TOOLE MONTE M ET AL
SC 13G, 1997-02-12
Previous: BERMAN LYLE, SC 13G/A, 1997-02-12
Next: INTERNATIONAL IMAGING MATERIALS INC /DE/, 10-Q, 1997-02-12



<PAGE>
                     SECURITIES AND EXCHANGE COMMISSION
                          Washington, D.C. 20549

                                 ----------

                                SCHEDULE 13G

          INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
                          (Amendment No.       )*
                                         ------

                     GASONICS INTERNATIONAL CORPORATION
                     ----------------------------------
                              (Name of Issuer)

                                COMMON STOCK
                     ----------------------------------
                       (Title of Class of Securities)

                               367278 10 8
                     ----------------------------------
                              (CUSIP Number)

   *The remainder of  this cover  page  shall  be  filled  out  for a reporting
person's  filing  on this form with respect to the subject class of securities,
and for  any  subsequent  amendment  containing  information  which would alter
disclosures provided in a prior cover page.

   The information  required in the  remainder of this  cover page shall not be
deemed to be "filed"  for the purpose of  Section 18 of the Securities Exchange
Act of 1934  ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other  provisions of the Act  (however, see
the Notes).


                        (Continued on following page(s))


                              (Page 1 of 8 Pages)
                                         

<PAGE>

CUSIP No. 367278 10 8                 13G                 Page  2  of  8  Pages
          ---------                                            ---    --- 

- -------------------------------------------------------------------------------
 (1) Names of Reporting Persons.  S.S. or I.R.S. Identification Nos. of Above
     Persons

     Monte M. Toole
- -------------------------------------------------------------------------------
 (2) Check the Appropriate Box if a Member     (a)  / /
     of a Group*                               (b)  /X/
- -------------------------------------------------------------------------------
 (3) SEC Use Only

- -------------------------------------------------------------------------------
 (4) Citizenship or Place of Organization
     United States
- -------------------------------------------------------------------------------
Number of Shares              (5) Sole Voting
 Beneficially                       Power             1,206,729 shares
 Owned by                    --------------------------------------------------
 Each Reporting               (6) Shared Voting
 Person With                        Power             1,312,999 shares held 
                                           by the Monte M. Toole Family Limited 
                                           Partnership, of which Monte Toole is 
                                           the sole General Partner and 
                                           therefore may be deemed to have 
                                           shared voting power.
                             --------------------------------------------------
                              (7) Sole Dispositive
                                    Power             1,206,729 shares
                             --------------------------------------------------
                              (8) Shared Dispositive
                                    Power             1,312,999 shares held 
                                           by the Monte M. Toole Family Limited 
                                           Partnership, of which Monte Toole is 
                                           the sole General Partner and 
                                           therefore may be deemed to have 
                                           shared dispositive power.
- -------------------------------------------------------------------------------
 (9) Aggregate Amount Beneficially Owned by Each Reporting Person
     1,206,729
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  /X/

- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
     8.9%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
     IN
- -------------------------------------------------------------------------------
                    *SEE INSTRUCTION BEFORE FILLING OUT!

<PAGE>

CUSIP No. 367278 10 8                 13G                 Page  3  of  8  Pages
          ---------                                            ---    --- 

- -------------------------------------------------------------------------------
 (1) Names of Reporting Persons.  S.S. or I.R.S. Identification Nos. of Above
     Persons

     Monte M. Toole Family Limited Partnership
- -------------------------------------------------------------------------------
 (2) Check the Appropriate Box if a Member     (a)  / /
     of a Group*                               (b)  /X/
- -------------------------------------------------------------------------------
 (3) SEC Use Only

- -------------------------------------------------------------------------------
 (4) Citizenship or Place of Organization
     California
- -------------------------------------------------------------------------------
Number of Shares              (5) Sole Voting
 Beneficially                       Power             1,312,999 shares of which
                                           Mr. Monte Toole is the sole General
                                           Partner and, as such, may be deemed
                                           to have shared power to vote the 
                                           shares.
 Owned by                    --------------------------------------------------
 Each Reporting               (6) Shared Voting
 Person With                        Power             See response to row 5
                             --------------------------------------------------
                              (7) Sole Dispositive
                                    Power             1,312,999 shares of which
                                           Mr. Monte Toole is the sole General
                                           Partner and, as such, may be deemed
                                           to have shared dispositive power of
                                           the shares.
                             --------------------------------------------------
                              (8) Shared Dispositive
                                    Power             See response to row 7
- -------------------------------------------------------------------------------
 (9) Aggregate Amount Beneficially Owned by Each Reporting Person
     1,312,999
- -------------------------------------------------------------------------------
(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*  / /

- -------------------------------------------------------------------------------
(11) Percent of Class Represented by Amount in Row (9)
     9.7%
- -------------------------------------------------------------------------------
(12) Type of Reporting Person*
     PN
- -------------------------------------------------------------------------------
                    *SEE INSTRUCTION BEFORE FILLING OUT!

