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Previous: LEE THOMAS H, 13F-HR, 1999-05-11 |
Next: GLENS FALLS NATIONAL BANK & TRUST CO /NY, 13F-HR, 1999-05-11 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended:
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Munn, Bernhard & Associates, Inc.
Address: 6 East 43rd Street
New York, New York 10017
Form 13F File Number: 28-2837
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gerald D. Rosenberg
Title: Vice President
Phone: (212) 370-7300
Signature, Place, and Date of Signing:
/s/ Gerald D. Rosenberg New York, NY 5/11/1999
_______________________ ____________ _________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
<PAGE>
[ ] 13F NOTICE. (Check here if no holdings reported are in
this report, and all holdings are reported by other
reporting manger(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
[Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 255
Form 13F Information Table Value Total: $836,301
[thousands]
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
[Repeat as necessary.]
<PAGE>
<TABLE>
Form 13F INFORMATION TABLE
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------------------------------------------------------- -------- --------------------------
NAME OF TITLE MARKET INVESTMENT DISCRETION VOTING AUTHORITY
ISSUER OF CLASS CUSIP VALUE QUANTITY SOLE SHARE OTHER MANAGERS SOLE SHARE NONE
- ---------------------------------------------------------------------- ---- ---------- -------- -------- --------- -------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONVERTIBLE BONDS
SOFTKEY INTL INC 83402NAA7 507,500 500,000 x 500,000
VLSI TECHNOLOGY INC 918270AB5 2,462,625 2,487,500 x 2,487,500
---------
2,970,125
COMMON STOCK
ABBOTT LABORATORIES com 002824100 5,661,036 120,930 x 47,130 79,800
280,875 6,000 x
AMERICA ONLINE INC DEL
COM com 02364J104 321,195 2,185 x 2,185
AMERICAN HOME PRODS CORP com 026609107 24,607,276 377,123 x 70,922 200 308,761
287,100 4,400 1 4,400
180,090 2,760 x
AMERICAN INTL GROUP INC com 026874107 39,880,917 330,619 x 109,945 3,993 226,568
488,531 4,050 1 4,050
1,192,619 9,887 x
AMERICREDIT CORP com 03060R101 28,758,949 2,191,158 x 596,350 12,4001,648,908
404,250 30,800 1 30,800
872,812 66,500 x
AMERITECH CORP NEW com 030954101 253,550 4,400 x 6,320
110,640 1,920 x
AMGEN com 031162100 1,597,832 21,340 x 3,440 17,900
AMP INC com csamp? 1,070,000 20,000 x 21,745
93,357 1,745 x
ANALOG DEVICES INC COM com 032654105 279,650 9,400 x 9,400
ARMCO INC com 042170100 5,810,454 1,309,398 x 361,298 3,500 979,600
155,312 35,000 x
AT&T com 001957109 8,801,563 110,278 x 19,228 200 94,250
69,836 875 1 875
271,362 3,400 x
---------
Page Total 124,419,333
<PAGE>
ATLANTIC RICHFIELD CO com 048825103 568,547 7,775 x 4,800 2,975
AUTOMATIC DATA PROCESS com 053015103 18,440,879 445,701 x 105,351 400 347,750
24,825 600 1 600
322,725 7,800 x
AVON PRODS INC com 054303102 11,465,460 243,622 x 21,522 300 226,890
282,375 6,000 1 6,000
239,548 5,090 x
BAKER HUGHES INC com 057224107 1,606,448 66,075 x 44,095 21,980
267,924 11,020 1 11,020
BANK OF NEW YORK com 064057102 17,171,584 477,818 x 60,342 4,800 430,356
635,375 17,680 x
BANK ONE CORP. com 06423A103 10,257,593 186,290 x 51,660 400 140,330
139,198 2,528 1 2,528
335,881 6,100 x
BANKAMERICA CORP com 06605F102 383,070 5,424 x 3,600 1,824
BECTON DICKINSON & CO com 075887109 919,500 24,000 x 27,700
141,756 3,700 x
