|
|
|
|
|
|
|
|
|
|
|
|
|
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Munn, Bernhard & Associates, Inc.
Address: 6 East 43rd Street
New York, New York 10017
Form 13F File Number: 28-4079
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gerald D. Rosenberg
Title: Vice President
Phone: (212) 370-7300
Signature, Place, and Date of Signing:
/s/ Gerald D. Rosenberg New York, New York 8/16/99
_______________________ _____________________ _________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of
this reporting manager are reported in this report.)
<PAGE>
[ ] 13F NOTICE. (Check her if no holdings reported are in
this report, and all holdings are reported by other
reporting manger(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
[Repeat as necessary.]
2
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 133
Form 13F Information Table Value Total: $879,400
List of Other Included Managers: NONE
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
[If there are no entries in this list, state "NONE" and omit the
column headings and list entries.]
No. Form 13F File Number Name
28-
[Repeat as necessary.]
3
<PAGE>
<TABLE>
MUNN, BERNHARD & ASSOCIATES, INC.
FORM 13F
June 30, 1999
<CAPTION>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CONVERTIBLE BONDS
- -----------------
SOFTKEY INTL INC 83402NAA7 496,875.00 500,000 x 500,000
VLSI TECHNOLOGY INC 918270AB5 2,474,062.00 2,437,500 x 2,437,500
------------
2,970,937.00
COMMON STOCK
- ------------
ABBOTT LABORATORIES COM 002824100 5,006,224.00 110,330 x 40,130 76,200
272,250.00 6,000 x
AMB PROPERTY CORP
COM COM 00163T109 223,250.00 9,500 x 9,500
AMERICA ONLINE INC
DEL COM COM 02364J104 295,350.00 2,685 x 2,685
AMERICAN HOME
PRODS CORP COM 026609107 21,156,572.00 368,742 x 62,546 2,700 306,056
146,880.00 2,560 x
AMERICAN INTL GROUP
INC COM 026874107 38,304,168.00 326,688 x 105,603 3,993 230,804
1,607,732.00 13,712 x
AMERICREDIT CORP COM 03060R101 33,666,528.00 2,104,158 x 542,550 22,400 1,613,708
1,192,000.00 74,500 x
AMERITECH CORP NEW COM 030954101 323,400.00 4,400 x 6,320
141,120.00 1,920 x
AMGEN COM 031162100 1,299,072.00 21,340 x 3,440 17,900
ANALOG DEVICES
INC COM COM 032654105 471,762.00 9,400 x 9,400
ARMCO INC COM 042170100 7,328,575.00 1,106,200 x 179,600 53,500 908,100
231,875.00 35,000 x
AT&T COM 001957109 10,891,391.00 195,142 x 39,126 300 160,666
276,272.00 4,950 x
ATLANTIC RICHFIELD
CO COM 048825103 649,698.00 7,775 x 4,800 2,975
AUTOMATIC DATA
PROCESS COM 053015103 19,615,156.00 445,799 x 97,549 400 355,650
343,200.00 7,800 x
4
<PAGE>
-------------
Page Total 146,413,414.00
5
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AVON PRODS INC COM 054303102 7,877,115.00 141,930 x 15,340 300 128,405
117,382.00 2,115 x
BAKER HUGHES INC COM 057224107 1,130,960.00 33,760 x 23,825 9,935
BANK OF AMERICA
CORP COM COM 06605F102 251,022.00 3,424 x 1,600 1,824
BANK OF NEW YORK COM 064057102 17,026,852.00 464,105 x 59,643 4,800 417,342
648,635.00 17,680 x
BANK ONE CORP. COM 06423A103 11,718,445.00 196,742 x 53,730 400 148,712
363,331.00 6,100 x
BECTON DICKINSON
& CO COM 075887109 720,000.00 24,000 x 27,000
90,000.00 3,000 x
