FORM 8-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 8, 1998
BROADBAND TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
Delaware
(State or other jurisdiction of incorporation)
0-21766 56-1615990
(Commission File Number) (IRS Employer Identification No.)
4024 Stirrup Creek Drive
P.O. Box 13737
Durham, North Carolina 27709-3737
(Address of principal executive offices) (Zip Code)
(919) 544-0015
(Registrant's telephone number, including area code)
N/A
(Former name or former address, if changed since last report)
The Exhibit Index appears on Page 7 of this report.
<PAGE>
Item 2. Acquisition or Disposition of Assets.
On May 18, 1998, BroadBand Technologies, Inc. ("BBT") entered into an Alliance
Agreement with Bosch Telecom GmbH and Bosch Telecom, Inc. (collectively
"Bosch"). On June 8, 1998, BBT and Bosch closed the transactions contemplated by
the Alliance Agreement.
The following description of the Alliance Agreement with Bosch is only a
summary. Investors are advised to read the Alliance Agreement in its entirety to
understand the affect of the Alliance Agreement on BBT.
Pursuant to the Alliance Agreement Bosch has paid, or agreed to pay,
approximately $14 million, and has agreed to pay royalty payments to BBT.
Pursuant to the Alliance Agreement, BBT transferred intellectual property,
employees and equipment to Bosch. Also, Bosch agreed to develop new intellectual
property for FSAN products and to license the new intellectual property back to
BBT. International manufacturing and distribution agreements, as well as future
cross supply agreements, are also contemplated by the Alliance Agreement.
FSAN is a global standard being developed by a 23 member interest group which
includes twelve international and eleven U.S. telephone companies, including
SBC, BellSouth and GTE, as well as Bosch and BroadBand. The FSAN initiative is
creating requirement specifications for access systems that provide both
broadband and narrowband services.
The FSAN standard is very similar to the architecture of BroadBand's existing
iFLX(TM) product. Both architectures incorporate high bandwidth, asynchronous
transfer mode (ATM), passive optical network (PON) and Digital Subscriber Line
(xDSL) technologies. By using the iFLX platform as the broadband foundation for
the FSAN products and investing in additional development, the companies expect
to have a distinct time-to-market advantage in developing FSAN-compliant
products.
Terms of the Alliance Agreement include, but are not limited to, provisions for
the following:
o BBT transferred to Bosch ownership rights to its international patents and
international patent applications, co-ownership rights to its U.S. and
Canadian patents and co-ownership rights to other intellectual property
used in BBT's iFLX (TM) product, which is the international version of its
FLX-2500 product.
o In return for the transfer of intellectual property rights for its
iFLX(TM) product, Bosch paid BroadBand $10 million to BBT at the closing
and agreed to pay an additional $2 million upon the earlier of completion
of Bosch's first FSAN product or August 31, 1999, whichever occurs first.
In addition, Bosch has paid, or soon after the Closing will pay,
approximately $2 million to BroadBand to purchase development, computing
and test equipment and to reimburse BroadBand for certain FSAN development
expenses incurred prior to the closing date.
o Approximately 44 of BBT's engineering employees transferred to Bosch at
the Closing on June 8, 1998 to develop the FSAN product. These employees
will work in approximately 20,000 square feet of space BBT is subleasing to
Bosch. BBT is also providing support services to Bosch for this project for
which Bosch will pay BBT. Bosch has made a commitment to invest in the FSAN
product development work, subject to certain market development criteria.
BBT will have access to, and a license of, the intellectual property Bosch
develops, as well as a license to the international patents that BBT
assigned to Bosch.
o BBT will have exclusive U.S. and Canadian distribution and manufacturing
rights to FSAN products developed by Bosch except for sales incidental to
wireless and certain specific customers. It is expected some additional
development work may be required by BBT to cause the FSAN products to be
compatible with US and Canadian telecommunications networks. Bosch will
have exclusive international rights to products Bosch develops. BBT also
will receive a 3.5 percent royalty on FSAN product sales by Bosch until
such time as the geographic restrictions expire. Restrictions on sales by
both companies will terminate over time, at which time the companies will
compete in both the U.S. and international markets.
o BBT and Bosch also agreed to execute cross supply agreements within six
months after the closing.
o The Alliance Agreement contains restrictions on BBT's right to sublicense
and penalizes BBT if there is a change of control of BBT prior to June
2004.
Strategic Focus on Local Loop Access
The Alliance Agreement with Bosch is the second element of BBT's new business
strategy. In February, BBT announced a three-part strategy to improve its
financial position and target emerging needs in the established, high-growth
local loop access market. As the first of the three initiatives, BBT signed
multiple agreements with Lucent Technologies worth in excess of $50 million over
three years. The second initiative, launched today, is a strategic alliance to
evolve the iFLX platform to meet the emerging FSAN standard. Rounding out the
new strategy, the company's third strategic initiative has begun and involves
development of an access product that capitalizes on its core competencies in
ATM, broadband access and xDSL, as well as intellectual property BBT is
receiving from Lucent. This new corporate strategy establishes a foundation for
BBT to leverage its technical strengths to target segments of the high-growth,
$2 billion, converging loop access and data markets, while gravitating toward
more independence and less reliance on video demand over an integrated platform.
<PAGE>
About Bosch Telecom
Bosch Telecom is part of the $27 billion German-owned Bosch Group which has
operations throughout the world. Apart from its $2.9 billion telecommunications
business, it is well known and strongly established in the automotive, consumer
electronics, and capital goods markets.
Risks.
Although management believes the Alliance Agreement with Bosch offers
certain opportunities to BBT, the relationship includes certain risks as well.
There can be no assurances the new relationship with Bosch will meet
BBT's expectations. BBT's relationship with Bosch, which was designed to
leverage BBT's intellectual property and other resources, may also adversely
affect the prospect for partnership with others in the telecommunications
industry, especially in light of restrictions contained in the Alliance
Agreement relating to a change of control of BBT and restrictions on BBT
sublicensing. Decisions by Bosch or rumors of a decision by Bosch that changes
Bosch's relationship with BBT may have an adverse effect on the market price of
the stock of BBT. In addition, although initially there will be geographic
restrictions on where BBT and Bosch can sell FSAN products, the Alliance
Agreement provides these restrictions will terminate and eventually the FSAN
products of BBT and Bosch will compete with one another in the same markets.
There can be no assurance BBT will be able to compete with Bosch, which has
substantially greater resources than BBT. Such competition could adversely
affect BBT.
Given the current regulatory and customer environment which have
delayed market acceptance of BBT's current product, the FLX-2500, there can be
no assurance that there will be market demand for any FSAN products of either
BBT or Bosch. Under the Alliance Agreement, there is no commitment by Bosch to
complete development of FSAN products, if sufficient market demand does not
develop. In such case, Bosch is free to cease its development efforts, in which
case, BBT will not achieve all the benefits contemplated by this Agreement. If
Bosch completes its development of FSAN products, there can be no assurance such
products will be competitive with the FSAN and other products of other
telecommunications equipment suppliers.
Cautionary Statement Identifying Important Factors That Could Cause
BroadBand's Actual Results to Differ From Those Projected in Forward Looking
Statements.
In connection with the "safe harbor" provisions of the Private
Securities Litigation Reform Act of 1995, readers of this document are advised
that the document contains both statements of historical facts and forward
looking statements. Forward looking statements are subject to various risks and
uncertainty which could cause actual results to differ materially from those
indicated by the forward looking statements, including risks and uncertainties
described in the "Risks" section above, and in BBT's Form 10-K for the year end
December 31, 1997, Form 10-Q for the quarter ended March 31, 1998 and BBT's
other documents filed with the Securities and Exchange Commission. Examples of
forward looking statements include but are not limited to (i) projections of
revenues, income or loss, earnings per share, capital expenditures, capital
structure and other financial items; (ii) statements of the plans and objectives
of BBT or its management or Board of Directors, including the introduction of
new products or methodology or predictions of actions by customers, suppliers or
competitors; (iii) statements of future economic performance; and (iv)
statements of assumptions underlying other statements and statements about BBT
and its business.
Item 7. Financial Statements, Pro Forma Financial Information and Exhibits.
(c) Exhibits.
Exhibit No. Exhibit
- ----------- -------
10.1 Alliance Agreement dated as of May 1, 1998,
between BroadBand and Bosch Telecom GmbH and Bosch
Telecom, Inc.*
- ----------------------------------
*Confidential treatment for certain portions of this Exhibit is being requested
pursuant to Rule 24b-2 of the Securities and Exchange Commission under the
Securities Exchange Act of 1934, as amended.
<PAGE>
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
BROADBAND TECHNOLOGIES, INC.
By: /s/ David E. Orr
--------------------
Name: David E. Orr
------------------
Title: President & CEO
-----------------
Dated: June 23, 1998
<PAGE>
EXHIBIT INDEX
Exhibit No. Description Page No.
- ----------- ----------- --------
10.1 Alliance Agreement dated as of May 1, 1998, between
BroadBand and Bosch Telecom GmbH and Bosch Telecom, Inc.*
- ----------------------------------
*Confidential treatment for certain portions of this Exhibit is being requested
pursuant to Rule 24b-2 of the Securities and Exchange Commission under the
Securities Exchange Act of 1934, as amended.
Alliance Agreement
------------------
between
Bosch Telecom, Inc.
8360 LBJ Freeway, Center II, M/S 8204
Dallas, Texas 75243
- hereinafter called "Bosch U.S." -
and
Bosch Telecom GmbH
Gerberstra(beta)e 33, 70522 Backnang, Germany
- hereinafter called "Bosch Germany" -
on one side
- collectively referred to as "Bosch Telecom" -
and
Broadband Technologies, Inc.
4024 Stirrup Creek Drive
Research Triangle Park,
North Carolina 27709-3737
- hereinafter called "BBT" -
on the other side
<PAGE>
2
LIST OF CONTENTS
----------------
I. DEFINITIONS
- -- -----------
1.1 Affiliate
1.2 Agreement
1.3 Bosch Telecom's Intellectual Property
1.4 Change of Control of BBT
1.5 Closing Date
1.6 Completion Date of FSAN1
1.7 Completion Date of FSAN2
1.8 Component
1.9 Confidential Information
1.10 Cumulative Net Sales Revenue
1.11 Derivatives
1.12 Encumbrance
1.13 Fields
1.14 FLX 2500 Products
1.14a FSAN Engineering Group
1.15 FSAN Field
1.16 FSAN1 Products
1.17 FSAN2 Products
1.18 iFLX Field
1.19 iFLX Products
1.20 iFLX Intellectual Property
1.21 Information
1.22 Know How
1.23 Material, Material Adverse Effect, Materiality, Materially Affects
1.24 Net Sales Revenue
1.25 Patents
1.26 Permits
1.27 Performance Payment Period
1.28 Person
1.29 Rights
1.30 Software
1.31 Tax or Taxes
1.32 U.S.
1.33 Welfare Plans
1.34 Wireless Systems
II. AGREEMENT TO PURCHASE AND SELL
- --- ------------------------------
2.1 Agreement
2.2 Purchased Assets
(a) iFLX Intellectual Property
(b) Personal Property
(c) Contracts
(d) Customer Information
<PAGE>
3
(e) Books and Records
2.3 Excluded Assets
III. OBLIGATIONS AND LIABILITY
- ---- -------------------------
3.1 Assumed Liabilities
3.2 Excluded Liabilities
IV. PURCHASE PRICE
- --- --------------
4.1 Purchase Price
4.2 Payment of the Purchase Price
(a) Initial Payment
(b) Second Payment
(c) Development Cost-Reimbursement
(d) Performance Payment
(e) Personal Property
(f) Party Obligated to Pay
V. REPRESENTATIONS AND WARRANTIES OF BBT
- -- -------------------------------------
5.1 Organization and Good Standing
5.2 Authority and Action
(a) Capacity
(b) Authorization
(c) Enforceability
(d) No Violation
5.3 Title to Assets
(a) General
(b)
5.4 iFLX Intellectual Property
(a) Ownership
(b) No Infringement
(c) Confidentiality of Information
(d) Inventor's Assignment
(e) Actions to Preserve Patents
(f) Right of Transfer
5.5 Compliance with Laws
5.6 Contracts
5.7 Litigation
5.8 Tax Representations
5.9 No Consent Required
5.10 Sufficiency of Assets
5.11 Permits, Permissions and Licenses
5.12 Health and Safety
5.13 Survival of Representation and Warranties
VI. REPRESENTATIONS AND WARRANTIES OF PURCHASERS
- --- --------------------------------------------
<PAGE>
4
6.1 Organization and Good Standing
6.2 Authority and Action
(a) Capacity
(b) Authorization
(c) Enforceability
(d) No Violation
6.3 No Consent Required
6.4 No Infringement
6.5 Export Control Compliance
6.6 Survival of Representation and Warranties
VII. LICENSES AND RESTRICTIONS AND LIMITATIONS ON THE USE OF INTELLECTUAL
PROPERTY
- ---- ---------------------------------------------------------------------
7.0 Incidental Sale
7.1 Rights for and Restrictions on BBT
7.1.1 FLX2500 Products
7.1.2 iFLX Products
7.1.3 FSAN1 Products and FSAN2 Products
7.1.4 Manufacture by Bosch Telecom
7.1.5 No Other Restriction
7.2 Rights for and Restrictions on Bosch Telecom
7.2.1 iFLX 2500 Products
7.2.2 iFLX Products
7.2.3 FSAN1 Products and FSAN2 Products
7.2.4 Efforts
7.2.5 No Other Restrictions
7.3 Mutual Supplies (Cross Supply Agreement), Licenses, Derivatives,
Components
7.4 Obligations of Bosch Telecom to Develop FSAN1 and FSAN2 Product
7.5 Effect of Bosch Telecom Discontinuing Development of FSAN1 Products
or FSAN2 Products
7.6 Obligations of Bosch Telecom to Make Available Bosch Telecom
Intellectual Property
7.7 Change of Control of BBT
7.8 Termination of Restrictions
7.9. Transfer of Intellectual Property and Documentation
7.10 Audit
VIII. CLOSING
- ----- -------
8.1 Closing and Closing Date
8.2 BBT's Conditions, Actions and Deliveries at Closing Date
(a) Purchase Assets; Bill of Sale
(b) Assignment of Patents
(c) Certificates
(d) Other Documents
8.3 Bosch Telecom's Conditions, Actions and Deliveries at Closing Date
(a) Purchase Price
(b) Certificates
<PAGE>
5
(c) Assignment of Patents
(d) Other Documents
IX. PENSION AND EMPLOYEE MATTERS
- --- ----------------------------
9.1 Scope of Section
9.2 Employment
(a) Transferred Employees
(b) Hiring Employees
(c) Non-Solicitation
(d) Human Resources Information
(e) Notice of Termination
9.3 Retiree Health and Life Insurance Benefits
9.4 Retirement Plans
(a) General
(b) Vesting
(c) Credit and Service
(d) Bosch U.S.401k
(e) Non-Liability For Other Plans
9.5 Welfare Plans
9.6 Indemnification
9.7 Indemnification by Bosch Telecom
9.8 Other Compensation
9.9 Employment Taxes
9.10 OSHA Records
X. OTHER AGREEMENTS
- -- ----------------
10.1 Non-assignable Contracts, Permits, Licenses, Leases
10.2 Access to Information
(a) BBT's Access
(b) Bosch Telecom's Access
10.3 Taxes
(a) Tax Returns
(b) Purchase Price Allocation
(c) Transfer Taxes
XI. PRE-CLOSING COVENANTS
- --- ---------------------
11.1 Conduct of Activities in the Fields
11.2 Update to Disclosure
11.3 Government Approvals
XII. CONDITIONS TO OBLIGATIONS OF PURCHASERS
- ---- ---------------------------------------
12.1 Injunctions
12.2 Competition Law Clearances; Certain Litigation
12.3. No Breach
12.4 Consent of BBT's Landlord to Sublease
<PAGE>
6
12.5 Services Agreement and Sublease
12.6 Transfer of Employees
XIII. CONDITIONS TO OBLIGATIONS OF BBT
- ----- --------------------------------
13.1 Injunctions
13.2 Governmental Clearances; Certain Litigation
13.3 No Breach
XIV. INDEMNIFICATION
- ---- ---------------
14.1 Indemnification by BBT
14.2 Indemnification by Bosch Telecom
14.3 Limitations
14.4 Exclusive Remedy
XV. FEES AND EXPENSES
- --- -----------------
XVI. COORDINATION, DISPUTES RESOLUTION, ARBITRATION
- ---- ----------------------------------------------
16.1 Coordination of Activities of The Alliance; Amicable Dispute
Resolution
a) Development Coordination Team
b) Marketing Coordination Team
c) Executive Team
d) Escalation
e) Procedures
16.2 Arbitration
XVII. CONFIDENTIAL INFORMATION
- ----- ------------------------
XVIII. PUBLIC ANNOUNCEMENTS
- ------ --------------------
XIX. TERMINATION; SURVIVAL
- ---- ---------------------
19.1 Termination
19.2 Effect of Termination
XX. MISCELLANEOUS
- --- -------------
20.1 Entire Agreement; Amendment
20.2 Notices
20.3 Third Party Rights
20.4 Assignment
20.5 Bulk Sales
20.6 Severability
20.7 Captions
20.8 Counterparts
20.9 Governing Law
20.10 Brokers or Finders
20.11 Good Faith Cooperation
<PAGE>
7
20.12 No Successor Employer
<PAGE>
8
This ALLIANCE AGREEMENT ("Agreement") is made as of May 1, 1998 between Bosch
Telecom, Inc., a Maryland corporation with its principal place of business in
Dallas, Texas ("Bosch U.S."), Bosch Telecom GmbH, a corporation organized under
the laws of Germany with its principal place of business in Stuttgart, Germany
("Bosch Germany"), and BroadBand Technologies, Inc., a Delaware corporation,
with its principal place of business in Durham County, North Carolina ("BBT").
Bosch Germany and Bosch U.S. are collectively hereafter referred to as "Bosch
Telecom".
Recitals:
---------
A. BBT, is engaged in, among other things, the design, development,
manufacture, distribution, sale and service of components for a Full
Service Access Network ("FSAN") and BBT has designed iFLX Products
(as hereinafter defined) as a first step to meeting FSAN standards
which products are designed for countries applying the ETSI or ITU
standards.
B. BBT desires to sell to Bosch Telecom and Bosch Telecom desire to
purchase from BBT (i) as co-owners with all of the rights and
limitations set forth herein, all of the intellectual property
underlying the iFLX Products and (ii) as sole owners certain patents
and certain assets which are used in the design, development,
manufacture, sale and service of the iFLX Products all as more
specifically defined below.
Agreement:
----------
NOW, THEREFORE, in consideration of these premises and subject to the
representations, warranties, covenants and other terms and conditions contained
herein, and for the consideration provided herein, the parties agree as follows:
I. DEFINITIONS
--------------
1.1 Affiliate means any Person which, directly, or indirectly controls,
is controlled by or is under common control with, such Person. For
purposes of this definition, "control" means the ownership of more
than 50 % of the shares or the holding of more than 50 % of the
rights to vote for appointment of directors. With regard to possible
changes in **************************** by way of merger,
acquisition, spin off or other
<PAGE>
9
similar transaction, the parties agree to consult with each other
about consequences from a change which may substantially change the
situation existing at the Closing Date and if any such change would
substantially increase or decrease the benefits of this Agreement to
either party at the expense of the other party, to bargain in good
faith to change the terms of this Agreement to restore the balance of
benefits afforded by this Agreement on the Closing Date.
1.2 Agreement means this Agreement, all Schedules incorporated into this
Agreement and all other Agreements which are executed as part of this
Agreement.
1.3 Bosch Telecom's Intellectual Property means Patents, Rights, Know
How, Software and Confidential Information developed by or for Bosch
Telecom after the Closing Date in connection with the design,
development, manufacture and testing of FSAN1 Products and FSAN2
Products to the extent Bosch Telecom is entitled to grant rights
thereunder to third parties. Bosch Telecom represents that at the
date of signature of this Agreement there are no such restrictions.
In future development efforts, Bosch Telecom shall in contracts to be
concluded with third parties avoid any such restrictions. If Bosch
Telecom employs third parties to have parts of its development
efforts performed, it shall safeguard that also BBT can enjoy rights
under the results of such development efforts. This shall apply
similarly if Bosch Telecom takes a license from a third party (e. g.
for software); in such cases BBT shall be put in a position to take
such license from such third party at substantially the same terms
and conditions as Bosch Telecom. Generally, Bosch Telecom shall not
subcontract major parts of its development efforts.
1.4 Change of Control of BBT means the effective date on which another
Person who does not already have such right, acquires the right,
whether exercised or not, to: (a) direct or cause the direction of
the management and policies of BBT, whether through the ownership of
voting securities, by contract or otherwise; or (b) except pursuant
to a license or other right BBT has granted consistent with the terms
of this Agreement, take possession of or gain access to the iFLX
Intellectual Property or Bosch Telecom Intellectual Property, whether
through the foreclosure of a lien or other security; but the same
shall not include a financial institution acting solely as a
financial institution
<PAGE>
10
making a loan that is secured by assets of BBT, as long as such
financial institution does not dispose of the said assets to the
benefit of a Person which is not a financial institution; or c.
accept or reject all or any portion of BBT's obligations under this
Agreement. Purchases of securities of BBT in public markets and
purchases by institutional investors of blocks of stock from BBT or
other investors shall not be deemed to result in a Change of Control
of BBT provided that such purchasers are acting solely as financial
investors seeking return on investment and are not conducting or
intending to conduct a telecommunications business purchasing for the
purpose of exercising or intending to exercise control over the day
to day business of BBT or directing the policies of BBT to enhance
the buyer's telecommunications business. Personnel changes in the
Board of Directors or management of BBT shall not constitute a Change
of Control, provided that a competitor of Bosch Telecom does not have
the power to control management or a majority of the Board of
Directors.
1.5 Closing Date shall be June 1, 1998 or the first Monday following the
day on which BBT and Bosch Telecom receive regulatory clearance from
the Department of Justice or the Federal Trade Commission under the
Hart Scott Rodino Act.
1.6 Completion Date of FSAN1 means the date on which the FSAN1 Products
meet the performance specifications set forth in Schedule 1.16.
1.7 Completion Date of FSAN2 means the date on which the FSAN2 Products
meet the performance specifications set forth in Schedule 1.17.
1.8 Component means all parts, including by way of example and not as a
limitation, all integrated circuits (whether monolithic microwave,
application specific or otherwise), specification control drawings,
design layouts, design drawings, test parameters, test specifications
and test results. If all or any portion of such is stored in hard
copy or by electronic form it shall include both and all software
used to store, test, present and manipulate such.
1.9 Confidential Information means Information for which any of the
following is true (i) it is not known to third parties, (ii) it is
known to third parties who are under an obligation of confidentiality
to a party to this Agreement with regard to Information protected by
<PAGE>
11
such confidentiality obligation and (iii) it cannot be readily
perceived from any product (including sales brochures, manuals etc.)
released to customers.
1.10 Cumulative Net Sales Revenue means the Net Sales Revenue for a
calendar year.
1.11 Derivatives means improved or successor products derived from the
respective products (FLX 2500 Products, iFLX Products, FSAN1 Products
or FSAN2 Products) or substantially derived from intellectual
property embodied in such products. Derivatives shall, however, not
include any of the other products specifically defined herein (for
example: Derivatives of FLX 2500 Products shall not include iFLX
Products, FSAN1 Products of FSAN2 Products).
1.12 Encumbrance means any security interest, lien, lease, sublease,
license, judgment, covenant, restriction or limitation on the
possession, use, sale, offer for sale, transfer or conveyance of the
Purchased Assets or any Component thereof.
1.13 Fields means the iFLX Field and the FSAN Field.
1.14 FLX 2500 Products means the network access products set forth in
Schedule 1.14 and all Components of such products.
1.14a FSAN Engineering Group means the group of people largely responsible
for developing iFLX who will continue to develop of iFLX into FSAN1
Products and FSAN2 Products.
1.15 FSAN Field means the activities of designing, developing,
manufacturing, testing, distributing, selling, offering for sale and
servicing FSAN1 Products and FSAN2 Products and successors to FSAN1
Products and FSAN2 Products and any systems or networks incorporating
FSAN1 Products and FSAN2 Products or successor products, and services
related to FSAN1 Products and FSAN2 Products.
1.16 FSAN1 Products means the network access products set forth in
Schedule 1.16 and all Components of such products.
1.17 FSAN2 Products means the network access products set forth in
Schedule 1.17 and all Components of such products.
1.18 iFLX Field means the activities of designing, developing,
manufacturing, testing, distributing, selling, offering for sale and
servicing iFLX Products and successors to
<PAGE>
12
iFLX Products, and any systems or networks incorporating iFLX
Products or successors to iFLX Products and services related to iFLX
Products.
1.19 iFLX Products means the network access products set forth on Schedule
1.19 and all Components of such products.
1.20 iFLX Intellectual Property means Patents, Rights, Know How, Software
and Confidential Information used by BBT in the iFLX Field prior to
Closing Date except for Intellectual Property as to which BBT is not
entitled to grant rights thereunder by existing agreements with third
parties, all of which restrictions on rights to transfer, license or
sublicense are disclosed on Schedule 1.20 hereto.
1.21 Information means all information for the design, development,
manufacture, testing, distribution, sale, offer for sale and
servicing, including by way of example and not as a limitation, all
test protocols, test parameters, test results, designs, drawings,
parts lists, material lists, supplier lists, and software used to
store, manipulate, present and compare all or any portion of the
foregoing. If Information is stored in hardcopy and in one or more
electronic formats, Information shall include all of such mediums.
1.22 Know How means all knowledge and information, however stored, which
is important for the design, development, manufacture, testing,
distribution, sale, offer for sale and servicing.
1.23 Material, Material Adverse Effect, Materiality, Materially Affects or
similar type language means, unless otherwise provided, that the act,
event, circumstance or condition which imposes or is reasonably
likely to impose a cost, loss or liability (contingent or otherwise)
in excess of Two Hundred Thousand ($200,000) Dollars, exclusive of:
(a) changes resulting from general economic, financial or market
conditions, and
(b) changes resulting from conditions generally applicable to the
Fields.
1.24 Net Sales Revenue means the total gross sales revenue as recognized
under U.S. generally accepted accounting principles for gross sales
of FSAN1 Products or FSAN2 Products and Derivatives thereof made by
Bosch Telecom or any Affiliate of Bosch
<PAGE>
13
Telecom during the Performance Payment Period, less the purchase
price of any components, products or services purchased by Bosch
Telecom from BBT or its permitted successors or assigns which are
incorporated into or applied to the FSAN1 Products or FSAN2 Products
included in such sales. Net Sales Revenue shall be exclusive of
Taxes, shipping, insurance and packaging and shall be reduced by all
allowances, rebates, incentives and warranty returns; reductions by
such allowances, rebates, incentives and warranty returns shall in
total not exceed 15 % of the total gross sales. When gross sales are
made in a currency other than U.S. Dollars, the amounts shall be
converted into U.S. Dollars by taking the currency exchange rate as
published in the Wall Street Journal on the last business day of each
Calendar Half Year (as defined in Section 4.2 (d) hereof) between the
currency in which the sale occurred and the U.S. Dollar for the
Calendar Half Year in which the sales occurred. Bosch Telecom shall
pay to BBT the same royalty on sales by any third party licensee or
transferee of the FSAN1 Products or FSAN2 Products and their
Derivatives. In such case the royalty payable to BBT shall be based
on the Net Sales Revenue of such third party.
The Net Sales Revenue shall in no event be less than the Fair Market
Value of the FSAN1 Products, FSAN2 Products and their Derivatives.
The term "Fair Market Value" as applied to products accounted for
shall mean the net sales price which would be realized from an
unaffiliated buyer in an arm's length sale of substantially identical
products in comparable quantities and at the same time and place,
provided, however, that it shall not be lower than complete cost plus
the usual profit margin for similar products.