BELL ATLANTIC CORP com 077853109 351,372 6,798 x 3,000 4,998
62,025 1,200 x
BELLSOUTH CORPORATION com 079860102 661,832 16,520 x 3,600 15,220
92,144 2,300 x
BERKSHIRE HATHAWAY INC
CL A com 084670108 428,400 6 x 6
BERKSHIRE HATHAWAY INC
CL B com 084670207 3,620,375 1,539 x 471.93 1,155.50
197,484 84 1 84
205,712 87 x
BP AMOCO P L C
SPONSORED ADR com 055622104 6,116,661 60,561 x 5,412 55,219
227,048 2,248 1 2,248
7,070 70 x
BRISTOL MYERS SQUIBB CO com 110122108 25,601,265 399,240 x 152,240 8,960 258,920
1,017,022 15,860 1 15,860
1,338,930 20,880 x
-----------
Page Total 103,130,031
<PAGE>
CAREY DIVERSIFIED LLC
COM com 14174P105 196,331 11,100 x 11,100
CHASE MANHATTAN NEW COM com 16161A108 2,849,427 35,016 x 19,320 1,456 20,964
33,852 416 1 416
547,165 6,724 x
CHEVRON CORPORATION com 166751107 869,750 9,800 x 11,800
177,500 2,000 1 2,000
177,500 2,000 x
CHUBB CORP com 171232101 4,326,012 73,870 x 43,750 1,850 29,270
58,562 1,000 x
CINTAS CORP COM com 172908105 1,242,125 19,000 x 19,000
CISCO SYS INC com 17275R102 24,288,911 221,690 x 2,600 219,090
CITIGROUP INC COM com 172967101 33,185,458 519,537 x 123,273 500 409,864.50
846,344 13,250 1 13,250
900,637 14,100 x
COCA COLA CO com 191216100 5,525,468 90,028 x 9,976 80,052
293,618 4,784 1 4,784
COCA-COLA ENTERPRISES
INC com 191219104 272,250 9,000 x 9,000
COLGATE PALMOLIVE CO com 194162103 5,353,020 58,185 x 47,000 1,400 13,385
276,000 3,000 1 3,000
331,200 3,600 x
COMMERCE GROUP INC MA
COM com 200641108 216,150 8,800 x 8,800
DIEBOLD INC com 253651103 3,943,152 164,298 x 15,712 1,400 153,186
183,600 7,650 1 7,650
144,000 6,000 x
DISNEY WALT CO DEL com 254687106 2,605,723 83,718 x 12,232 71,486
DU PONT E I DE NEMOURS com 263534109 755,800 13,017 x 3,400 13,817
243,862 4,200 x
DUN & BRADSTREET CORP com 264830100 356,250 10,000 x 10,000
E M C CORP MASS COM com 268648102 825,265 6,460 x 6,460
EASTMAN KODAK CO COM com 277461109 93,066 1,457 x 232 1,225
166,075 2,600 1 2,600
----------
Page Total 91,284,074
<PAGE>
ELECTRONIC DATA SYS com 285661104 6,556,064 134,656 x 38,976 97,750
121,719 2,500 1 2,500
100,783 2,070 x
ELI LILLY AND COMPANY com 532457108 628,075 7,400 x 2,400 5,000
EMERSON ELECTRIC CO com 291011104 693,481 13,100 x 11,500 1,600
ENRON CORP com 293561106 203,287 3,164 x 164 3,000
EXXON com 302290101 14,719,761 208,606 x 49,120 1,000 162,086
264,186 3,744 1 3,744
254,025 3,600 x
FEDERAL NATL MTGE ASSN com 313586109 37,104,565 535,806 x 145,301 402,105
1,052,600 15,200 1 15,200
803,300 11,600 x
FIRSTAR CORP NEW WIS COM com 33763V109 217,664 2,432 x 2,432
GENERAL ELEC CO com 369604103 42,035,509 379,982 x 63,103 1,000 318,879
1,327,500 12,000 1 12,000
331,875 3,000 x
GENRAD INC com 372447102 24,296,898 1,690,219 x 416,122 4,5001,311,497
524,687 36,500 1 36,500
602,312 41,900 x
GILLETTE CO COM com 375766102 2,951,310 49,654 x 17,494 36,360
249,637 4,200 x
GLAXO WELLCOME PLC
SPONSOR com 37733W105 1,917,759 28,650 x 22,850 2,100 3,700
468,562 7,000 1 7,000
GTE com 362320103 396,275 6,550 x 6,550
HALLIBURTON COMPANY com 406216101 1,307,075 33,950 x 24,400 9,550
HEINZ H J CO com 423074103 549,550 11,600 x 6,000 11,450
277,144 5,850 x
HEWLETT PACKARD CO com 428236103 4,337,152 63,958 x 1,000 64,258
162,750 2,400 1 2,400
88,156 1,300 x
HOME DEPOT INC COM com 437076102 578,925 9,300 x 9,300
------------
Page Total 145,122,588
<PAGE>
HONEYWELL INC com 438506107 227,286 2,998 x 2,576 422
HONG KONG & CHINA GQS
