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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
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(Please read instructions before preparing form.)
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If amended report check here: [ ]
Marshfield Associates
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Name of Institutional Investment Manager
21 Dupont Circle NW Washington, DC 20036
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Business Address (Street) (City) (State) (Zip)
Christopher M. Niemczewski (202) 828-6228 Managing Director
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
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INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL CRIMINAL
VIOLATIONS.
SEE 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Washington and State of DC on the 6th day of
December, 1999.
/s/ Christopher Niemczewski
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(Name of Institutional Investment Manager)
/s/ Christopher Niemczewski
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(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name: 13F File No.:
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1. 6.
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2. 7.
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3. 8.
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4. 9.
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5. 10.
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SEC 1685 (5/91)
<PAGE> 2
MARSHFIELD ASSOCIATES
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
VOTING AUTHORITY
TITLE --------------------------
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- -------- --- ---- ------- ------------ ---------------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
A C Neilsen Corp COM 004833109 20854 919183 SH Sole 919183
AT & T Corp COM 001957109 219 5034 SH Sole 5034
Abbott Laboratories COM 002824100 1028 28015 SH Sole 28015
Albertsons COM 013104104 195 4935 SH Sole 4935
American Express Company COM 025816109 16523 122392 SH Sole 122392
American Home Products Corpora COM 026609107 1698 40921 SH Sole 40921
American International Group COM 026874107 1499 17238 SH Sole 17238
Ameritech Corporation COM 030954101 671 10058 SH Sole 10058
Anheuser-Busch Companies, Inc. COM 035229103 976 13930 SH Sole 13930
Avon Products, Inc. COM 054303102 4441 178980 SH Sole 178980
BP Amoco Plc - ADR COM 235 2116 SH Sole 2116
Bank One Corp COM 059438101 183 5254 SH Sole 5254
Bank of America Corp COM 066050105 353 6340 SH Sole 6340
Bank of Boston Corporation COM 060716107 94 2170 SH Sole 2170
Bell Atlantic Corporation COM 077853109 1025 15228 SH Sole 15228
BellSouth Corporation COM 079860102 208 4628 SH Sole 4628
Berkley W.R. Corp COM 084423102 10817 470302 SH Sole 470302
Berkshire Hathaway Class A COM 084670108 17655 321 SH Sole 321
Berkshire Hathaway Class B COM 084670207 19889 10716 SH Sole 10716
Bestfoods COM 126149103 783 16133 SH Sole 16133
Bristol Myers-Squibb COM 110122108 2237 33140 SH Sole 33140
Burlington Northern Santa Fe C COM 12189T104 30 1100 SH Sole 1100
C S X Corporation COM 126408103 252 5940 SH Sole 5940
CCC Information Services COM 12487Q109 21794 1652590 SH Sole 1652590
Chase Manhattan Bank COM 16161A108 279 3700 SH Sole 3700
Chevron Corporation COM 166751107 296 3334 SH Sole 3334
Chubb Corp COM 171232101 200 4036 SH Sole 4036
Cisco Systems Inc COM 17275R102 224 3260 SH Sole 3260
Citigroup COM 132187105 9884 224628 SH Sole 224628
Coca-Cola Company COM 191216100 1361 28212 SH Sole 28212
Colgate-Palmolive Company COM 194162103 485 10600 SH Sole 10600
Computer Associates Internatio COM 204912109 291 4755 SH Sole 4755
Disney (Walt) Company COM 254687106 9353 359717 SH Sole 359717
Dover Corp. COM 260003108 10252 250825 SH Sole 250825
Du Pont de Nemours & Company COM 263534109 291 4802 SH Sole 4802
Eli Lilly COM 532457108 381 5932 SH Sole 5932
Emerson Electric Co. COM 291011104 940 14878 SH Sole 14878
Enron Corporation COM 293561106 805 19600 SH Sole 19600