1.25 Patents means patents and patent applications (whether provisional or
otherwise) issued or filed in any country of the world, (including
any and all divisions, continuations, continuations-in-part, reissues
and re-examinations thereto).
1.26 Permits means all governmental and other permits, licenses,
approvals, certificates of inspection, filings, franchises and other
authorizations of BBT relating primarily to the Fields.
<PAGE>
14
1.27 Performance Payment Period means the period commencing on Closing
Date and ending: (a) twenty four months following the Completion Date
of FSAN2; or (b) if FSAN2 is not completed due to the lack of market
demand in accordance with Section VII of this Agreement, the period
ending thirty months after the Completion Date of FSAN1 Products; or
(c) if Bosch Telecom exercises its termination option set forth in
Section 7.7 hereof, the period ending upon a Change of Control of
BBT; or (d) if Bosch Telecom does not exercise its termination option
set forth in Section 7.7 hereof, the period ending two years after a
Change of Control of BBT, whichever of (a), (b), (c) or (d) occurs
first.
1.28 Person means any individual, corporation, limited liability company,
partnership, joint venture, association, trust or other entity or
Organization.
1.29 Rights means utility models, copyrights and all other statutory
intellectual property rights and applications therefor, except for
patents and trademarks.
1.30 Software means all of the software used for the design, development,
manufacture and testing.
1.31 Tax or Taxes means all taxes, assessments and other governmental
charges, whether federal, state, local or non-U.S. (including,
without limitation, excise taxes, sales taxes, value added taxes,
taxes withheld from employees' salaries and other withholding taxes
and obligations and all deposits required to be made with respect
thereto), levies, assessments, deficiencies, imposts, customs duties
and other duties, licenses and registration fees and charges of any
nature whatsoever, including any interest and penalties thereon or
additions thereto, imposed by any government or taxing authority
which are levied upon the Purchased Assets or the activities or
income of BBT by virtue of the operations in the iFLX Field the
ownership or lease of the Purchased Assets, or the transfer of the
Purchased Assets to Bosch Telecom.
1.32 U.S. means The United States of America and its respective
territories, commonwealths and possessions
<PAGE>
15
1.33 Welfare Plans means all medical, retiree medical, retiree life,
cafeteria, dental, vision, short- and long-term disability, life,
travel, accident, severance, vacation and any similar type plans,
offered to all or any portion of the transferred employee group.
1.34 Wireless System means a terrestrial or non-terrestrial radio based
point-to-point or point-to-multi-point access system for the
transmission of voice, data or video or any combination thereof;
without limiting the generality of the foregoing it shall include the
Local Multi-Point Distribution system and its related products
developed by Bosch U.S. including any predecessors in interest and
any successor or derivative products thereof.
II. AGREEMENT TO PURCHASE AND SELL
2.1 Agreement. Subject to the terms and conditions contained herein, at
the Closing Date BBT shall sell, convey, transfer, assign and deliver
to Bosch GmbH and Bosch U.S., as designated below, the Purchased
Assets.
2.2 Purchased Assets. Except as is expressly set forth herein, the
Purchased Assets shall consist of co-ownership of the iFLX
Intellectual Property (except for the Patents held by BBT upon
Closing Date in countries other than the US and Canada -
"International Patents") and all of BBT's right, title and interest
in and to the following assets, properties, rights, privileges and
claims (including the International Patents) owned, used or leased by
BBT in the conduct of the business in the Fields, subject only to the
Encumbrances noted in Schedule 2.2:
(a) iFLX Intellectual Property. Co-ownership of the iFLX
Intellectual Property subject to BBT retaining an ownership
interest in such iFLX Intellectual Property . Use of the
co-owned iFLX Intellectual Property by BBT and Bosch
Telecom shall be subject to Section VII hereof. Upon
transfer of the iFLX Intellectual Property, the following
shall apply.
(i) BBT and Bosch Telecom shall each independently
control protection of the iFLX Intellectual
Property, except for Patents.
(ii) BBT shall exercise control of the continuing
registration and protection of the Patents other
than the International Patents. BBT
<PAGE>
16
shall be in charge of the defense and
prosecution of any patent litigation related to
the Patents other than the International Patents
and bringing any action or any settlement
thereof shall be in BBT's sole discretion. BBT
shall timely inform Bosch Telecom of its
intended material actions under this
subparagraph.
(iii) Bosch Telecom shall solely exercise control of
the continuing registration and protection of
the International Patents. Bosch Telecom shall
be in charge of the defense and prosecution of
any patent litigation related to the
International Patents and bringing any action or
settlement thereof shall be in Bosch Telecom's
sole discretion. Bosch Telecom shall also bear
all related cost and expenses. Bosch Telecom
shall timely inform BBT of its intended material
actions under this subparagraph.
(iv) Each party agrees to execute such further
documents to permit the parties to be registered
as co-owners of the iFLX Intellectual Property
and the Patents other than the International
Patents on the one hand, and to permit Bosch
Telecom to be registered as sole owner of the
International Patents on the other hand, with
all of the rights and limitations set forth
herein. To the extent permitted under local law
governing each Patent, the respective
restrictions set forth in this Agreement shall
be filed as part of the patent assignment and
subsequent assignments.
(b) Personal Property. The assets listed on Schedule 2.2 (b)
(i) and to the extent Bosch Telecom exercises its election
to purchase pursuant to Section 4.2 (d) hereof, the assets
listed on Schedule 2.2(b) (ii) ("Personal Property").
(c) Contracts. All rights and obligations under the agreements,
contracts and purchase orders listed on Schedule 2.2(c),
which Bosch Telecom shall assume to the extent assignable
(the "Contracts")
<PAGE>
17
(d) Customer Information. The address, phone number, contact
person for each customer and potential customer, all
material information relating to each customer and
potential customer of BBT in the Fields, including all
designs, specifications, plans (including business plans)
which BBT received or was made aware of, whether or not
disclosed under confidentiality or nondisclosure agreements
or otherwise ("Customer Information"), provided that the
Customer Information disclosed under confidentiality or
nondisclosure agreements that requires the consent of the
customer prior to disclosure shall not be deemed to be
included in Customer Information until the customer gives
its consent.
(e) Books and Records. Copies of all the books and records
insofar as they relate to business conducted in the Fields
and as such are related to the Purchased Assets.
The obligations as per the preceding paragraphs (d) and (e) shall not
apply to business BBT has for FLX 2500 Products and prior products in
the U.S. and Canada. In this context BBT represents that it has not
had any business with **************** *********** or any business in
connection with sales Incidental to a Wireless System neither for FLX
2500 Products nor for iFLX Products.
The assets identified in Section 2.2(a) through (e) (except for
assets listed on Schedule 2.2 (b) (ii) as to which Bosch Telecom does
not elect to exercise its purchase option pursuant to Section 4.2 (d)
hereof) are collectively hereafter referred to as ("Purchased
Assets"). All Purchased Assets, except the iFLX Intellectual
Property, shall be sold, transferred and conveyed to Bosch U.S.. The
iFLX Intellectual Property shall be sold, transferred and conveyed to
Bosch Germany.
2.3 Excluded Assets. Except as specifically provided in Section 2.2, all
other properties and assets of BBT shall not be subject to any
transaction contemplated hereunder. ("Excluded Assets")
III. OBLIGATIONS AND LIABILITIES
--------------------------------
3.1 Assumed Liabilities. Unless otherwise expressly provided in this
Agreement, Bosch Telecom shall assume as of the Closing Date and
thereafter pay and fully satisfy when
<PAGE>
due: (a) all obligations and liabilities arising from the operation
of the business in the iFLX Field subsequent to Closing Date; and (b)
all obligations and liabilities under Contracts assigned to Bosch
Telecom hereunder whether accrued before or after the Closing Date
(collectively "Assumed Liabilities"), except to the extent BBT fails
to disclose an Encumbrance associated therewith, which shall be
treated as an Excluded Liability.
3.2 Excluded Liabilities. Other than as expressly set forth in Section
3.1, all debts, liabilities and obligations of BBT or arising from
the operation of the business in the iFLX Field prior to the Closing
Date (whether known or unknown, absolute or contingent, accrued or
unaccrued or due or to come due) (collectively the "Excluded
Liabilities") shall not be assumed by Bosch Telecom and shall
continue after the Closing Date to be the debts, liabilities and
obligations of BBT.
IV. PURCHASE PRICE
------------------
4.1 Purchase Price. In consideration of the purchase and sale of the
Purchased Assets and the consummation of the transactions
contemplated herein, Bosch Telecom shall pay to BBT a purchase price
in the amounts of: (a) $10,000,000 (Ten Million U.S. Dollars)
("Initial Payment"); plus (b) $2,000,000 (Two Million Dollars) (the
"Second Payment"); plus (c) for development costs for FSAN1 Products
which occurred in April and May 1998 through the Closing Date as
documented by the records contained in BBT's RACE system (the Parties
expect this to amount to about US$ 220,000 per month); plus (d) a
Performance Payment of 3.5% of the Net Sales Revenue ("Performance
Payment") and (e) an amount equal to the value of the Personal
Property on the Closing Date as set forth on Schedule 2.2 (b) (i)
and, to the extent Bosch Telecom does exercise its purchase option,
on Schedule 2.2 (b) (ii) (collectively "Purchase Price").
4.2 Payment of the Purchase Price.
(a) Initial Payment. The Initial Payment shall be paid by Bosch
Telecom on the Closing Date upon the transfer of such iFLX
Intellectual Property as specified in Schedule 4.2(a) by
BBT to Bosch Germany; such payment to be made by
<PAGE>
19
wire transfer of immediately available funds to the bank
account designated in writing by BBT.
(b) Second Payment. Bosch Telecom shall pay the Second Payment
upon Completion Date of FSAN1 by wire transfer of
immediately available funds to such bank account as is
designated in writing by BBT, provided, however, BBT may
invoice Bosch Telecom at any time on or after June 30, 1999
notwithstanding that the Completion Date of FSAN1, has not
occurred, which payment shall be payable not later than
August 31, 1999. Bosch Telecom shall notify BBT immediately
of the Completion Date of FSAN1.
(c) Development Cost Reimbursement. Bosch Telecom shall pay at
the later of the Closing Date or provision of adequate
supporting documentation by BBT the amount specified in
Section 4.1(c).
(d) Performance Payment. The Performance Payment shall be paid
as follows: within sixty (60) days after the end of each
calendar half year (i. e. the time periods of May 01
through October 31 and of November 01 through April 30 -
"Calendar Half Year"), an amount equal to 3.5% of the
Cumulative Net Sales Revenue through such Calendar Half
Year, Bosch Telecom shall provide to BBT within sixty (60)
days after each Calendar Half Year following the Closing
Date, a statement reflecting the Cumulative Net Sales
Revenue through such Calendar Half Year ("Semiannual
Statement"). At the same time, the Performance Payment
shall be paid by check, mailed to BBT, Attention: Chief
Financial Officer of BroadBand Technologies, Inc. or such
other person as is designated by BBT in writing or by bank
transfer to an account designated by BBT. All information
submitted with the Semiannual Statement shall be treated as
Confidential Information of Bosch Telecom.
(e) Personal Property. The Purchase Price for the Personal
Property shall be paid to BBT as follows: (i) an amount
equal to the aggregate purchase price set forth on Schedule
2.2 (b) (i) hereto shall be paid to BBT on the Closing
Date; and (ii) within ninety (90) days after the Closing
Date, an amount equal to the
<PAGE>
20
aggregate purchase prices of the Personal Property listed
on Schedule 2.2 (b) (ii) hereto for which Bosch Telecom
notifies BBT in writing it is exercising purchase options
at least three (3) business days prior to the sale date.
The sale date shall not be later than ninety (90) days
after the Closing Date, after which Bosch Telecom's
purchase option shall expire. Bosch Telecom may exercise
its purchase option for the Personal Property listed on
Schedule 2.2 (b) (ii) hereto only one time after which its
purchase option shall expire.
(f) Party Obligated To Pay. Bosch Germany shall pay the
Purchase Price applicable to the iFLX Intellectual Property
i.e. the payments under Section 4.1(a), (b) (c) and (d);
Bosch U.S. shall pay the remainder of the Purchase Price.
V. REPRESENTATIONS AND WARRANTIES OF BBT
----------------------------------------
The BBT hereby represents, warrants and covenants to and with Bosch
Telecom as follows:
5.1 Organization and Good Standing. BBT is a corporation duly organized,
validly existing and in good standing under the laws of Delaware. BBT
is licensed to do business in, among other states, the State of North
Carolina.
<PAGE>
21
5.2 Authority and Action.
(a) Capacity. BBT has all requisite corporate power and
authority to enter into this Agreement and each of the
other agreements, instruments and other documents to be
delivered by them on the Closing Date pursuant to this
Agreement (collectively, "BBT's Documents") and to perform
and consummate the transactions contemplated herein and
therein.
(b) Authorization. All corporate action required to be taken by
or on the part of BBT to authorize the execution and
delivery of this Agreement and BBT's Documents and to
authorize BBT to perform and consummate the transactions
contemplated hereby and thereby have been, or prior to the
Closing Date will be, duly and properly taken. This
Agreement and each of BBT's Documents have been and will be
duly executed and delivered by BBT.
(c) Enforceability. This Agreement and each of BBT's Documents
constitutes a valid and binding obligation of BBT.
(d) No Violation. The execution, delivery and performance by
BBT of this Agreement and BBT's Documents and the
consummation of the transactions contemplated herein and
therein will not:
(i) subject to obtaining the consents listed on
Schedule 5.6 hereto, result in a material breach
of any of the terms or conditions of, or
constitute a material default under, or in any
manner release any party thereto from any
obligation under, any Material Contract to which
BBT is now a party constituting a Purchased
Asset, or by which the Purchased Assets may be
bound or affected;
(ii) violate any order, writ, injunction, regulation,
statute or decree of any court, administrative
agency or governmental body to which BBT is now
a party and by which the Purchased Assets may be
bound or affected; or
<PAGE>
22
(iii) violate any provision of the Certificate of
Incorporation or By-laws of BBT.
5.3 Title to Assets.
(a) General. BBT has good title to all of the Purchased Assets
free and clear of all Encumbrances, other than
Encumbrances, if any, set forth in Schedule 2.2.
(b) The transfer to Purchaser of the above-referenced Purchased
Assets and all rights set forth herein will not: (i)
require compliance with any reporting, disclosure or
notification procedure of any governmental agency
(including, without limitation, the United States
Department of Defense or the Federal Communications
Commission), other than compliance with the pre-merger
notification rules under Hart Scott Rodino Act or (ii)
violate any statute or regulation governing the transfer of
technology to non-U.S. persons (including without
limitation, the Export Administration Act of 1979, as
amended, and the regulations thereunder), subject to Bosch
Telecom complying with applicable law.
5.4 iFLX Intellectual Property.
(a) Ownership. Schedule 5.4(a) sets forth all of BBT's Patents
and Rights and invention disclosures in or concerning the
Fields. All invention disclosures, Rights and all Patents,
except for the International Patents, will be transferred
to Bosch Germany as co-owner together with BBT on the
Closing Date. The International Patents will be transferred
to Bosch Germany as sole owner on the Closing Date. There
are no other Patents, invention disclosures or Rights
important to the conduct of the activities in the Fields.
All of the other iFLX Intellectual Property owned by BBT or
used by BBT under license or agreement in the conduct of
the activities in the Fields will be transferred to Bosch
Germany as co-owner or co-licensee, where BBT is not the
owner, subject to the limitations set forth in Section VII,
together with BBT at the Closing Date. Bosch Telecom shall,
as of the Closing Date, have the right to use or otherwise
exploit all the iFLX Intellectual Property to the same
extent as
<PAGE>
23
BBT has on the Closing Date, subject only to the
limitations set forth in Section VII hereof. Except as
noted in Schedule 5.4 (a) BBT owns all right, title and
interest in and to all of the iFLX Intellectual Property
subject only to the limitations set forth in Section VII,
provided, however, that except for Intellectual Property
included in any Patent that has been granted, no
representation is made that BBT is the sole owner or has
exclusive rights thereto; further provided, however, that
BBT has all power to grant the rights and transfer
ownership as contemplated under this Agreement.
(b) No Infringement. Except as set forth in Schedule 5.4 (b).
(i) use of the iFLX Products in the state developed
by BBT through the Closing Date, to the
knowledge of BBT, does not and will not conflict
with or infringe any proprietary rights, owned,
possessed or used by any third party;
(ii) there are no claims, disputes, actions,
proceedings, suits or appeals pending or, to the
knowledge of BBT, threatened against BBT
alleging that the iFLX Intellectual Property
infringes upon the rights of any third party;
(iii) BBT is not aware of any facts or circumstances
which with the giving of notice or the passage
of time or both would result in the transfer of
the iFLX Intellectual Property as is
contemplated in this Agreement, infringing upon
the rights of any third party.
(iv) BBT is not a party to any license agreements or
any other agreements that transfer to any third
party all or any rights to any of the iFLX
Intellectual Property or in any way encumber,
restrict or limit the exploitation of the iFLX
Intellectual Property.
(v) BBT is not a licensee for any Patent, Right,
Know How, Software, Confidential Information, or
other rights which, to BBT's knowledge, are
important or necessary for the business in the
Fields.
<PAGE>
24
(c) Confidentiality of Information. The iFLX Intellectual
Property (other than the Patents) being transferred
pursuant to this Agreement has been preserved and
maintained by BBT in accordance with reasonable and
customary standards to protect the confidentiality of such
information.
(d) Inventor's Assignment. All engineers employed by BBT who
have performed any of the design work on the iFLX Product
and who contributed to the iFLX Intellectual Property have
executed an agreement assigning all the inventions or ideas
created or invented by them to BBT. All of the persons who
created or invented one or more of the ideas contained in a
Patent, invention disclosure or Right ("Inventors") have
executed an agreement assigning to BBT all Inventors'
rights in and to all ideas contained in the Patents,
invention disclosures and Rights included in the Purchased
Assets.
(e) Actions to Preserve Patents. For invention disclosures for
which BBT has applied for a patent, BBT has taken all
commercially reasonable action that is necessary to
preserve the patentability of all ideas contained in the
invention disclosures, including by way of example and not
as a limitation, documenting the inception date of the
idea, preserving the confidentiality of all ideas contained
in invention disclosures and not offering for sale any idea
contained in an invention disclosure more than one year
prior to the filing of a patent application.
(f) Right to Transfer. Subject to obtaining the consents listed
on Schedule 5.6 hereto, the assignment of co-ownership
rights to the iFLX Intellectual Property as well as of sole
ownership rights in the International Patents will not
result in default under or a termination of any of the
rights of BBT to any iFLX Intellectual Property.
5.5 Compliance with Laws. Except for violations which, individually or in
the aggregate, are not reasonably likely to have a Material Effect on
the Purchased Assets: (i) BBT is not in violation of any law, rule or
regulation applicable to the Purchased Assets, and (ii) BBT is not
aware of any facts or circumstances which with the giving of notice
or the
<PAGE>
25
passage of time, or both, would result in BBT or, after Closing Date,
Bosch Telecom being in violation of any law, rule, regulation or
requirement.
5.6 Contracts. Schedule 5.6, lists every contract, lease, agreement,
license or commitment to which BBT is a party which Materially
Affects, or is reasonably likely to Materially Affect, the Purchased
Assets ("Material Contracts"). BBT shall use commercially reasonable
efforts to facilitate Bosch Telecom's obtaining the same rights as
BBT is enjoying as of the Closing Date under such Material Contracts.
BBT is not in default and to the knowledge of BBT no event has
occurred which with the giving of notice or the passage of time or
both would constitute a default under any Material Contract.
5.7 Litigation. There is no action, suit, order, proceeding or
investigation pending or to the knowledge of BBT threatened against
or involving BBT with respect to or affecting the Purchased Assets or
relating to the transactions contemplated in this Agreement.
5.8 Tax Representations. All Taxes required to have been withheld and
paid by BBT in connection with all activities of the business in the
Fields, including by way of example and not as a limitation, the
manufacture, design, sale, offer for sale, and distribution of the
iFLX Product and any components or services attendant thereto or
amounts paid or owing to any employee, independent contractor,
creditor, shareholder or other third party, have been withheld and
paid.
5.9 No Consent Required. Except as is necessary for the filing under the
Hart-Scott-Rodino Antitrust Improvement Act of 1976, as amended (the
"H-S-R Act"), and the expiration of all applicable waiting periods
thereunder, and the filing of assignments of Patents no consent,
approval, order or authorization of, or declaration, filing or
registration with, any person or governmental authority is required
to be made or obtained by BBT in connection with the authorization,
execution, delivery or performance of this Agreement and BBT's
Documents.
5.10 Sufficiency of Assets. The Purchased Assets, together with BBT's
Documents, constitute all of the intellectual property which BBT has
used to conduct business in the Fields prior to the Closing Date. The
Encumbrances referred to in Section 2.2 constitute all of the
Encumbrances against the Purchased Assets.
<PAGE>
26
5.11 Permits, Permissions and Licenses. No Material government permits,
permissions and licenses (including by way of example and not as a
limitation, health and safety permits) are necessary to perform the
activities contemplated hereunder.
5.12 Health and Safety. Schedule 5.12 lists all Material (a) safety data
sheets for all chemical substances or mixtures currently used by BBT
to conduct business in the Fields; (b) information contained in OSHA
Form 200s related to the activities in the Fields for the last five
(5) years; (c) citations, notices of violations, orders, consent
decrees or settlements concerning the activities in the Fields; and
(d) copies of any submissions relating to the business to: the
Environmental Protection Agency under all environmental laws, the
Occupational Safety and Health Administration or any other federal,
state or local governmental agency with respect to required health,
safety or environmental reporting.
5.13 Survival of Representation and Warranties. All of BBT's
representations and warranties set forth in this Agreement or any of
BBT's Documents shall be deemed to be made effective on the Closing
Date and shall survive the execution and delivery of this Agreement
and BBT's Documents and the consummation of the transactions
contemplated hereby, for a period of twenty four (24) months after
the Closing Date, except that all warranties and representations
concerning title to and ownership as of the Closing Date of the
Purchased Assets shall survive in perpetuity.
VI. REPRESENTATIONS AND WARRANTIES OF BOSCH TELECOM
---------------------------------------------------
Bosch Telecom hereby represent, warrant and covenant to and with BBT
as of the date hereof and on and as of the Closing Date, as follows:
6.1 Organization and Good Standing. Bosch U.S. is a corporation duly
organized, validly existing and in good standing under the laws of
the State of Maryland; Bosch Germany is a corporation duly organized,
validly existing and in good standing under the laws of Germany.
6.2 Authority and Action
<PAGE>
27
(a) Capacity. Bosch Telecom have all the requisite corporate
power and authority to enter into, execute and deliver this
Agreement and each of the other agreements, instruments and
other documents to be delivered by one or both of them on
the Closing Date (collectively "Bosch Telecom's
Documents"), to perform its obligations hereunder and
thereunder and to consummate the transactions contemplated
hereby and thereby.
(b) Authorization. The execution and delivery of this Agreement
and Bosch Telecom's Documents and the performance by Bosch
Telecom of their obligations hereunder and thereunder, have
been duly authorized by all necessary corporate action.
This Agreement and each of Bosch Telecom's Documents is or
on the Closing Date will have been duly executed and
delivered by Bosch Telecom.
(c) Enforceability. This Agreement and each of Bosch Telecom's
Documents constitute or on the Closing Date will constitute
legal, valid and binding obligations of Bosch Telecom
enforceable against them in accordance with their
respective terms.
(d) No Violation. The execution, delivery and performance by
Bosch Telecom of this Agreement and Bosch Telecom's
Documents and the consummation of the transactions
contemplated herein and therein will not:
(i) violate any order, writ, injunction regulation,
statute or decree of any court, administrative
agency or governmental body; or
(ii) violate any provision of the charter, Articles
of Incorporation, By-laws or similar governing
document of Bosch Telecom.
6.3 No Consent Required. Except for the filing under the H-S-R Act and
the expiration of all applicable waiting periods thereunder, no
consent, approval, order or authorization of, or declaration, filing
or registration with, any person or governmental authority is
required to be made or obtained by Bosch Telecom in connection with
the authorization, execution, delivery or performance of this
Agreement, Bosch Telecom's Documents or the transactions contemplated
hereby and thereby.
<PAGE>
28
6.4 No Infringement. Except as set forth separately in writing at the
time of disclosure by Bosch Telecom to BBT:
(i) use of the Bosch Telecom Intellectual Property as disclosed
by Bosch Telecom to BBT, to the knowledge of Bosch Telecom,
does not and will not conflict with or infringe any
proprietary rights, owned, possessed or used by any third
party;
(ii) there are no claims, disputes, actions, proceedings, suits
or appeals pending or, to the knowledge of Bosch Telecom,
threatened against Bosch Telecom alleging that the Bosch
Telecom Intellectual Property infringes upon the rights of
any third party;
(iii) Bosch Telecom is not aware of any facts or circumstances
which with the giving of notice or the passage of time or
both would result in the licensing of the Bosch Telecom
Intellectual Property as is contemplated in this Agreement,
infringing upon the rights of any third party.
(iv) Bosch Telecom is not a party to any license agreements or
any other agreements that in any way encumber, restrict or
limit the use by BBT of its license rights to the Bosch
Telecom Intellectual Property.
(v) Bosch Telecom, to the knowledge of Bosch Telecom, is not a
licensee or sublicensee for any Patent, Right, Know How,
Software, Confidential Information, included in the Bosch
Telecom Intellectual Property.
(vi) Beyond the aforesaid under (i) through (v), Bosch Telecom
does not warrant the Bosch Telecom Intellectual Property to
be free from infringements of any rights of third parties.
6.5 Export Control Compliance. Bosch Telecom shall not use the Purchased
Assets in a manner that violates any applicable U.S. export control
laws or regulations.
6.6 Survival of Representation and Warranties. All of Bosch Telecom's
representations and warranties set forth in this Agreement or in
Bosch Telecom's Documents shall survive
<PAGE>
29
the execution and delivery of this Agreement and the consummation of
the transactions contemplated hereby, for a period of twenty four
(24) months after the Closing Date.
VII. LICENSES AND RESTRICTIONS AND LIMITATIONS
----------------------------------------------
ON THE USE OF INTELLECTUAL PROPERTY
-----------------------------------
7.0 Incidental Sale. For purposes of this Section VII a sale shall be
deemed Incidental to the sale of a Wireless System where the system
being sold is predominantly a Wireless System and the portion of iFLX
Products and/or FSAN Products, as the case may be, is less than
*****. When computing the aforesaid percentage, in any case at least
the Fair Market Value (as defined in Section 1.24) shall be taken
into account.
7.1 Rights for and Restrictions on BBT. Bosch Telecom hereby grants to
BBT a license to the International Patents and the Bosch Telecom
Intellectual Property. Such license shall be for all purposes
including, without limitation, the right to develop, manufacture,
have manufactured, sell, offer for sale and distribute (and have
distributed) products that make use of the International Patents
and/or the Bosch Telecom Intellectual Property. Such license rights
are irrevocable, perpetual, worldwide and royalty-free. Without the
written approval of Bosch Telecom BBT shall, however, not have the
right to sublicense the Bosch Telecom Intellectual Property to third
parties except as provided herein. Notwithstanding the foregoing
without the approval of Bosch Telecom BBT may have manufactured by a
third party any product BBT has the right to manufacture and have
distributed any product BBT has the right to distribute. Until the
time set forth in Section 7.8 hereof, the restrictions and rules set
forth in Section 7.1.1, Section 7.1.2 and Section 7.1.3 hereof shall
apply. In BBT exercising its co-ownership rights to iFLX Intellectual
Property, the rules set forth in Section 7.1.1, 7.1.2 and 7.1.3 shall
apply. In all cases, at the time specified in Section 7.8 hereof, all
restrictions on the exercise of its rights and/or license rights
shall terminate with the exception of the grant of sublicenses by BBT
under the Bosch Telecom Intellectual Property to third parties, which
shall perpetually require the written approval of Bosch Telecom
except as provided herein:
7.1.1 FLX 2500 Products
<PAGE>
30
(a) BBT shall continue to have the exclusive right to
manufacture (including have manufactured) FLX 2500 Products
and its Derivatives worldwide.
(b) BBT shall not sell, offer for sale or distribute FLX 2500
Products and its Derivatives anywhere in the world but in
the U.S. and Canada.
(c) BBT shall be free to further develop its FLX 2500 Products;
such development may include but is not limited to the
development of FSAN1 Products or FSAN2 Products.
(d) BBT shall be free to grant licenses to any third parties
under its U.S. and/or Canadian Patents for any purpose
whatsoever.
(e) BBT shall be entitled to grant licenses for any purpose
whatsoever to any third parties under such parts of its
Know How, Software, Confidential Information or Rights
relating to FLX 2500 Products and its Derivatives to the
extent the same is not also part of iFLX Intellectual
Property other than Patents relating to the iFLX Products
(pure FLX 2500 intellectual property).
(f) BBT shall be entitled to grant licenses for any purpose
except as stated below to any third parties under such
parts of its iFLX Intellectual Property (other than
Patents) which are common to the FLX 2500 Product and the
iFLX Products (common intellectual property). In such a
case, except as specified in this Section 7.1.1 above, BBT
shall enter into a license agreement with such third party
which shall exclude from the rights granted to such third
party the sale, offer for sale or distribution of any
products manufactured under such license (i) outside the
U.S. and Canada and (ii) in the U.S. and Canada to
******************* and (iii) in the U.S. and Canada to any
other customer to the extent such sale or offer for sale is
Incidental to the sale of a Wireless System as defined in
Section 7.0 hereof.
7.1.2 iFLX Products
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31
(a) Subject to Bosch Telecom's rights under Section 7.2.2(a)
below, BBT shall have the exclusive right to manufacture
(including have manufactured) iFLX Products and its
Derivatives worldwide.
(b) Except for the U.S. and Canada and subject to Section 7.2.2
(c), BBT shall have no right to sell, offer for sale or
distribute the iFLX Products or their Derivatives except to
the extent that BBT is bound by the international
distribution agreements listed in Schedule 7.1.2(b). As
appropriate, BBT shall use its best efforts to renegotiate
these agreements in order to assign them to Bosch Telecom.
(c) Without prejudice to BBT's rights under Section 7.1.1(c),
(d), (e) and (f), BBT shall not be entitled to develop its
iFLX Products further or grant any licenses under iFLX
Intellectual Property (other than Patents) that is not also
included in FLX 2500 Products (pure iFLX intellectual
property).
7.1.3 FSAN1 Products and FSAN2 Products
(a) BBT shall be entitled to use the Bosch Telecom Intellectual
Property and International Patents to manufacture
(including have manufactured) FSAN1 Products, FSAN2
Products and its Derivatives worldwide.
(b) BBT shall not sell, offer for sale or distribute (or have
distributed) FSAN1 Products, FSAN2 Products and its
Derivatives anywhere but in the U.S. and Canada, or to any
Person where based on the circumstances of the sale or
other information available to BBT, BBT has reason to
believe or upon the exercise of reasonable diligence should
have reason to believe, that the product is being purchased
for resale outside the U.S. and Canada. BBT shall have the
exclusive right to use the Bosch Telecom Intellectual
Property to sell, offer for sale or distribute (or have
distributed) FSAN1 Product, FSAN2 Products and its
Derivatives in the U.S. and Canada. BBT`s sales and
distribution rights under the Bosch Telecom Intellectual
Property shall, however, not apply to sales to
******************* and sales Incidental to a sale of a
Wireless System as defined in Section 7.0 hereof, provided,
however, that all such sales in the U.S.
<PAGE>
32
and Canada by Bosch Telecom or any of its Affiliates or
licensees shall be supplied by BBT, subject to Section
7.1.4 hereof.
(c) Without the prior written approval of Bosch Telecom, BBT
shall not be entitled to grant sublicenses under the Bosch
Telecom Intellectual Property. Notwithstanding the
foregoing without the approval of Bosch Telecom BBT may
have manufactured by a third party any product BBT has the
right to manufacture and have distributed any product BBT
has the right to distribute. This restriction shall remain
intact perpetually except as provided herein.
Notwithstanding the restriction on sublicensing contained
herein, in any country in which the customer strongly
demands or known local business practice requires a local
sublicensee for that country, BBT shall be entitled to
grant sublicenses, provided the geographic scope of the
sublicense is limited to the country in which the customer
strongly demands such local sublicensee or known local
business practice requires such a sublicensee.
(d) BBT shall be entitled to use the Bosch Telecom Intellectual
Property to further develop the licensed FSAN1 Products and
FSAN2 Products and to develop Derivatives. BBT shall own
all intellectual property it develops and shall have no
restriction on its use (including licensing); BBT's rights
to intellectual property BBT develops shall, however, not
negate any restriction on BBT's rights to use or sublicense
Bosch Telecom Intellectual Property.
(e) BBT shall use reasonable efforts to sell, offer for sale
and distribute FSAN1 Products and FSAN2 Products in the
territory assigned to BBT in Section 7.1.3(b) above. Should
BBT not actively pursue its sales rights, BBT and Bosch
Telecom shall consult each other regarding the optimization
of sales efforts, e. g. by granting sales and distribution
rights to Bosch Telecom which were reserved before for BBT.
7.1.4 Manufacture by Bosch Telecom. In the event BBT becomes unable or
unwilling to supply iFLX Products, FSAN1 Products or FSAN2 Products
or in the event that BBT's commercial conditions, including but not
limited to price, quality, time of delivery or
<PAGE>
33
quantity of delivery become non competitive, the requirement that
Bosch Telecom purchase such unavailable or non-competitive product
shall cease if after ****** notice to BBT (except that, if the issue
is product quality, Bosch shall provide ****** notice) BBT shall fail
to be able to supply or become competitive within the applicable
notice period. If Information required for the manufacture of such
product in existence on the Closing Date has not already been
transferred to Bosch Telecom under Section II, of this Agreement, BBT
shall promptly, upon receipt of such notice, provide Bosch with all
such Information. Bosch Telecom shall then have the right to
manufacture (including have manufactured) such products anywhere.
Bosch Telecom may make use of such manufacturing rights only to sell
products within the geographic and other limitations set forth in
this Agreement. In the event Bosch Telecom elects to exercise the
rights granted in this Section 7.1.4 and in the event that within one
year after such notice by Bosch Telecom BBT again wishes to supply
the product in question to Bosch Telecom, Bosch Telecom agrees to
negotiate in good faith with BBT the terms under which BBT shall be
allowed to resume such supply to Bosch Telecom or its Affiliates.
7.1.5 No Other Restrictions. Unless otherwise specified in this Section 7.1
BBT shall not be restricted with regard to FLX 2500 Products, iFLX
Products, FSAN1 Products and FSAN2 Products or any other use of its
ownership, co-ownership, license or other rights to iFLX Intellectual
Property or Bosch Telecom Intellectual Property.
7.2 Rights for and Restrictions on Bosch Telecom. In Bosch Telecom
exercising its co-ownership rights to iFLX Intellectual Property and
its ownership rights to the International Patents and the Bosch
Telecom Intellectual Property, the following rules shall apply until
the time specified in Section 7.8 hereof, at which time all
restrictions on the exercise of its rights shall terminate:
7.2.1 iFLX 2500 Products. Without in any way limiting Bosch Telecom's
rights under the remaining Subsections of this Section 7.2, Bosch
Telecom shall have no rights to manufacture, sell, offer for sale,
license or develop FLX 2500 Products.
7.2.2 iFLX Products.
<PAGE>
34
(a) Bosch Telecom shall have no rights to manufacture iFLX
Products except in case BBT becomes unable or unwilling to
provide iFLX Products to Bosch. In this case the provisions
of Section 7.1.4 hereof shall apply.
(b) Bosch Telecom shall have the exclusive right to sell, offer
for sale and distribute iFLX Products anywhere in the
world, except in the U.S. and Canada. This right shall only
be subject to the restrictions listed in Section 7.1.2(b)
(BBT's international distribution agreements) and Section
7.2.4 hereof.
Bosch Telecom shall not directly or indirectly sell, offer
for sale or distribute iFLX Products in the U.S. and
Canada, or to any Person where based on the circumstances
of the sale or other information available to Bosch
Telecom, Bosch Telecom have reason to believe or upon the
exercise of reasonable diligence should have reason to
believe, that the product is being purchased for resale in
the U.S. or Canada.
Bosch Telecom shall, however, also have the exclusive right
to utilize the iFLX Intellectual Property to sell, offer
for sale and distribute iFLX Products to
******************* and to the extent such sale is
Incidental to the sale of a Wireless System as defined in
Section 7.0 hereof.
(c) Except for BBT's rights under Section 7.1.1(c), (d), (e)
and (f), Bosch Telecom shall have the exclusive right to
use the iFLX Intellectual Property to develop FSAN1
Products and FSAN2 Products and non-exclusive rights to
develop Derivatives.
(d) Subject to Section 7.5 (a) hereof, Bosch Telecom shall be
entitled to grant non-exclusive licenses under co-owned
iFLX Intellectual Property and under the International
Patents transferred from BBT to Bosch Telecom to be wholly
owned by Bosch Telecom for sales outside the U.S. and
Canada..
(e) Without the prior written approval of BBT, Bosch Telecom
shall not be entitled to grant licenses to third parties
under the Patents other than the International Patents
pertaining to iFLX Intellectual Property.
<PAGE>
35
7.2.3 FSAN1 Products and FSAN2 Products
(a) Bosch Telecom shall be the sole owner of the Bosch Telecom
Intellectual Property.
(b) Bosch Telecom shall be entitled to manufacture (including
have manufactured) FSAN1 Products, FSAN2 Products and their
Derivatives worldwide,.
(c) Bosch Telecom shall have worldwide rights to distribute
FSAN1 Products and FSAN2 Products containing the iFLX
Intellectual Property and the Bosch Telecom Intellectual
Property on an exclusive basis, with the exception of the
U.S. and Canada where it shall have exclusive distribution
rights for sales only to ************************* and
sales which are Incidental to the sale of a Wireless System
as defined in Section 7.0 hereof.
7.2.4 Efforts. Bosch Telecom shall use reasonable efforts to sell, offer
for sale and distribute iFLX Products, FSAN1 Products and FSAN2
Products in the territories and to the customers to which this
Agreement grants such rights. Should Bosch Telecom not actively
pursue its sale rights in any part of its territory or category of
sale, BBT and Bosch Telecom shall consult with each other regarding
the optimization of sales efforts e.g. by granting sales and
distribution rights to BBT which were reserved before to Bosch
Telecom.
7.2.5 No Other Restrictions. Unless otherwise specified in this Section 7.2
Bosch Telecom shall not be restricted with regard to iFLX Products,
FSAN1 Products, FSAN2 Products and their Derivatives or any other use
of its ownership, co-ownership or other rights to iFLX Intellectual
Property or Bosch Telecom Intellectual Property.
7.3 Mutual Supplies (Cross Supply Agreement), Licenses, Derivatives,
Components.
(a) Where appropriate in accordance with the regulations of
Sections 7.1 and 7.2, the parties agree to supply each
other with their products and Derivatives thereof in
accordance with the detailed stipulations of a cross supply
agreement to be concluded separately within six months
after the Date of Closing. In the event the parties fail to
execute and deliver an agreement for BBT to supply
<PAGE>
36
FSAN1 Products and FSAN2 Products to Bosch Telecom, Bosch
Telecom shall not have the right to sell FSAN1 Products and
FSAN2 Products in the U.S. or Canada to ******************
or to make sales Incidental to the sale of Wireless
Systems. For the avoidance of doubt, this shall not mean
that BBT shall have the right to sell FSAN1 Products and
FSAN2 Products in the U.S. or Canada to
********************** or to make sales Incidental to the
sale of Wireless Systems. Entering into the Cross Supply
Agreement is deemed to be of the essence by both parties
hereto.
(b) The parties are further principally prepared to grant each
other licenses for manufacture and distribution of their
products, observing the geographical and other restrictions
set forth hereunder. Unless otherwise required by
particular circumstances, the current royalty of such
license grants shall amount to *****. Likewise the
conditions for the Performance Payment and its calculation
shall apply. The same shall apply to Derivatives of
products developed by the parties under the proviso that
once such Derivatives are not closely related to the
original product, the geographical and other restrictions
shall not apply unless otherwise required by particular
circumstances. The parties shall, at the given time,
negotiate and conclude in good faith such license
agreements as appropriate.
(c) The limitations contained in Sections 7.1 and 7.2 do not
apply to Components.
7.4 Obligations of Bosch Telecom to Develop FSAN1 Products and FSAN2
Products. Bosch Telecom shall make reasonable efforts to develop the
FSAN1 Products and FSAN2 Products on the basis of the iFLX
Intellectual Property. Bosch Telecom shall be deemed to have
committed reasonable efforts for the development of FSAN1 Products if
it expends ************* in development efforts for such products.
Upon development of FSAN1 Products, Bosch Telecom shall make
reasonable efforts to develop FSAN2 Products. This obligation shall
terminate if on or before 6 months following the Completion Date of
FSAN1, Bosch Telecom have not received orders, letters of intent,
contract awards or other commitments for the purchase of FSAN1
Products
<PAGE>
37
cumulatively in an amount of at least ****************. Bosch Telecom
shall be deemed to have committed reasonable efforts if it expended
cumulatively *********** ******************* for the development of
FSAN2 Products, including the costs of development of FSAN1 Product,
but excluding amounts payable to BBT pursuant to Section IV of this
Agreement. All such development costs shall be borne by Bosch Telecom
and all Bosch Telecom Intellectual Property created, developed or
acquired thereby, shall be solely the property of Bosch Telecom which
Bosch Telecom may exploit without any limitation other than as set
forth in Section 7.2, subject to the license granted to BBT in
Section 7.1.3 hereof.
7.5 Effect of Bosch Telecom Discontinuing Development of FSAN1 Products
or FSAN2 Products.
(a) Should Bosch Telecom, in accordance with Section 7.4, (i)
definitively decide not to continue and complete the
development of the FSAN1 Products or the FSAN2 Products, or
(ii) should the Completion Date for FSAN1 not occur on or
before **************** or the Completion Date for FSAN2
not occur on or before ************, BBT shall be entitled,
upon its request, to be granted access as provided in
Section 7.9 hereof to Bosch Telecom Intellectual Property
for the purpose of completing the development of the FSAN1
Products and/or FSAN2 Products. Bosch Telecom shall notify
BBT of any decision not to complete development as soon as
practicable after such decision.
In such case upon notice to BBT of such decision by Bosch
Telecom or the last date for completion of development of
FSAN1 Products or FSAN2 Products, whichever is applicable
(the "Noncompletion Date"): (i) the license granted to BBT
in Section 7.1 hereof shall continue in effect, but shall
not be subject to restrictions on BBT's use of the license
contained in this Section 7 (except 7.1.3 (c)); (ii) Bosch
Telecom shall continue to be subject to all restrictions
contained in this Section 7 for ************ months after
the Noncompletion Date, after which ********** month period
all restrictions for Bosch Telecom set forth in this
Section 7 shall cease; (iii) Bosch Telecom shall not be
entitled to grant any
<PAGE>
38
third party rights under iFLX Intellectual Property during
the period of ************ months after the Noncompletion
Date, except that commencing ******* months after the
Noncompletion Date Bosch Telecom shall be entitled to grant
licenses for Components of iFLX Products or parts of iFLX
Intellectual Property for purposes outside the FSAN Field.
Such restrictions do, however, not apply to licenses
granted already before the Noncompletion Date.
Should a Change of Control occur after the Noncompletion
Date BBT shall have an option to terminate the license of
Bosch Telecom Intellectual Property instead of making the
payments that otherwise would be required by Section 7.7
(a) hereof. In such case (a) BBT shall no longer enjoy any
rights under the Bosch Telecom Intellectual Property and
(b) all restrictions on Bosch Telecom contained in this
Section 7 shall terminate.
(b) Should Bosch Telecom continue the development of the FSAN1
Products or the FSAN2 Products beyond the commitments set
forth in Section 7.4 ("Additional Development Costs"), the
grant of a license to BBT under Bosch Telecom Intellectual
Property generated from the Additional Development Costs
shall be subject to the best efforts negotiations between
BBT and Bosch Telecom. The basis of the negotiations at
that time shall be (1) that BBT will be offered the option
of either sharing ******* of the Additional Development
Costs, or (2) a reasonable royalty rate to be agreed upon
to be paid by BBT to Bosch Telecom for sales by BBT in the
U.S. and Canada of the FSAN1 Products or the FSAN2 Products
that embody Bosch Telecom Intellectual Property generated
by the Additional Development Costs, or (3) a reasonable
reduction of the Performance Payment obligation of Bosch
Telecom to BBT pursuant to this Agreement, or (4) a
combination of (1) to (3) will be negotiated and agreed
upon.
7.6 Obligations of Bosch Telecom to Make Available Bosch Telecom
Intellectual Property. Upon written request by BBT, but not until BBT
makes such request(s), Bosch Telecom shall disclose to BBT, subject
to the restrictions contained in Section 7.1.3 and subject
<PAGE>
39
to all of Bosch Telecom's rights set forth in Section 7.2, Bosch
Telecom Intellectual Property as developed at the time of the
request. Such written request(s) shall obligate BBT to the provisions
set forth in Section 7.7(a) hereof. Bosch Telecom's obligation under
this Section 7.6 shall terminate upon a Change of Control of BBT.
7.7 Change of Control of BBT. The following shall result upon a Change
of Control of BBT:
(a) Subject to Section 7.5 (a) hereof, BBT shall reimburse
within 60 days of a Change of Control, all development
costs incurred by Bosch Telecom for all of Bosch Telecom
Intellectual Property then disclosed to BBT pursuant to any
request(s) made by BBT pursuant to Section 7.6;
(b) The license set forth in Section 7.1 hereof shall remain in
effect but shall be limited to use of the International
Patents and Bosch Telecom Intellectual Property which was
disclosed to BBT prior to a Change of Control subject to
the restrictions contained in Section 7.1; such
restrictions shall remain intact for two years after the
Change of Control; thereafter all geographical and other
restrictions shall be released.
(c) Bosch Telecom shall have the right, but not the obligation,
to terminate its obligation to develop FSAN1 Products
and/or FSAN2 Products and in such case the restrictions for
BBT contained in Section 7.1 and the restrictions for Bosch
Telecom contained in Section 7.2 shall remain intact for
two years after the Change of Control; thereafter all
geographical and other restrictions shall be released.
(d) Bosch Telecom shall no longer have any obligation to
continue to provide to BBT additional Bosch Telecom
Intellectual Property.
The Change of Control provisions shall expire six years after the
Closing Date.
7.8 Termination of Restrictions. Subject to Section 7.5 which provides
for earlier termination under certain circumstances, the geographical
and other restrictions contained in Sections 7.1, 7.2 and 7.3 shall
terminate:
<PAGE>
40
(a) twenty four months after the earlier of the Completion Date
of FSAN2 or **** ***********;
(b) thirty months after the earlier of the Completion Date of
FSAN1 or ********* *********, if Bosch Telecom elect not to
continue to develop FSAN2;
(c) twenty four months after a Change of Control.
7.9 Transfer of Intellectual Property and Documentation. When granting
the other party access to iFLX Intellectual Property or Bosch Telecom
Intellectual Property, respectively, the granting party shall make
available, in reproducible form, one copy each of written or
otherwise recorded data, drawings and test results required for the
manufacture, assembly, testing and servicing of the products in
question. This includes, by way of example but not as a limitation,
parts and assembly drawings, parts lists, material specifications,
standards, manufacturing plans, testing specifications, software etc.
7.10 Audit. Within six months after having received respective
information, BBT shall be entitled to have audited the Semiannual
Statements (as well as the ************* and the *******************
specified in Section 7.4) by an independent expert of an
internationally active accounting firm, selected by BBT and
reasonably acceptable to Bosch Telecom, Bosch Telecom's relevant
records and other ancillary documents necessary for their examination
at Bosch Telecom's facilities during normal office hours. Should such
audit reveal Material deviations, the cost of the audit shall be paid
by Bosch Telecom; should this not be the case, the cost of the audit
shall be paid by BBT. Bosch Telecom shall include similar audit
rights in its license agreements with third parties and shall
exercise its audit rights if so reasonably requested by BBT.
Corresponding regulations shall apply for cases where BBT shall be
obligated to make, and account for, current payments to Bosch
Telecom.
VIII. CLOSING
-------------
8.1 Closing and Closing Date. There shall be a Closing of the purchase
and sale contemplated herein (the "Closing"), which shall be held at
the offices of Robert Bosch Corporation located at 2800 South 25th
Ave., Broadview, Illinois 60153 at 10:00 A.M.
<PAGE>
41
on the first Monday following the third business day after the
satisfaction of all conditions of Closing and expiration (or early
termination) of the waiting period (or any extensions thereof) under
the H-S-R Act (the "Closing Date"). The parties expect the Closing
Date to occur on or about June 1, 1998. The Closing shall be
effective at 12:01 a.m. Central Daylight Time on the Closing Date.
8.2 BBT's Conditions, Actions and Deliveries at Closing Date. At the
Closing Date, BBT shall take the following actions and make the
following deliveries:
(a) Purchased Assets; Bill of Sale. BBT shall convey the
Purchased Assets to the Bosch Telecom by delivery of a bill
of sale in form and substance reasonably satisfactory to
Bosch Telecom.
(b) Assignment of Patents. BBT shall execute an assignment of
Patents conveying to Bosch Germany co-ownership rights in
and to all Patents (except for the International Patents
which shall be solely owned by Bosch Telecom) in the form
attached as Schedule 8.2(b) hereto, and shall execute such
other documents as are deemed necessary appropriate or
advisable by Bosch Telecom to document on public record the
Restrictions and Limitations on use of iFLX Intellectual
Property set forth in Section VII of this Agreement. BBT
shall deliver all assignments, both foreign and domestic,
with proper chain of title so that the conveyance to Bosch
Germany shall be directly from BBT. Bosch Telecom shall pay
all expenses of obtaining the necessary recordings and
transfers of ownership/title from BBT to Bosch Germany
(excluding costs to establish the chain of title in and to
BBT which shall be borne by BBT) in the Patents to Bosch
Telecom.
(c) Certificates. BBT shall deliver to Bosch Telecom a
certificate of its appropriate officers and its secretary
(or assistant secretary) certifying the incumbency of the
officers executing this Agreement and BBT's Documents,
certifying the due adoption of corporate resolutions
authorizing and approving the execution, delivery and
performance of this Agreement and all of the transactions
<PAGE>
42
contemplated herein and certifying the accuracy as of the
Closing Date of BBT's representations and warranties
hereunder.
(d) Other Documents. BBT shall deliver such other documents and
instruments as Bosch Telecom or their counsel reasonably
deem necessary to consummate the transaction contemplated
hereby, and to perfect Bosch Telecom' rights, title and
interest in and to all of the Purchased Assets.
8.3 Bosch Telecom's Conditions, Actions and Deliveries at Closing Date.
At the Closing Date, Bosch Telecom shall take the following actions
and make the following deliveries:
(a) Purchase Price. Bosch Telecom shall pay BBT the Initial
Payment, the Purchase Price for the Personal Property set
forth on Schedule 2.2(b)(i) and the Purchase Price for the
Personal Property set forth on Schedule 2.2(b)(ii) if Bosch
Telecom desires to exercise its purchase option on the
Closing Date, via wire transfer in immediately available
funds to such bank account and in accordance with such
instructions as BBT shall have designated at least 24 hours
before Closing Date in writing.
(b) Certificates. Bosch Telecom shall deliver to BBT
certificates of their appropriate officers and its
secretaries, or officials performing similar functions,
certifying the incumbency of the persons executing this
Agreement and Bosch Telecom's Documents, certifying the due
adoption of all necessary corporate resolutions authorizing
and approving the execution, delivery and performance of
this Agreement and all of the transactions contemplated
herein and certifying the current accuracy of Bosch
Telecom' representations and warranties hereunder.
(c) Bosch Telecom shall execute the assignment of Patents
described in Section 8.2 (b).
(d) Other Documents. Bosch Telecom shall deliver such other
documents and instruments as BBT or their counsel shall
reasonably deem necessary to consummate the transactions
contemplated hereby.
<PAGE>
43
IX. PENSION AND EMPLOYEE MATTERS
--------------------------------
9.1 Scope of Section. This Section 9 contains the covenants and
agreements of the parties with respect to: (a) the status of
employment of the employees of BBT employed in the Fields which are
selected by Bosch Telecom to be offered employment with Bosch U.S.
("Employees"), and (b) the employee benefits and employee benefit
plans provided or covering the Employees. Except as provided herein,
nothing herein expressed or implied, confers upon any Employee,
former employee or other employee of BBT any rights or remedies of
any nature or kind whatsoever under or by reason of this Section 9,
including, without limitation, any rights of employment by Bosch U.S.
for a specific period, on certain terms and conditions nor any
additional rights under or with respect to any benefit plans or
policy.
<PAGE>
44
9.2 Employment.
(a) Transferred Employees. Beginning no later than one (1) week
after the execution of this Agreement and concluding within
five (5) days thereafter, Bosch U.S. shall offer employment
as of the Closing Date and contingent upon the Closing to
each Employee in the FSAN Engineering Group at each
Employee's same or greater salary existing as of the time
of the offer, provided that such Employee is actively at
work at the time of the offer ("Active Employee"). An
Active Employee who is absent at such time due to vacation,
holiday or military leave or pursuant to pre-authorized
leave under the Family and Medical Leave Act or a personal
leave policy, or who has been absent for less than three
(3) consecutive work days immediately before the date of
the offer due to illness, shall be considered an Active
Employee. The Active Employees who accept Bosch U.S.'
written or oral offer of employment made pursuant to the
foregoing provisions of this paragraph effective on the
Employees' first day of work for Bosch U.S. ("Transfer
Date"), shall be called "Transferred Employees." Employment
of the Transferred Employees by Bosch U.S. shall be
employment at will. Bosch U.S. shall offer to all
Transferred Employees, effective on the Transfer Date,
participation in Bosch U.S.' Pension Plan, Bosch U.S.'
401(k) Plan and Bosch U.S.' Welfare Plans.
(b) Hiring Employees. BBT agrees to use reasonable efforts to
cause the Active Employees to accept Bosch U.S.' offer to
become Transferred Employees as of the Closing Date, which
reasonable efforts shall consist of affording Bosch U.S.
reasonable opportunities, to discuss with Active Employees
terms and conditions of employment with Bosch U.S. prior to
the Closing Date and to distribute to the Active Employees
forms and documents relating to employment with Bosch U.S.
(c) Non-Solicitation. *************** BBT and Bosch Telecom
shall not solicit for employment (whether as an employee,
officer, agent, consultant, advisor or
<PAGE>
45
in any capacity whatsoever) any employee of the other party
without the prior written consent of such other party.
Conditioned upon this matter closing as contemplated in
this Agreement, BBT shall not rehire any Transferred
Employee within **************** from the date such
Transferred Employee becomes a Transferred Employee unless
BBT and Bosch Telecom mutually agree otherwise.
(d) Human Resources Information. **********************, BBT
shall provide to Bosch Telecom a computer disk containing
the following information for each Active Employee
Systems/Payroll Requirements
Name (Last, First, Middle Initial)
Address (Street Address, City, State, Zip)
Social Security Number
Annual Salary
Base Salary
Other Earnings by Category (i.e.,
shift differential, scheduled
overtime, bonus, commission)
Scheduled Hours
Payroll Type (full time/part time)
Employment code (exempt, non-exempt)
Annual Pay Periods
Date of Birth
Date of Hire
Sex Codes
Accumulator Fields:
- YTD balance in FSA accounts
- YTD vacation hours or days earned (in
accordance with BBT policy)
- YTD compensation data
- YTD 401(k) contributions, i.e., loans and
contributions
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46
- Other YTD deductions: Social Security
(e) Notice of Termination. Bosch U.S. shall promptly provide
BBT with written notice of the termination, for any reason,
of any Transferred Employee.