LT ADR com 438550204 18,561 13,136 x 13,136
HSBC HOLDINGS PLC-ORD com G4634U102 850,500 32,400 x 32,400
HSBC HOLDINGS PLC-SPONS
ADR com 404280307 221,692 707 x 310 20 377
HUBBELL INC CLASS B com 443510201 293,920 7,348 x 7,348
ILLINOIS TOOL WORKS INC com 452308109 396,000 6,400 x 6,400
IMS HEALTH INC COM com 449934108 2,360,156 71,250 x 71,250
INFODATA SYS INC COM NEW com 456650209 42,625 15,500 x 15,500
INTEL CORP com 458140100 6,271,488 52,757 x 11,300 41,457
1,945,984 16,370 1 16,370
INTERNATIONAL BUSINESS com 459200101 50,598,139 285,462 x 72,290 1,000 216,702
2,541,765 14,340 1 14,340
802,942 4,530 x
INTERPUBLIC GROUP COS
IN com 460690100 1,029,001 13,213 x 300 17,263.50
338,756 4,350 x
J C PENNEY COMPANY INC com 708160106 243,000 6,000 x 6,000
JOHNSON & JOHNSON com 478160104 34,906,916 373,336 x 92,092 3,200 280,944
1,327,700 14,200 1 14,200
271,150 2,900 x
JP MORGAN com 616880100 557,655 4,520 x 2,270 5,250
370,125 3,000 x
KIMBERLY-CLARK CORP com 494368103 598,260 12,480 1 12,480
105,462 2,200 x 2,200
LUCENT TECHNOLOGIES COM com 549463107 1,655,424 15,328 x 644 15,655.99
104,975 971 x
MARSH & MCLENNAN COS IN com 571748102 23,227,330 312,826 x 83,677 200 234,349
289,575 3,900 1 3,900
400,950 5,400 x
MCDONALDS CORP COM com 580135101 2,026,737 44,728 x 2,800 43,128
54,375 1,200 x
MCKESSON HBOC INC COM com 58155Q103 17,292,462 262,007 x 57,754 407 210,680
328,350 4,975 1 4,975
451,044 6,834 x
-----------
Page Total 152,150,309
<PAGE>
MEDISCIENCE TECHNOLOGY
COM com 585901101 4,400 17,600 x 17,600
MERCANTILE BANKSHARES
COM com 587405101 270,100 7,300 x 7,300
MERCK & CO. INC com 589331107 24,439,647 305,019 x 51,011 1,000 269,238
897,400 11,200 1 11,200
1,300,429 16,230 x
METTLER TOLEDO INTL COM com 592688105 222,750 9,000 x 9,000
379,962 15,352 1 15,352
MFC BANCORP LTD com 55271X103 1,828,494 270,888 x 22,350 248,538
MICROSOFT CORP com 594918104 1,975,335 22,040 x 12,540 10,300
71,700 800 x
MINNESOTA MNG & MFG CO com 604059105 573,075 8,100 x 4,200 4,676
54,902 776 x
MOBIL CORP com 607059102 8,620,216 97,957 x 21,807 1,200 78,378
301,664 3,428 x
MOLEX INCORPORATED com 608554101 505,426 17,206 x 17,206
MORGAN S D WITTER DISC
COM NEW com 617446448 1,393,928 13,948 x 6,450 7,498
MOTOROLA INC com 620076109 6,717,025 91,700 x 23,750 68,150
125,990 1,720 1 1,720
14,650 200 x
MUTUAL RISK MGMT LTD
COM com 628351108 231,000 6,000 x 6,000
NCR CORP NEW COM com 62886E108 15,955,250 319,105 x 85,920 1,750 240,885
190,000 3,800 1 3,800
472,500 9,450 x
NEXTEL COMMUNICATIONS
CL A com 65332V103 395,550 10,800 x 10,800
NIKE INC com 654106103 308,628 5,350 x 2,700 2,650
NOBEL INS LTD com 654885102 21,150 28,200 x 28,200
NORTHERN TRUST CORP com 665859104 426,300 4,800 x 4,800
O C G TECHNOLOGY INC
COM com 670818103 37,800 90,000 x 90,000
OEC-MEDICAL SYS INC COM com 670828102 241,500 10,500 x 10,500
OMNICOM GROUP INC COM com 681919106 255,800 3,200 x 3,200
PEPSICO INC COM com 713448108 2,501,338 63,830 x 5,930 58,500
23,512 600 x
----------
Page Total 70,757,422
<PAGE>
PFIZER INC com 717081103 5,040,926 36,331 x 12,860 500 25,031
249,750 1,800 1 1,800
285,825 2,060 x
PHILIP MORRIS COS INC com 718154107 3,973,724 112,930 x 28,500 2,400 88,130
211,125 6,000 1 6,000
214,644 6,100 x
PREMIER NATL BANCORP COM com 74053F107 216,210 14,414 x 14,414
PROCTER & GAMBLE CO com 742718109 13,094,244 133,700 x 30,979 103,321
58,762 600 x
ROYAL DUTCH PETE CO NY
REG GLDR 1.25 com 780257804 12,472,304 239,852 x 49,662 198,190
