================================================================================
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(AMENDMENT NO. 4)
UNDER THE SECURITIES EXCHANGE ACT OF 1934
AMF BOWLING, INC.
---------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE
------------------------------------------------
(Title of Class of Securities)
03113V109
--------------
(CUSIP Number)
DAVID J. GREENWALD, ESQ.
GOLDMAN, SACHS & CO.
85 BROAD STREET
NEW YORK, NY 10004
(212) 902-1000
------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
MAY 5, 1999
---------------------------------------------------------------
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following
box: [ ].
================================================================================
<PAGE>
SCHEDULE 13D
- ---------------------------- ---------------------------
CUSIP No. 03113V109 Page 2 of 22 Pages
- ---------------------------- ---------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
THE GOLDMAN SACHS GROUP, INC.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF-OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
870,000
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
33,641,354
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
870,000
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
33,641,354
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,511,354
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.9%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
HC-CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 3 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GOLDMAN, SACHS & CO.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF-OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [X]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
NEW YORK
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
33,641,354
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
33,641,354
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
33,641,354
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
53.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
BD-PN-IA
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 4 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS CAPITAL PARTNERS II, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
21,643,196
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
21,643,196
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,643,196
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 5 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS ADVISORS, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
21,643,196
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
21,643,196
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,643,196
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
35.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 6 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS CAPITAL PARTNERS II OFFSHORE, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
CAYMAN ISLANDS
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
8,604,038
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
8,604,038
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,604,038
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 7 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS CAPITAL PARTNERS II (GERMANY) C.L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
GERMANY
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
798,318
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
798,318
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
798,318
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 8 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GS ADVISORS II (CAYMAN), L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
CAYMAN ISLANDS
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
8,604,038
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
8,604,038
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,604,038
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.2%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 9 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
GOLDMAN, SACHS & CO. OHG
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
GERMANY
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
798,318
BENEFICIALLY -----------------------------------------------------------
OWNED BY 9 SOLE DISPOSITIVE POWER
-0-
EACH -----------------------------------------------------------
REPORTING 10 SHARED DISPOSITIVE POWER
798,318
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
798,318
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 10 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
STONE STREET FUND 1995, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
DELAWARE
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-0-
NUMBER OF ------- ------------------------------------------------------
SHARES 8 SHARED VOTING POWER
506,322
BENEFICIALLY ------- ------------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- ------------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
506,322
PERSON WITH
- --------------------- ----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
506,322
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.8%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 11 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BRIDGE STREET FUND 1995, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7
SOLE VOTING POWER
-0-
NUMBER OF ------- -----------------------------------------------------
8
SHARES SHARED VOTING POWER
569,762
BENEFICIALLY ------- -----------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- -----------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
569,762
PERSON WITH
- --------------------- ----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
569,762
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 12 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
STONE STREET FUND 1996, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7
SOLE VOTING POWER
-0-
NUMBER OF ------- -----------------------------------------------------
8
SHARES SHARED VOTING POWER
865,642
BENEFICIALLY ------- -----------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- -----------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
865,642
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
865,642
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.5%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 13 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
BRIDGE STREET FUND 1996, L.P.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) ` [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7
SOLE VOTING POWER
-0-
NUMBER OF ------- -----------------------------------------------------
8
SHARES SHARED VOTING POWER
587,076
BENEFICIALLY ------- -----------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- -----------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
587,076
PERSON WITH
- --------------------- ----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
587,076
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 14 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
STONE STREET VALUE CORP.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7
SOLE VOTING POWER
-0-
NUMBER OF ------- -----------------------------------------------------
8
SHARES SHARED VOTING POWER
1,076,084
BENEFICIALLY ------- -----------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- -----------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
1,076,084
PERSON WITH
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,076,084
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.8%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS)OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ----------------------------
CUSIP No. 03113V109 Page 15 of 22 Pages
- ----------------------- ----------------------------
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
STONE STREET EMPIRE CORP.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
AF
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7
SOLE VOTING POWER
-0-
NUMBER OF ------- -----------------------------------------------------
8
SHARES SHARED VOTING POWER
1,452,718
BENEFICIALLY ------- -----------------------------------------------------
9
OWNED BY SOLE DISPOSITIVE POWER
-0-
EACH ------- -----------------------------------------------------
10
REPORTING SHARED DISPOSITIVE POWER
1,452,718
PERSON WITH
- --------------------- ----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,452,718
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* [ ]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF
THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
GS Capital Partners II, L.P. ("GS Capital II"), GS Capital
Partners II Offshore, L.P. ("GS Offshore"), GS Capital Partners II Germany Civil
Law Partnership ("GS Germany"), Stone Street Fund 1995, L.P. ("1995 Stone"),
Stone Street Fund 1996, L.P. ("1996 Stone"), Bridge Street Fund 1995, L.P.