9.3 Retiree Health and Life Insurance Benefits. BBT does not currently,
and never has, offered or provided retiree medical and/or life
insurance benefits to its employees.
9.4 Retirement Plans.
(a) General. Except as otherwise specifically provided in this
Agreement, each Employee who becomes a Transferred Employee
shall cease to be an active participant in BBT's tax
qualified defined contribution plan ("BBT's 401(k) Plan").
Except as otherwise specifically provided herein, Bosch
Telecom assumes no liability or obligation with respect to,
and shall receive no right or interest in, BBT's
401(k)Plan, or the plan assets of such plan.
(b) Vesting: Subject to the requirements of the Internal
Revenue Code of 1986, as amended (the "Code"), BBT shall
fully vest the Transferred Employees in their account
balances under the BBT 401(k) plan immediately prior to the
Closing Date. BBT shall amend the stock option award
agreements held by the Transferred Employees to treat
continuous employment with Bosch U.S. on and after the
Closing Date as employment with BBT for all purposes under
those requirements.
(c) Credit and Service. As of the Closing Date, Bosch U.S.
shall grant to each Transferred Employee credit for his or
her service with BBT prior to the date such Employee is
actively at work with Bosch U.S., but only for purposes of
participation eligibility (including, but not limited to,
eligibility for matching contributions), vesting and
retirement eligibility, under any tax qualified defined
benefit plan ("Bosch U.S. Pension Plan"), tax qualified
defined contribution plan ("Bosch U.S. 401(k) Plan") and
supplemental non tax qualified defined contribution and
defined benefit plans ("Bosch Supplemental Plans")
maintained by Bosch U.S. In no event shall Bosch U.S. grant
any
<PAGE>
47
Transferred Employee credit for his or her service with BBT
under the Bosch U.S. Pension Plan for benefit accrual
purposes.
(d) Bosch U.S. 401(k). As of the Transfer Date, Bosch U.S.
shall offer to each Transferred Employee the right to
participate in the Bosch U.S. 401(k) Plan. Bosch U.S. shall
accept direct rollovers of the account balances of the
Transferred Employees participating in BBT's 401(k) Plan.
(e) Non-Liability For Other Plans. Bosch Telecom shall not be
liable for any failure by BBT to satisfy the requirements
of the Code and regulations thereunder with respect to
BBT's 401(k) Plan. BBT shall not be liable for any failure
by Bosch U.S. to satisfy the requirements of the Code and
regulations thereunder with respect to Bosch U.S.' Pension
Plan and Bosch U.S.' 401(k) Plan.
9.5 Welfare Plans.
(a) As of the Closing Date, Bosch U.S. shall provide under the
terms and conditions of its Welfare Plans coverage for
Transferred Employees (for purposes of this Section 9.5
"Covered Employees") and their survivors, spouses and
dependents ("Covered Dependents").
(b) Bosch U.S. shall credit Covered Employees with their
service under BBT's Welfare Plans for purposes of
determining eligibility to participate and benefits payable
under the Bosch U.S. Welfare Plans. Transferred Employees
shall accrue vacation under the Bosch vacation policy in an
amount at least equivalent to the Transferred Employee's
accrual rate under the BBT vacation policy existing at the
Transfer Date. To the extent the Bosch vacation policy
provides more favorable benefits, the Transferred Employee
shall receive the Bosch vacation benefit. Effective
immediately upon commencing employment with Bosch U.S.,
Transferred Employees shall have available for immediate
use (1) unpaid leave in an amount equal to the accrued,
unused vacation earned for the period of 1998 prior to the
Closing Date for which the Transferred Employees will be
compensated under Section 9.8, and (2) paid leave in an
<PAGE>
48
amount equal to the amount of unused, unaccrued leave which
the Transferred Employees would have accrued for the
remainder of year 1998 under the BBT vacation policy
existing at the Transfer Date. At the end of 1998,
Transferred Employees may elect to carry over accrued,
unused vacation in accordance with Bosch vacation policy.
Bosch accrual process shall start in January 1999.
(c) Bosch U.S. shall credit toward the applicable deductibles
and co-payment limits under its group health plans the same
amounts credited under BBT's group health plans for each
Transferred Employee.
(d) In connection with the implementation of this Section,
Bosch Telecom and BBT shall cooperate in effecting the
provisions of this Section, including but not limited to,
the exchange of information, the notification of Covered
Employees and providers and the preparation of any required
documentation.
9.6 Indemnification. BBT shall indemnify and hold harmless Bosch Telecom
against and in respect of any and all loss, liability, damage or
deficiency resulting from any Claim by or in respect of a Covered
Employee, Covered Dependent or Transferred Employee or employee or
former employee of BBT or any survivor or dependents of any of the
foregoing relating to benefits under any of BBT's 401(k) Plan, BBT's
Medical and Life Plan, BBT's Stock Option Plans, BBT's Bonus Plan, or
any other Welfare Plans of BBT. BBT shall indemnify Bosch Telecom for
all judgments, costs and expenses, including reasonable legal fees
incident to the foregoing.
Bosch Telecom shall each indemnify and hold harmless BBT against and
in respect of any and all loss, liability, damage or deficiency
resulting from any Claim by or in respect of any Covered Employee,
Covered Dependent or Transferred Employee or any survivor or
dependents of any of the foregoing relating to benefits under any of
Bosch U.S. Pension Plan, Bosch U.S. 401(k) Plan, Bosch U.S.
Supplemental Plans, Bosch U.S. Medical Plans and any other Bosch U.S.
Welfare Plans.
For purposes of this Section 9.6 "Claim" shall mean a demand,
request, cause of action or other means by which an employee,
Transferred Employee or a dependent of an
<PAGE>
49
employee or Transferred Employee asserts a right to obtain a benefit
or privilege under one or more plans.
9.7 Indemnification by Bosch Telecom. Bosch Telecom shall defend,
indemnify and hold harmless BBT against and in respect of any and all
loss, liability, claim, demand, cost, expense (including reasonable
legal fees and expenses), damage or deficiency that BBT may incur as
a result of, or in any way related to, the Transferred Employees,
including, but not limited to, claims for severance or claims under
the Worker Adjustment and Retraining Notification Action, 29
U.S.C.ss.ss. 2101, et seq. ("WARN"), or any similar state or local
laws for such Transferred Employees.
9.8 Other Compensation. All unpaid wages, salaries and accrued vacation
earned for periods prior to the Closing Date shall be paid with the
last payroll check issued by BBT to the Transferred Employees.
9.9 Employment Taxes. BBT hereby acknowledges that solely for FICA and
FUTA tax purposes Bosch U.S. qualifies as a successor employer with
respect to the Transferred Employees. The parties understand that
Bosch U.S. shall furnish a Form W-2, Wage and Tax Statement, to the
Transferred Employees for the period from the date each Employee
becomes a Transferred Employee until December 31, 1998 and BBT shall
furnish a Form W-2 Wage and Tax statement to the Transferred
Employees for the period of January 1, 1998 through the date each
Employee becomes a Transferred Employee.
With respect to the Transferred Employees BBT acknowledges that for
state unemployment tax purposes, BBT will reasonably cooperate with
Bosch U.S., at Bosch U.S.' option, to apply for a transfer of 10% of
BBT's experience rating account, or equivalent account. BBT shall
deliver to Bosch U.S. within twenty (20) business days from the
Closing Date, with respect to North Carolina, copies of BBT's (i)
state unemployment tax rate notices for 1996, 1997 and 1998, (ii)
benefit charge statements that itemize contributions credited to, and
benefit claims charged against the state account of BBT for the four
most recent calendar quarters; and (iii) such other
<PAGE>
50
information and documentation as may be reasonably necessary to
effect the intent of this subsection.
9.10 OSHA Records. To the extent provided to Bosch U.S., Bosch U.S. shall
accept all OSHA records applicable to the conduct of the business in
the Fields and to the extent required by law shall maintain such
records and make such records available as is required by applicable
law.
X. OTHER AGREEMENTS
-------------------
10.1 Non-assignable Contracts, Permits, Licenses, Leases. To the extent
that the assignment hereunder by BBT to Bosch Telecom of any Material
contract, permit, license, lease, permission ("Material Benefit") is
not permitted or is not permitted without the consent of any other
person, this Agreement shall not be deemed to constitute an
assignment of such Material Benefit if such consent is not given or
if such assignment otherwise would constitute a breach of, or cause a
loss of benefits under, any such Material Benefit, and Bosch Telecom
shall not assume any obligations or liability thereunder. Without in
any way limiting BBT's obligations to obtain all consents and waivers
necessary for the sale, transfer, assignment and delivery of the
Material Benefits and the Purchased Assets to Bosch Telecom
hereunder, if any such consent is not obtained or if such assignment
is not permitted irrespective of consent and the Closing Date
hereunder is consummated, BBT shall continue to use reasonable
efforts to obtain such consents and shall cooperate with Bosch
Telecom in any arrangement designed to provide Bosch Telecom with the
rights and benefits (subject to the obligations) under any such
Material Benefits, but BBT shall not be obligated to pay any amount
to duplicate for Bosch Telecom any Material Benefit.
To the extent that all consents, approvals and waivers required
pursuant to this Agreement for the assignment of any Material Benefit
are not obtained by BBT ("Non-assignable Right") and Bosch Telecom
elect to close, BBT shall to the extent not prohibited by applicable
law: (i) provide to Bosch Telecom the financial and business benefits
of each such Non-assignable Right, but only to the extent the same
can be done without expense to BBT or Bosch Telecom pays BBT's
expenses (for purposes of (i)
<PAGE>
51
expenses shall only be the expenses BBT may incur in order to
transfer the financial or business benefit in substantially
undiminished form) and (ii) enforce, at the request of Bosch Telecom
and at Bosch Telecom's expense, for the account of Bosch Telecom, any
right of BBT arising from any such Non-assignable Right (including
without limitation the right to elect to terminate in accordance with
the terms thereof upon the advice of Bosch Telecom). Bosch Telecom
covenant and agree with BBT that they shall use commercially
reasonable efforts to perform any obligation attendant to a
Non-assignable Right, the financial and business benefits of which
are being provided to Bosch Telecom in accordance with clause (i) of
this Section 9.1 to the same extent required of BBT in such
Non-assignable Right.
10.2 Access to Information.
(a) BBT's Access. After the Closing Date, Bosch Telecom will
give, or cause to be given to BBT, and its representatives,
during normal business hours and subject to reasonable
terms and conditions, such reasonable access to the
personnel, properties, titles, contracts, books, records,
files and documents and at BBT's expense, copies of titles,
contracts, books, records, files and documents as is
necessary to allow BBT to obtain information in connection
with the preparation for any audit of BBT's tax returns and
any claims, demands, other audits, suits, actions or
proceedings (whether or not related to taxes) by or against
BBT as the previous owners and operators of the Purchased
Assets and the Business. Bosch Telecom agree to cooperate
fully with BBT after the Closing Date at BBT's expense with
respect to any claims, demands, tax or other audits, suits,
actions and proceedings by or against BBT as the previous
owner and operator of the Purchased Assets and the
Business. Bosch Telecom agree to preserve and keep all of
the books, records and files of the Business, which under
applicable law are required to be kept, for a period of not
less than three (3) years after the Closing Date, or for
any longer period as may be required by law for financial
or tax purposes. Notwithstanding the foregoing, BBT may
retain copies of any records, files or other documents BBT
transfers to Bosch Telecom,
<PAGE>
52
(b) Bosch Telecom's Access. After the Closing Date, BBT will
give, or cause to be given, to Bosch Telecom and its
representatives, during normal business hours and subject
to reasonable terms and conditions, such reasonable access
to the personnel, properties, titles, contracts, books,
records, files and documents to, for or of the Purchased
Assets or Business and at Bosch Telecom' expense copies of
titles, contracts, books, records, files and documents to,
for or of the Purchased Assets or Business as is necessary
to allow Bosch Telecom to prepare and audit its financial
statements or tax returns and to defend against any claims,
demands, audits, suits, actions or proceedings (whether or
not related to taxes) by or against Bosch Telecom as the
owner and operator of the Purchased Assets and the
Business. BBT agrees to cooperate fully with Bosch Telecom
after the Closing Date at Bosch Telecom' expense with
respect to any claims, demands, tax or other audits, suits,
actions and proceedings by or against Bosch Telecom as the
owner and operator of the Purchased Assets and the
Business. BBT agree to preserve and keep all of the books,
records and files related to the Business, but which are
not required to be provided to Purchaser under this
Agreement, which under applicable law are required to be
kept, for a period of not less than three (3) years after
the Closing Date, or for any longer period as may be
required by law for financial or tax purposes.
10.3 Taxes.
(a) Tax Returns. BBT shall be liable for filing all tax returns
and shall pay all Taxes (whether assessed or unassessed)
applicable to the Fields or the Purchased Assets, in each
case attributable to periods (or portions thereof) ending
prior to the close of business on the Closing Date ("BBT's
Taxes"). Bosch Telecom shall be liable for filing all tax
returns and shall pay all Taxes (whether assessed or
unassessed) applicable to the Fields or the Purchased
Assets, in each case attributable to periods (or portions
thereof) beginning on or after the Closing Date.
<PAGE>
53
This paragraph shall not apply to Transfer Taxes defined in
Section 10.3(c). For purposes of this Section 10.3(a), any
period beginning before and ending on or after the Closing
Date shall be treated as two partial periods, one ending on
the close of business on the day before the Closing Date
and the other beginning on the day of the Closing Date.
Bosch Telecom and BBT agree to timely sign and deliver such
certificates or forms as may be necessary or appropriate to
establish an exemption from (or otherwise reduce) or make a
report with respect to, such Taxes, including filings
required under Section 1060 of the Code or any successor
statute thereof.
(b) Purchase Price Allocation. The Purchase Price for tax
purposes shall be allocated to the Personal Property and
Inventory and Supplies in the amount reflected in the May
31, 1998 Balance Sheet and the remainder shall be allocated
to the iFLX Intellectual Property. ("Agreed Allocation")..
The parties agree that the allocation reflects the fair
market value of such assets. For this purpose, the Purchase
Price shall be equal to the cash purchase price plus the
Performance Payment. The BBT and Bosch Telecom shall
prepare and file Form 8594 or such other form or statement
as may be required by law, and any comparable state or
local income tax form in a manner consistent with the
Agreed Allocation. The BBT and Bosch Telecom shall adhere
to the Agreed Allocation for all purposes including any
federal, foreign, state, county or local income and
franchise tax return filed by them after the Closing Date,
including the determination by the BBT of taxable gain or
loss on the sale of the Purchased Assets and the
determination by the Bosch Telecom of its tax basis with
respect to the Assets. Nothing in this Section 10.3(b)
shall be construed as requiring either BBT or Bosch Telecom
to hire appraisers or otherwise incur out-of-pocket
expenses in order to reach agreement as to any of the
allocations described above.
(c) Transfer Taxes. BBT and Bosch U.S. shall each pay one-half
of all use, registration, transfer, documentary, stamp,
reporting or recording Taxes or fees, including interest
and penalties thereon imposed as a result of failure to
<PAGE>
54
properly and timely file Transfer Tax returns or documents
or pay to the relevant tax authority any such Transfer
Taxes, to the extent such Transfer Taxes are imposed or
incurred by reason of the transfer of any Purchased Assets
or the Fields by BBT or Bosch Telecom (collectively,
"Transfer Taxes"). Neither party to such a transfer shall
be required to share in any interest or penalties to the
extent that any failure to properly and timely file
Transfer Tax returns or documents or pay Transfer Taxes was
due to the other party's negligence or willful neglect. The
non-assessed party shall pay to the assessed party its
fifty (50) percent share of Transfer Taxes within ten (10)
days of receipt of written demand from the assessed party
accompanied by reasonably appropriate documentation. The
applicable parties shall file or deliver applications or
other required documentation to or with each other and the
relevant state, local and foreign tax authorities to obtain
the benefit of any applicable exemptions from Transfer
Taxes in connection with the transfer to Bosch Telecom of
any Purchased Assets.
XI. PRE-CLOSING COVENANTS
-------------------------
11.1 Conduct of Activities in the Fields. During the period from the date
hereof until the earlier of Closing Date or termination of this
Agreement, BBT shall:
(a) Conduct its activities in the Fields and utilize the
Purchased Assets only in the ordinary course of business,
consistent with prior practice;
(b) Refrain from entering into any license agreement in which
the definition of licensed products includes iFLX Products
or Components thereof or into any Material agreement
affecting the iFLX Products or Components thereof and take
reasonable steps to prevent disclosure of any iFLX
Intellectual Property owned by BBT and used in the Fields
as currently conducted, except with consent of Bosch
Telecom;
(c) Continue to meet its contractual obligations and to pay its
obligations in all material respects as they mature on a
timely basis in the ordinary course of business;
<PAGE>
55
(d) Use reasonable efforts to preserve and maintain its
activities in the Fields intact, to retain its employees,
and to preserve the good relations of suppliers, customers
and potential customers;
(e) Notify Bosch Telecom of (i) any Material loss, destruction,
condemnation of, or assertion of Material claim against the
Purchased Assets; (ii) receipt of notice from any Material
customer of, or supplier to, the Business that it is
terminating (or intends to terminate) its relationship with
the Business, or is Materially modifying (or intends to
materially modify) existing contractual commitments;
(f) Refrain from making or granting any general wage or salary
increase or making any increase in any of the benefit
plans, without the approval of Bosch Telecom;
(g) Notify Bosch Telecom of the occurrence of any event or the
existence of any condition, which could reasonably be
expected to result in a Material Adverse Effect.
In all such cases Bosch Telecom shall not unreasonably
withhold its approval.
11.2 Update to Disclosure. From time to time prior to Closing Date, BBT
will supplement or amend the disclosure Schedules delivered in
connection herewith with respect to any matter which, if existing or
occurring at or prior to the date of this Agreement, would have been
required to be set forth or described in such disclosure Schedules or
which is necessary to correct any information in such disclosure
Schedules which has been rendered inaccurate thereby. If Bosch
Telecom elect to close after BBT makes an accurate supplemental
disclosure as contemplated in this Section, Bosch Telecom waive any
right or claim it may otherwise have or have had on account of any
matter so disclosed in such supplement or amendment.
11.3 Government Approvals.
(a) Bosch Telecom and BBT will use commercially reasonable
efforts to obtain, and to cooperate with the other party in
obtaining, all authorizations, consents,
<PAGE>
56
orders and approvals of any governmental authority that may
be or become necessary in connection with the consummation
of the transactions contemplated by this Agreement.
(b) Promptly following the execution of this Agreement, BBT and
Bosch Telecom shall each file a Pre-merger Notification and
Report Form and all documentary attachments thereto to be
filed with the Federal Trade Commission ("FTC") and the
Department of Justice ("DOJ") pursuant to the H-S-R Act.
Bosch Telecom shall pay all filing fees required by the
H-S-R Act in connection with the transactions contemplated
by this Agreement. BBT and Bosch Telecom shall file any
additional information requested by the FTC or the DOJ in
connection with this Agreement or the transactions
contemplated hereby as soon as practicable after receipt of
any request for such information.
(c) Neither BBT nor Bosch Telecom shall reasonably take or fail
or take any action which reasonably could be expected to
have the effect of delaying, impairing or impeding the
receipt of any authorizations, consents, orders and
approvals of any governmental authority (including without
limitation, approval under the H-S-R Act ) as contemplated
by this Section 10.4.
XII. CONDITIONS TO OBLIGATIONS OF PURCHASERS
--------------------------------------------
The obligation of Bosch Telecom to consummate the transactions
contemplated by this Agreement is subject to the fulfillment of each
of the following conditions on or before the Closing Date:
12.1 Injunctions. No restraining order or injunction shall be in effect
that prevents the consummation of the transactions contemplated by
this Agreement in any Material respect.
12.2 Competition Law Clearances; Certain Litigation. The waiting period
under the H-S-R Act applicable to the purchase of the Purchased
Assets shall have expired or otherwise be terminated, the appropriate
regulatory body shall have approved without conditions or
restrictions the transactions contemplated by this Agreement. No
action, suit or proceeding by the FTC, the DOJ, or any national
governmental agency of any
<PAGE>
57
jurisdiction shall be pending that seeks to restrain or prohibit the
consummation of the transactions contemplated hereby.
12.3 No Breach. Each covenant of BBT required by this Agreement to be
performed on or prior to the Closing Date shall have been duly
performed and complied with in all Material respects on or before
Closing Date. The representations and warranties of BBT contained in
this Agreement shall be true and correct in all Material respects as
of the Closing Date as though made on and as of such date.
12.4 Consent of BBT's Landlord to Sublease. BBT shall have obtained the
written consent of its Landlord for the Sublease identified in
Section 12.5(b) below.
12.5 Services Agreement and Sublease. BBT shall have executed and
delivered: (a) a transition services agreement (the "Services
Agreement") attached as Schedule 12.5(a); and (b) the sublease
attached as Schedule 12.5(b) ("Sublease") pursuant to which Bosch
Telecom can occupy approximately 20,000 square feet of BBT's current
facility identified as an attachment to the Sublease for a period of
five (5) years with an option to renew for two (2) additional five
(5) year terms, except that the term of the sublease and any option
periods shall not exceed the term of BBT's lease and renewals
thereof, under the same terms and conditions of BBT's lease , in
effect at the Closing Date and as such terms shall be amended from
time to time.
12.6 Transfer of Employees. Certain Active Employees identified by Bosch
Telecom shall have accepted employment with Bosch Telecom and at
least 30 of the remaining Active Employees shall have accepted
employment with Bosch Telecom. To be considered as having accepted
employment with Bosch Telecom for purposes of this paragraph, the
Active Employee must have signed the Agreement on Innovations and
Confidential Information and the Acknowledgment of Receipt and Waiver
on or before the Closing Date.
XIII. CONDITIONS TO OBLIGATIONS OF BBT
--------------------------------------
The obligation of BBT to consummate the transactions contemplated by
this Agreement is subject to the fulfillment of each of the following
conditions by Bosch Telecom on or before the Closing Date:
<PAGE>
58
13.1 Injunctions. No restraining order or injunction shall be in effect
that prevents the consummation of the transactions contemplated by
this Agreement in any material respect.
13.2 Governmental Clearances; Certain Litigation. The conditions set forth
in Sections 12.2 above have been met.
13.3 No Breach. Each covenant of Bosch Telecom required by this Agreement
to be performed by them on or prior to the Closing Date shall have
been duly performed and complied with in all Material respects on or
before the Closing Date. The representations and warranties of Bosch
Telecom contained in the Agreement shall be true and correct in all
Material respects as of the Closing Date as though made on and as of
such date.
XIV. INDEMNIFICATION
--------------------
14.1 Indemnification by BBT. BBT agrees to indemnify and hold harmless
Bosch Telecom and their officers, directors, employees, shareholders,
agents and assigns against and with respect to, any and all loss,
liability, assessment, damage or expense, (including, without
limitation, reasonable attorneys' fees), court costs, penalties,
charges and amounts paid in settlement of claims, of any kind or
character, whether foreseen or unforeseen (a "Loss" or collectively,
the "Losses"), arising out of, or incident, relating or attributed
to, any of the following:
(a) any Material breach or violation of the Material covenants
and agreements made by BBT in this Agreement and BBT's
Documents;
(b) any Material inaccuracy in or breach of the representations
and warranties made by the BBT in this Agreement and the
BBT's Documents;
(c) any of the Excluded Assets and Excluded Liabilities;
(d) the operations of BBT not related to the Fields; and
(e) any Loss arising out of an occurrence prior to Closing
Date, except to the extent expressly assumed hereunder by
Bosch Telecom;
<PAGE>
59
14.2 Indemnification by Bosch Telecom. Bosch Telecom agree to indemnify
and hold harmless BBT and its officers, directors, employees,
shareholders, agents and assigns against and with respect to any and
all Losses, arising out of, or incident, relating or attributed to,
any of the following:
(a) any Material breach or violation of the Material covenants
and agreements made by Bosch Telecom in this Agreement and
Bosch Telecom's Documents;
(b) any Material inaccuracy in or breach of the representations
and warranties made by the Bosch Telecom in this Agreement
and the Bosch Telecom's Documents;
(c) the Assumed Liabilities
(d) the operations of Bosch US and Bosch Germany not related to
the Fields; and
(e) the operation of the business in the Fields after the
Closing Date except to the extent that the Loss falls
within an obligation of BBT under Section 14.1.
14.3 Limitations. Notwithstanding any other provisions of this Agreement:
(a) Neither Bosch Telecom nor BBT shall have any right to
indemnification pursuant to this Section XIV to the extent
that the party seeking indemnification had actual knowledge
of the inaccuracy or breach of the representation or
warranty on the Closing Date.
(b) Neither party shall have any obligation to the other with
respect to a claim made pursuant to Sections 14.1 or 14.2
except to the extent that the aggregate of all Losses of
the party seeking recovery exceeds ********************
************* Dollars and to the extent that the aggregate
of all such Losses exceeds such threshold, the indemnifying
party's liability in the aggregate shall remain limited to
such Losses that are in excess of such threshold.
(c) Neither party shall be liable to the other for
consequential damages (including lost profits) or punitive
damages, except to the extent such constitute part of an
award to a third party.
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60
(d) In calculating any amounts payable by the indemnifying
party pursuant to Sections 14.1 and 14.2, the amount
payable by the indemnifying party shall be reduced by any
related insurance recoveries and by any payments from third
parties that are not Affiliates of the indemnified party.
(e) Neither Indemnifying Party shall be liable for
indemnification payments under Section 14.1(b) or Section
14.2(b) to the extent such aggregate indemnification
payments exceed the Purchase Price.
14.4 Exclusive Remedy. Except as otherwise noted herein, the indemnity
provided for in this Section XIV shall be the exclusive remedy for
any breach of, or failure to comply with, any representation,
warranty, covenant or other provision of this Agreement, provided
however that either Party shall be entitled to injunctive relief on
matters concerning the iFLX Intellectual Property and the Bosch
Telecom Intellectual Property.
XV. FEES AND EXPENSES
---------------------
Except as otherwise expressly set forth herein, each of the parties
hereto shall bear any and all fees and expenses (including, without
limitation, legal, accounting, consulting and other professional fees
and expenses) incurred by it in connection with the negotiation and
the consummation of this Agreement and the transactions contemplated
herein. This provision shall survive any termination of this
Agreement.
XVI. COORDINATION, AMICABLE DISPUTES RESOLUTION, ARBITRATION
------------------------------------------------------------
16.1 Coordination of Activities of The Alliance, Amicable Disputes
Resolution. In order to address issues arising in connection with
this Agreement and to facilitate the smooth co-operation of the
parties in pursuing the goals of this Alliance, the parties agree to
establish the following teams which shall support and oversee the
activities of the parties contemplated by this Agreement:
(a) Development Coordination Team .to address technical
integration plans and product development planning, to
enable both parties to monitor the FSAN1 Products and the
FSAN2 Products development progress in relation to the
requirements of their respective markets and to allow BBT
visibility on the
<PAGE>
61
progress of the FSAN1 Products and the FSAN2 Products
development work performed by Bosch Telecom.
(b) Marketing Coordination Team. to address marketing plans,
sales issues, and customer issues specifically including
those that arise in connection with the parties' respective
rights and restrictions, in particular under Sections 7.1.1
(f), 7.1.3 (b) and 7.2.2 and 7.2.3.
(c) "Executive Team". The executive management (the "Executive
Team") of Bosch and BBT will meet within 60 days after the
Date of Closing to review this Agreement's implementation.
The Executive Team shall meet at least once a year to
review the past performance and future plans of the parties
relative to this Agreement. The venue will rotate between
BBT's headquarters in N.C. and Bosch Telecom's facilities
in Germany.
(d) Escalation. In case an agreement regarding a specific issue
cannot be reached in the Development Coordination Team or
the Marketing Coordination Team, within thirty (30) day
after initial consideration of the issue either Party may
cause such issue to be escalated to the Executive Team for
resolution through amicable negotiations. If no solution
can be found within thirty (30)days by the Executive Team,
either Party may resort to the arbitration procedure set
forth hereinafter in Section 16.2 of this Agreement.