BELL ATLANTIC CORP COM 077853109 444,419.00 6,798 x 3,000 4,998
78,450.00 1,200 x
BELLSOUTH
CORPORATION COM 079860102 703,867.00 15,260 x 3,600 13,960
106,087.00 2,300 x
BERKSHIRE HATHAWAY
INC CL A COM 084670108 620,100.00 9 x 9
BERKSHIRE HATHAWAY
INC CL B COM 084670207 3,094,560.00 1,381 x 309 1,149
172,480.00 77 x
BP AMOCO P L C
SPONSORED ADR COM 055622104 7,110,764.00 65,537 x 5,214 60,393
7,595.00 70 x
BRISTOL MYERS
SQUIBB CO COM 110122108 28,499,435.00 404,606 x 140,790 8,960 274,936
1,414,385.00 20,080 x
CAREY DIVERSIFIED
LLC COM COM 14174P105 191,475.00 11,100 x 11,100
CHASE MANHATTAN
NEW COM COM 16161A108 3,064,868.00 35,432 x 19,320 1,456 21,380
581,626.00 6,724 x
CHEVRON CORPORATION COM 166751107 1,121,737.00 11,800 x 13,800
190,125.00 2,000 x
CHUBB CORP COM 171232101 8,129,415.00 116,970 x 48,300 1,850 68,720
132,050.00 1,900 x
CINTAS CORP COM COM 172908105 1,276,562.00 19,000 x 19,000
CISCO SYS INC COM 17275R102 27,951,183.00 433,772 x 5,600 428,172
CITIGROUP INC COM COM 172967101 37,039,538.00 779,779 x 177,646 750 629,583
1,339,500.00 28,200 x
--------------
Page Total 163,213,967.00
6
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COCA COLA CO COM 191216100 5,823,536.00 93,928 x 9,976 83,952
COCA-COLA
ENTERPRISES INC COM 191219104 267,750.00 9,000 x 9,000
COLGATE PALMOLIVE CO COM 194162103 5,670,152.00 57,565 x 41,210 1,400 18,355
334,900.00 3,400 x
COMMERCE GROUP INC
MA COM COM 200641108 214,500.00 8,800 x 8,800
DIEBOLD INC COM 253651103 460,719.00 16,025 x 4,575 800 10,650
DISNEY WALT CO DEL COM 254687106 2,402,173.00 77,961 x 9,085 68,876
DU PONT E I
DE NEMOURS COM 263534109 866,681.00 12,687 x 3,400 13,487
286,912.00 4,200 x
DUN & BRADSTREET CORP COM 264830100 354,375.00 10,000 x 10,000
E M C CORP MASS COM COM 268648102 776,600.00 14,120 x 14,120
ELECTRONIC DATA SYS COM 285661104 6,557,515.00 115,806 x 40,176 75,700
3,964.00 70 x
ELI LILLY AND COMPANY COM 532457108 530,025.00 7,400 x 2,400 5,000
EMERSON ELECTRIC CO COM 291011104 541,262.00 8,600 x 7,100 1,500
ENRON CORP COM 293561106 255,305.00 3,123 x 123 3,000
EXXON COM 302290101 15,262,498.00 197,893 x 41,233 1,000 159,260
277,650.00 3,600 x
FEDERAL NATL MTGE
ASSN COM 313586109 36,130,799.00 529,389 x 135,714 2,000 412,875
1,446,900.00 21,200 x
GENERAL ELEC CO COM 369604103 43,479,801.00 384,777 x 61,038 1,000 325,739
339,000.00 3,000 x
GENRAD INC COM 372447102 34,268,314.00 1,603,196 x 385,979 14,500 1,262,417
1,276,087.00 59,700 x
GILLETTE CO COM COM 375766102 1,365,054.00 33,294 x 8,894 27,600
131,200.00 3,200 x
GLAXO WELLCOME
PLC SPONSOR COM 37733W105 1,826,156.00 32,250 x 22,450 2,100 10,700
169,875.00 3,000 x
GOLF TR AMER INC COM COM 38168B103 215,050.00 8,800 x 8,800
GREAT LAKES CHEM CORP COM 390568103 202,675.00 4,400 x 4,400
HALLIBURTON COMPANY COM 406216101 2,006,837.00 44,350 x 35,000 9,350
----------------
Page Total 163,744,268.00
7
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HANOVER DIRECT COPR. COM 410783104 58,937.00 20,500 x 16,000 4,500
HEINZ H J CO COM 423074103 581,450.00 11,600 x 6,000 11,450
293,231.00 5,850 x
HEWLETT PACKARD CO COM 428236103 6,648,879.00 66,158 x 1,000 66,458
130,650.00 1,300 x
