SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 1 and Restatement)*
The Vantive Corporation
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
0009220911
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 12 Pages
Exhibit Index Contained on Page 11
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CUSIP NO. 0009220911 13 G Page 2 of 12 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mohr Davidow Ventures II, A California Limited Partnership ("MDV II")
Tax ID Number: 94-3037255
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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5 SOLE VOTING POWER
NUMBER OF 51,044 shares, except that WHD/LGM
SHARES Partners, the general partner of
BENEFICIALLY MDV II, and Messrs. Mohr, Davidow,
OWNED BY EACH and Feiber, the general partners of
REPORTING WHD/LGM Partners, may be deemed to
PERSON have shared power to vote these
WITH shares.
--------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
51,044 shares, except that WHD/LGM
Partners, the general partner of
MDV II, and Messrs. Mohr, Davidow,
and Feiber, the general partners of
WHD/LGM Partners, may be deemed to
have shared power to dispose of
these shares.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 51,044
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.20%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 0009220911 13 G Page 3 of 12 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
WHD/LGM Partners, A California Limited Partnership ("WHD/LGM Partners")
Tax ID Number: 94-3035845
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
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SOLE VOTING POWER
5
NUMBER OF 0 shares
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
51,044 shares, of which all are
directly owned by MDV II. WHD/LGM
Partners, is the general partner of
MDV II and may be deemed to have
shared power to vote these shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
51,044 shares, of which all are
directly owned by MDV II. WHD/LGM
Partners, is the general partner of
MDV II and may be deemed to have
shared power to dispose of these
shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 51,044
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.20%
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12 TYPE OF REPORTING PERSON*
PN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 0009220911 13 G Page 4 of 12 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Lawrence G. Mohr, Jr. ("Mohr")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 0 shares
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
93,320 shares, of which 51,044 are
directly owned by MDV II and 42,276
of which are held by the Lawrence
G. Mohr, Jr. and Nancy H. Mohr,
Trustees of the Mohr Family Trust
U/D/T Dated August 5, 1985. Mohr is
a general partner of WHD/LGM
Partners, the general partner of
MDV II, and may be deemed to have
shared power to vote these shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
93,320 shares, of which 51,044 are
directly owned by MDV II and 42,276
of which are held by the Lawrence
G. Mohr, Jr. and Nancy H. Mohr,
Trustees of the Mohr Family Trust
U/D/T Dated August 5, 1985. Mohr is
a general partner of WHD/LGM
Partners, the general partner of
MDV II, and may be deemed to have
shared power to dispose of these
shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 93,320
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.39%
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12 TYPE OF REPORTING PERSON*
IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 0009220911 13 G Page 5 of 12 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
William H. Davidow ("Davidow")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 160,352 shares, of which 145,352
OWNED BY EACH are held in the name of the
REPORTING "Davidow Family Trust Dated July
PERSON 26, 1991, William H. Davidow,
WITH Trustee" and 15,000 are issueable
upon the exercise of options.
--------------------------------------------
6 SHARED VOTING POWER
51,044 shares, of which all are
directly owned by MDV II. Davidow
is a general partner of WHD/LGM
Partners, the general partner of
MDV II, and may be deemed to have
shared power to vote these shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
160,352 shares, of which 145,352
are held in the name of the
"Davidow Family Trust Dated July
26, 1991, William H. Davidow,
Trustee" and 15,000 are issueable
upon the exercise of options.
--------------------------------------------
8 SHARED DISPOSITIVE POWER
51,044 shares, of which all are
directly owned by MDV II. Davidow
is a general partner of WHD/LGM
Partners, the general partner of
MDV II, and may be deemed to have
shared power to dispose of these
shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 211,396
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.88%
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12 TYPE OF REPORTING PERSON*
IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
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CUSIP NO. 0009220911 13 G Page 6 of 12 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Jonathan D. Feiber ("Feiber")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH
--------------------------------------------
6 SHARED VOTING POWER
52,490 shares, of which 51,044 are
directly owned by MDV II and 1,446
of which are held by the Jonathan
D. Feiber and Heather A. Buhr,
Trustees of the Feiber-Buhr Family
Trust U/D/T Dated October 27, 1995.
Feiber is a general partner of
WHD/LGM Partners, the general
partner of MDV II, and may be
deemed to have shared power to vote
these shares.
--------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
--------------------------------------------
8 SHARED DISPOSITIVE POWER
52,490 shares, of which 51,044 are
directly owned by MDV II and 1,446
of which are held by the Jonathan
D. Feiber and Heather A. Buhr,
Trustees of the Feiber-Buhr Family
Trust U/D/T Dated October 27, 1995.
Feiber is a general partner of
WHD/LGM Partners, the general
partner of MDV II, and may be
deemed to have shared power to
dispose of these shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 52,490
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES*
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.22%
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12 TYPE OF REPORTING PERSON* IN
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* SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 7 of 12 Pages
This statement amends and restates the Statement on Schedule
13(G) (the "Original Statement") filed by Mohr, Davidow
Ventures III, WLPJ Partners, Lawrence G. Mohr, Jr., William H.