(e) Procedures. All teams shall have an equal number of members
appointed by each Party, the initial members of which shall
be appointed within thirty (30) days after the Closing
Date. Either Party may call a meeting of any team. The
Executive team may by unanimous agreement of the team
members delegate any duty to any other team or create new
teams.
16.2 Arbitration. In the event of any dispute between the Bosch Telecom
and BBT with respect to the any matters set forth in this Agreement,
including the breach alleged breach or interpretation of any
provision in this Agreement , the parties shall first use their best
efforts to resolve such dispute among themselves as provided in
Section 16.1 hereof. If the parties are unable to resolve the dispute
as provided in Section 16.1 hereof,
<PAGE>
62
the dispute, except to the extent it involves equitable relief, shall
be settled by arbitration as hereafter provided which shall be the
sole and exclusive procedure for the resolution of any such dispute.
Within thirty (30) calendar days after receipt of written notice from
one party that it has exhausted its efforts noted above and is
submitting the matter to arbitration, each Party shall designate in
writing one arbitrator to resolve the dispute who shall, in turn,
jointly select a third arbitrator within thirty (30) calendar days of
their designation. The third arbitrator to be selected in accordance
with the procedure established by the American Arbitration
Association under its arbitration rules for commercial disputes. The
arbitrators so designated shall each be a lawyer experienced in
commercial and business affairs who is not an employee, consultant,
officer or director of any party hereto or any Affiliate of any party
to this Agreement and who has not received any compensation, directly
or indirectly, from any party hereto or any Affiliate of any party to
this Agreement during the two (2) year period preceding the date of
the claim for Arbitration under this provision. The Parties and the
arbitrators shall use best efforts to complete the arbitration
proceeding within ninety (90) days after appointment of all the
arbitrators unless the arbitrators determine delay is required to
avoid undue prejudice to either Party. The arbitration shall be
governed by the rules of the American Arbitration Association for
commercial disputes provided that the arbitrators shall have sole
discretion with regard to the admissibility of evidence and the
arbitrators shall have no authority to award consequential or
punitive damages, except to the extent such are part of an award
against an Indemnitee for which the Indemnitee is seeking
indemnification under this Agreement. The arbitrators shall use their
best efforts to rule on each disputed issue within thirty (30)
calendar days after the completion of the hearings. The determination
of the arbitrators as to the resolution of any dispute shall be
binding and conclusive upon all parties hereto. All rulings of the
arbitrators shall be in writing, shall contain findings of fact and
conclusions of law and shall be delivered to the parties hereto. The
prevailing party shall be entitled to its costs, expenses and
attorneys' fees. The non prevailing party shall bear the costs of all
arbitration fees. Any arbitration pursuant to this Section XVI shall
be conducted in Washington, DC. Any arbitration award may be entered
in and enforced by any court having jurisdiction
<PAGE>
63
thereof and the parties hereby consent and commit themselves to the
jurisdiction of the courts of the State of Illinois and North
Carolina for purposes of the enforcement of any arbitration award.
Notwithstanding the requirement to arbitrate, either party may seek
equitable remedies in court to the extent equitable remedies may be
available under applicable law.
XVII. CONFIDENTIAL INFORMATION
------------------------------
Confidential Information. For a period of five (5) years from the
Closing Date, the Parties to this Agreement and their Affiliates
shall maintain the confidentiality of, and shall not use for the
benefit of itself or others except in accordance with the terms of
this Agreement, any Confidential Information concerning the conduct
of the business in the Fields or Purchased Assets, provided, however,
that this paragraph shall not restrict disclosure: (i) of any
Confidential Information required by applicable statute, rule or
regulation or any court of competent jurisdiction; (ii) on a
confidential basis to attorneys, accountants, lenders and investment
bankers; (iii) of information which is available publicly as of the
date of this Agreement or thereafter becomes available publicly
through no fault of a Party to this Agreement or is disclosed to a
Party to this Agreement by another who acquired it from a third party
without an obligation of confidentiality or which is independently
developed by an employee of a Party to this Agreement who had no
access to such information; (iv) in connection with tax or other
regulatory filings or use of such information by a party to this
Agreement to protect its rights under this Agreement or against any
third party; (v) use of such information by a party to this Agreement
pursuant to this Agreement and (vi) insofar as is expressly permitted
under the terms of this Agreement.
XVIII. PUBLIC ANNOUNCEMENTS
---------------------------
On and after the date hereof and through the Closing Date, BBT and
Bosch Telecom shall consult with each other before issuing any press
releases or otherwise making any public statements with respect to
this Agreement and the transactions contemplated hereby. Neither BBT
nor Bosch Telecom shall issue any press release or make any public
statement prior to obtaining the other party's approval, which
approval shall not
<PAGE>
64
be unreasonably withheld, except that no such approval shall be
necessary to the extent that in the opinion of counsel to such party
disclosure is or may be required by law. Specifically, Bosch Telecom
acknowledges that BBT has informed it that BBT will file the contents
of this Agreement with the Securities and Exchange Commission
("SEC"), subject to reasonable requests by Bosch Telecom to request
confidential treatment as to which BBT cannot assure approval by the
SEC, and Bosch Telecom agrees that if BBT in its sole determination
makes such filing, BBT shall not be in breach of this Agreement. It
is also contemplated that filings with various patent offices of the
assignment of co-ownership rights will contain, as far as permitted
the restrictions set forth in Article VII of this Agreement.
XIX. TERMINATION; SURVIVAL
--------------------------
19.1 Termination. Notwithstanding anything to the contrary set forth
herein, this Agreement may be terminated and the transactions
contemplated hereby abandoned at any time prior to the Closing Date:
(a) by mutual written consent of Bosch Telecom and BBT;
(b) by Bosch Telecom by written notice to BBT, if the
transactions contemplated hereby are not consummated on or
before June 15, 1998, if the failure to consummate the
transactions results from a failure of the conditions of
Section XII other than a failure caused by Bosch Telecom'
breach of a covenant; or
(c) by BBT by written notice to Bosch Telecom, if the
transactions contemplated hereby are not consummated on or
before June 15, 1998, if the failure to consummate the
transactions results from a failure of the conditions in
Section XIII other than a failure caused by BBT's breach of
a covenant.
19.2 Effect of Termination. If this Agreement is terminated pursuant to
Section 19.1(a) or 19.1(b) or (c) (provided such termination is not
attributable to the breach a party to this Agreement) this Agreement
shall become null and void and of no further force and effect, and
none of the parties hereto (nor their respective Affiliates,
directors, shareholders, officers, employees, agents, consultants,
attorneys-in-fact or other representatives) shall have any liability
in respect of such termination. If such
<PAGE>
65
termination is effected pursuant to Section 19.1(b) or 19.1(c) and
there has been a breach, the party having so breached shall remain
liable to the other party hereto on account of such breach and the
non-breaching party shall retain all rights in equity or law arising
as a result of such breach, except that neither party shall be liable
to the other for any consequential damages, including loss of profits
or any punitive damages. Notwithstanding the forgoing all agreements
regarding confidentiality and restrictions on use of proprietary
information and solicitation of employees of the other shall survive
termination of this Agreement for any reason.
XX. MISCELLANEOUS
-----------------
20.1 Entire Agreement; Amendment. This Agreement (including the Schedules
hereto and BBT's Documents and Bosch Telecom's Documents) constitutes
the entire agreement and understanding of the parties hereto with
respect to the subject matter hereof and supersedes all prior
agreements and understandings of the parties with respect to the
subject matter hereof. No representation, inducement, agreement,
promise or understanding altering, modifying, amending, taking from
or adding to the terms and conditions hereof shall have any force and
effect unless the same is incorporated into a single writing which is
validly executed by the parties hereto.
20.2 Notices. All notices or other communications required or permitted
hereunder shall be in writing and shall be deemed to have been duly
given (i) on the day of delivery, if physically delivered, (ii) on
the day of transmission if transmitted by fax or other similar means,
with subsequent oral confirmation, (iii) five (5) days after having
been deposited in the U.S. mail, as certified mail with return
receipt requested and with postage prepaid, or (iv) one (1) business
day after having been transmitted to a third party providing delivery
services in the ordinary course of business which guarantees delivery
on the next business day after such transmittal (e.g., via Federal
Express), all of which notices or other communications shall be
addressed to the recipient as follows:
(a) If to the BBT, to:
BROADBAND TECHNOLOGIES, INC.
4024 Stirrup Creek Drive
Research Triangle Park, North Carolina 27709-3737
<PAGE>
66
Attention: Chief Financial Officer
Telecopier: (919) 361-2059
with copies to:
Kilpatrick Stockton LLP
Post Office Box 300004
Raleigh, North Carolina 27622
Attention: James F. Verdonik, Esq
Telecopier: (919) 420-1800
(b) If to Bosch U.S., to:
BOSCH TELECOM, INC.
8360 LBJ Freeway, Center II, M/S 8204
Dallas, Texas 75243
Attention: Michael Gartner, Senior Vice President
Telecopier: (972) 997-3129
with copies to:
<PAGE>
67
ROBERT BOSCH CORPORATION
2800 South 25th Avenue
Broadview, Illinois 60153
Attention: Luke Baer, General Counsel
Telecopier: (708) 786-3673
and
ROBERT BOSCH GMBH
Wernerstrasse 1
70469 Stuttgart
Germany
Attention: Bertram Huber, General Manager
Corporate Licensing Department
Telecopier: +49-711-811-33182
(c) If to Bosch Telecom GmbH, to:
BOSCH TELECOM GMBH
D-7152 Backnang
Germany
Attention: Andreas Nobis
Telecopier: 49-7191-13-4101
with copies to:
ROBERT BOSCH GMBH
Robert Bosch Platz 1
70049 Gerlingen-Schillerhoehe
Germany
Attention: Bernt Graf zu Dohna,
Assistant General Counsel
Telecopier: +49-711-811-6760
and
ROBERT BOSCH GMBH
Wernerstrasse 1
70469 Stuttgart
Germany
Attention: Bertram Huber, General Manager
Corporate Licensing Department
Telecopier: +49-711-811-33182
20.3 Third Party Rights. Except as otherwise provided in Section XIV
hereof with respect to the indemnification obligations for the
benefit of officers, directors, shareholders, agents
<PAGE>
68
and assigns, the provisions of this Agreement are intended for the
sole benefit of Bosch Telecom and BBT and shall not inure to the
benefit of any other entity or person (other than permitted assigns
of the parties hereto) either as a third party beneficiary or
otherwise.
20.4 Assignment. The rights and obligations provided by this Agreement
shall not be assignable by any party without the prior written
consent of the other parties, except that either Party shall have the
right to assign its rights and delegate its duties to any Affiliate,
provided that the assigning Party named herein shall guarantee the
performance of such assignee. Notwithstanding the foregoing, a Change
of Control of BBT shall not be deemed to be an assignment
20.5 Bulk Sales. Bosch Telecom hereby waive compliance by BBT with the
provisions of any applicable bulk sales law.
20.6 Severability. In the event that any one or more of the provisions of
this Agreement should be invalid, illegal or unenforceable in any
respect, the validity, legality and enforceability of the remaining
provisions contained herein shall not in any way be affected or
impaired thereby.
20.7 Captions. The captions and headings of the sections and the
sub-sections have been inserted as a matter of convenience and
reference only and shall not control or affect the meaning or
construction of this Agreement.
20.8 Counterparts. This Agreement may be executed in any number of
counterparts, each of which shall be treated as an original but all
of which, collectively, shall constitute a single instrument.
20.9 Governing Law. This Agreement shall be governed by and construed in
accordance with the laws of the State of Illinois (without regard to
its rules regarding conflicts of law), it being the express intent of
the parties that Illinois law shall govern.
20.10 Brokers or Finders. Neither Bosch Telecom nor BBTs have made any
agreement with any person or taken any action which would cause any
person to become entitled to any agent's, broker's, or finder's fee
or commission in regard to the transaction
<PAGE>
69
contemplated by this Agreement, except that BBT has retained
Broadview Associates whose fees shall be paid by BBT.
20.11 Good Faith Cooperation. The parties shall each cooperate with the
other to execute such additional documents and take such additional
action as is deemed necessary, appropriate or advisable to carry out
the intent of this Agreement.
20.12 No Successor Employer. Bosch Telecom shall not be deemed and BBT
agrees not to assert that Bosch Telecom are successor employers by
virtue of the execution of this Agreement or the course of
performance under this Agreement.
<PAGE>
70
IN WITNESS WHEREOF, the parties hereto have duly executed this Agreement as of
the day and year first above written.
BROAD BAND TECHNOLOGIES, INC.
BBT
By: ___________________________
David E. Orr
Its: President
BOSCH TELECOM, INC.
Purchaser
By: ___________________________
Michael Gartner
Its: Senior Vice President
BOSCH TELECOM GMBH
Purchaser
By: ___________________________
Andreas Nobis
Its: Member of the Board
By: _______________________________
Ernst-Eckehard Folgmann
Its: ______________________________
Member of the Board
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.14
FLX 2500 Products
The FLX 2500 System comprises the same system components as described in
Schedule 1.19. with the following main differences:
FLX-Shelf
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
FLX Node
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.16
FSAN1 Products
The Basis for FSAN 1 Products is the iFLX system. It is the target to provide a
first release towards an FSAN conforming Broadband Access Network System (FSAN
1). This first release will provide FSAN compliant interfaces. In addition to
the functionality of the iFLX System and FSAN 1 products will meet the following
functional characteristics:
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.17
FSAN2 Products
The FSAN 2 will be developed according the specifications which are in an
advanced stage of development by the FSAN Telco and Manufacturing Partners (BBT
and Bosch are participants in FSAN). To this schedule a standard list is
attached which describe the FSAN architecture. The absolute relevant standards
are printed in bold letters.
Out of the options described herein the FSAN 2 product will utilize the
following main functional characteristics:
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
All the above mentioned functional characteristics are being discussed with our
key customers. Priorities and certain details could be changed according to our
customers needs.
Standards List
FSAN Architecture:
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
PON:
- - ***********************************************************************
***********************************************************************
VB5:
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.17
FSAN2 Products
xDSL:
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
- - ***********************************************************************
***********************************************************************
- - ***********************************************************************
***********************************************************************
***********************************************************************
Related Standards:
- - Draft new ITU-T Recommendation E.736 (1/97), Methods for cell level
traffic control in B-ISDN.
- - ITU-T Recommendation G.652 (1997), Characteristics of a single-mode
optical fibre cable.
- - ITU-T Recommendation G.671 (1996), Transmission characteristics of passive
optical components.
- - ITU-T Recommendation G.783 (1994), Characteristics of synchronous digital
hierarchy (SDH) equipment functional blocks.
- - ITU-T Recommendation G.957 (1995), Optical interfaces for equipments and
systems relating to the synchronous digital hierarchy.
- - ITU-T Recommendation G.958 (1994), Digital line systems based on the
synchronous digital hierarchy for use on optical fibre cables.
- - ITU-T Recommendation G.982 (1996), Optical access networks to support
services up to the ISDN primary rate or equivalent bit rates.
- - ITU-T Recommendation I.121 (4/91), Broadband aspects of ISDN.
- - ITU-T Recommendation I.150 (11/95), B-ISDN asynchronous transfer mode
functional characteristics.
- - ITU-T Recommendation I.311 (03/93), B-ISDN general network aspects.
- - ITU-T Recommendation I.321 (04/91), B-ISDN Protocol Reference Model and
its applications.
- - ITU-T Recommendation I.326 (1995), Functional architecture of transport
networks based on ATM.
- - ITU-T Recommendation I.356 (1996), B-ISDN ATM layer cell transfer
performance.
- - ITU-T Recommendation I.361 (1995), B-ISDN ATM layer specification.
- - ITU-T Recommendation I.432.1 (1996), B-ISDN user-network interface -
Physical layer specification: General characteristics.
- - ITU-T Recommendation I.610 (1995), B-ISDN operation and maintenance
principles and functions.
- - ITU-T Recommendation I.731 (03/96), Functional characteristics of ATM
equipment.
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.17
FSAN2 Products
- - ITU-T Recommendation I.732 (1996), Types and general characteristics of
ATM equipment.
- - ITU-T Recommendation I.751 (03/96), Asynchronous transfer mode (ATM)
management of the network element view.
- - ITU-T Recommendation M.3610 (05/96), Principles for applying the TMN
concept to the management of B-ISDN.
- - ATM Forum Specification af-uni-0010.002 (1994), ATM User-Network Interface
Specification Version 3.1.
- - ATM Forum Specification af-tm-0056.000 (4/96), Traffic Management 4.0.
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
iFLX products are described in the current "Agreement for the Design and Supply
of E-FLX Subsystems between BBT and Bosch signed on October 16th 1997, in Annex
2 E-FLX Subsystem Specification. The E-FLX 2500 Product has been renamed iFLX.
NetFLX is being included as part of the total product offering to the customers
however the NetFLX is a separate product outside the scope of access network.
The iFLX system is an Access System Architecture. The system provides for the
*****************************************************************************
*****************************************************************************
*****************************************************************************
FLX Shelf
*****************************************************************************
*****************************************************************************
*****************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
[DIAGRAM]
**********************
FLX Shelf Card Description:
ATM Network Interface (ANI)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
Shelf Control Processor (SCP)
********************************************************************************
********************************************************************************
********************************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
********************************************************************************
Telephony Services Processor (TSP)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
Digital Broadcast Processor (DBP)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
Optical Line Unit (OLU)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
FLX Node
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
The card layout of the FLX Node is shown below:
[DIAGRAM]
FLX Node Card Layout
Optical Common Controller (OCC)
********************************************************************************
********************************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
********************************************************************************
********************************************************************************
Video Transceiver (VTR)
********************************************************************************
********************************************************************************
Telephony Drop Interface Card (TDIC)
********************************************************************************
********************************************************************************
Video Administration Module (VAM)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
The VAM software can be installed on a large or small platform to suit
application needs.
Craft Interface Tools (CIT)
********************************************************************************
********************************************************************************
********************************************************************************
********************************************************************************
Safety/EMC Compliance
********************************************************************************
********************************************************************************
Technical Specifications
All specifications in this document include industry-standard equipment
tolerances. The specifications provided include those variances.
The FLX System lends itself to a number of different configurations, therefore
the information is subject to change based on the application. In some cases,
typical minimum and maximum configurations of the FLX Shelf are given, to
provide examples.
The following information is provided in tabular format on the FLX Shelf and the
FLX Node respectively:
o Interface and Circuit Card Specifications
o Power Requirements
o Mechanical Specifications
o Environmental Specifications
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
Interface and Circuit Card Specifications iFLX product
This section provides the interface specifications for each card in the FLX
System on a card by card basis. The following tables describe the cards in the
FLX Shelf and FLX Node.
ATM Network Interface
- --------------------------------------------------------------------------------
******************* *******************
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
******************* *******************
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
******************* *******************
- --------------------------------------------------------------------------------
Telephony Network Interface
- --------------------------------------------------------------------------------
Shelf conformance *******************
*******************
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------
Node conformance *******************
- --------------------------------------------------------------------------------
PON Interface Specifications (FLX Shelf)
- --------------------------------------------------------------------------------
Data Rate
Transmit *******************
Receive *******************
- --------------------------------------------------------------------------------
Optical Link Loss Budget *******************
- --------------------------------------------------------------------------------
Interface Distance
OLU to FLX Node (Reach) *******************
[No differential distance
restriction.]
- --------------------------------------------------------------------------------
PON *******************
- --------------------------------------------------------------------------------
Telephony *******************
- --------------------------------------------------------------------------------
Transmitter *******************
- --------------------------------------------------------------------------------
Receiver *******************
- --------------------------------------------------------------------------------
Fibre Cable *******************
- --------------------------------------------------------------------------------
Connectors *******************
- --------------------------------------------------------------------------------
PON Interface Specifications (FLX Node)
- --------------------------------------------------------------------------------
Data Rate
Transmit (to FLX Shelf) *******************
Receive (from FLX Shelf) *******************
- --------------------------------------------------------------------------------
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
Transmitter *******************
- --------------------------------------------------------------------------------
Receiver *******************
- --------------------------------------------------------------------------------
Fibre Cable *******************
- --------------------------------------------------------------------------------
Connectors *******************
- --------------------------------------------------------------------------------
FDSL Interface(Broadband Drop) Specification
------------------------------------------------------------------------------
Cable *******************
------------------------------------------------------------------------------
Distance *******************
*******************
*******************
*******************
------------------------------------------------------------------------------
Signal Type *******************
------------------------------------------------------------------------------
Twisted Pair (broadband) Drop *******************
*******************
------------------------------------------------------------------------------
SCP Specifications
- --------------------------------------------------------------------------------
OS Interface
- --------------------------------------------------------------------------------
Connector *******************
- --------------------------------------------------------------------------------
Physical *******************
- --------------------------------------------------------------------------------
Data Rate *******************
- --------------------------------------------------------------------------------
Link *******************
- --------------------------------------------------------------------------------
Local Craft
- --------------------------------------------------------------------------------
Connector *******************
- --------------------------------------------------------------------------------
Data Rate *******************
- --------------------------------------------------------------------------------
Handshake *******************
- --------------------------------------------------------------------------------
Electrical *******************
*******************
- --------------------------------------------------------------------------------
Power Requirements
FLX Shelf and FLX Node
- --------------------------------------------------------------------------------
FLX Shelf
- --------------------------------------------------------------------------------
Input Voltage *******************
- --------------------------------------------------------------------------------
Power Dissipation *******************
- --------------------------------------------------------------------------------
Physical *******************
- --------------------------------------------------------------------------------
FLX Node
- --------------------------------------------------------------------------------
Input Voltage *******************
- --------------------------------------------------------------------------------
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
- --------------------------------------------------------------------------------
Power Dissipation *******************
- --------------------------------------------------------------------------------
Mechanical Specifications
This section provides space planning and floor loading information for the FLX
Shelf and the FLX Node respectively.
The FLX Shelf is designed for Central Office (Exchange) or Controlled
Environment Vault (CEV) environment. It fits **********************************.
The FLX Node will fit in several different types of cabinets or environmentally
hardened enclosures, depending on the application.
FLX Shelf and FLX Node Weight
- --------------------------------------------------------------------------------
Name Weight (kgs.) Each
- --------------------------------------------------------------------------------
FLX Shelf (max. configuration - typical) *************
- --------------------------------------------------------------------------------
Cooling Unit *************
- --------------------------------------------------------------------------------
FLX Node (16-Drop) *************
- --------------------------------------------------------------------------------
FLX Shelf and FLX Node Dimensions
- ------------------------------------------------------------------------------
Name Dimensions
- ------------------------------------------------------------------------------
FLX Shelf *******************
- ------------------------------------------------------------------------------
Cooling Unit *******************
- ------------------------------------------------------------------------------
FLX Node (16-Drop) *******************
- ------------------------------------------------------------------------------
Environmental Specifications
FLX Shelf
- --------------------------------------------------------------------------------
Operating Temperature *******************
- --------------------------------------------------------------------------------
Storage Temperature *******************
- --------------------------------------------------------------------------------
Operating Humidity *******************
- --------------------------------------------------------------------------------
Storage Humidity *******************
- --------------------------------------------------------------------------------
Altitude *******************
- --------------------------------------------------------------------------------
FLX Node
- --------------------------------------------------------------------------------
Operating Temperature *******************
- --------------------------------------------------------------------------------
Storage Temperature *******************
- --------------------------------------------------------------------------------
Operating Humidity *******************
- --------------------------------------------------------------------------------
Storage Humidity *******************
- --------------------------------------------------------------------------------
Altitude *******************
- --------------------------------------------------------------------------------
FCC compatibility *******************
- --------------------------------------------------------------------------------
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
System Capacities
General
ATM
- ---------------------------------------------------- ---------------------------
Number of ANI cards Maximum 4
- ---------------------------------------------------- ---------------------------
Network Interface
- - downstream *******************
- - upstream *******************
- ---------------------------------------------------- ---------------------------
Number of digital broadcast channels *******************
- ---------------------------------------------------- ---------------------------
Number of PVCs (CPE to ATM network) *******************
- ---------------------------------------------------- ---------------------------
Number of active SVCs *******************
- ---------------------------------------------------- ---------------------------
Number of CPEs *******************
- ---------------------------------------------------- ---------------------------
PON
- ---------------------------------------------------- ---------------------------
Number of OLUs ( PONs) *******************
- ---------------------------------------------------- ---------------------------
Number of FLX DSLs (broadband drops) *******************
- ---------------------------------------------------- ---------------------------
CPE Capacity *******************
- ---------------------------------------------------- ---------------------------
Telephony
- ---------------------------------------------------- ---------------------------
FLX TSP *******************
- ---------------------------------------------------- ---------------------------
FLX PON *******************
- ---------------------------------------------------- ---------------------------
FLX Node *******************
- ---------------------------------------------------- ---------------------------
VAM
The VAM may be installed on a large or small platform to suit application needs
(availability of 3rd party equipment may change equipment list):
Large VAM Platform
A large VAM platform would consist of:
Server Machine: ****************************************************************
********************************************************************************
User Interface (UI) Machine: ***************************************************
A Large VAM platform would support:
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
- ---------------------------------------------------- ---------------------------
Number of Shelves *******************
- ---------------------------------------------------- ---------------------------
Number of Video Information Providers (VIPs) *******************
- ---------------------------------------------------- ---------------------------
Number of System Admins *******************
- ---------------------------------------------------- ---------------------------
Number of Operational Centres (Network Operations *******************
Interfaces)
- ---------------------------------------------------- ---------------------------
Total number of VIP Channels per VAM *******************
- ---------------------------------------------------- ---------------------------
Number of viewer channels per FLX-Shelf *******************
- ---------------------------------------------------- ---------------------------
Small VAM Platform
A small VAM platform would consist of:
Server Machine; ****************************************************************
********************************************************************************
Optional User Interface (UI) Machine: ******************************************
The UI machine is recommended for small field trial configurations. It is not
needed for lab evaluation configurations.
- ---------------------------------------------------- ---------------------------
Number of FLX-Shelves *******************
- ---------------------------------------------------- ---------------------------
Number of Video Information Providers (VIPs) *******************
- ---------------------------------------------------- ---------------------------
Number of System Admins *******************
- ---------------------------------------------------- ---------------------------
Number of Operational Centres (Network Operations *******************
Interfaces)
- ---------------------------------------------------- ---------------------------
Toatl number of VIP Channels per VAM *******************
- ---------------------------------------------------- ---------------------------
Optional Viewer Statistics Platform
If viewer statistical data is intended to be collected, a Sun SPARCstation 5
machine be dedicated to run the viewer statistics processor may be recommended
in circumstances where the VAM is heavily loaded.
Misc.
******************************************************************************
******************************************************************************
Full details of the hardware and software requirements will be provided when
required.
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
NetFLX
The NetFLX is a product which enables network providers in combination with the
iFLX system to offer high speed data access for the end user. ******************
********************************************************************************
********************************************************************************
NetFLX provides up to ********* downstream data payload und ****** upstream data
payload for fast data applications.