416,000 8,000 x
SBC COMMUNICATIONS com 78387G103 455,454 9,652 x 3,396 6,976
33,975 720 x
SCHERING PLOUGH CORP com 806605101 3,958,441 71,646 x 71,646
44,200 800 1 800
SCHLUMBERGER LTD com 806857108 9,574,026 159,070 x 58,810 1,600 107,000
252,787 4,200 1 4,200
501,964 8,340 x
SMITHKLINE BEECHAM PLC com 832378301 5,936,001 83,021 x 25,900 58,021
14,300 200 1 200
64,350 900 x
SOLA INTL INC COM com 834092108 128,261 10,633 1 10,633
SPRINT CORP com 852061100 226,767 2,311 x 2,311
STATE ST CORP com 857477103 40,661,439 494,364 x 104,644 300 394,820
370,125 4,500 1 4,500
444,150 5,400 x
STRYKER CORP COM com 863667101 761,606 15,100 x 15,100
25,219 500 1 500
SUN MICROSYSTEMS INC com 866810104 27,272,254 218,069 x 21,764 300 200,180
522,136 4,175 x
TELEFLEX INC COM com 879369106 299,750 8,800 x 8,800
-----------
Page Total 127,780,720
<PAGE>
TEXACO INC com 881694103 1,766,627 31,130 x 2,264 30,466
90,800 1,600 x
TEXAS INDUSTRIES INC com 882491103 394,519 15,900 x 15,900
TIME WARNER INC COM com 887315109 1,278,024 18,048 x 15,448 2,600
TYCO INTL LTD com 902124106 462,644 6,448 x 6,448
U S TR CORP NEW COM com 91288L105 2,810,074 37,878 x 18,448 400 22,080
226,272 3,050 x
UNION PAC CORP COM com 907818108 668,931 12,518 x 3,218 9,300
UNOVA INC COM com 91529B106 647,902 49,130 x 100 49,130
21,100 1,600 1 1,600
1,319 100 x
UST INC com 902911106 559,075 21,400 x 18,500 3,900
26,125 1,000 x
VINTAGE PETE INC com 927460105 127,800 14,200 x 14,200
VODAFONE GROUP PLC
SPONSORED ADR com 92857T107 675,900 3,600 x 3,600
168,975 900 1 900
WAL MART STORES INC COM com 931142103 39,825 432 x 32 400
331,875 3,600 1 3,600
WALGREEN CO com 931422109 914,848 32,384 x 784 31,600
180,800 6,400 1 6,400
WARNER LAMBERT COMPANY com 934488107 294,812 4,450 x 4,450
WATERS CORP COM com 941848103 210,125 2,000 x 2,000
420,250 4,000 1 4,000
WEATHERFORD INTL INC
COM com 947074100 500,032 19,140 x 19,140
WELLS FARGO & COMPANY
NEW com 949746101 568,012 16,200 x 16,200
-----------
825,061,018
MUTUAL FUNDS
ARTISAN MIDCAP FUND mufund 04314H303 163,764 11,356 x 11,356.70
----------
Page Total 13,550,431
<PAGE>
ARTISAN SMALL CAP VALUE
FUND mufund 04314H501 104,735 12,010 x 12,010.89
DEAN WITTER DIV GTH SE
CL D mufund 241900406 328,640 5,317 x 5,317.79
DODGE & COX STK FD COM mufund 256219106 376,332 4,039 x 1,483.22 2,555.98
EATON VANCE MUNS TR VA
TAX FREE FD mufund 27826L850 267,995 24,791 x 24,791.41
EXCELSIOR FDS INC EQUITY
FD CL C mufund 300722303 466,632 10,977 x 10,977
EXCELSIOR TAX EX FDS
INTR TERM CL B mufund 300861200 118,694 12,507 x 12,507.32
JANUS INVT FD WORLDWIDE
FD mufund 471023309 372,679 7,371 x 7,371.03
MORGAN S D WITTER GRWT
SH BEN INT B mufund 616922209 284,510 16,541 x 16,541.29
MSDW U S GOVT SECS TR
SH BEN INT B mufund 616969200 281,095 31,060 x 31,060.22
VANGUARD 500 INDEX TR mufund 922908108 312,434 2,627 x 1,121.71 1,506
WHITE OAK GROWTH STOCK
FUND mufund 671081107 468,568 10,104 x 2,983.15 7,121.84
---------
3,546,078
CLOSED END FUNDS
MORGAN STAN AFRICA FD
COM cl end 617444104 93,750 10,000 x 10,000
---------
93,750
CONVERTIBLE PREFERRED
ARMCO INC 3.625 SER 042170407 4,129,620 93,855 x 19,855 600 79,900
286,000 6,500 x
UNOCAL CAP TR 91528T207 215,000 4,000 x 4,000
---------
4,630,620
---------
Page Total 8,106,685
<PAGE>
-----------
GRAND TOTAL 836,301,592
===========
-----------
Page Total 0
</TABLE>
01811001.AD2
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