<PAGE>

                            Page  4  of  8  Pages
                                 ---    --- 


ITEM 1(A).  NAME OF ISSUER
            GaSonics International Corporation
- -------------------------------------------------------------------------------


ITEM 1(B).  ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
            2540 Junction Avenue, San Jose, CA 95134
- -------------------------------------------------------------------------------


ITEM 2(A).  NAME OF PERSON(S) FILING
            This statement is filed by Monte M. Toole and Monte M. Toole Family 
            Limited Partnership (the "Partnership") sometimes collectively 
            referred to as the "Reporting Persons."

            The Reporting Persons may be deemed to be a "group" for the purposes
            of Sections 13(d) and 13(g) of the Securities Exchange Act of 1934 
            and the rules thereunder (the "Act"), although each expressly 
            disclaims any assertion or presumption that it or any of the other 
            persons on whose behalf this statement is filed constitutes a 
            "group."  The filing of this Statement and the Agreement attached as
            Exhibit 1 hereto should not be construed to be an admission that any
            of the Reporting Persons is a member of a "group" consisting of one 
            or more persons.
- -------------------------------------------------------------------------------


ITEM 2(B).  ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
            2540 Junction Avenue, San Jose, CA 95134
- -------------------------------------------------------------------------------


ITEM 2(C).  CITIZENSHIP
            See row 4 of cover page for each entity
- -------------------------------------------------------------------------------

<PAGE>

                            Page  5  of  8  Pages
                                 ---    --- 


ITEM 2(D).  TITLE OF CLASS OF SECURITIES
            Common Stock
- -------------------------------------------------------------------------------


ITEM 2(E).  CUSIP NUMBER
            367278 10 8
- -------------------------------------------------------------------------------


ITEM 3.  IF THIS STATEMENT IS FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b),
         CHECK WHETHER THE PERSON FILING IS A:

         Not Applicable

ITEM 4.  OWNERSHIP

    (a) Amount Beneficially Owned:
        See row 9 of cover page for each entity.
    ---------------------------------------------------------------------------

    (b) Percent of Class:
        See row 11 of cover page for each entity.
    ---------------------------------------------------------------------------

    (c) Number of shares as to which such person has:

          (i) sole power to vote or to direct the vote
              See row 5 of cover page for each entity.
              -----------------------------------------------------------------
         (ii) shared power to vote or to direct the vote
              See row 6 of cover page for each entity.
              -----------------------------------------------------------------
        (iii) sole power to dispose or to direct the disposition of
              See row 7 of cover page for each entity.
              -----------------------------------------------------------------
         (iv) shared power to dispose or to direct the disposition of
              See row 8 of cover page for each entity.
              -----------------------------------------------------------------

ITEM 5.  OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

         Not Applicable

<PAGE>

                            Page  6  of  8  Pages
                                 ---    --- 


ITEM 6.  OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

         Not Applicable


ITEM 7.  IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
         THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

         Not Applicable


ITEM 8.  IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP

         The Reporting Person may be deemed to be a "group" for the purposes of
         Section 13(d) and 13(g) of the Act and the rules thereunder, although
         each expressly disclaims any assertion or presumption that it or the
         other persons on whose behalf this statement is filed constitutes a
         "group."  The filing of this statement should not be construed to be
         an admission that any of the Reporting Persons is a member of a
         "group" consisting of one or more persons.



ITEM 9.  NOTICE OF DISSOLUTION OF GROUP

         Not Applicable


ITEM 10. CERTIFICATION

    By signing below I certify  that,  to the best of my  knowledge and belief,
the  securities  referred to above  were  acquired in the  ordinary  course  of
business and were not acquired for the purpose of and do not have the effect of
changing or  influencing the  control of the issuer of such securities and were
not acquired in  connection with or as a participant in any  transaction having
such purposes or effect.

<PAGE>

                            Page  7  of  8  Pages
                                 ---    --- 

                                  SIGNATURE

    After  reasonable  inquiry and to the  best of my  knowledge and  belief, I
certify that the  information set forth in this statement is true, complete and
correct.

Date: January 31, 1997
              --

/s/ Monte M. Toole
- ----------------------------------------
Monte M. Toole


MONTE M. TOOLE FAMILY LIMITED PARTNERSHIP


By: /s/ Monte M. Toole, General Partner
   -------------------------------------
   Monte M. Toole, General Partner

<PAGE>

                              Page  8  of  8  Pages
                                   ---    --- 


                                    Exhibit 1

                       AGREEMENT RELATING TO JOINT FILING
                                 OF SCHEDULE 13G


          The undersigned hereby agree that a single Schedule 13G (or any
amendment thereto) relating to the Common Stock of GaSonics International
Corporation shall be filed on behalf of each of the undersigned and that this
Agreement shall be filed as an exhibit to such Schedule 13G.



Dated:  January 31, 1997
                --


/s/ Monte M. Toole
- ---------------------------------
Monte M. Toole



MONTE M. TOOLE FAMILY LIMITED 
PARTNERSHIP


By:/s/ Monte M. Toole, General Partner
   -----------------------------------------
   Monte M. Toole, General Partner
          




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission