----------------------- --------------------
Neil Anderson Mary L. Johnson
/s/ James O'Loughlin /s/ Scott D. Rued
----------------------- --------------------
James O'Loughlin Scott D. Rued
/s/ Barbara Westhues /s/ Robert R. Hibbs
----------------------- --------------------
Barbara Westhues Robert R. Hibbs
<PAGE>
/s/ David R. Bovee
-----------------------
David R. Bovee
/s/ Joe A. Bubenzer
-----------------------
Joe A. Bubenzer
/s/ David P. Klosterman
-----------------------
David P. Klosterman
/s/ Milton D. Kniss
-----------------------
Milton D. Kniss
/s/ Carl W. Kucsera
-----------------------
Carl W. Kucsera
/s/ Karl F. Storrie
-----------------------
Karl F. Storrie
<PAGE>
SCHEDULE A
Shares of Common Stock Owned By the Management Stockholders
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------
CLASS B SHARES CLASS A SHARES TOTAL
- --------------------------------------------------------------------------------
<S> <C> <C> <C>
David R. Bovee 31,308 1,000 32,308
- --------------------------------------------------------------------------------
Joe A. Bubenzer 35,814 1,400 37,214
- --------------------------------------------------------------------------------
David P. Klosterman 35,250 750 36,000
- --------------------------------------------------------------------------------
Milton D. Kniss 8,961 50 9,011
- --------------------------------------------------------------------------------
Carl W. Kucsera 41,308 56.008 41,364.008
- --------------------------------------------------------------------------------
Karl F. Storrie 115,531 4,400 119,931
- --------------------------------------------------------------------------------
</TABLE>
