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AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 22, 1999
REGISTRATION STATEMENT NO. 333-
- --------------------------------------------------------------------------------
U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM SB-2
PRE-EFFECTIVE AMENDMENT NO. 1
TO
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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MODERN MEDICAL MODALITIES CORPORATION
(Name of small business issuer as specified in its charter)
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<S> <C> <C>
NEW JERSEY 8071 22-3059258
(State or other jurisdiction of (Primary Standard Industrial (IRS Employer I.D. No.)
incorporation or organization) Classification Code Number)
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1719 ROUTE 10, SUITE 117
PARSIPPANY, NEW JERSEY 07054
(973) 538-9955
(Address and telephone number of principal executive offices
and principal place of business)
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ROGER FINDLAY, PRESIDENT
MODERN MEDICAL MODALITIES CORPORATION
1719 ROUTE 10, SUITE 117
PARSIPPANY, NEW JERSEY 07054
(973) 538-9955
(973) 267-7359 (FAX)
(NAME, ADDRESS AND TELEPHONE NUMBER OF AGENTS FOR SERVICE)
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COPIES TO:
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JAY M. KAPLOWITZ, ESQ.
GERSTEN, SAVAGE & KAPLOWITZ, LLP
101 EAST 52ND STREET, 9TH FLOOR
NEW YORK, NEW YORK 10022
(212) 752-9700
(212) 752-9713 (FAX)
Approximate date of proposed sale to the public: As soon as practicable
after the effective date of this registration statement.
If this Form is filed to register additional securities for an offering
pursuant to Rule 462(b) under the Securities Act, please check the following box
and list the Securities Act registration statement number of the earlier
effective registration statement for the same offering. / /
If this Form is a post-effective amendment filed pursuant to Rule
462(c) under the Securities Act, check the following box and list the Securities
Act registration statement number of the earlier effective registration
statement for the same offering. / /
If delivery of the prospectus is expected to be made pursuant to Rule
434, please check the following box. / /
If any of the securities being registered on this Form are to be
offered on a delayed or continuous basis pursuant to Rule 415 under the
Securities Act of 1933, check the following box: /x/
THE REGISTRANT HEREBY AMENDS THIS REGISTRATION STATEMENT ON SUCH
DATE OR DATES AS MAY BE NECESSARY TO DELAY ITS EFFECTIVE DATE UNTIL THE
REGISTRANT SHALL FILE A FURTHER AMENDMENT WHICH SPECIFICALLY STATES THAT THIS
REGISTRATION STATEMENT SHALL THEREAFTER BECOME EFFECTIVE IN ACCORDANCE WITH
SECTION 8(a) OF THE SECURITIES ACT OF 1933, AS AMENDED, OR UNTIL THE
REGISTRATION STATEMENT SHALL BECOME EFFECTIVE ON SUCH DATE AS THE COMMISSION,
ACTING PURSUANT TO SAID SECTION 8(a) MAY DETERMINE.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended,
the registrant certifies that it has reasonable grounds to believe that it meets
all of the requirements for filing on Form SB-2 and has duly caused this
Pre-Effective Amendment No. 1 to the registration statement to be signed on
its behalf by the undersigned, thereunto duly authorized, in the State of New
Jersey on September 22, 1999.
MODERN MEDICAL MODALITIES CORPORATION
By: /s/ Roger Findlay
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Roger Findlay
President and Chairman of the Board
POWER OF ATTORNEY
Pursuant to the requirements of the Securities Act of 1933, as amended,
this registration statement has been signed by the following persons in the
capacities and on the dates indicated.
We, the undersigned officers and directors of MODERN MEDICAL MODALITIES
CORPORATION hereby severally constitute and appoint Roger Findlay, our true and
lawful attorney-in-fact and agent with full power of substitution for us and in
our stead, in any and all capacities, to sign any and all amendments (including
post-effective amendments) to this registration statement and all documents
relating thereto, and to file the same, with all exhibits thereto and other
documents in connection therewith with the United States Securities and Exchange
Commission, granting unto said attorney-in-fact and agent full power and
authority to do and perform each and every act and thing necessary or advisable
to be done in and about the premises, as fully to all intents and purposes as he
might or could do in person, hereby ratifying and confirming all that said
attorney-in-fact and agent or his substitute or substitutes, may lawfully do or
cause to be done by virtue hereof.
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SIGNATURE TITLE DATE
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/s/ Roger Findlay Chairman and President September 22, 1999
- ----------------------------------------
Roger Findlay
/s/ Jan Goldberg Vice President,
- ---------------------------------------- Principal Accounting September 22, 1999
Jan Goldberg Officer, Treasurer and Director
/s/ Gregory Maccia Vice President, Secretary
- ---------------------------------------- and Director September 22, 1999
Gregory Maccia
/s/ Director September __, 1999
- ----------------------------------------
Fred Mancinelli
/s/ Director September __, 1999
- ----------------------------------------
Carl Gideon
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