NetFLX is operations system independent and supports industry standards for
*************** ********* connection management.
NetFLX enables off the shelf appliaction software to access information
providers, Internet Access providers, corporate intranets and remote LAN access
across the iFLX broadband access system. Applications software such as web
browsers, video conferencing, video on demand and interactive games are easy to
use over the iFLX broadband access system. Applications developed to run on the
computer / workstation can access information across the NetFLX adapter with
data communication protocols such as *******************************************
********************************************************************************
********************************************************************************
Hardware Specifications
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
Software Specifications
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.19
iFLX Products
System Hardware Requirements
o ***********************************************************************
Power Requirements
o ***********************************************************************
Environmental
o ***********************************************************************
o ***********************************************************************
o ***********************************************************************
Physical Specifications
o ***********************************************************************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.20
Restrictions on rights regarding iFLX Intellectual Property
<TABLE>
<CAPTION>
Customer Contracts
Company Agreement Type Restriction
------- -------------- -----------
<S> <C> <C>
******************** Licensing and Cooperation ********************
******************** Agreement ********************
********************
Effective date 4/6/94 ********************
(15 year term) ********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
******************** Licensing and Cooperation ********************
******************** Agreement ********************
********************
Effective date: 3/1/96
(5 year term)
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.20
Restrictions on rights regarding iFLX Intellectual Property
<TABLE>
<CAPTION>
Patent License
Company Agreement Type Restriction
------- -------------- -----------
<S> <C> <C>
******************** Settlement Agreement ********************
******************** ********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.20
Restrictions on rights regarding iFLX Intellectual Property
Licensing Agreement
<TABLE>
<CAPTION>
Company Agreement Type Restriction
------- -------------- -----------
<S> <C> <C>
******************** BBT Licensing and Royalty Terms ********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
********************
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 1.20
Restrictions on rights regarding iFLX Intellectual Property
Software
<TABLE>
<CAPTION>
Supplier Commodity Restriction
-------- --------- -----------
<S> <C> <C>
******************** Runtime & Development License Not assignable
No sublicense rights
******************** Runtime & Development License No sublicense rights
Supplier Commodity Contract Type Restriction
-------- --------- ------------- -----------
***************** Development Tool Purchase Order No sublicense rights
***************** Development Tool Purchase Order No sublicense rights
***************** Development Tool License No sublicense rights
Not assignable
***************** Development Tool Purchase Order No sublicense rights
*****************
***************** Development Tool Purchase Order No sublicense rights
***************** Development Tool Purchase Order No sublicense rights
***************** Development Tool Purchase Order No sublicense rights
*****************
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 2.2
Encumbrances
Software
<TABLE>
<CAPTION>
Supplier Commodity Encumbrance
-------- --------- -----------
<S> <C> <C>
***************** Runtime & Development License Not assignable
No sublicense rights
***************** Runtime & Development License No sublicense rights
Certification Services
***************** IFLX Certification No sublicense rights
Customer Contracts
Company Agreement Type Encumbrance
------- -------------- -----------
***************** Licensing and Cooperation *****************
***************** Agreement *****************
*****************
Effective date 4/6/94 *****************
(15 year term) *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
***************** Licensing and Cooperation *****************
***************** Agreement *****************
*****************
Effective date: 3/1/96
(5 year term)
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 2.2
Encumbrances
Patent License
<TABLE>
<CAPTION>
Company Agreement Type Encumbrance
------- -------------- -----------
<S> <C> <C>
***************** Settlement Agreement *****************
***************** *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 2.2
Encumbrances
<TABLE>
<CAPTION>
Company Agreement Type Encumbrance
------- -------------- -----------
<S> <C> <C>
***************** BBT Licensing and Royalty Terms *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
</TABLE>
<PAGE>
<PAGE>
ASSET TRANSFER LIST - SUMMARY
Schedule 2.2 (b) (i)
Asset Transfer Summary
Workstations, PCs, etc. *****************
FLX Test Beds *****************
Test Instruments, 3rd party eqpt. *****************
Facilites-related *****************
-------------------
Total *****************
Date: 05/15/98
<PAGE>
ASSET TRANSFER LIST - PART I
(Workstations, PCs, etc.)
<TABLE>
<CAPTION>
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG P.O. SN DATE VALUE VALUE Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
6540 16MB MEN 06/05/96 ************** *******************
6261 2.1 GB DISK 12/08/95 ************** *******************
6391 2.1 GB DISK 11/28/95 ************** *******************
6392 2.1 GB DISK 11/28/95 ************** *******************
7392 2.1 GB DISK 11/12/96 ************** *******************
7393 2.1 GB DISK 11/12/96 ************** *******************
7352 2.1GB DISK 04/22/96 ************** *******************
7363 2.1GB DISK 11/08/96 ************** *******************
7364 2.1GB DISK 11/08/96 ************** *******************
7726 2.1GB DISK 03/21/97 ************** *******************
7727 2.1GB DISK 03/21/97 ************** *******************
7728 2.1GB DISK 03/21/97 ************** *******************
7729 2.1GB DISK 03/21/97 ************** *******************
7730 2.1GB DISK 03/21/97 ************** *******************
7731 2.1GB DISK 03/21/97 ************** *******************
7856 28-32 MB MEM 04/01/97 ************** ******************* (28) 32MB SIMMS
6156 7 32MB MEM 09/15/95 ************** ******************* (7) 32MB SIMMS
7849 AUSPEX 7000 04/07/97 ************** *******************
7715 CISCO 2501 ROUTER 03/12/97 ************** *******************
7693 COMPAQ KPRO 02/20/97 ************** *******************
7694 COMPAQ KPRO 02/24/97 ************** *******************
7903 COMPAQ KPRO 05/07/97 ************** *******************
7701 COMPAQ LAPTOP 02/19/97 ************** *******************
7892 COMPAQ LAPTOP 05/01/97 ************** *******************
7106 FORERUNNER ATM CARD 10/23/96 ************** *******************
7143 FORERUNNER ATM CARD 03/26/96 ************** *******************
7994 FORERUNNER ATM CARD 07/10/97 ************** *******************
7750 NET UPS 70 03/21/97 ************** *******************
7751 NET UPS 70 03/21/97 ************** *******************
7752 NET UPS 70 03/21/97 ************** *******************
7753 NET UPS 70 03/21/97 ************** *******************
1 of 3
<PAGE>
ASSET TRANSFER LIST - PART I
(Workstations, PCs, etc.)
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG P.O. SN DATE VALUE VALUE Comments
- ------------------------------------------------------------------------------------------------------------------------------------
7754 NET UPS 70 03/21/97 ************** *******************
7755 NET UPS 70 03/21/97 ************** *******************
7756 NET UPS 70 03/21/97 ************** *******************
7757 NET UPS 70 03/21/97 ************** *******************
7758 NET UPS 70 03/21/97 ************** *******************
7759 NET UPS 70 03/21/97 ************** *******************
7760 NET UPS 70 03/21/97 ************** *******************
7761 NET UPS 70 03/21/97 ************** *******************
7762 NET UPS 70 03/21/97 ************** *******************
7763 NET UPS 70 03/21/97 ************** *******************
6915 SUN MEMORY 64M 07/23/96 ************** ******************* (7) 32MB SIMMS
7113 SUN MEMORY 64M 07/23/96 ************** ******************* (7) 32MB SIMMS
7114 SUN MEMORY 64M 07/23/96 ************** ******************* (7) 32MB SIMMS
5727 SUN SPARC 20 2727 01/05/95 ************** *******************
6177 SUN SPARC 5 2594 09/15/95 ************** *******************
6178 SUN SPARC 5 2595 09/15/95 ************** *******************
6179 SUN SPARC 5 2596 09/15/95 ************** *******************
6180 SUN SPARC 5 2597 09/15/95 ************** *******************
6181 SUN SPARC 5 2153 09/15/95 ************** *******************
6182 SUN SPARC 5 2593 09/15/95 ************** *******************
6183 SUN SPARC 5 2154 09/15/95 ************** *******************
6184 SUN SPARC 5 2592 09/15/95 ************** *******************
6185 SUN SPARC 5 2792 09/15/95 ************** *******************
6186 SUN SPARC 5 2791 09/15/95 ************** *******************
6187 SUN SPARC 5 6405 09/15/95 ************** *******************
6188 SUN SPARC 5 2719 09/15/95 ************** *******************
6189 SUN SPARC 5 2801 09/15/95 ************** *******************
6226 SUN SPARC 5 11/09/95 ************** ******************* (Qty. of 14) Code
translators
6303 SUN SPARC 5 12/15/95 ************** *******************
6304 SUN SPARC 5 12/15/95 ************** *******************
6305 SUN SPARC 5 12/15/95 ************** *******************
2 of 3
<PAGE>
ASSET TRANSFER LIST - PART I
(Workstations, PCs, etc.)
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG P.O. SN DATE VALUE VALUE Comments
- ------------------------------------------------------------------------------------------------------------------------------------
6306 SUN SPARC 5 12/15/95 ************** *******************
6307 SUN SPARC 5 12/15/95 ************** *******************
7232 SUN SPARC 5 04/22/96 ************** *******************
7244 SUN SPARC 5 04/22/96 ************** *******************
7246 SUN SPARC 5 04/22/96 ************** *******************
7247 SUN SPARC 5 04/22/96 ************** *******************
7248 SUN SPARC 5 04/22/96 ************** *******************
7249 SUN SPARC 5 04/22/96 ************** *******************
7250 SUN SPARC 5 04/22/96 ************** *******************
7251 SUN SPARC 5 04/22/96 ************** *******************
7252 SUN SPARC 5 04/22/96 ************** *******************
7253 SUN SPARC 5 04/22/96 ************** *******************
7254 SUN SPARC 5 04/22/96 ************** *******************
7255 SUN SPARC 5 04/22/96 ************** *******************
7256 SUN SPARC 5 04/22/96 ************** *******************
7257 SUN SPARC 5 04/22/96 ************** *******************
7258 SUN SPARC 5 04/22/96 ************** *******************
7313 SUN SPARC 5 04/22/96 ************** *******************
7314 SUN SPARC 5 04/22/96 ************** *******************
7568 SUN SPARC 5 12/31/96 ************** *******************
7569 SUN SPARC 5 12/31/96 ************** *******************
7570 SUN SPARC 5 12/31/96 ************** *******************
7571 SUN SPARC 5 12/31/96 ************** *******************
7572 SUN SPARC 5 12/31/96 ************** *******************
6641 SUN SPARC 5/ULTRA 2-2170 07/23/96 ************** ******************* (Qty. of 3) ultra2
mod 2170
5956 SUN SPARK 20 04/24/95 ************** *******************
7526 SUN ULTRA 140 12/07/96 ************** ******************* ultra 140 server
7527 SUN ULTRA 140 12/07/96 ************** ******************* ultra 140 server
7528 SUN ULTRA 140 12/07/96 ************** ******************* ultra 140 server
7331 SUN ULTRA 170 04/22/96 ************** ******************* (3) ultra170
7958 SUN ULTRA 2-2300 06/11/97 ************** ******************* ultra2 server
- ------------------------------------------------------------------------------------------------------------------------------------
Workstations, PCs, etc. Total ******************
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
3 of 3
<PAGE>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
<TABLE>
<CAPTION>
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
<S> <C> <C> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 10' TDIC EI STUB CABLE ************ 50 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
50
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 10' TDIC POWER STUB CABLE ************ 50 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
50
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 12" COAX JUMPER CABLE ************ 16 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
16
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 2' TDIC POWER STUB CABLE ************ 20 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
20
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 30' TDIC EI STUB CABLE ************ 50 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
50
- ------------------------------------------------------------------------------------------------------------------------------------
******************* 40' TDIC EI STUB CABLE ************ 15 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
15
- ------------------------------------------------------------------------------------------------------------------------------------
******************* AIR FLOW CARD-FULL HEIGHT ************ 12 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
12
******************* AIR FLOW CARD-HALF HEIGHT ************ 24 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
24
- ------------------------------------------------------------------------------------------------------------------------------------
******************* BALUN, EXTENDED RANGE ************ 16 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
16
- ------------------------------------------------------------------------------------------------------------------------------------
******************* COOLING UNIT ************ 4 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
4
- ------------------------------------------------------------------------------------------------------------------------------------
******************* COOLING UNIT MAINTENANCE FILTER ************ 4 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
1 of 7
<PAGE>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
4
- ------------------------------------------------------------------------------------------------------------------------------------
******************* DBP CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* DBP CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* DBP CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* DBP CARD ************ 4 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* DBP CARD ************ 1 *******************
-----------------------------------------------------------------------------------------------------------------------------------
8
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX CELL TEST CARD ************ 4 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
4
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX NODE 16 TEST FIXTURE ************ 56 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
56
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX NODE 32 ************ 70 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
70
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX NODE 32 TEST FIXTURE ************ 24 *******************
- -----------------------------------------------------------------------------------------------------------------
24
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX SHELF ************ 22 *******************
- -----------------------------------------------------------------------------------------------------------------
22
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX SHELF ALARM CABLE ************ 6 *******************
- -----------------------------------------------------------------------------------------------------------------
6
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FLX SHELF POWER CABLE ************ 25 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
25
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
2 of 7
<PAGE>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
******************* FUSE & ALARM PANEL ************ 30 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
30
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* IFLX NODE 16 ************ 136 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
136
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* IFLX PWR/ALARM STUB CABLE ************ 6 *******************
- -----------------------------------------------------------------------------------------------------------------
6
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 2 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 4 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 7 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 2 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 2 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 12 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 50 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 19 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 5 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 7 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 1 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 23 *******************
- ------------------------------------------------------------------------------------------------------------------------------------
******************* NETFLX CARD ************ 59 ******************* ****************
- -----------------------------------------------------------------------------------------------------------------
195
- ------------------------------------------------------------------------------------------------------------------------------------
******************* OCC 16 OCTAL TU-12 ************ 100 *******************
- -----------------------------------------------------------------------------------------------------------------
100
******************* OCC 32 OCTAL TU-12 ************ 38 *******************
- -----------------------------------------------------------------------------------------------------------------
38
3 of 7
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
<S> <C>
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
******************* OLU PIGTAIL ************ 11 *******************
******************* OLU PIGTAIL ************ 6 *******************
******************* OLU PIGTAIL ************ 2 *******************
******************* OLU PIGTAIL ************ 2 *******************
******************* OLU PIGTAIL ************ 2 *******************
******************* OLU (No PIGTAIL) ************ 1 *******************
******************* OLU (No PIGTAIL) ************ 1 *******************
******************* OLU (No PIGTAIL) ************ 2 *******************
******************* OLU (No PIGTAIL) ************ 2 *******************
******************* OLU (No PIGTAIL) ************ 8 *******************
******************* OLU (No PIGTAIL) ************ 32 *******************
******************* OLU (No PIGTAIL) ************ 1 *******************
******************* OLU (No PIGTAIL) ************ 30 ******************* ****************
- -----------------------------------------------------------------------------------------------------------------
100
******************* PEDESTAL DIPLEXER ************ 4 *******************
- -----------------------------------------------------------------------------------------------------------------
******************* SCP CARD ************ 2 *******************
******************* SCP CARD ************ 21 *******************
******************* SCP CARD ************ 11 *******************
******************* SCP CARD ************ 2 *******************
******************* SCP CARD ************ 2 *******************
******************* SCP CARD ************ 2 *******************
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 2 *******************
******************* SCP CARD ************ 4 *******************
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 3 *******************
******************* SCP CARD ************ 5 *******************
</TABLE>
4 of 7
<PAGE>
<TABLE>
<CAPTION>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
<S> <C>
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 3 *******************
******************* SCP CARD ************ 1 *******************
******************* SCP CARD ************ 2 ******************* ****************
- -----------------------------------------------------------------------------------------------------------------
65
******************* STE SHELF ************ 2 *******************
- -----------------------------------------------------------------------------------------------------------------
2
******************* STEI 1 CHANNEL ************ 16 *******************
- -----------------------------------------------------------------------------------------------------------------
16
******************* TDIC-OCC INTERFACE CABLE ************ 50 *******************
- -----------------------------------------------------------------------------------------------------------------
50
******************* TERMINAL/AERIAL BALUN ************ 24 *******************
- -----------------------------------------------------------------------------------------------------------------
24
******************* TNIC CARD ************ 3 *******************
- -----------------------------------------------------------------------------------------------------------------
3
******************* TSP AU4 1STM1 ************ 40 *******************
- -----------------------------------------------------------------------------------------------------------------
40
******************* TSP CARD ************ 7 *******************
- -----------------------------------------------------------------------------------------------------------------
7
- -----------------------------------------------------------------------------------------------------------------
******************* TSP CARD (DUAL PORT) ************ 1 *******************
******************* TSP CARD (DUAL PORT) ************ 1 *******************
******************* TSP CARD (DUAL PORT) ************ 1 *******************
</TABLE>
5 of 7
<PAGE>
<TABLE>
<CAPTION>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
<S> <C>
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
******************* TSP CARD (DUAL PORT) ************ 2 *******************
******************* TSP CARD (DUAL PORT) ************ 1 *******************
- -----------------------------------------------------------------------------------------------------------------
6
******************* VFC FILLER CARD ************ 7 *******************
- -----------------------------------------------------------------------------------------------------------------
7
******************* VTR4 CARD ************ 16 *******************
- -----------------------------------------------------------------------------------------------------------------
16
******************* VTR8 CARD ************ 20 *******************
******************* VTR8 CARD ************ 32 *******************
******************* VTR8 CARD ************ 1 *******************
******************* VTR8 CARD ************ 2 *******************
******************* VTR8 CARD ************ 1 *******************
******************* VTR8 CARD ************ 13 *******************
******************* VTR8 CARD ************ 6 *******************
- -----------------------------------------------------------------------------------------------------------------
75
******************* VTR8 EXTENDED RANGE ************ 8 *******************
******************* VTR8 EXTENDED RANGE ************ 1 *******************
******************* VTR8 EXTENDED RANGE ************ 1 *******************
******************* VTR8 EXTENDED RANGE ************ 2 *******************
******************* VTR8 EXTENDED RANGE ************ 1 *******************
******************* VTR8 EXTENDED RANGE ************ 1 *******************
******************* VTR8 EXTENDED RANGE ************ 1 *******************
******************* VTR8 EXTENDED RANGE ************ 1 ******************* ****************
- ------------------------------------------------------------------------------------------------------------------------------------
16
FLX Test Beds Total *******************
</TABLE>
6 of 7
<PAGE>
<TABLE>
<CAPTION>
ASSET TRANSFER LIST - PART II
(FLX Test Beds)
<S> <C>
Product Product Std FSAN FSAN Cost Comments
Number Description Cost Requirements
- ------------------------------------------------------------------------------------------------------------------------------------
Agreement with David Orr: *** discount on everything, *** discount on Netflex. iFLX prototypes P1 and P2 convey at ****:
discounted Test Beds Total *******************
</TABLE>
7 of 7
<PAGE>
ASSET TRANSFER LIST - PART III
(Test Inst. & other 3rd party)
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG P.O. SN DATE VALUE VALUE Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C>
expensed MEDIA SERVER 97409144 11/12/97 ************** ************** if capitalized
5768 ICE 40MGH USP-HPC(ICE HPC) 5795 9540107A N98655 02/09/95 ************** **************
EMULATOR (ICE 68040) 10/24/94 ************** ************** Estimated
5725 EMULATOR (ICE 68040) 4648 9420569 N98655 01/03/95 ************** **************
7817 ULTRA MODEL 170 SERVER(VAM) 9740255 03/27/97 ************** **************
7908 CISCO 4700-M ROUTER 9740489 05/09/97 ************** **************
8004 ADVANCE NETWORK TESTER(ANT-20) 9740573 07/06/97 ************** **************
7985 OPTICS STM/COLOR DISPLAY(ANT-20) 9740573 07/01/97 ************** **************
8037 FORE 2.5 GBPS ATM 9740772 08/25/97 ************** **************
8153 4 PORT 155 MBPS (FORE) 9840094 02/20/98 ************** **************
8027 PORT 155 MPS(FORE) 9740772 08/14/97 ************** **************
6349 3 FORE CARDS SC SBUS ATN (FORE) 01/04/96 ************** **************
5760 CABLETRON (FORE) 9540088 02/15/95 ************** **************
5964 SB SONET ADAPTER (FORE) 9540311 03/28/95 ************** **************
expensed 15 SAMSUNG SET TOP BOXES 9641488 06/23/97 ************** ************** if capitalized
6336 7 ARNE CARDS 9640127 02/06/96 ************** **************
8167 CONFIG SAT BMX264 9840175 03/06/98 ************** **************
8060 TELECOM ANALYZER (HP37722A) 9740831 09/05/97 ************** **************
4889 ASCOM WARREN 48PB400(Pwr Supply) 9490081 03/16/94 ************** ************** Estimated
8046 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
8047 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
8048 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
8049 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
8050 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
8051 PENTIUM P-166, 32MB RAM(PC) 9740822 09/03/97 ************** **************
expensed 1 PAL DIGITAL VIDEO CONVERTER 05/01/97 ************** ************** if capitalized
ANT-20 9750189 04/16/98 ************** ************** purchased in-process
- ------------------------------------------------------------------------------------------------------------------------------------
Test Instruments and other 3rd party equipment total **************
</TABLE>
1 of 1
<PAGE>
ASSET TRANSFER LIST - PART IV
(Facilities-related)
<TABLE>
<CAPTION>
Description Quantity Acquired Value Book Value Transfer Cost
- ---------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
Furniture
- ----------------------------------------------------
Office desk & Return 67 *************** *************** ***************
Office chair 67 *************** *************** ***************
Side chair 67 *************** *************** ***************
Bookshelf 67 *************** *************** ***************
File Cabinet 67 *************** *************** ***************
White/Cork board 67 *************** *************** ***************
Telephone 67 *************** *************** ***************
Trash Can 67 *************** *************** ***************
Office conference table 10 *************** *************** ***************
Office conference chair 30 *************** *************** ***************
Bookshelf (Extras) 6 *************** *************** ***************
File Cabinet (Extras) 10 *************** *************** ***************
Room H conference table 1 *************** *************** ***************
Room H conference chair 21 *************** *************** ***************
Room H credenza 1 *************** *************** ***************
Room H projector 1 *************** *************** ***************
Room H projection screen 1 *************** *************** ***************
Room H white board 1 *************** *************** ***************
Lab workbench TBD
Lab work chair TBD
Lab storage cabinet TBD
Lab bookcase TBD
Furniture Total ***************
Office/Lab Space Fit-up
- ----------------------------------------------------
(Office: 10295 sq.ft; Lab 4708 sq. ft)
Office fitup (partition walls, doors, carpet, etc.) 1 ***************
Lab fitup (cable trays, power bus, etc.) 1 ***************
Common area (4214 sq. ft) (see Note 1) $ -
Office/Lab Space Total ***************
Facilities-related assets Total ***************
</TABLE>
Note 1: Common area is included in monthly rental and does not involve assets
transfer. It is shown only for completeness of square footage.
1 of 1
<PAGE>
Schedule 2.2(b)(ii)
Personal Property (Capital Assets) to be purchased after closing (option list)
The total offered transferable assets where listed in the lists:
Transfer List of Equipment assetlist_computers_testeqpt.xls
FLX-2500 Equipment assetlist_flxeqpt.xls
BBT Assets Software assetlist_flxeqpt.xls
The listed assets in schedule 2.2 (b) (i) cover 90% of the assets transfered to
Bosch Telecom. Aditional 10% out of the above mentioned lists can be tranfered
to Bosch Telecom optionaly within 60 days after closing.