("1995 Bridge") and Bridge Street Fund 1996, L.P. ("1996 Bridge" and together
with GS Capital II, GS Offshore, GS Germany, 1995 Stone, 1996 Stone and 1995
Bridge, the "Limited Partnerships"), Stone Street Value Corp. ("Stone Value"),
Stone Street Empire Corp. ("Stone Empire"), Goldman, Sachs & Co. ("Goldman
Sachs"), GS Advisors, L.P. ("GS Advisors"), GS Advisors II (Cayman), L.P. ("GS
Advisors Cayman"), Goldman, Sachs & Co. oHG ("GS oHG") and The Goldman Sachs
Group, Inc. ("GS Group" and, together with Goldman Sachs, GS Advisors, GS
Advisors Cayman, GS oHG, Stone Value, Stone Empire and the Limited Partnerships,
the "Filing Persons") hereby file this Amendment No. 4 (this "Amendment No. 4")
to the Statement on Schedule 13D, as amended (the "Schedule 13D"), filed with
respect to the common stock, par value $0.01 per share (the "Common Stock"), of
AMF Bowling, Inc., a Delaware corporation (the "Company").1 Unless otherwise
indicated, all capitalized terms not otherwise defined herein shall have the
same meanings as those set forth in the Schedule 13D.
ITEM 2. Identity and Background.
Item 2 is hereby amended and supplemented as follows:
On May 7, 1999, Goldman Sachs Group, L.P. merged with and into
GS Group, a Delaware corporation and a holding company that (directly or
indirectly through subsidiaries or affiliated companies or both) is a leading
investment banking organization. As successor in interest to the Goldman Sachs
Group, L.P., GS Group has become a Filing Person.
As of May 5, 1999, Goldman Sachs and GS Group may be deemed to
beneficially own 33,574,354 shares of Common Stock through the Limited
Partnerships, including 3,607,761 shares of Common Stock that may be acquired
through conversion of Debentures. In addition GS Group beneficially owns 870,000
shares of Common Stock pursuant to the Warrants. As of May 5, 1999, Goldman
Sachs and GS Group may be deemed to beneficially own 67,000 shares of Common
Stock held in Managed Accounts. Goldman Sachs and GS Group each disclaim
beneficial ownership of (i) shares of Common Stock beneficially owned by the
Limited Partnerships to the extent of partnership interests in the Limited
Partnerships held by persons other than Goldman Sachs, GS Group or their
affiliates and (ii) shares of Common Stock held in Managed Accounts.
The name, business address, present principal occupation or
employment and citizenship of each director of GS Group are set forth in amended
Schedule I hereto and are incorporated herein by reference. The name, business
address, present principal occupation or employment and citizenship and each
director and each executive officer
- --------
1 Neither the present filing nor anything contained herein shall be construed as
an admission that any Filing Person constitutes a "person" for any purposes
other than Section 13(d) of the Securities Exchange Act of 1934.
16
<PAGE>
SCHEDULE 13D
of GS Advisors, Inc. and GS Advisors II, Inc., each a Delaware corporation and
the sole general partner of GS Advisors and GS Advisors Cayman, respectively,
are set forth in amended Schedules II-A-i and II-A-ii hereto, respectively, and
are incorporated herein by reference. The name, business address, present
principal occupation or employment and citizenship of each director and each
executive officer of Stone Value and Stone Empire are set forth in amended
Schedule II-B-i and II-B-ii hereto respectively and are incorporated herein by
reference. The name, business address, present principal occupation or
employment and citizenship of each Managing Director of Goldman, Sachs & Co.
