SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 3)*
Neurobiological Technologies Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
00064124W1
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 7 Pages
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<S> <C> <C>
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CUSIP NO. 00064124W1 13 G Page 2 of 7 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Lawrence G. Mohr, Jr. ("Mohr")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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5 SOLE VOTING POWER
9,142 shares, of which 4,000 are owned by the "Lawrence G. Mohr, Jr.
IRA SEP Fidelity Management Trust Co. Custodian" and 5,142 shares are
issuable upon the exercise of a stock option.
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6 SHARED VOTING POWER
NUMBER OF 43,010 shares, of which 21,505 are shares directly owned by MDV II and
SHARES 21,505 shares of which are directly owned by MDV III. Mohr is a general
BENEFICIALLY partner of WHD/LGM, the general partner of MDV II, and a general
OWNED BY EACH partner of WLPJ, the general partner of MDV III, and may be deemed to
REPORTING have shared voting power with respect to such shares.
PERSON -------- -----------------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
9,142 shares, of which 4,000 are owned by the "Lawrence G. Mohr, Jr.
IRA SEP Fidelity Management Trust Co. Custodian" and 5,142 shares are
issuable upon the exercise of a stock option.
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8 SHARED DISPOSITIVE POWER
43,010 shares, of which 21,505 are shares directly owned by MDV II and
21,505 shares of which are directly owned by MDV III. Mohr is a general
partner of WHD/LGM, the general partner of MDV II, and a general
partner of WLPJ, the general partner of MDV III, and may be deemed to
have shared dispositive power with respect to such shares.
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 52,152
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.80%
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12 TYPE OF REPORTING PERSON*
IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
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<TABLE>
<S> <C> <C>
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CUSIP NO. 00064124W1 13 G Page 3 of 7 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
William H. Davidow ("Davidow")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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5 SOLE VOTING POWER
0 shares
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6 SHARED VOTING POWER
NUMBER OF 43,010 shares, of which 21,505 are shares directly owned by MDV II and
SHARES 21,505 shares of which are directly owned by MDV III. Davidow is a
BENEFICIALLY general partner of WHD/LGM, the general partner of MDV II, and a
OWNED BY EACH general partner of WLPJ, the general partner of MDV III, and may be
REPORTING deemed to have shared voting power with respect to such shares.
PERSON -------- -----------------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
0 shares
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8 SHARED DISPOSITIVE POWER
43,010 shares, of which 21,505 are shares directly owned by MDV II and
21,505 shares of which are directly owned by MDV III. Davidow is a
general partner of WHD/LGM, the general partner of MDV II, and a
general partner of WLPJ, the general partner of MDV III, and may be
deemed to have shared dispositive power with respect to such shares.
- ----------------------------------- -------- -----------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 43,010
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.66%
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12 TYPE OF REPORTING PERSON* IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<S> <C> <C>
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CUSIP NO. 00064124W1 13 G Page 4 of 7 Pages
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1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Jonathan D. Feiber ("Feiber")
Tax ID Number: ###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S. Citizen
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5 SOLE VOTING POWER
0 shares
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6 SHARED VOTING POWER
NUMBER OF 43,010 shares, of which 21,505 are shares directly owned by MDV II and
SHARES 21,505 shares of which are directly owned by MDV III. Feiber is a
BENEFICIALLY general partner of WHD/LGM, the general partner of MDV II, and a
OWNED BY EACH general partner of WLPJ, the general partner of MDV III, and may be
REPORTING deemed to have shared voting power with respect to such shares.
PERSON -------- -----------------------------------------------------------------------
WITH 7 SOLE DISPOSITIVE POWER
0 shares
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8 SHARED DISPOSITIVE POWER
43,010 shares, of which 21,505 are shares directly owned by MDV II and
21,505 shares of which are directly owned by MDV III. Feiber is a
general partner of WHD/LGM, the general partner of MDV II, and a
general partner of WLPJ, the general partner of MDV III, and may be
deemed to have shared dispositive power with respect to such shares.
- ----------- --------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 43,010
- ----------- --------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 0.66%
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12 TYPE OF REPORTING PERSON* IN
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<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
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Page 5 of 7 Pages
This statement amends the Amendment No. 2 and Restatement on
Schedule 13(G) (the "Restatement") filed by Mohr Davidow Ventures
II, A California Limited Partnership, WHD/LGM Partners, A
California Limited Partnership, Mohr, Davidow Ventures III, A
California Limited Partnership, WLPJ Partners, A California Limited
Partnership, Lawrence G. Mohr, Jr., William H. Davidow, Jonathan D.
Feiber and Nancy J. Schoendorf (collectively, the "Reporting
Persons"). Only those items that have changed since the Restatement
are included herein.
ITEM 2(a). NAME OF PERSONS FILING:
This Statement is filed by Lawrence G. Mohr, Jr. ("Mohr"), William
H. Davidow ("Davidow") and Jonathan D. Feiber ("Feiber"). The
foregoing individuals are collectively referred to as the
"Reporting Persons."
Mohr, Davidow and Feiber are the general partners of WHD/LGM
Partners, A California Limited Partnership ("WHD/LGM"), the general
partner of Mohr, Davidow Ventures II, A California Limited
Partnership ("MDV II") and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer directly
owned by MDV II. Mohr, Davidow and Feiber are general partners of
WLPJ Partners, A California Limited Partnership ("WLPJ"), the
general partner of Mohr, Davidow Ventures III, A California Limited
Partnership ("MDV III"), and may be deemed to have shared power to
vote and shared power to dispose of the shares of issuer directly
owned by MDV III.
ITEM 2(c) CITIZENSHIP:
Mohr, Davidow and Feiber are United States citizens.
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Page 6 of 7 Pages
ITEM 4. OWNERSHIP:
The following information with respect to the ownership of the
Common Stock of the issuer by the persons filing this Statement is
provided as of April 30, 1997:
(a) Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition
of:
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition
of:
See Row 8 of cover page for each Reporting Person.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS:
If this statement is being filed to report the fact that as of the
date hereof each of the Reporting Persons has ceased to be the
beneficial ownership of more than five percent of the class of
securities, check the following: [X] Yes
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Page 7 of 7 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: May ___, 1997
/s/ Lawrence G. Mohr, Jr.
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Lawrence G. Mohr, Jr.
/s/ William H. Davidow
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William H. Davidow
/s/ Jonathan D. Feiber
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Jonathan D. Feiber