HOME DEPOT INC COM COM 437076102 586,381.00 9,100 x 9,100
HONEYWELL INC COM 438506107 347,393.00 2,998 x 2,576 422
HONG KONG & CHINA
GQS LT ADR COM 438550204 19,044.00 14,449 x 14,449
HSBC HOLDINGS
PLC-ORD COM G4634U102 871,500.00 33,200 x 33,200
HUBBELL INC CLASS B COM 443510201 332,054.00 7,318 x 7,318
ILLINOIS TOOL WORKS
INC COM 452308109 523,200.00 6,400 x 6,400
IMS HEALTH INC COM COM 449934108 4,996,875.00 159,900 x 2,100 161,900
128,125.00 4,100 x
INFODATA SYS INC
COM NEW COM 456650209 35,844.00 15,500 x 15,500
INTEL CORP COM 458140100 8,130,913.00 136,654 x 22,600 114,054
INTERNATIONAL
BUSINESS COM 459200101 71,416,312.00 552,544 x 134,450 5,500 440,254
3,575,055.00 27,660 x
INTERPUBLIC
GROUP COS IN COM 460690100 1,150,900.00 13,286 x 300 17,336
376,819.00 4,350 x
J C PENNEY COMPANY
INC COM 708160106 291,375.00 6,000 x 6,000
JOHNSON & JOHNSON COM 478160104 34,855,758.00 355,671 x 78,887 5,200 283,184
1,136,800.00 11,600 x
JP MORGAN COM 616880100 613,985.00 4,370 x 2,270 5,100
421,500.00 3,000 x
KIMBERLY-CLARK CORP COM 494368103 711,360.00 12,480 x 14,680
125,400.00 2,200 x
KIMCO REALTY
CORP COM COM 49446R109 206,700.00 5,200 x 5,200
LUCENT TECHNOLOGIES
COM COM 549463107 2,047,133.00 30,356 x 888 31,412
131,098.00 1,944 x
MARSH & MCLENNAN
COS IN COM 571748102 23,954,715.00 316,495 x 79,296 200 241,799
363,300.00 4,800 x
--------------
Page Total 165,062,687.00
8
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MCDONALDS CORP COM COM 580135101 1,810,651.00 44,028 x 2,800 42,428
49,350.00 1,200 x
MCKESSON HBOC
INC COM COM 58155Q103 12,450,254.00 386,804 x 71,822 14,328 310,534
318,012.00 9,880 x
MERCANTILE
BANKSHARES COM COM 587405101 258,237.00 7,300 x 7,300
MERCK & CO. INC COM 589331107 23,009,948.00 312,529 x 49,451 1,000 279,508
1,283,284.00 17,430 x
METTLER TOLEDO
INTL COM COM 592688105 229,500.00 9,000 x 24,352
391,476.00 15,352 x
MFC BANCORP LTD COM 55271X103 1,807,410.00 240,988 x 20,450 23,000 197,538
MICROSOFT CORP COM 594918104 1,987,732.00 22,040 x 12,540 10,300
72,150.00 800 x
MINNESOTA MNG
& MFG CO COM 604059105 686,806.00 7,900 x 4,200 4,476
67,463.00 776 x
MOBIL CORP COM 607059102 9,850,510.00 99,752 x 24,152 1,200 77,828
338,515.00 3,428 x
MOLEX INCORPORATED COM 608554101 636,622.00 17,206 x 17,206
MORGAN S D WITTER
DISC COM NEW COM 617446448 1,431,413.00 13,948 x 6,450 7,498
MOTOROLA INC COM 620076109 8,067,962.00 85,150 x 17,250 68,100
18,950.00 200 x
MUTUAL RISK MGMT
LTD COM COM 628351108 200,250.00 6,000 x 6,000
NCR CORP NEW COM COM 62886E108 18,989,039.00 389,020 x 106,295 13,750 284,175
741,950.00 15,200 x
NEXTEL COMMUNICATIONS
CL A COM 65332V103 441,650.00 8,800 x 8,800
NIKE INC COM 654106103 339,056.00 5,350 x 2,700 2,650
NOBEL INS LTD COM 654885102 21,150.00 28,200 x 28,200
NORTHERN TRUST CORP COM 665859104 465,600.00 4,800 x 4,800
O C G TECHNOLOGY
INC COM COM 670818103 36,900.00 90,000 x 90,000
OEC-MEDICAL SYS
INC COM COM 670828102 245,000.00 10,000 x 10,000
OMNICOM GROUP
INC COM COM 681919106 256,000.00 3,200 x 3,200
ORACLE SYSTEMS CORP COM 68389X105 4,260,094.00 114,750 x 3,400 6,400 106,450
55,687.00 1,500 x
-------------
Page Total 90,818,624.00
9