Finanz GmbH, which is the managing general partner of GS oHG, are set forth in
amended Schedule II-C and are incorporated herein by reference.
During the last five years, none of the Filing Persons, or, to
the knowledge of each of the Filing Persons, any of the persons listed on
amended Schedule I, II-A-i, II-A-ii, II-B-i, II-B-ii or II-C hereto, (i) has
been convicted in a criminal proceeding (excluding traffic violations or similar
misdemeanors) or (ii) except as set forth in amended Schedule III hereto, has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws, or finding
any violation with respect to such laws.
On May 5, 1999, the Company issued a press release announcing
a proposed recapitalization plan. Such plan, as currently proposed, consists of,
among other things, a rights offering (the "Rights Offering") to all existing
holders of Common Stock to purchase a number of shares of Common Stock yet to be
determined at a price yet to be determined for each share owned, and a tender
offer (the "Tender Offer") to purchase, with a portion of the proceeds of the
Rights Offering, outstanding Debentures at an indicated price not to exceed 14%
of face value. The Company stated that it currently expects to raise an
aggregate of $140 million in the Rights Offering and currently intends to tender
for a minimum of 45% and up to 60% of the outstanding Debentures. On May 5,
1999, the Company filed with the Securities and Exchange Commission a
preliminary Registration Statement with respect to the Rights Offering. The
Limited Partnerships have informed the Company that they currently expect (i) to
fully exercise their basic subscription privileges in the Rights Offering and
(ii) to tender Debentures owned by the Limited Partnerships in the Tender Offer
under the terms of the Tender Offer, subject in each case to market conditions
and subject to their satisfaction with the final terms and conditions of the
Rights Offering and the Tender Offer. However, none of the Limited Partnerships
is under any obligation to so participate in the Rights Offering or to tender
Debentures in the Tender Offer.
ITEM 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended and supplemented as follows:
As of May 5, 1999, Goldman Sachs may be deemed to beneficially
own an additional 67,000 shares of Common Stock held by the Managed Accounts.
The amended Schedule IV hereto sets forth the transactions in Common Stock which
have been effected during the period from March 6, 1999 through May 5, 1999, all
of which were effected in the ordinary course of business of Goldman Sachs. The
transactions in the Common Stock, described in amended Schedule IV, were
effected on the Chicago Stock Exchange. Except as set forth on amended Schedule
IV, no transactions in the Common Stock or Debentures were effected by the
Filing Persons or, to the knowledge of the Filing Persons, by any of the Persons
listed on amended Schedules I, II-A-i, II-B-i, II-B-ii or II-C hereto during the
period from March 6, 1999 through May 5, 1999.
ITEM 4. Purpose of the Transaction.
No material change except as described under Item 2.
17
<PAGE>
ITEM 5. Interest in Securities of the Issuer.
Item 5 is hereby amended and supplemented as follows:
(a) The Company has reported in its preliminary Registration
Statement on Form S-3 filed with the Securities and Exchange Commission on May
5, 1999 that there were 59,597,550 shares of Common Stock outstanding, as of
April 29, 1999.
Based on the foregoing, GS Capital II may be deemed to own
beneficially and directly approximately 35.0%, GS Advisors may be deemed to
own beneficially and indirectly approximately 35.0%, GS Offshore may be deemed
to own beneficially and indirectly approximately 14.2%, GS Advisors Cayman may
be deemed to own beneficially and indirectly approximately 14.2%, GS Germany
may be deemed to own beneficially and directly approximately 1.3%, GS oHG may
be deemed to own beneficially and indirectly approximately 1.3%, 1995 Stone
may be deemed to own beneficially and directly approximately 0.8%, 1996 Stone
may be deemed to own beneficially and directly approximately 1.5%, 1995 Bridge
may be deemed to own beneficially and directly approximately 1.0%, 1996 Bridge
may be deemed to own beneficially and directly approximately 1.0%, Stone Value
may be deemed to own beneficially and indirectly approximately 1.8% and Stone
Empire may be deemed to own beneficially and indirectly approximately 2.4%, in
each case of the outstanding shares of Common Stock.