<PAGE>
TRANSFER LIST OF EQUIPMENT
LAB Equipment
- -------------
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG CER P.O. SN DATE VALUE VALUE Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
7899 2 WAY TRANSMISSION/OPTIVISION 1282 *********** 05/01/97 *********** ***********
expensed MEDIA SERVER NONE *********** 11/12/97 *********** *********** if capitalized
5768 ICE 40MGH USP-HPC(ICE HPC) 5795 775 *********** N98655 02/09/95 *********** ***********
6295 AT & T CAP (ICE 68040) 930 *********** 12/22/95 *********** ***********
EMULATOR (ICE 68040) 10/24/94 *********** *********** Estimated
5725 EMULATOR (ICE 68040) 4648 747 *********** N98655 01/03/95 *********** ***********
7817 ULTRA MODEL 170 SERVER(VAM) 1248 *********** 03/27/97 *********** ***********
7908 CISCO 4700-M ROUTER 1301 *********** 05/09/97 *********** ***********
8004 ADVANCE NETWORK TESTER(ANT-20) 1317 *********** 07/06/97 *********** ***********
7985 OPTICS STM/COLOR DISPLAY(ANT-20) 1317 *********** 07/01/97 *********** ***********
8037 FORE 2.5 GBPS ATM 1348 *********** 08/25/97 *********** ***********
8153 4 PORT 155 MBPS (FORE) 1405 *********** 02/20/98 *********** ***********
8027 PORT 155 MPS(FORE) 1348 *********** 08/14/97 *********** ***********
6349 3 FORE CARDS SC SBUS ATN (FORE) 952 01/04/96 *********** ***********
5760 CABLETRON (FORE) 799 *********** 02/15/95 *********** ***********
5964 SB SONET ADAPTER (FORE) 799 *********** 03/28/95 *********** ***********
expensed 15 SAMSUNG SET TOP BOXES NONE *********** 06/23/97 *********** *********** if capitalized
6336 7 ARNE CARDS 968 *********** 02/06/96 *********** ***********
8167 CONFIG SAT BMX264 1416 *********** 03/06/98 *********** ***********
8060 TELECOM ANALYZER (HP37722A) 1356 *********** 09/05/97 *********** ***********
4889 ASCOM WARREN 48PB400(Pwr Supply) 575 *********** 03/16/94 *********** *********** Estimated
8046 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
8047 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
8048 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
8049 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
8050 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
8051 PENTIUM P-166, 32MB RAM(PC) 1355 *********** 09/03/97 *********** ***********
expensed 1 PAL DIGITAL VIDEO CONVERTER NONE 05/01/97 *********** *********** if capitalized
ANT-20 *********** 04/16/98 *********** *********** purchased in-process
- ----------------------------------------------------------------------------------------------------------------------------------
***********
Computer Equipment
- ------------------
</TABLE>
1 of 5
<PAGE>
TRANSFER LIST OF EQUIPMENT
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG CER P.O. SN DATE VALUE VALUE Comments
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
6540 16MB MEN 06/05/96 *********** ***********
6261 2.1 GB DISK 12/08/95 *********** ***********
6391 2.1 GB DISK 11/28/95 *********** ***********
6392 2.1 GB DISK 11/28/95 *********** ***********
7392 2.1 GB DISK 11/12/96 *********** ***********
7393 2.1 GB DISK 11/12/96 *********** ***********
7352 2.1GB DISK 04/22/96 *********** ***********
7363 2.1GB DISK 11/08/96 *********** ***********
7364 2.1GB DISK 11/08/96 *********** ***********
7726 2.1GB DISK 03/21/97 *********** ***********
7727 2.1GB DISK 03/21/97 *********** ***********
7728 2.1GB DISK 03/21/97 *********** ***********
7729 2.1GB DISK 03/21/97 *********** ***********
7730 2.1GB DISK 03/21/97 *********** ***********
7731 2.1GB DISK 03/21/97 *********** ***********
7856 28-32 MB MEM 04/01/97 *********** *********** (28) 32MB SIMMS
6156 7 32MB MEM 09/15/95 *********** *********** (7) 32MB SIMMS
7849 AUSPEX 7000 04/07/97 *********** ***********
7715 CISCO 2501 ROUTER 03/12/97 *********** ***********
7850 CISCO ATM CARD 04/10/97 *********** ***********
6806 COMPAQ DESK PRO 08/13/96 *********** ***********
7923 COMPAQ DESK PRO 05/08/97 *********** ***********
7937 COMPAQ DESK PRO 05/23/97 *********** ***********
8036 COMPAQ DESK PRO 08/19/97 *********** ***********
8039 COMPAQ DESK PRO 08/25/97 *********** ***********
8137 COMPAQ DESK PRO 01/30/98 *********** ***********
7693 COMPAQ KPRO 02/20/97 *********** ***********
7694 COMPAQ KPRO 02/24/97 *********** ***********
7903 COMPAQ KPRO 05/07/97 *********** ***********
7701 COMPAQ LAPTOP 02/19/97 *********** ***********
7892 COMPAQ LAPTOP 05/01/97 *********** ***********
7971 COMPAQ LAPTOP 06/19/97 *********** ***********
8035 COMPAQ LAPTOP 08/19/97 *********** ***********
</TABLE>
2 of 5
<PAGE>
TRANSFER LIST OF EQUIPMENT
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG CER P.O. SN DATE VALUE VALUE Comments
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
6339 COMPAQ SPEAKERS 02/02/96 *********** ***********
8078 DESKTOP PC 10/15/97 *********** ***********
7106 FORERUNNER ATM CARD 10/23/96 *********** ***********
7143 FORERUNNER ATM CARD 03/26/96 *********** ***********
7994 FORERUNNER ATM CARD 07/10/97 *********** ***********
8114 KEYBOARD for LAPTOP 12/09/97 *********** ***********
7907 MICRON MILLENNIA PC 05/08/97 *********** ***********
7380 MULTIMODE 11/08/96 *********** ***********
7750 NET UPS 70 03/21/97 *********** ***********
7751 NET UPS 70 03/21/97 *********** ***********
7752 NET UPS 70 03/21/97 *********** ***********
7753 NET UPS 70 03/21/97 *********** ***********
7754 NET UPS 70 03/21/97 *********** ***********
7755 NET UPS 70 03/21/97 *********** ***********
7756 NET UPS 70 03/21/97 *********** ***********
7757 NET UPS 70 03/21/97 *********** ***********
7758 NET UPS 70 03/21/97 *********** ***********
7759 NET UPS 70 03/21/97 *********** ***********
7760 NET UPS 70 03/21/97 *********** ***********
7761 NET UPS 70 03/21/97 *********** ***********
7762 NET UPS 70 03/21/97 *********** ***********
7763 NET UPS 70 03/21/97 *********** ***********
6915 SUN MEMORY 64M 07/23/96 *********** *********** (7) 32MB SIMMS
7113 SUN MEMORY 64M 07/23/96 *********** *********** (7) 32MB SIMMS
7114 SUN MEMORY 64M 07/23/96 *********** *********** (7) 32MB SIMMS
5727 SUN SPARC 20 2727 01/05/95 *********** ***********
6177 SUN SPARC 5 2594 09/15/95 *********** ***********
6178 SUN SPARC 5 2595 09/15/95 *********** ***********
6179 SUN SPARC 5 2596 09/15/95 *********** ***********
6180 SUN SPARC 5 2597 09/15/95 *********** ***********
6181 SUN SPARC 5 2153 09/15/95 *********** ***********
6182 SUN SPARC 5 2593 09/15/95 *********** ***********
6183 SUN SPARC 5 2154 09/15/95 *********** ***********
</TABLE>
3 of 5
<PAGE>
TRANSFER LIST OF EQUIPMENT
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG CER P.O. SN DATE VALUE VALUE Comments
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
6184 SUN SPARC 5 2592 09/15/95 *********** ***********
6185 SUN SPARC 5 2792 09/15/95 *********** ***********
6186 SUN SPARC 5 2791 09/15/95 *********** ***********
6187 SUN SPARC 5 6405 09/15/95 *********** ***********
6188 SUN SPARC 5 2719 09/15/95 *********** ***********
6189 SUN SPARC 5 2801 09/15/95 *********** ***********
6226 SUN SPARC 5 11/09/95 *********** *********** (14) ss5, parallel
translations
6303 SUN SPARC 5 12/15/95 *********** ***********
6304 SUN SPARC 5 12/15/95 *********** ***********
6305 SUN SPARC 5 12/15/95 *********** ***********
6306 SUN SPARC 5 12/15/95 *********** ***********
6307 SUN SPARC 5 12/15/95 *********** ***********
7232 SUN SPARC 5 04/22/96 *********** ***********
7244 SUN SPARC 5 04/22/96 *********** ***********
7246 SUN SPARC 5 04/22/96 *********** ***********
7247 SUN SPARC 5 04/22/96 *********** ***********
7248 SUN SPARC 5 04/22/96 *********** ***********
7249 SUN SPARC 5 04/22/96 *********** ***********
7250 SUN SPARC 5 04/22/96 *********** ***********
7251 SUN SPARC 5 04/22/96 *********** ***********
7252 SUN SPARC 5 04/22/96 *********** ***********
7253 SUN SPARC 5 04/22/96 *********** ***********
7254 SUN SPARC 5 04/22/96 *********** ***********
7255 SUN SPARC 5 04/22/96 *********** ***********
7256 SUN SPARC 5 04/22/96 *********** ***********
7257 SUN SPARC 5 04/22/96 *********** ***********
7258 SUN SPARC 5 04/22/96 *********** ***********
7313 SUN SPARC 5 04/22/96 *********** ***********
7314 SUN SPARC 5 04/22/96 *********** ***********
7568 SUN SPARC 5 12/31/96 *********** ***********
7569 SUN SPARC 5 12/31/96 *********** ***********
7570 SUN SPARC 5 12/31/96 *********** ***********
7571 SUN SPARC 5 12/31/96 *********** ***********
</TABLE>
4 of 5
<PAGE>
TRANSFER LIST OF EQUIPMENT
<TABLE>
<CAPTION>
IN NET
SYS ASSET MFG SERVICE ACQUIRED BOOK
NUM DESCRIPTION TAG CER P.O. SN DATE VALUE VALUE Comments
- ---------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
7572 SUN SPARC 5 12/31/96 *********** ***********
6641 SUN SPARC 5/ULTRA 2-2170 07/23/96 *********** *********** (3) ss5, ultra2
mod 2170
5956 SUN SPARK 20 04/24/95 *********** ***********
5729 SUN SPARK SS1000E 01/05/95 *********** ***********
7632 SUN SPARK SS1000E 01/21/97 *********** ***********
7526 SUN ULTRA 140 12/07/96 *********** *********** ultra 140 server
7527 SUN ULTRA 140 12/07/96 *********** *********** ultra 140 server
7528 SUN ULTRA 140 12/07/96 *********** *********** ultra 140 server
7331 SUN ULTRA 170 04/22/96 *********** *********** (3) ultra170
7958 SUN ULTRA 2-2300 06/11/97 *********** *********** ultra2 server
7674 TAX ORACLE SW 02/19/97 *********** ***********
- ---------------------------------------------------------------------------------------------------------------------------------
**************
----------------------------------------------------------
Total Equipment Transfer ***********
----------------------------------------------------------
</TABLE>
5 of 5
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
2 ************ 10' TDIC EI STUB CABLE 2.5.98 2 ********* *********** *********** Comp-FSAN is
- ----------------- FSAM compliance
2 ************ 10' TDIC EI STUB CABLE 1.16.98 2 ********* *********** *********** engineering
- -----------------
13 ************ 10' TDIC EI STUB CABLE 1.22.98 13 ********* *********** ***********
- -----------------
34 ************ 10' TDIC EI STUB CABLE 2.4.98 34 ********* *********** ***********
- -----------------
21 ************ 10' TDIC EI STUB CABLE 2.5.98 21 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
72 0 72
- -----------------
- -----------------
63 ************ 10' TDIC POWER STUB CABLE 1.27.98 63 ********* *********** ***********
- -----------------
2 ************ 10' TDIC POWER STUB CABLE 1.29.98 2 ********* *********** ***********
- -----------------
63 ************ 10' TDIC POWER STUB CABLE 1.30.98 63 ********* *********** ***********
- -----------------
2 ************ 10' TDIC POWER STUB CABLE 1.22.98 2 ********* *********** ***********
- -----------------
13 ************ 10' TDIC POWER STUB CABLE 1.26.98 13 ********* *********** ***********
- -----------------
64 ************ 10' TDIC POWER STUB CABLE 1.29.98 64 ********* *********** ***********
- -----------------
2 ************ 10' TDIC POWER STUB CABLE 1.30.98 2 ********* *********** ***********
- -----------------
2 ************ 10' TDIC POWER STUB CABLE 1.16.98 2 ********* *********** ***********
- -----------------
22 ************ 10' TDIC POWER STUB CABLE 1.21.98 22 ********* *********** ***********
- -----------------
26 ************ 10' TDIC POWER STUB CABLE 1.22.98 26 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
259 0 259
- -----------------
- -----------------
************ 10BASE T UNSHIELDED CABLE 1.9.98 8 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 2.27.98 1 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 2.4.98 1 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 3.12.98 2 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 3.2.98 2 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 3.4.98 8 ********* *********** ***********
- -----------------
************ 10BASE T UNSHIELDED CABLE 12.16.97 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 23
- -----------------
- -----------------
16 ************ 12" COAX JUMPER CABLE 10.31.97 79 ********* *********** ***********
- -----------------
- -----------------
20 ************ 2' TDIC POWER STUB CABLE 12.12.97 20 ********* *********** ***********
- -----------------
- -----------------
2 ************ 30' TDIC EI STUB CABLE 1.20.98 2 ********* *********** ***********
- -----------------
22 ************ 30' TDIC EI STUB CABLE 1.23.98 22 ********* *********** ***********
- -----------------
40 ************ 30' TDIC EI STUB CABLE 2.4.98 40 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
64 0 64
- -----------------
- -----------------
2 ************ 40' TDIC EI STUB CABLE 1.16.98 2 ********* *********** ***********
- -----------------
13 ************ 40' TDIC EI STUB CABLE 1.23.98 13 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
15 0 15
- -----------------
- -----------------
6 ************ AIR FLOW CARD-FULL HEIGHT 1.30.97 6 ********* *********** ***********
- -----------------
6 ************ AIR FLOW CARD-FULL HEIGHT 10.21.97 20 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-FULL HEIGHT 3.26.97 16 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-FULL HEIGHT 4.11.96 6 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-FULL HEIGHT 5.6.96 6 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-FULL HEIGHT 7.14.97 7 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-FULL HEIGHT 8.5.96 2 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
12 0 63
- -----------------
- -----------------
19 ************ AIR FLOW CARD-HALF HEIGHT 1.30.97 19 ********* *********** ***********
- -----------------
5 ************ AIR FLOW CARD-HALF HEIGHT 10.21.97 20 ********* *********** ***********
- -----------------
</TABLE>
1 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ AIR FLOW CARD-HALF HEIGHT 3.21.97 32 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-HALF HEIGHT 3.26.97 6 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-HALF HEIGHT 4.11.96 18 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-HALF HEIGHT 5.6.96 18 ********* *********** ***********
- -----------------
************ AIR FLOW CARD-HALF HEIGHT 7.14.97 19 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
24 0 132
- -----------------
- -----------------
************ AIR FLOW-FULL HEIGHT FACEPLATE 2.7.96 5 ********* *********** ***********
- -----------------
- -----------------
************ AIR FLOW-HALF HEIGHT FACEPLATE 2.7.96 5 ********* *********** ***********
- -----------------
- -----------------
************ ANI 1B 12.3.96 1 ********* *********** ***********
- -----------------
- -----------------
************ ANI 3U1B 4.16.97 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 4.12.96 2 ********* *********** ***********
- -----------------
************ ANI 3U1B 5.29.96 2 ********* *********** ***********
- -----------------
************ ANI 3U1B 9.24.96 3 ********* *********** ***********
- -----------------
************ ANI 3U1B 8.12.96 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 1.21.98 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 1.23.97 2 ********* *********** ***********
- -----------------
************ ANI 3U1B 1.8.97 4 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.13.96 6 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.20.96 5 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.5.96 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 12.19.96 10 ********* *********** ***********
- -----------------
************ ANI 3U1B 7.29.97 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.12.96 5 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.12.96 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 3.6.97 5 ********* *********** ***********
- -----------------
************ ANI 3U1B 9.22.97 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 1.28.97 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 10.31.97 6 ********* *********** ***********
- -----------------
************ ANI 3U1B 11.24.97 1 ********* *********** ***********
- -----------------
************ ANI 3U1B 12.22.97 4 ********* *********** ***********
- -----------------
22 ************ ANI 3U1B 12.5.97 22 ********* *********** ***********
- -----------------
1 ************ ANI 3U1B 9.12.97 1 ********* *********** ***********
- -----------------
1 ************ ANI 3U1B 9.23.97 1 ********* *********** ***********
- -----------------
2 ************ ANI 3U1B 9.30.97 2 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
26 0 89
- -----------------
- -----------------
0 2 ************ ANI 3U1B STM1 2.6.98 2 ********* *********** ***********
- -----------------
- -----------------
************ ANI 3UIB STM4 8.8.97 8 ********* *********** ***********
- -----------------
************ ANI 3UIB STM4 1.2.98 2 ********* *********** ***********
- -----------------
************ ANI 3UIB STM4 10.24.97 20 ********* *********** ***********
- -----------------
************ ANI 3UIB STM4 12.10.97 1 ********* *********** ***********
- -----------------
************ ANI 3UIB STM4 9.18.97 9 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 40
- -----------------
- -----------------
************ ANI 4U 4.9.97 1 ********* *********** ***********
- -----------------
************ ANI 4U 8.7.97 1 ********* *********** ***********
- -----------------
************ ANI 4U 12.15.97 1 ********* *********** ***********
</TABLE>
2 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------------------------------------------------------------------------------------------------------
0 0 3
- -----------------
- -----------------
************ BALUN 1.9.98 8 ********* *********** ***********
- -----------------
************ BALUN 2.27.98 1 ********* *********** ***********
- -----------------
************ BALUN 2.4.98 1 ********* *********** ***********
- -----------------
************ BALUN 3.12.98 2 ********* *********** ***********
- -----------------
************ BALUN 3.2.98 2 ********* *********** ***********
- -----------------
************ BALUN 3.4.98 8 ********* *********** ***********
- -----------------
************ BALUN 1.27.98 4 ********* *********** ***********
- -----------------
************ BALUN 12.1.97 2 ********* *********** ***********
- -----------------
************ BALUN 5.23.97 7 ********* *********** ***********
- -----------------
************ BALUN 9.19.97 1 ********* *********** ***********
- -----------------
************ BALUN 9.8.97 2 ********* *********** ***********
- -----------------
************ BALUN 10.3.97 1 ********* *********** ***********
- -----------------
************ BALUN 10.3.97 2 ********* *********** ***********
- -----------------
************ BALUN 12.1.97 341 ********* *********** ***********
- -----------------
************ BALUN 9.26.97 4 ********* *********** ***********
- -----------------
************ BALUN 11.14.97 24 ********* *********** ***********
- -----------------
************ BALUN 11.26.97 5 ********* *********** ***********
- -----------------
************ BALUN 12.1.97 4 ********* *********** ***********
- -----------------
************ BALUN 8.25.97 10 ********* *********** ***********
- -----------------
************ BALUN 9.15.97 3 ********* *********** ***********
- -----------------
************ BALUN 9.23.97 1 ********* *********** ***********
- -----------------
************ BALUN 12.16.97 1 ********* *********** ***********
- -----------------
************ BALUN 7.21.97 5 ********* *********** ***********
- -----------------
************ BALUN 7.25.97 1 ********* *********** ***********
- -----------------
************ BALUN 8.4.97 1 ********* *********** ***********
- -----------------
************ BALUN 9.16.97 1 ********* *********** ***********
- -----------------
************ BALUN 9.8.97 3 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 445
- -----------------
- -----------------
5 ************ BALUN, EXTENDED RANGE 2.11.98 5 ********* *********** ***********
- -----------------
10 ************ BALUN, EXTENDED RANGE 3.19.98 10 ********* *********** ***********
- -----------------
1 ************ BALUN, EXTENDED RANGE 10.24.97 3 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
16 0 18
- -----------------
- -----------------
************ COOLING UNIT 1.30.97 1 ********* *********** ***********
- -----------------
************ COOLING UNIT 2.5.97 1 ********* *********** ***********
- -----------------
1 ************ COOLING UNIT 5.29.96 2 ********* *********** ***********
- -----------------
************ COOLING UNIT 8.30.96 4 ********* *********** ***********
- -----------------
2 ************ COOLING UNIT 11.15.96 2 ********* *********** ***********
- -----------------
1 ************ COOLING UNIT 8.5.96 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
4 0 11
- -----------------
- -----------------
4 ************ COOLING UNIT MAINTENANCE FILTER 11.19.97 4 ********* *********** ***********
- -----------------
************ COOLING UNIT MAINTENANCE FILTER 3.19.97 10 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
4 0 14
- -----------------
- -----------------
************ DBP CARD 1.30.97 1 ********* *********** ***********
- -----------------
************ DBP CARD 4.12.96 1 ********* *********** ***********
- -----------------
************ DBP CARD 5.6.96 1 ********* *********** ***********
- -----------------
************ DBP CARD 9.27.96 2 ********* *********** ***********
</TABLE>
3 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------
************ DBP CARD 8.12.96 1 ********* *********** ***********
- -----------------
************ DBP CARD 9.17.96 1 ********* *********** ***********
- -----------------
1 ************ DBP CARD 6.3.97 1 ********* *********** ***********
- -----------------
1 ************ DBP CARD 9.22.97 1 ********* *********** ***********
- -----------------
1 ************ DBP CARD 3.20.97 1 ********* *********** ***********
- -----------------
4 ************ DBP CARD 3.4.97 4 ********* *********** ***********
- -----------------
1 ************ DBP CARD 12.5.97 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
8 0 15
- -----------------
- -----------------
4 ************ FLX CELL TEST CARD 10.9.96 20 ********* *********** ***********
- -----------------
************ FLX CELL TEST CARD 10.9.96 5 ********* *********** ***********
- -----------------
************ FLX CELL TEST CARD 11.4.96 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
4 0 26
- -----------------
- -----------------
************ FLX NODE 16 1.30.97 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 4.11.96 2 ********* *********** ***********
- -----------------
************ FLX NODE 16 4.16.96 2 ********* *********** ***********
- -----------------
************ FLX NODE 16 4.25.96 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 8.5.96 27 ********* *********** ***********
- -----------------
************ FLX NODE 16 9.19.96 16 ********* *********** ***********
- -----------------
************ FLX NODE 16 11.4.96 2 ********* *********** ***********
- -----------------
************ FLX NODE 16 8.12.96 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 8.5.96 23 ********* *********** ***********
- -----------------
************ FLX NODE 16 9.24.96 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 2.19.97 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 12.3.96 10 ********* *********** ***********
- -----------------
************ FLX NODE 16 12.3.96 10 ********* *********** ***********
- -----------------
************ FLX NODE 16 10.14.97 10 ********* *********** ***********
- -----------------
************ FLX NODE 16 11.14.96 27 ********* *********** ***********
- -----------------
************ FLX NODE 16 11.25.96 13 ********* *********** ***********
- -----------------
************ FLX NODE 16 7.14.97 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 12.6.96 14 ********* *********** ***********
- -----------------
************ FLX NODE 16 1.8.97 8 ********* *********** ***********
- -----------------
************ FLX NODE 16 11.14.96 9 ********* *********** ***********
- -----------------
************ FLX NODE 16 2.6.97 1 ********* *********** ***********
- -----------------
************ FLX NODE 16 2.6.97 6 ********* *********** ***********
- -----------------
************ FLX NODE 16 10.9.97 4 ********* *********** ***********
- -----------------
************ FLX NODE 16 9.22.97 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 191
- -----------------
- -----------------
1 ************ FLX NODE 16 TEST FIXTURE 10.7.97 1 ********* *********** ***********
- -----------------
2 ************ FLX NODE 16 TEST FIXTURE 10.3.96 2 ********* *********** ***********
- -----------------
7 ************ FLX NODE 16 TEST FIXTURE 10.7.96 7 ********* *********** ***********
- -----------------
3 ************ FLX NODE 16 TEST FIXTURE 1.13.97 3 ********* *********** ***********
- -----------------
4 ************ FLX NODE 16 TEST FIXTURE 11.4.96 4 ********* *********** ***********
- -----------------
1 ************ FLX NODE 16 TEST FIXTURE 2.13.97 1 ********* *********** ***********
- -----------------
1 ************ FLX NODE 16 TEST FIXTURE 3.5.97 1 ********* *********** ***********
- -----------------
8 ************ FLX NODE 16 TEST FIXTURE 1.14.98 8 ********* *********** ***********
- -----------------
7 ************ FLX NODE 16 TEST FIXTURE 1.15.98 7 ********* *********** ***********
- -----------------
9 ************ FLX NODE 16 TEST FIXTURE 1.16.98 9 ********* *********** ***********
- -----------------
10 ************ FLX NODE 16 TEST FIXTURE 1.9.98 10 ********* *********** ***********
- -----------------
2 ************ FLX NODE 16 TEST FIXTURE 10.7.97 2 ********* *********** ***********
- -----------------
</TABLE>
4 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1 ************ FLX NODE 16 TEST FIXTURE 9.22.97 1 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
56 0 56
- -----------------
- -----------------
2 ************ FLX NODE 32 1.15.98 2 ********* *********** ***********
- -----------------
2 ************ FLX NODE 32 1.8.97 2 ********* *********** ***********
- -----------------
2 ************ FLX NODE 32 1.8.97 2 ********* *********** ***********
- -----------------
2 ************ FLX NODE 32 12.11.96 2 ********* *********** ***********
- -----------------
2 ************ FLX NODE 32 12.11.96 2 ********* *********** ***********
- -----------------
38 6 ************ FLX NODE 32 1.17.97 90 ********* *********** ***********
- -----------------
************ FLX NODE 32 1.24.97 24 ********* *********** ***********
- -----------------
************ FLX NODE 32 10.14.97 20 ********* *********** ***********
- -----------------
************ FLX NODE 32 11.15.96 6 ********* *********** ***********
- -----------------
************ FLX NODE 32 7.24.97 80 ********* *********** ***********
- -----------------
************ FLX NODE 32 10.28.96 8 ********* *********** ***********
- -----------------
************ FLX NODE 32 12.3.96 6 ********* *********** ***********
- -----------------
************ FLX NODE 32 2.7.97 20 ********* *********** ***********
- -----------------
************ FLX NODE 32 1.24.97 12 ********* *********** ***********
- -----------------
************ FLX NODE 32 7.21.97 5 ********* *********** ***********
- -----------------------------------------------------------------------------------------------------------------
48 6 281
- -----------------
- -----------------
1 ************ FLX NODE 32 TEST FIXTURE 3.19.97 1 *********** ********* ***********
- -----------------
11 ************ FLX NODE 32 TEST FIXTURE 3.19.97 19 *********** ********* ***********
- -----------------
************ FLX NODE 32 TEST FIXTURE 4.22.97 4 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
12 0 24
- -----------------
- -----------------
************ FLX SHELF 4.11.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF 10.2.96 1 *********** ********* ***********
- -----------------
************ FLX SHELF 4.16.97 2 *********** ********* ***********
- -----------------
************ FLX SHELF 4.11.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 5.6.96 1 *********** ********* ***********
- -----------------
3 ************ FLX SHELF 10.8.96 3 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 7.14.97 1 *********** ********* ***********
- -----------------
5 ************ FLX SHELF 9.17.96 5 *********** ********* ***********
- -----------------
************ FLX SHELF 9.24.96 5 *********** ********* ***********
- -----------------
************ FLX SHELF 10.8.96 1 *********** ********* ***********
- -----------------
************ FLX SHELF 11.12.96 4 *********** ********* ***********
- -----------------
3 ************ FLX SHELF 4.4.97 3 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 8.12.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 8.5.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 10.9.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 9.22.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF 3.24.98 1 *********** ********* ***********
- -----------------
************ FLX SHELF 11.19.96 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
18 0 35
- -----------------
- -----------------
1 ************ FLX SHELF ALARM CABLE 1.30.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF ALARM CABLE 3.17.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF ALARM CABLE 4.11.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF ALARM CABLE 5.6.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF ALARM CABLE 7.14.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF ALARM CABLE 9.17.96 14 *********** ********* ***********
- -----------------
************ FLX SHELF ALARM CABLE 2.13.97 1 *********** ********* ***********
- -----------------
</TABLE>
5 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ FLX SHELF ALARM CABLE 10.9.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF ALARM CABLE 9.16.97 2 *********** ********* ***********
- -----------------
************ FLX SHELF ALARM CABLE 9.22.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF ALARM CABLE 2.14.97 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
6 0 26
- -----------------
- -----------------
1 ************ FLX SHELF POWER CABLE 1.30.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 3.6.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 4.30.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 5.6.96 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 7.14.97 1 *********** ********* ***********
- -----------------
14 ************ FLX SHELF POWER CABLE 9.17.96 14 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 10.8.96 1 *********** ********* ***********
- -----------------
4 ************ FLX SHELF POWER CABLE 11.19.96 4 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 2.13.97 1 *********** ********* ***********
- -----------------
1 ************ FLX SHELF POWER CABLE 10.9.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 11.24.97 12 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 8.27.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 9.16.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 9.22.97 1 *********** ********* ***********
- -----------------
************ FLX SHELF POWER CABLE 2.14.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
25 0 42
- -----------------
- -----------------
************ FUSE & ALARM PANEL 1.30.97 1 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 4.22.97 1 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 4.11.96 1 *********** ********* ***********
- -----------------
1 ************ FUSE & ALARM PANEL 5.6.96 1 *********** ********* ***********
- -----------------
1 ************ FUSE & ALARM PANEL 7.14.97 1 *********** ********* ***********
- -----------------
4 ************ FUSE & ALARM PANEL 8.30.96 4 *********** ********* ***********
- -----------------
6 ************ FUSE & ALARM PANEL 9.17.96 6 *********** ********* ***********
- -----------------
4 ************ FUSE & ALARM PANEL 11.14.96 4 *********** ********* ***********
- -----------------
1 ************ FUSE & ALARM PANEL 8.5.96 1 *********** ********* ***********
- -----------------
1 ************ FUSE & ALARM PANEL 1.2.98 1 *********** ********* ***********
- -----------------
1 ************ FUSE & ALARM PANEL 10.9.97 1 *********** ********* ***********
- -----------------
7 ************ FUSE & ALARM PANEL 11.24.97 8 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 12.17.97 1 *********** ********* ***********
- -----------------
2 ************ FUSE & ALARM PANEL 12.31.97 2 *********** ********* ***********
- -----------------
2 ************ FUSE & ALARM PANEL 4.22.97 2 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 5.23.97 6 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 6.5.97 1 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 7.18.97 1 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 8.27.97 2 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 9.22.97 1 *********** ********* ***********
- -----------------
************ FUSE & ALARM PANEL 4.22.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
30 0 47
- -----------------
- -----------------
11 ************ IFLX NODE 16 1.8.98 11 *********** ********* ***********
- -----------------
28 ************ IFLX NODE 16 12.16.97 28 *********** ********* ***********
- -----------------
25 ************ IFLX NODE 16 12.3.97 25 *********** ********* ***********
- -----------------
10 ************ IFLX NODE 16 1.15.98 10 *********** ********* ***********
- -----------------
44 ************ IFLX NODE 16 1.20.98 44 *********** ********* ***********
- -----------------
10 ************ IFLX NODE 16 1.21.98 10 *********** ********* ***********
</TABLE>
6 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------
8 7 ************ IFLX NODE 16 1.8.98 15 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
136 7 143
- -----------------
- -----------------
