FORM 13F
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]: Amendment Number: ___________
This Amendment (Check only one):
Is a reinstatement.
Adds new holdings entities.
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
Name: Nomura Securities International, Inc.
Address: 2 World Financial Center, Building B, New York, NY 10281-1198
Form 13F File Number: 28-04983
The Institutional Investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts of
this form.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
Name: Gregory P. Gnall
Title: Director
Phone: 212-667-1711
SIGNATURE, PLACE AND DATE OF SIGNING:
\s\ Gregory P. Gnall
(Signature)
New York, New York
(City, State)
November 9, 1999
(Date)
REPORT TYPE (CHECK ONLY ONE):
13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
X 13F NOTICE. (Check here if no holdings repeated are in this report, and
all holdings are reported by other reporting manager(s).)
13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting managers.)
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER. (IF THERE ARE NO ENTITIES IN
THIS LIST, OMIT THIS SECTION.)
Form 13F File Number: 28-04979
Name: Nomura Securities Company, Ltd.
<PAGE>
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
Number of Other Included Managers:
None
Form 13F Information Table Entry Total:
------------------------------------------------------------------------
Form 13F Information Table Value Total:
$ __________________(thousands)
List of Other Included managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report. (If there are no entries in this
list, state "NONE" and omit the column headings and list entries.)
No.
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Form 13F File Number 28-__________________
Name _________________________________________________________________________
(Repeat as necessary.)