As of May 5, 1999, Goldman Sachs and GS Group may be deemed to
beneficially own the 33,574,354 shares of Common Stock beneficially owned by
the Limited Partnerships, including 3,607,761 shares of Common Stock that may be
acquired through conversion of Debentures. In addition, GS Group may be deemed
to beneficially own 870,000 shares of Common Stock pursuant to the Warrants. In
addition, Goldman Sachs and GS Group may be deemed to beneficially own at May 5,
1999, the 67,000 shares of Common Stock held in Managed Accounts. Based on such
holdings, Goldman Sachs and GS Group may be deemed to have beneficially owned at
May 5, 1999 approximately 53.2% and 53.9%, respectively, of the outstanding
shares of Common Stock.
Goldman Sachs and GS Group disclaim beneficial ownership of
(i) the shares of Common Stock beneficially owned by the Limited Partnerships
held by persons other than Goldman Sachs, GS Group or their affiliates and (ii)
the shares of Common Stock held in Managed Accounts.
ITEM 6. Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer.
No material change except as described under Item 2.
18
<PAGE>
SCHEDULE 13D
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: May 10, 1999
GOLDMAN, SACHS & CO.
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Managing Director
THE GOLDMAN, SACHS GROUP, INC.
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: Vice President
GS ADVISORS, L.P.
By: GS Advisors, Inc.,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: President
GS ADVISORS (CAYMAN), L.P.
By: GS Advisors II, Inc.,
its general partner
By: /s/ Richard A. Friedman
--------------------------------
Name: Richard A. Friedman
Title: President
19
<PAGE>
SCHEDULE 13D
GS CAPITAL PARTNERS II, L.P.
By: GS Advisors, L.P.,
its general partner
By: GS Advisors, Inc.,
its general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: President
GS CAPITAL PARTNERS II
OFFSHORE, L.P.
By: GS Advisors II (Cayman), L.P.,
its general partner
By: GS Advisors II, Inc.,
its general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: President
GS CAPITAL PARTNERS II GERMANY
CIVIL LAW PARTNERSHIP
(with limitation of liability)
By: Goldman, Sachs & Co. oHG,
its managing partner
By: Goldman, Sachs & Co. Finanz GmbH,
its managing partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Attorney-in-Fact
GOLDMAN, SACHS & CO. oHG
By: Goldman, Sachs & Co. Finanz GmbH.
its managing partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Attorney-in-Fact
20
<PAGE>
SCHEDULE 13D
STONE STREET FUND 1995, L.P.
By: Stone Street Value Corp.,
its general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
STONE STREET FUND 1996, L.P.
By: Stone Street Empire Corp.,
its general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
BRIDGE STREET FUND 1995, L.P.
By: Stone Street Value Corp.,
its managing general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
BRIDGE STREET FUND 1996, L.P.
By: Stone Street Empire Corp.,
its managing general partner
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
STONE STREET VALUE CORP.
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
21
<PAGE>
SCHEDULE 13D
STONE STREET EMPIRE CORP.
By: /s/ Richard A. Friedman
-----------------------------------
Name: Richard A. Friedman
Title: Vice President
22
<PAGE>
==============================================================================
SCHEDULE I
----------
The name of each director of The Goldman Sachs Group, Inc. is set
forth below.
The business address of each person listed below, except John L.
Thornton, Sir John Browne and James A. Johnson, is 85 Broad Street, New York, NY
10004. The business address of John L. Thornton is 133 Fleet Street, London EC4A
2BB, England. The business address of Sir John Browne is BP Amoco plc, Brittanic
House, 1 Finsbury Circus, London EC2M, England. The business address of James A.
