SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 2 and Restatement)*
Neurobiological Technologies Inc.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
00064124W1
- --------------------------------------------------------------------------------
(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 15 Pages
Exhibit Index Contained on Page 14
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 2 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mohr Davidow Ventures II, A California Limited Partnership
("MDV II")
Tax ID Number: 94-3037255
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 321,955 shares, of which 100,450
SHARES are shares issuable upon exercise
BENEFICIALLY of a warrant, except that WHD/LGM,
OWNED BY EACH REPORTING the general partner of MDV II, and
PERSON Mohr, Davidow and Feiber, the
WITH general partners of WHD/LGM, may be
deemed to have shared voting power
with respect to such shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
321,955 shares, of which 100,450
are shares issuable upon exercise
of a warrant, except that WHD/LGM,
the general partner of MDV II, and
Mohr, Davidow and Feiber, the
general partners of WHD/LGM, may be
deemed to have shared dispositive
power with respect to such shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 321,955
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.94%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 3 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
WHD/LGM Partners, A California Limited Partnership
("WHD/LGM")
Tax ID Number: 94-3035845
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
--------------------------------------------
6 SHARED VOTING POWER
NUMBER OF 321,955 shares, of which 100,450
SHARES are shares issuable upon exercise
BENEFICIALLY of a warrant, except Mohr, Davidow
OWNED BY EACH REPORTING and Feiber, the general partners of
PERSON WHD/LGM, may be deemed to have
WITH shared voting power with respect to
such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
321,955 shares, of which 100,450
are shares issuable upon exercise
of a warrant, except that Mohr,
Davidow and Feiber, the general
partners of WHD/LGM, may be deemed
to have shared dispositive power
with respect to such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 321,955
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.94%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 4 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mohr, Davidow Ventures III, A California Limited
Partnership ("MDV III")
Tax ID Number: 94-3150283
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
NUMBER OF 321,955 shares, of which 100,450
SHARES are shares issuable upon exercise
BENEFICIALLY of a warrant, except that WLPJ, the
OWNED BY EACH REPORTING general partner of MDV III, and
PERSON Mohr, Davidow, Feiber and
WITH Schoendorf, the general partners of
WLPJ, may be deemed to have shared
voting power with respect to such
shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
321,955 shares, of which 100,450
are shares issuable upon exercise
of a warrant, except that WLPJ, the
general partner of MDV III, and
Mohr, Davidow, Feiber, and
Schoendorf, the general partners of
WLPJ, may be deemed to have shared
dispositive power with respect to
such shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 321,955
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
4.94%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 5 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
WLPJ Partners, A California Limited Partnership ("WLPJ")
Tax ID Number: 94-3150282
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
--------------------------------------------
6 SHARED VOTING POWER
NUMBER OF 321,955 shares, of which 100,450
SHARES are shares issuable upon exercise
BENEFICIALLY of a warrant, except that Mohr,
OWNED BY EACH REPORTING Davidow, Feiber and Schoendorf, the
PERSON general partners of WLPJ, may be
WITH deemed to have shared voting power
with respect to such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
321,955 shares, of which 100,450
are shares issuable upon exercise
of a warrant, except that Mohr,
Davidow, Feiber and Schoendorf, the
general partners of WLPJ, may be
deemed to have shared dispositive
power with respect to such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 321,955
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.94%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* PN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 6 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Lawrence G. Mohr, Jr. ("Mohr")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
8,142 shares, of which 4,000 are
owned by the "Lawrence G. Mohr, Jr.
IRA SEP Fidelity Management Trust
Co. Custodian" and 4,142 shares are
issuable upon the exercise of a
stock option.
--------------------------------------------
6 SHARED VOTING POWER
NUMBER OF 643,910 shares, of which 321,955
SHARES are shares directly owned by MDV II
BENEFICIALLY (of which 100,450 are shares
OWNED BY EACH REPORTING issuable upon exercise of warrants)
PERSON and 321,955 shares of which are
WITH directly owned by MDV III (of which
100,450 are shares issuable upon
exercise of a warrant). Mohr is a
general partner of WHD/LGM, the
general partner of MDV II, and a
general partner of WLPJ, the
general partner of MDV III, and may
be deemed to have shared voting
power with respect to such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
8,142 shares, of which 4,000 are
owned by the "Lawrence G. Mohr, Jr.
IRA SEP Fidelity Management Trust
Co. Custodian" and 4,142 shares are
issuable upon the exercise of a
stock option.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
643,910 shares, of which 321,955
are shares directly owned by MDV II
(of which 100,450 are shares
issuable upon exercise of warrants)
and 321,955 shares of which are
directly owned by MDV III (of which
100,450 are shares issuable upon
exercise of a warrant). Mohr is a
general partner of WHD/LGM, the
general partner of MDV II, and a
general partner of WLPJ, the
general partner of MDV III, and may
be deemed to have shared
dispositive power with respect to
such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 652,052
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.00%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 7 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
William H. Davidow ("Davidow")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
--------------------------------------------
6 SHARED VOTING POWER
NUMBER OF SHARES 643,910 shares, of which
BENEFICIALLY 321,955 are shares directly owned
OWNED BY EACH REPORTING by MDV II (of which 100,450 are
PERSON shares issuable upon exercise of
WITH warrants) and 321,955 shares of
which are directly owned by MDV III
(of which 100,450 are shares
issuable upon exercise of a
warrant). Davidow is a general
partner of WHD/LGM, the general
partner of MDV II, and a general
partner of WLPJ, the general
partner of MDV III, and may be
deemed to have shared voting power
with respect to such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
643,910 shares, of which 321,955
are shares directly owned by MDV II
(of which 100,450 are shares
issuable upon exercise of warrants)
and 321,955 shares of which are
directly owned by MDV III (of which
100,450 are shares issuable upon
exercise of a warrant). Davidow is
a general partner of WHD/LGM, the
general partner of MDV II, and a
general partner of WLPJ, the
general partner of MDV III, and may
be deemed to have shared
dispositive power with respect to
such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 643,910
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.88%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 8 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Jonathan D. Feiber ("Feiber")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
--------------------------------------------
6 SHARED VOTING POWER
NUMBER OF 643,910 shares, of which 321,955
SHARES are shares directly owned by MDV II
BENEFICIALLY (of which 100,450 are shares
OWNED BY EACH REPORTING issuable upon exercise of warrants)
PERSON and 321,955 shares of which are
WITH directly owned by MDV III (of which
100,450 are shares issuable upon
exercise of a warrant). Feiber is a
general partner of WHD/LGM, the
general partner of MDV II, and a
general partner of WLPJ, the
general partner of MDV III, and may
be deemed to have shared voting
power with respect to such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
643,910 shares, of which 321,955
are shares directly owned by MDV II
(of which 100,450 are shares
issuable upon exercise of warrants)
and 321,955 shares of which are
directly owned by MDV III (of which
100,450 are shares issuable upon
exercise of a warrant). Feiber is a
general partner of WHD/LGM, the
general partner of MDV II, and a
general partner of WLPJ, the
general partner of MDV III, and may
be deemed to have shared
dispositive power with respect to
such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 643,910
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 9.88%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
- -------------------------------- ---------------------------
CUSIP NO. 00064124W1 13 G Page 9 of 15 Pages
- -------------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Nancy J. Schoendorf ("Schoendorf")
Tax ID Number: ###-##-####
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
- --------------------------------------------------------------------------------
5 SOLE VOTING POWER
0 shares
NUMBER OF --------------------------------------------
SHARES 6 SHARED VOTING POWER
BENEFICIALLY 321,955 shares (of which 100,450
OWNED BY EACH REPORTING are shares issuable upon exercise
PERSON of a warrant), are directly owned
WITH by MDV III. Schoendorf is a general
partner of WLPJ, the general
partner of MDV III, and may be
deemed to have shared voting power
with respect to such shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
321,955 shares (of which 100,450
are shares issuable upon exercise
of a warrant), are directly owned
by MDV III. Schoendorf is a general
partner of WLPJ, the general
partner of MDV III, and may be
deemed to have shared dispositive
power with respect to such shares.
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 321,955
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 4.94%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON* IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 10 of 15 Pages
This statement amends and restates the Statement on Schedule
13(G) (the "Original Statement") filed by Mohr Davidow
Ventures II, A California Limited Partnership, WHD/LGM
Partners, A California Limited Partnership, Mohr, Davidow
Ventures III, A California Limited Partnership, WLPJ Partners,
A California Limited Partnership, Lawrence G. Mohr, Jr.,
William H. Davidow, Jonathan D. Feiber and Nancy J. Schoendorf
(collectively, the "Reporting Persons").
ITEM 1(a). NAME OF ISSUER:
---------------
Neurobiological Technologies, Inc.
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
------------------------------------------------
1387 Marina Way South
Richmond, CA 94804
(510) 215-8000
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Mohr, Davidow Ventures II, A
California Limited Partnership ("MDV II"), WHD/LGM Partners, A
California Limited Partnership ("WHD/LGM"), Mohr Davidow
Ventures III, A California Limited Partnership ("MDV III"),
WLPJ Partners, A California Limited Partnership ("WLPJ"),
Lawrence G. Mohr, Jr. ("Mohr"), William H. Davidow
("Davidow"), Jonathan D. Feiber ("Feiber") and Nancy J.
Schoendorf ("Schoendorf"). The foregoing entities and
individuals are collectively referred to as the "Reporting
Persons."
WHD/LGM is the general partner of MDV II and may be deemed to
have shared power to vote and shared power to dispose of
shares of the issuer directly owned by MDV II. WLPJ is the
general partner of MDV III, and may be deemed to have shared
power to vote and shared power to dispose of shares of the
issuer directly owned by MDV III. Mohr, Davidow and Feiber are
the general partners of WHD/LGM and may be deemed to have
shared power to vote and shared power to dispose of the shares
of issuer directly owned by MDV II. Mohr, Davidow, Feiber and
Schoendorf are the general partners of WLPJ, and may be deemed
to have shared power to vote and shared power to dispose of
the shares of issuer directly owned by MDV III.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
-------------------------------------------------------------
The address of the principal business office for each of the
Reporting Persons is:
Mohr Davidow Ventures
3000 Sand Hill Road
Building 1, Suite 240
Menlo Park, CA 94025
<PAGE>
Page 11 of 15 Pages
ITEM 2(c) CITIZENSHIP:
------------
MDV II, WHD/LGM, MDV III and WLPJ are California limited
partnerships and Mohr, Davidow, Feiber and Schoendorf are
United States citizens.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
-----------------------------
Common Stock
ITEM 2(e). CUSIP NUMBER:
-------------
CUSIP # 00064124W1
ITEM 3. Not Applicable
--------------
ITEM 4. OWNERSHIP:
----------
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person
--------------------------------------------
has:
----
(i) Sole power to vote or to direct the
-----------------------------------
vote:
-----
See Row 5 of cover page for each
Reporting Person.
(ii) Shared power to vote or to direct
-----------------------------------
the vote:
---------
See Row 6 of cover page for each
Reporting Person.
(iii) Sole power to dispose or to direct
-----------------------------------
the disposition of:
-------------------
See Row 7 of cover page for each
Reporting Person.
(iv) Shared power to dispose or to
-----------------------------------
direct the disposition of:
--------------------------
See Row 8 of cover page for each
Reporting Person.
<PAGE>
Page 12 of 15 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
With respect to MDV II, WHD/LGM, MDV III, WLPJ and Schoendorf:
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial ovnership of more than five percent of the class of
securities, check the following: [X] Yes
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
--------------------------------------------------------------
PERSON:
-------
Under certain circumstances set forth in the limited
partnership agreements of MDV II, WHD/LGM, MDV III and WLPJ,
the general and limited partners of each of such entities may
be deemed to have the right to receive dividends from, or the
proceeds from, the sale of shares of the issuer owned by each
such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
--------------------------------------------------------------
ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
--------------------------------------------------------------
COMPANY:
--------
Not applicable.
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
- ------- ----------------------------------------------------------
Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
- ------- -------------------------------
Not applicable
ITEM 10. CERTIFICATION:
- -------- --------------
Not applicable
<PAGE>
Page 13 of 15 Pages
SIGNATURES
----------
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Lawrence G. Mohr, Jr.
--------------------------------------
Lawrence G. Mohr, Jr., individually
and on behalf of MDV II in his
capacity as a general partner of
WHD/LGM, the general partner of MDV
II, on behalf of WHD/LGM in his
capacity as a general partner thereof,
on behalf of MDV III in his capacity
as a general partner of WLPJ, the
general partner of MDV III, and on
behalf of WLPJ in his capacity as a
general partner thereof.
/s/ William H. Davidow
--------------------------------------
William H. Davidow
/s/ Jonathan D. Feiber
--------------------------------------
Jonathan D. Feiber
/s/ Nancy J. Schoendorf
--------------------------------------
Nancy J. Schoendorf
<PAGE>
Page 14 of 15 Pages
EXHIBIT INDEX
-------------
Found on
Sequentially
Exhibit Numbered Page
- ------- -------------
Exhibit A: Agreement of Joint Filing 15
<PAGE>
Page 15 of 15 Pages
EXHIBIT A
---------
Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of Neurobiological
Technologies, Inc. shall be filed on behalf of each of the undersigned and that
this Agreement shall be filed as an exhibit to such Schedule 13G.
Date: February 13, 1995
/s/ Lawrence G. Mohr, Jr.
- --------------------------------------
Lawrence G. Mohr, Jr., individually and
on behalf of WHD/LGM Partners, A California
Limited Partnership in his capacity as a
general partner thereof, and on behalf of
Mohr, Davidow Ventures II, A California Limited
Partnership, in his capacity as a general partner of
WHD/LGM Partners, A California Limited Partnership,
the general partner of Mohr, Davidow Ventures II,
A California Limited Partnership, and on behalf
of WLPJ Partners, A California Limited Partnership
in his capacity as a general partner thereof, and on behalf
of Mohr, Davidow Ventures III, A California Limited Partnership,
in his capacity as a general partner of
WLPJ Partners, A California Limited Partnership,
the general partner of Mohr, Davidow
Ventures III, A California Limited Partnership.
/s/ William H. Davidow /s/ Jonathan D. Feiber
- ------------------------------ -------------------------------
William H. Davidow Jonathan D. Feiber
/s/ Nancy J. Schoendorf
- --------------------------------------
Nancy J. Schoendorf