Davidow and Jonathan D. Feiber (collectively, the "Reporting
Persons").
ITEM 1(a). NAME OF ISSUER:
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The Vantive Corporation
ITEM 1(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
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2455 Augustine Drive
Santa Clara, CA 95051
(408) 982-5700
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Mohr Davidow Ventures II, A
California Limited Partnership ("MDV II"), WHD/LGM Partners, A California
Limited Partnership ("WHD/LGM Partners"), Lawrence G. Mohr, Jr. ("Mohr"),
William H. Davidow ("Davidow"), and Jonathan D. Feiber ("Feiber"). The foregoing
entities and individuals are collectively referred to as the "Reporting
Persons."
WHD/LGM Partners is the general partner of MDV II, and may be
deemed to have shared power to vote and shared power to dispose of shares of the
issuer directly owned by MDV II. Mohr, Davidow and Feiber are the general
partners of WHD/LGM Partners, and may be deemed to have shared power to vote and
shared power to dispose of the shares of issuer directly owned by MDV II.
ITEM 2(b). ADDRESS OF PRINCIPAL BUSINESS OFFICE, OR, IF NONE, RESIDENCE:
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The address of the principal business office for each of the
Reporting Persons is:
Mohr Davidow Ventures
3000 Sand Hill Road
Building 1, Suite 240
Menlo Park, CA 94025
ITEM 2(c) CITIZENSHIP:
------------
MDV II and WHD/LGM Partners are California limited
partnerships and Mohr, Davidow and Feiber are United States citizens.
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Page 8 of 12 Pages
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
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Common Stock
ITEM 2(e). CUSIP NUMBER:
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CUSIP # 0009220911
ITEM 3. Not Applicable
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ITEM 4. OWNERSHIP:
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The following information with respect to the ownership of
Common Stock of the issuer by the persons filing this
Statement is provided as of December 31, 1996:
(a) Amount beneficially owned:
--------------------------
See Row 9 of cover page for each Reporting
Person.
(b) Percent of Class:
-----------------
See Row 11 of cover page for each Reporting
Person.
(c) Number of shares as to which such person has:
---------------------------------------------
(i) Sole power to vote or to
direct the vote:
See Row 5 of cover page for
each Reporting Person.
(ii) Shared power to vote or to
direct the vote:
See Row 6 of cover page for
each Reporting Person.
(iii) Sole power to dispose or to
direct the disposition of:
See Row 7 of cover page for
each Reporting Person.
(iv) Shared power to dispose or
to direct the disposition
of:
See Row 8 of cover page for
each Reporting Person.
<PAGE>
Page 9 of 12 Pages
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
---------------------------------------------
If this statement is being filed to report the fact that as of
the date hereof the reporting person has ceased to be the
beneficial owner of more than five percent of the class of
securities, check the following: [X] Yes
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
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PERSON:
-------
Under certain circumstances set forth in the limited
partnership agreements of MDV II and WHD/LGM Partners, the general and limited
partners of each of such entities may be deemed to have the right to receive
dividends from, or the proceeds from, the sale of shares of the issuer owned by
each such entity of which they are a partner.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
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ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING
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COMPANY:
--------
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP:
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Not applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP:
-------------------------------
Not applicable
ITEM 10. CERTIFICATION:
--------------
Not applicable
<PAGE>
Page 10 of 12 Pages
SIGNATURES
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After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 12, 1997
/s/ Lawrence G. Mohr, Jr.
----------------------------------
Lawrence G. Mohr, Jr., individually
and on behalf of MDV II in his
capacity as a general partner of
WHD/LGM Partners, the general
partner of MDV II, and on behalf of
WHD/LGM Partners in his capacity as
a general partner thereof.
/s/ William H. Davidow
----------------------------------
William H. Davidow
/s/ Jonathan D. Feiber
----------------------------------
Jonathan D. Feiber
<PAGE>
Page 11 of 12 Pages
EXHIBIT INDEX
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Found on
Sequentially
Exhibit Numbered Page
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Exhibit A: Agreement of Joint Filing Page 12
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Page 12 of 12 Pages
EXHIBIT A
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Agreement of Joint Filing
-------------------------
The undersigned hereby agree that a single Schedule 13G (or
any amendment thereto) relating to the Common Stock of The Vantive Corporation
shall be filed on behalf of each of the undersigned and that this Agreement
shall be filed as an exhibit to such Schedule 13G.
Date: February 9, 1996
/s/ Lawrence G. Mohr, Jr.
---------------------------------
Lawrence G. Mohr, Jr., individually
and on behalf of MDV II in his
capacity as a general partner of
WHD/LGM Partners, the general
partner of MDV II, and on behalf of
WHD/LGM Partners in his capacity as
a general partner thereof.
/s/ William H. Davidow
---------------------------------
William H. Davidow
/s/ Jonathan D. Feiber
---------------------------------
Jonathan D. Feiber