Johnson is Fannie Mae, 3900 Wisconsin Avenue NW, Washington, D.C. 20016. Each
person is a citizen of the United States of America except for Sir John Browne,
who is a citizen of the United Kingdom. The present principal occupation or
employment of each of the listed persons is set forth below.
<TABLE>
<CAPTION>
<S> <C>
Name Present Principle Occupation
- --------------------------------------------------------------------------------
Henry M. Paulson, Jr. Chairman and Chief Executive Officer of The Goldman Sachs Group, Inc.
Robert J. Hurst Vice Chairman of The Goldman Sachs Group, Inc.
John A. Thain President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
John L. Thornton President and Co-Chief Operating Officer of The Goldman Sachs Group, Inc.
Sir John Browne Group Chief Executive of BP Amoco plc
James A. Johnson Chairman of the Executive Committee of the Board of Fannie Mae
John L. Wienberg Senior Chairman of The Goldman Sachs Group, Inc.
</TABLE>
<PAGE>
SCHEDULE II-A-i
---------------
The name, position and present principal occupation of each director
and executive officer of GS Advisors, Inc., the sole general partner of GS
Advisors, L.P., which is the sole general partner of GS Capital Partners II,
L.P., are set forth below.
The business address for all the executive officers and directors
listed below except Henry Cornell and Barry S. Volpert is 85 Broad Street, New
York, New York 10004. The business address of Henry Cornell is 3 Garden Road,
Hong Kong. The business address of Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All executive officers and directors listed below are United States
citizens.
<TABLE>
<CAPTION>
<S> <C> <C>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
<PAGE>
SCHEDULE II-A-ii
----------------
The name, position and present principal occupation of each director
and executive officer of GS Advisors II, Inc., the sole general partner of GS
Advisors II (Cayman), L.P., which is the sole general partner of GS Capital
Partners II Offshore, L.P., are set forth below.
The business address for all the executive officers and directors
listed below except Henry Cornell and Barry S. Volpert is 85 Broad Street, New
York, New York 10004. The business address of Henry Cornell is 3 Garden Road,
Hong Kong. The business address of Barry S. Volpert is 133 Fleet Street, London
EC4A 2BB, England.
All executive officers and directors listed below are United States
citizens.
<TABLE>
<CAPTION>
<S> <C> <C>
Name Position Present Principal Occupation
-----------------------------------------------------------------------------------------------------------
Richard A. Friedman Director/President Managing Director of Goldman, Sachs & Co.
Terence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Elizabeth S. Fascitelli Treasurer Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Henry Cornell Vice President Managing Director of Goldman Sachs (Asia) L.L.C.
Barry S. Volpert Director/Vice President Managing Director of Goldman Sachs International
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
David J. Greenwald Assistant Secretary Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
<PAGE>
SCHEDULE II-B-i
---------------
The name, position and present principal occupation of each director
and executive officer of Stone Street Value Corp., the sole general partner of
Stone Street Fund 1995, L.P. and the managing general partner of Bridge Street
Fund 1995, L.P., are set forth below.
The business address for each of the executive officers and directors
listed below is 85 Broad Street, New York, New York 10004.
All executive officers and directors listed below are United States
citizens.
<TABLE>
<CAPTION>
<S> <C> <C>
Name Position Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
Richard A. Friedman Director/Vice President Managing Director of Goldman, Sachs & Co.
Terrence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Director/Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
Peter G. Sachs Director/Vice President Senior Director of The Goldman Sachs Group, Inc.
Peter M. Sacerdote Director/Chairman/C.E.O./President Advisory Director of Goldman, Sachs & Co.
David J. Greenwald Vice President Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
<PAGE>
SCHEDULE II-B-ii
----------------
The name, position and present principal occupation of each director
and executive officer of Stone Street Empire Corp., the sole general partner of
Stone Street Fund 1996, L.P. and the managing general partner of Bridge Street
Fund 1996, L.P., are set forth below.
The business address for each of the executive officers and directors
listed below is 85 Broad Street, New York, New York 10004.
All executive officers and directors listed below are United States
citizens.