Estee Lauder COM 518439104 367 9400 SH Sole 9400
Exxon Corporation COM 302290101 1759 23139 SH Sole 23139
Family Dollar Stores Inc COM 307000109 355 16800 SH Sole 16800
Federal Home Loan Mortgage Cor COM 313400301 16162 310817 SH Sole 310817
Federal National Mortgage Asso COM 313586109 10907 173989 SH Sole 173989
First Data Corp COM 303075105 209 3669 SH Sole 3669
Gannett Inc. COM 364730101 14444 208760 SH Sole 208760
General Electric Company COM 369604103 22685 191337 SH Sole 191337
Georgia-Pacific Group COM 373298108 450 11134 SH Sole 11134
Gillette Company, The COM 375766102 1809 53293 SH Sole 53293
Great Lakes Chemical COM 390568103 1736 45611 SH Sole 45611
H & R Block COM 093671105 2360 54333 SH Sole 54333
Heineken Holdings Cl A COM 1169 32248 SH Sole 32248
Heinz (H.J.) Company COM 423074103 1383 32164 SH Sole 32164
Hewlett Packard COM 428236103 539 5935 SH Sole 5935
HomeFed Corp COM 328 437287 SH Sole 437287
Intel Corp COM 458140100 2844 38277 SH Sole 38277
Intl Business Machines Corpora COM 459200101 842 6960 SH Sole 6960
Johnson & Johnson COM 478160104 28171 306624 SH Sole 306624
Keycorp COM 493267108 203 7850 SH Sole 7850
</TABLE>
1
<PAGE> 3
MARSHFIELD ASSOCIATES
FORM 13F
September 30, 1999
<TABLE>
<CAPTION>
VOTING AUTHORITY
TITLE --------------------------
OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ -------- --------- -------- -------- --- ---- ------- ------------ ---------------- --------
<S> <C> <C> <C> <C> <C> <C> <C>
Leucadia National Corporation COM 527288104 16541 787649 SH Sole 787649
Lindt & Sprungli COM 248 98 SH Sole 98
Lucent Technologies COM 549463107 1355 20880 SH Sole 20880
MCI Worldcom, Inc. COM 55268B106 389 5418 SH Sole 5418
Markel Corp COM 570535104 8716 47875 SH Sole 47875
Mattel, Inc COM 577081102 25009 1316284 SH Sole 1316284
Mc Donald's Corporation COM 580135101 24581 568351 SH Sole 568351
Merck & Co., Inc. COM 589331107 4314 66566 SH Sole 66566
Microsoft Corporation COM 594918104 3656 40373 SH Sole 40373
Minnesota Mining & Manufacturi COM 604059105 2671 27808 SH Sole 27808
Mobil Corporation COM 607059102 1300 12906 SH Sole 12906
Monsanto Company COM 611662107 45 1250 SH Sole 1250
Morgan (J.P.) & Co. Inc COM 616880100 577 5050 SH Sole 5050
Morgan Stanley Dean Witter & C COM 24240V101 21103 236610 SH Sole 236610
Nestle ADR (Regular Shares) COM 641069406 932 9920 SH Sole 9920
Nestle Ltd. (Registered) COM 432 230 SH Sole 230
Nike Inc Cl B COM 654106103 37049 651411 SH Sole 651411
Norfolk Southern Corporation COM 655844108 230 9402 SH Sole 9402
PepsiCo, Inc. COM 713448108 19049 624547 SH Sole 624547
Pfizer Inc. COM 717081103 1372 38245 SH Sole 38245
Philip Morris Companies Inc. COM 718154107 395 11566 SH Sole 11566
Procter & Gamble Company, The COM 742718109 4194 44733 SH Sole 44733
Roper Industries Inc COM 776696106 10851 283685 SH Sole 283685
SLM Holding Corp COM 863871505 14883 346125 SH Sole 346125
Sabre Holdings Corp Cl A COM 785905100 33053 768677 SH Sole 768677
Schering-Plough Corp. COM 806605101 749 17180 SH Sole 17180
Schlumberger Limited COM 806857108 579 9290 SH Sole 9290
Servicemaster Ltd Partnership COM 81760N109 54 3375 SH Sole 3375
Solectron Corp COM 834182107 481 6702 SH Sole 6702
St. Paul Companies COM 792860108 1997 72632 SH Sole 72632
State Street Corp COM 857477103 504 7800 SH Sole 7800
Student Loan Corp COM 863902102 4879 119175 SH Sole 119175
Terra Nova Bermuda Holdings LT COM 6396 200268 SH Sole 200268
Texaco Inc. COM 881694103 236 3737 SH Sole 3737
Tricon Global Restaurants COM 895953107 45710 1116588 SH Sole 1116588
Wachovia Corp COM 929771103 659 8377 SH Sole 8377
Wal-Mart Stores, Inc. COM 931142103 238 5008 SH Sole 5008
Warner-Lambert Company COM 934488107 844 12720 SH Sole 12720
Washington Gas Light Company COM 938837101 303 11154 SH Sole 11154
Wells Fargo & Company COM 949740104 25301 638512 SH Sole 638512
White Mountains Insurance Grou COM 31184 229931 SH Sole 229931
Williams Companies, The COM 969457100 414 11000 SH Sole 11000
REPORT SUMMARY 101 DATA RECORDS 620898 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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