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PEPSICO INC COM COM 713448108 2,175,398.00 56,230 x 5,930 50,900
23,212.00 600 x
PFIZER INC COM 717081103 5,263,937.00 48,293 x 11,560 500 38,193
213,640.00 1,960 x
PHILIP MORRIS COS
INC COM 718154107 2,683,118.00 66,765 x 24,825 2,400 45,640
245,144.00 6,100 x
PREMIER NATL
BANCORP COM COM 74053F107 235,500.00 12,000 x 12,000
PROCTER & GAMBLE CO COM 742718109 8,425,468.00 94,403 x 17,032 800 77,171
53,550.00 600 x
ROYAL DUTCH PETE
CO NY REG GLDR 1.25 COM 780257804 14,286,118.00 237,114 x 51,924 2,200 190,990
482,000.00 8,000 x
SBC COMMUNICATIONS COM 78387G103 538,936.00 9,292 x 3,396 6,616
41,760.00 720 x
SCHERING PLOUGH CORP COM 806605101 3,669,750.00 69,900 x 69,900
SCHLUMBERGER LTD COM 806857108 10,254,961.00 161,020 x 56,460 1,600 112,900
633,054.00 9,940 x
SMITHKLINE BEECHAM
PLC COM 832378301 4,828,904.00 73,096 x 17,500 56,296
46,244.00 700 x
SOLA INTL INC COM COM 834092108 206,679.00 10,633 x 10,633
SPRINT CORP COM 852061100 244,966.00 4,622 x 4,622
STATE ST CORP COM 857477103 41,434,707.00 485,326 x 100,166 300 395,060
870,825.00 10,200 x
STRYKER CORP COM COM 863667101 937,950.00 15,600 x 15,600
SUN MICROSYSTEMS INC COM 866810104 31,827,137.00 462,100 x 37,000 600 433,500
619,875.00 9,000 x
TELEFLEX INC COM COM 879369106 382,250.00 8,800 x 8,800
TEXACO INC COM 881694103 1,808,251.00 28,990 x 2,064 28,326
87,325.00 1,400 x
TEXAS INDUSTRIES INC COM 882491103 255,750.00 6,600 x 6,600
TIME WARNER INC COM COM 887315109 1,310,736.00 18,048 x 15,448 2,600
TYCO INTL LTD COM 902124106 1,726,724.00 18,224 x 3,224 16,309
124,028.00 1,309 x
--------------
Page Total 135,937,899.00
10
<PAGE>
Title Investment Discretion Voting Authority
of Market --------------------- Other -----------------
Name of Issuer Class CUSIP Value Quantity Sole Share Other Managers Sole Share None
- --------------- ----- ----- ------ -------- ---- ----- ----- --------- ---- ----- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
U S TR CORP NEW COM COM 91288L105 2,585,190.00 27,948 x 18,048 11,950
189,625.00 2,050 x
UNION PAC CORP COM COM 907818108 907,809.00 15,568 x 3,218 12,350
UST INC COM 902911106 627,287.00 21,400 x 18,500 3,900
29,312.00 1,000 x
VINTAGE PETE INC COM 927460105 129,000.00 12,000 x 12,000
VODAFONE GROUP PLC
SPONSORED ADR COM 92857T107 1,007,813.00 5,115.80 x 500 4,615.80
WAL MART STORES
INC COM COM 931142103 389,088.00 8,064 x 64 8,000
WALGREEN CO COM 931422109 1,116,250.00 38,000 x 38,000
WARNER LAMBERT
COMPANY COM 934488107 238,481.00 3,450 x 3,450
WATERS CORP COM COM 941848103 212,500.00 4,000 x 12,000
425,000.00 8,000 x
WEATHERFORD INTL
INC COM COM 947074100 701,002.00 19,140 x 19,140
WELLS FARGO &
COMPANY NEW COM 949746101 615,600.00 14,400 x 14,400
----------------
871,393,880.00
CLOSED END FUNDS
- ----------------
MORGAN STAN AFRICA
FD COM 617444104 101,250.00 10,000 x 10,000
----------
101,250.00
CONVERTIBLE PREFERRED
- ---------------------
ARMCO INC
$3.625 SER 042170407 4,384,061.00 87,245 x 13,945 600 79,200
326,625.00 6,500 x
UNOCAL CAP TR 91528T207 223,000.00 4,000 x 4,000
----------------
4,933,686.00
GRAND TOTAL 879,399,754.00
================
</TABLE>
01811001.AD3
|
|