<TABLE>
<CAPTION>
<S> <C> <C>
Name Position Present Principal Occupation
- ------------------------------------------------------------------------------------------------------------
Richard A. Friedman Director/Vice President Managing Director of Goldman, Sachs & Co.
Terrence M. O'Toole Director/Vice President Managing Director of Goldman, Sachs & Co.
Joseph H. Gleberman Director/Vice President Managing Director of Goldman, Sachs & Co.
Sanjeev K. Mehra Director/Vice President/Treasurer Managing Director of Goldman, Sachs & Co.
Peter G. Sachs Director/Vice President Senior Director of The Goldman Sachs Group, Inc.
Peter M. Sacerdote Director/Chairman/C.E.O./President Advisory Director of Goldman, Sachs & Co.
David J. Greenwald Vice President Managing Director of Goldman, Sachs & Co.
Esta E. Stecher Vice President Managing Director of Goldman, Sachs & Co.
C. Douglas Fuge Assistant Treasurer Managing Director of Goldman, Sachs & Co.
Eve M. Gerriets Vice President/Secretary Vice President of Goldman, Sachs & Co.
Katherine B. Enquist Vice President Vice President of Goldman, Sachs & Co.
Richard J. Stingi Vice President Vice President of Goldman, Sachs & Co.
</TABLE>
<PAGE>
SCHEDULE II-C
-------------
The name, position and present occupation of each executive officer
and director of Goldman, Sachs & Co. Finanz GmbH which is the sole managing
general partner of Goldman, Sachs & Co. oHG are set forth below.
The business address for each of the executive officers and directors
listed below is MesseTurm, 60308 Frankfurt am Main, Germany. Each of Robert H.
Jolliffe and Scott B. Kapnick has an additional business address of 133 Fleet
Street, London EC4A 2BB, England.
Of the directors and executive officers listed below, Scott B. Kapnick
is a United States citizen, Robert H. Jolliffe is a citizen of Great Britain,
Paul M. Achleitner and Rudolf W. Ferscha are citizens of Austria, and Ernst E.
Tschoeke and Stefan J. Jentzsch are citizens of Germany.
<TABLE>
<CAPTION>
<S> <C> <C>
Name Position Present Principal Occupation
- -----------------------------------------------------------------------------------------------------------
Paul M. Achleitner Managing Director Managing Director of Goldman, Sachs & Co. oHG
Ernst E. Tschoeke Managing Director Managing Director of Goldman, Sachs & Co. oHG
Stefan J. Jentzsch Managing Director Managing Director of Goldman, Sachs & Co. oHG
Robert H. Jolliffe Managing Director Managing Director of Goldman, Sachs & Co. oHG
Scott B. Kapnick Managing Director Managing Director of Goldman, Sachs & Co. oHG
Rudolf W. Ferscha Managing Director Executive Director of Goldman, Sachs & Co. oHG
</TABLE>
<PAGE>
SCHEDULE III
------------
In Securities and Exchange Commission Administrative Proceeding File
No. 3-8282 In the Matter of Goldman, Sachs & Co., Goldman, Sachs & Co. (the
"Firm"), without admitting or denying any of the SEC's allegations, settled
administrative proceedings involving alleged books and records and supervisory
violations relating to eleven trades of U.S. Treasury securities in the
secondary markets in 1985 and 1986. The SEC alleged that the Firm had failed to
maintain certain records required pursuant to Section 17(a) of the Exchange Act
and had also failed to supervise activities relating to the aforementioned
trades in violation of Section 15(b)(4)(E) of the Exchange Act.
The Firm was ordered to cease and desist from committing or causing
any violation of the aforementioned sections of the Exchange Act, pay a civil
money penalty to the SEC in the amount of $250,000 and establish policies and
procedures reasonably designed to assure compliance with Section 17(a) of the
Exchange Act and Rules 17a-3 and 17a-4 thereunder.
<PAGE>
SCHEDULE IV
<TABLE>
<CAPTION>
<S> <C> <C> <C>
Sale Price Per
(Number of Shares) Share Trade Date Settlement Date
- -----------------------------------------------------------------------------------------------
250 $4.75 16-March-99 19-March-99
</TABLE>