2 ************ IFLX PWR/ALARM STUB CABLE 1.15.98 2 *********** ********* ***********
- -----------------
3 ************ IFLX PWR/ALARM STUB CABLE 1.15.98 3 *********** ********* ***********
- -----------------
1 ************ IFLX PWR/ALARM STUB CABLE 1.20.98 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
6 0 6
- -----------------
- -----------------
3 ************ IFLX SHELF 1.26.98 3 *********** ********* ***********
- -----------------
- -----------------
************ INTEL PC--SDV ADAPTER CARD 5.23.97 7 *********** ********* ***********
- -----------------
************ INTEL PC--SDV ADAPTER CARD 9.26.97 4 *********** ********* ***********
- -----------------
************ INTEL PC--SDV ADAPTER CARD 9.26.97 2 *********** ********* ***********
- -----------------
************ INTEL PC--SDV ADAPTER CARD 3.28.97 3 *********** ********* ***********
- -----------------
************ INTEL PC--SDV ADAPTER CARD 7.21.97 3 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 19
- -----------------
- -----------------
************ LANFLX CARD 2.11.98 1 *********** ********* ***********
- -----------------
************ LANFLX CARD 2.17.98 1 *********** ********* ***********
- -----------------
************ LANFLX CARD 2.19.98 1 *********** ********* ***********
- -----------------
************ LANFLX CARD 2.9.98 1 *********** ********* ***********
- -----------------
************ LANFLX CARD 10.20.97 4 *********** ********* ***********
- -----------------
************ LANFLX CARD 10.22.97 1 *********** ********* ***********
- -----------------
************ LANFLX CARD 10.3.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 10
- -----------------
- -----------------
1 ************ NETFLX CARD 10.3.97 1 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 1.16.98 1 *********** ********* ***********
- -----------------
2 ************ NETFLX CARD 10.3.97 2 *********** ********* ***********
- -----------------
4 ************ NETFLX CARD 12.1.97 4 *********** ********* ***********
- -----------------
7 ************ NETFLX CARD 12.19.97 7 *********** ********* ***********
- -----------------
2 ************ NETFLX CARD 12.2.97 2 *********** ********* ***********
- -----------------
2 ************ NETFLX CARD 12.23.97 2 *********** ********* ***********
- -----------------
12 ************ NETFLX CARD 2.11.98 12 *********** ********* ***********
- -----------------
50 ************ NETFLX CARD 10.27.97 50 *********** ********* ***********
- -----------------
19 ************ NETFLX CARD 10.28.97 19 *********** ********* ***********
- -----------------
5 ************ NETFLX CARD 11.1.97 5 *********** ********* ***********
- -----------------
7 ************ NETFLX CARD 11.13.97 7 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 9.16.97 1 *********** ********* ***********
- -----------------
23 ************ NETFLX CARD 12.11.97 23 *********** ********* ***********
- -----------------
59 ************ NETFLX CARD 12.11.97 63 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.15.97 20 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.17.97 40 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.19.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.23.97 2 *********** ********* ***********
- -----------------
************ NETFLX CARD 1.22.98 2 *********** ********* ***********
- -----------------
************ NETFLX CARD 1.8.98 4 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.17.97 12 *********** ********* ***********
- -----------------
************ NETFLX CARD 2.11.98 27 *********** ********* ***********
- -----------------
************ NETFLX CARD 2.24.98 53 *********** ********* ***********
- -----------------
************ NETFLX CARD 2.25.98 2 *********** ********* ***********
- -----------------
************ NETFLX CARD 11.10.97 17 *********** ********* ***********
- -----------------
</TABLE>
7 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ NETFLX CARD 11.11.97 55 *********** ********* ***********
- -----------------
************ NETFLX CARD 11.12.97 22 *********** ********* ***********
- -----------------
************ NETFLX CARD 11.13.97 25 *********** ********* ***********
- -----------------
************ NETFLX CARD 1.2.98 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.23.97 3 *********** ********* ***********
- -----------------
************ NETFLX CARD 10.23.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
195 0 486
- -----------------
- -----------------
************ NETFLX CARD 1.2.98 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.17.97 4 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.19.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.23.97 2 *********** ********* ***********
- -----------------
************ NETFLX CARD 2.4.98 1 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 3.12.98 2 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 12.17.97 1 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 12.17.97 1 *********** ********* ***********
- -----------------
3 ************ NETFLX CARD 5.27.97 3 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 8.13.97 1 *********** ********* ***********
- -----------------
1 ************ NETFLX CARD 9.19.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 7.23.97 10 *********** ********* ***********
- -----------------
************ NETFLX CARD 12.16.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 7.25.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 8.4.97 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 2.27.98 1 *********** ********* ***********
- -----------------
************ NETFLX CARD 3.2.98 2 *********** ********* ***********
- -----------------
************ NETFLX CARD 3.4.98 8 *********** ********* ***********
- -----------------
************ NETFLX CARD 1.12.98 4 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 8 46
- -----------------
- -----------------
************ NIM-ER 7.24.97 1 *********** ********* ***********
- -----------------
************ NIM-ER 7.30.97 1 *********** ********* ***********
- -----------------
************ NIM-ER 8.12.97 1 *********** ********* ***********
- -----------------
************ NIM-ER 8.14.97 4 *********** ********* ***********
- -----------------
************ NIM-ER 8.7.97 2 *********** ********* ***********
- -----------------
************ NIM-ER 1.27.98 1 *********** ********* ***********
- -----------------
************ NIM-ER 1.30.98 2 *********** ********* ***********
- -----------------
************ NIM-ER 11.13.97 1 *********** ********* ***********
- -----------------
************ NIM-ER 11.18.97 2 *********** ********* ***********
- -----------------
************ NIM-ER 11.19.97 1 *********** ********* ***********
- -----------------
************ NIM-ER 2.3.98 2 *********** ********* ***********
- -----------------
************ NIM-ER 2.20.98 1 *********** ********* ***********
- -----------------
************ NIM-ER 3.3.98 1 *********** ********* ***********
- -----------------
************ NIM-ER 3.5.98 1 *********** ********* ***********
- -----------------
************ NIM-ER 3.6.98 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 22
- -----------------
- -----------------
************ NITWIT CARD 1.9.98 4 *********** ********* ***********
- -----------------
************ NITWIT CARD 10.1.97 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 10.3.97 3 *********** ********* ***********
- -----------------
************ NITWIT CARD 12.10.97 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 12.12.97 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 12.30.97 2 *********** ********* ***********
- -----------------
</TABLE>
8 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ NITWIT CARD 12.5.97 2 *********** ********* ***********
- -----------------
************ NITWIT CARD 2.20.98 8 *********** ********* ***********
- -----------------
************ NITWIT CARD 2.25.98 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 2.25.98 4 *********** ********* ***********
- -----------------
************ NITWIT CARD 3.18.98 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 3.3.98 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 9.25.97 1 *********** ********* ***********
- -----------------
************ NITWIT CARD 3.18.98 5 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 35
- -----------------
- -----------------
************ NPM MODULE 11.19.97 2 *********** ********* ***********
- -----------------
************ NPM MODULE 10.10.97 2 *********** ********* ***********
- -----------------
************ NPM MODULE 10.2.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 10.30.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 11.17.97 2 *********** ********* ***********
- -----------------
************ NPM MODULE 11.3.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 11.5.97 3 *********** ********* ***********
- -----------------
************ NPM MODULE 9.30.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 12.10.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 12.11.97 1 *********** ********* ***********
- -----------------
************ NPM MODULE 12.15.97 4 *********** ********* ***********
- -----------------
************ NPM MODULE 12.17.97 2 *********** ********* ***********
- -----------------
************ NPM MODULE 12.22.97 6 *********** ********* ***********
- -----------------
************ NPM MODULE 2.3.98 40 *********** ********* ***********
- -----------------
************ NPM MODULE 2.5.98 10 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 77
- -----------------
- -----------------
************ NPS SHELF 11.20.97 2 *********** ********* ***********
- -----------------
************ NPS SHELF 12.5.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 3
- -----------------
- -----------------
************ OCC 16 3.26.97 1 *********** ********* ***********
- -----------------
************ OCC 16 4.30.97 1 *********** ********* ***********
- -----------------
************ OCC 16 1.21.97 2 *********** ********* ***********
- -----------------
************ OCC 16 7.14.97 1 *********** ********* ***********
- -----------------
************ OCC 16 11.13.96 1 *********** ********* ***********
- -----------------
************ OCC 16 9.22.97 1 *********** ********* ***********
- -----------------
************ OCC 16 9.12.97 1 *********** ********* ***********
- -----------------
************ OCC 16 9.12.97 2 *********** ********* ***********
- -----------------
************ OCC 16 9.17.97 1 *********** ********* ***********
- -----------------
************ OCC 16 6.20.97 1 *********** ********* ***********
- -----------------
************ OCC 16 10.21.97 2 *********** ********* ***********
- -----------------
************ OCC 16 9.26.97 2 *********** ********* ***********
- -----------------
************ OCC 16 12.4.97 6 *********** ********* ***********
- -----------------
************ OCC 16 11.24.97 2 *********** ********* ***********
- -----------------
************ OCC 16 12.5.97 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 26
- -----------------
- -----------------
19 ************ OCC 16 OCTAL TU-12 1.26.98 19 *********** ********* ***********
- -----------------
12 ************ OCC 16 OCTAL TU-12 1.27.98 12 *********** ********* ***********
- -----------------
5 ************ OCC 16 OCTAL TU-12 1.30.98 5 *********** ********* ***********
- -----------------
4 ************ OCC 16 OCTAL TU-12 2.13.98 4 *********** ********* ***********
- -----------------
</TABLE>
9 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1 ************ OCC 16 OCTAL TU-12 2.16.98 1 *********** ********* ***********
- -----------------
23 ************ OCC 16 OCTAL TU-12 2.2.98 23 *********** ********* ***********
- -----------------
5 ************ OCC 16 OCTAL TU-12 2.3.98 5 *********** ********* ***********
- -----------------
8 ************ OCC 16 OCTAL TU-12 2.4.98 8 *********** ********* ***********
- -----------------
10 ************ OCC 16 OCTAL TU-12 2.5.98 10 *********** ********* ***********
- -----------------
5 ************ OCC 16 OCTAL TU-12 2.9.98 5 *********** ********* ***********
- -----------------
7 ************ OCC 16 OCTAL TU-12 1.26.98 7 *********** ********* ***********
- -----------------
2 ************ OCC 16 OCTAL TU-12 2.25.98 2 *********** ********* ***********
- -----------------
32 ************ OCC 16 OCTAL TU-12 2.3.98 32 *********** ********* ***********
- -----------------
8 ************ OCC 16 OCTAL TU-12 2.5.98 8 *********** ********* ***********
- -----------------
10 ************ OCC 16 OCTAL TU-12 2.6.98 10 *********** ********* ***********
- -----------------
6 ************ OCC 16 OCTAL TU-12 2.9.98 6 *********** ********* ***********
- -----------------
13 ************ OCC 16 OCTAL TU-12 1.14.98 13 *********** ********* ***********
- -----------------
29 ************ OCC 16 OCTAL TU-12 1.15.98 29 *********** ********* ***********
- -----------------
8 ************ OCC 16 OCTAL TU-12 1.16.98 8 *********** ********* ***********
- -----------------
2 ************ OCC 16 OCTAL TU-12 7.18.97 2 *********** ********* ***********
- -----------------
2 ************ OCC 16 OCTAL TU-12 7.9.97 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
211 0 211
- -----------------
- -----------------
************ OCC 32 6.2.97 2 *********** ********* ***********
- -----------------
************ OCC 32 10.2.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 3
- -----------------
- -----------------
2 ************ OCC 32 OCTAL TU-12 1.27.98 2 *********** ********* ***********
- -----------------
4 ************ OCC 32 OCTAL TU-12 1.30.98 4 *********** ********* ***********
- -----------------
10 ************ OCC 32 OCTAL TU-12 2.4.98 10 *********** ********* ***********
- -----------------
5 ************ OCC 32 OCTAL TU-12 2.5.98 5 *********** ********* ***********
- -----------------
1 ************ OCC 32 OCTAL TU-12 2.6.98 1 *********** ********* ***********
- -----------------
4 ************ OCC 32 OCTAL TU-12 1.21.98 4 *********** ********* ***********
- -----------------
10 ************ OCC 32 OCTAL TU-12 1.26.98 10 *********** ********* ***********
- -----------------
2 ************ OCC 32 OCTAL TU-12 3.10.98 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
38 0 38
- -----------------
- -----------------
************ OCC ATM BYPASS 4.19.96 2 *********** ********* ***********
- -----------------
************ OCC ATM BYPASS 5.7.96 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 4
- -----------------
- -----------------
************ OCC POWER CABLE (LAB ONLY) 1.30.97 1 *********** ********* ***********
- -----------------
- -----------------
************ OCC POWER STUB CABLE 2.18.98 2 *********** ********* ***********
- -----------------
- -----------------
************ OLU PIGTAIL 11.19.97 2 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 3.12.98 6 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 3.17.98 3 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 3.23.98 1 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 9.22.97 1 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 1.28.97 1 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 3.12.98 1 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 11.20.97 8 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 11.26.97 7 *********** ********* ***********
- -----------------
11 ************ OLU PIGTAIL 11.26.97 13 *********** ********* ***********
- -----------------
************ OLU PIGTAIL 12.15.97 2 *********** ********* ***********
- -----------------
</TABLE>
10 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ OLU PIGTAIL 3.17.98 4 *********** ********* ***********
- -----------------
6 ************ OLU PIGTAIL 3.23.98 6 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 3.5.98 2 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 8.14.97 2 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 9.11.97 2 *********** ********* ***********
- -----------------
1 ************ OLU PIGTAIL 1.30.97 1 *********** ********* ***********
- -----------------
1 ************ OLU PIGTAIL 4.16.97 1 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 4.12.96 2 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 5.6.96 2 *********** ********* ***********
- -----------------
8 ************ OLU PIGTAIL 11.22.96 8 *********** ********* ***********
- -----------------
32 ************ OLU PIGTAIL 12.4.96 32 *********** ********* ***********
- -----------------
1 ************ OLU PIGTAIL 7.24.97 1 *********** ********* ***********
- -----------------
19 2 ************ OLU PIGTAIL 9.27.96 31 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 11.13.96 2 *********** ********* ***********
- -----------------
1 ************ OLU PIGTAIL 11.26.96 1 *********** ********* ***********
- -----------------
24 ************ OLU PIGTAIL 12.4.96 24 *********** ********* ***********
- -----------------
1 ************ OLU PIGTAIL 8.12.96 1 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 3.12.98 2 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 11.13.96 2 *********** ********* ***********
- -----------------
2 ************ OLU PIGTAIL 8.6.97 2 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
89 36 173
- -----------------
- -----------------
4 ************ PEDESTAL DIPLEXER 5.22.97 8 *********** ********* ***********
- -----------------
- -----------------
************ SCP CARD 10.3.96 4 *********** ********* ***********
- -----------------
************ SCP CARD 1.30.97 1 *********** ********* ***********
- -----------------
************ SCP CARD 3.6.97 1 *********** ********* ***********
- -----------------
************ SCP CARD 4.12.96 1 *********** ********* ***********
- -----------------
************ SCP CARD 5.6.96 1 *********** ********* ***********
- -----------------
2 ************ SCP CARD 1.14.97 21 *********** ********* ***********
- -----------------
21 ************ SCP CARD 12.20.96 21 *********** ********* ***********
- -----------------
11 ************ SCP CARD 12.20.96 11 *********** ********* ***********
- -----------------
2 ************ SCP CARD 1.8.97 2 *********** ********* ***********
- -----------------
2 ************ SCP CARD 10.8.96 2 *********** ********* ***********
- -----------------
2 ************ SCP CARD 11.13.96 2 *********** ********* ***********
- -----------------
1 ************ SCP CARD 8.12.96 1 *********** ********* ***********
- -----------------
1 ************ SCP CARD 9.22.97 1 *********** ********* ***********
- -----------------
2 ************ SCP CARD 12.20.96 2 *********** ********* ***********
- -----------------
4 ************ SCP CARD 3.4.97 4 *********** ********* ***********
- -----------------
1 ************ SCP CARD 6.23.97 1 *********** ********* ***********
- -----------------
3 ************ SCP CARD 10.2.97 3 *********** ********* ***********
- -----------------
5 ************ SCP CARD 11.4.97 5 *********** ********* ***********
- -----------------
1 ************ SCP CARD 9.15.97 1 *********** ********* ***********
- -----------------
1 ************ SCP CARD 12.15.97 1 *********** ********* ***********
- -----------------
3 ************ SCP CARD 12.17.97 3 *********** ********* ***********
- -----------------
1 ************ SCP CARD 12.2.97 1 *********** ********* ***********
- -----------------
3 ************ SCP CARD 12.4.97 23 *********** ********* ***********
- -----------------
************ SCP CARD 11.24.97 3 *********** ********* ***********
- -----------------
************ SCP CARD 11.5.97 1 *********** ********* ***********
- -----------------
************ SCP CARD 12.10.97 1 *********** ********* ***********
- -----------------
************ SCP CARD 12.15.97 2 *********** ********* ***********
- -----------------
2 ************ SCP CARD 12.30.97 2 *********** ********* ***********
</TABLE>
11 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
- -----------------------------------------------------------------------------------------------------------------
65 3 122
- -----------------
- -----------------
************ SCP-EXPANDED MEMORY CARD 7.24.97 40 *********** ********* ***********
- -----------------
- -----------------
************ STARFLX CARD 9.9.97 2 *********** ********* ***********
- -----------------
************ STARFLX CARD 7.8.97 2 *********** ********* ***********
- -----------------
************ STARFLX CARD 9.9.97 3 *********** ********* ***********
- -----------------
************ STARFLX CARD 2.10.98 2 *********** ********* ***********
- -----------------
************ STARFLX CARD 2.20.98 3 *********** ********* ***********
- -----------------
************ STARFLX CARD 3.20.98 9 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 21
- -----------------
- -----------------
2 ************ STE SHELF 10.28.96 11 *********** ********* ***********
- -----------------
************ STE SHELF 9.24.96 9 *********** ********* ***********
- -----------------
************ STE SHELF 9.24.96 5 *********** ********* ***********
- -----------------
************ STE SHELF 1.14.97 4 *********** ********* ***********
- -----------------
************ STE SHELF 12.19.97 4 *********** ********* ***********
- -----------------
************ STE SHELF 9.22.97 1 *********** ********* ***********
- -----------------
************ STE SHELF 1.13.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
2 0 35
- -----------------
- -----------------
4 ************ STEI 1 CHANNEL 1.15.97 4 *********** ********* ***********
- -----------------
7 ************ STEI 1 CHANNEL 1.28.97 7 *********** ********* ***********
- -----------------
5 ************ STEI 1 CHANNEL 10.28.96 10 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 11.26.96 1 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 11.4.96 18 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 11.7.96 38 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 2.4.97 4 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 4.18.97 5 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 4.30.97 2 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 5.22.97 3 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 10.28.96 25 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 11.11.96 10 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 4.18.97 5 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 6.24.97 2 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 6.4.97 3 *********** ********* ***********
- -----------------
************ STEI 1 CHANNEL 9.22.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
16 0 138
- -----------------
- -----------------
19 ************ TDIC CARD 1.19.98 19 *********** ********* ***********
- -----------------
11 ************ TDIC CARD 1.21.98 11 *********** ********* ***********
- -----------------
9 ************ TDIC CARD 1.27.98 9 *********** ********* ***********
- -----------------
21 ************ TDIC CARD 1.28.98 21 *********** ********* ***********
- -----------------
4 ************ TDIC CARD 1.29.98 4 *********** ********* ***********
- -----------------
34 ************ TDIC CARD 1.30.98 34 *********** ********* ***********
- -----------------
4 ************ TDIC CARD 2.2.98 4 *********** ********* ***********
- -----------------
16 ************ TDIC CARD 2.5.98 16 *********** ********* ***********
- -----------------
4 ************ TDIC CARD 2.6.98 4 *********** ********* ***********
- -----------------
3 ************ TDIC CARD 1.22.98 3 *********** ********* ***********
- -----------------
8 ************ TDIC CARD 1.23.98 8 *********** ********* ***********
- -----------------
4 ************ TDIC CARD 1.27.98 4 *********** ********* ***********
- -----------------
55 ************ TDIC CARD 1.29.98 55 *********** ********* ***********
- -----------------
</TABLE>
12 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
9 ************ TDIC CARD 1.30.98 9 *********** ********* ***********
- -----------------
32 ************ TDIC CARD 1.14.98 32 *********** ********* ***********
- -----------------
19 ************ TDIC CARD 1.19.98 19 *********** ********* ***********
- -----------------
2 ************ TDIC CARD 1.7.98 2 *********** ********* ***********
- -----------------
7 ************ TDIC CARD 11.21.97 7 *********** ********* ***********
- -----------------
4 ************ TDIC CARD 9.12.97 4 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
265 0 265
- -----------------
- -----------------
5 ************ TDIC-OCC INTERFACE CABLE 1.22.98 5 *********** ********* ***********
- -----------------
59 ************ TDIC-OCC INTERFACE CABLE 1.29.98 59 *********** ********* ***********
- -----------------
31 ************ TDIC-OCC INTERFACE CABLE 1.30.98 31 *********** ********* ***********
- -----------------
33 ************ TDIC-OCC INTERFACE CABLE 2.5.98 33 *********** ********* ***********
- -----------------
59 ************ TDIC-OCC INTERFACE CABLE 1.28.98 59 *********** ********* ***********
- -----------------
5 ************ TDIC-OCC INTERFACE CABLE 1.29.98 5 *********** ********* ***********
- -----------------
15 ************ TDIC-OCC INTERFACE CABLE 12.16.97 15 *********** ********* ***********
- -----------------
2 ************ TDIC-OCC INTERFACE CABLE 2.5.98 2 *********** ********* ***********
- -----------------
16 ************ TDIC-OCC INTERFACE CABLE 11.26.97 16 *********** ********* ***********
- -----------------
36 12 ************ TDIC-OCC INTERFACE CABLE 12.16.97 48 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
261 12 273
- -----------------
- -----------------
20 ************ TERMINAL/AERIAL BALUN 1.15.98 20 *********** ********* ***********
- -----------------
4 ************ TERMINAL/AERIAL BALUN 10.31.97 79 *********** ********* ***********
- -----------------
************ TERMINAL/AERIAL BALUN 11.10.97 25 *********** ********* ***********
- -----------------
************ TERMINAL/AERIAL BALUN 11.24.97 64 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
24 0 188
- -----------------
- -----------------
1 ************ TNIC CARD 11.17.97 1 *********** ********* ***********
- -----------------
1 ************ TNIC CARD 11.26.97 1 *********** ********* ***********
- -----------------
1 ************ TNIC CARD 11.5.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
3 0 3
- -----------------
- -----------------
2 ************ TSP AU4 1STM1 2.25.98 2 *********** ********* ***********
- -----------------
5 ************ TSP AU4 1STM1 11.2.97 5 *********** ********* ***********
- -----------------
1 ************ TSP AU4 1STM1 12.31.97 1 *********** ********* ***********
- -----------------
32 ************ TSP AU4 1STM1 12.5.97 32 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
40 0 40
- -----------------
- -----------------
************ TSP CARD 2.3.97 1 *********** ********* ***********
- -----------------
************ TSP CARD 5.6.96 4 *********** ********* ***********
- -----------------
************ TSP CARD 9.27.96 9 *********** ********* ***********
- -----------------
************ TSP CARD 12.13.96 1 *********** ********* ***********
- -----------------
************ TSP CARD 10.8.96 1 *********** ********* ***********
- -----------------
************ TSP CARD 8.12.96 1 *********** ********* ***********
- -----------------
************ TSP CARD 1.14.97 3 *********** ********* ***********
- -----------------
************ TSP CARD 10.2.96 2 *********** ********* ***********
- -----------------
************ TSP CARD 4.16.97 1 *********** ********* ***********
- -----------------
************ TSP CARD 7.24.97 1 *********** ********* ***********
- -----------------
************ TSP CARD 4.16.97 4 *********** ********* ***********
- -----------------
************ TSP CARD 9.22.97 2 *********** ********* ***********
- -----------------
************ TSP CARD 1.2.98 7 *********** ********* ***********
- -----------------
************ TSP CARD 11.3.97 2 *********** ********* ***********
- -----------------
************ TSP CARD 11.5.97 2 *********** ********* ***********
- -----------------
</TABLE>
13 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ TSP CARD 11.6.97 3 *********** ********* ***********
- -----------------
************ TSP CARD 12.22.97 9 *********** ********* ***********
- -----------------
6 ************ TSP CARD 12.4.97 6 *********** ********* ***********
- -----------------
1 ************ TSP CARD 12.5.97 3 *********** ********* ***********
- -----------------
************ TSP CARD 2.17.98 1 *********** ********* ***********
- -----------------
************ TSP CARD 12.12.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
7 0 64
- -----------------
- -----------------
1 ************ TSP CARD (DUAL PORT) 7.24.97 1 *********** ********* ***********
- -----------------
1 ************ TSP CARD (DUAL PORT) 12.8.97 1 *********** ********* ***********
- -----------------
1 ************ TSP CARD (DUAL PORT) 8.29.97 1 *********** ********* ***********
- -----------------
2 ************ TSP CARD (DUAL PORT) 9.4.97 2 *********** ********* ***********
- -----------------
************ TSP CARD (DUAL PORT) 2.3.98 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
5 0 6
- -----------------
- -----------------
************ VFC FILLER CARD 3.17.97 2 *********** ********* ***********
- -----------------
************ VFC FILLER CARD 4.11.96 2 *********** ********* ***********
- -----------------
************ VFC FILLER CARD 5.6.96 2 *********** ********* ***********
- -----------------
************ VFC FILLER CARD 7.14.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 7
- -----------------
- -----------------
2 ************ VTR4 CARD 1.30.97 2 *********** ********* ***********
- -----------------
2 ************ VTR4 CARD 9.12.97 2 *********** ********* ***********
- -----------------
4 ************ VTR4 CARD 5.7.96 4 *********** ********* ***********
- -----------------
8 ************ VTR4 CARD 4.22.97 12 *********** ********* ***********
- -----------------
************ VTR4 CARD 9.18.97 2 *********** ********* ***********
- -----------------
************ VTR4 CARD 12.5.96 19 *********** ********* ***********
- -----------------
************ VTR4 CARD 3.27.97 2 *********** ********* ***********
- -----------------
************ VTR4 CARD 8.21.96 1 *********** ********* ***********
- -----------------
************ VTR4 CARD 9.24.96 1 *********** ********* ***********
- -----------------
************ VTR4 CARD 6.23.97 2 *********** ********* ***********
- -----------------
************ VTR4 CARD 1.24.97 4 *********** ********* ***********
- -----------------
************ VTR4 CARD 1.21.98 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
16 0 52
- -----------------
- -----------------
103 ************ VTR8 CARD 8.4.97 103 *********** ********* ***********
- -----------------
32 ************ VTR8 CARD 8.4.97 32 *********** ********* ***********
- -----------------
1 ************ VTR8 CARD 9.22.97 1 *********** ********* ***********
- -----------------
2 ************ VTR8 CARD 9.12.97 2 *********** ********* ***********
- -----------------
1 ************ VTR8 CARD 11.7.97 1 *********** ********* ***********
- -----------------
13 1 ************ VTR8 CARD 8.15.97 14 *********** ********* ***********
- -----------------
5 ************ VTR8 CARD 8.20.97 16 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.21.97 2 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.22.97 71 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.26.97 17 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.27.97 18 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.4.97 136 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.6.97 17 *********** ********* ***********
- -----------------
6 ************ VTR8 CARD 8.7.97 33 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.8.97 8 *********** ********* ***********
- -----------------
************ VTR8 CARD 9.12.97 18 *********** ********* ***********
- -----------------
************ VTR8 CARD 9.4.97 7 *********** ********* ***********
- -----------------
</TABLE>
14 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ VTR8 CARD 9.5.97 1 *********** ********* ***********
- -----------------
************ VTR8 CARD 1.21.98 9 *********** ********* ***********
- -----------------
************ VTR8 CARD 1.22.98 23 *********** ********* ***********
- -----------------
************ VTR8 CARD 1.22.98 3 *********** ********* ***********
- -----------------
************ VTR8 CARD 12.12.97 21 *********** ********* ***********
- -----------------
************ VTR8 CARD 12.15.97 16 *********** ********* ***********
- -----------------
************ VTR8 CARD 12.22.97 13 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.21.97 46 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.4.97 91 *********** ********* ***********
- -----------------
************ VTR8 CARD 8.4.97 37 *********** ********* ***********
- -----------------
************ VTR8 CARD 9.12.97 4 *********** ********* ***********
- -----------------
************ VTR8 CARD 10.15.97 2 *********** ********* ***********
- -----------------
************ VTR8 CARD 10.23.97 6 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
158 6 768
- -----------------
- -----------------
8 ************ VTR8 EXTENDED RANGE 10.20.97 8 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 8.21.97 1 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 8.29.97 1 *********** ********* ***********
- -----------------
2 ************ VTR8 EXTENDED RANGE 9.11.97 2 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 2.26.98 1 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 3.11.98 1 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 3.13.98 1 *********** ********* ***********
- -----------------
1 ************ VTR8 EXTENDED RANGE 3.4.98 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
16 0 16
- -----------------
- -----------------
************ VTRI ADAPTER CABLE 1.30.97 2 *********** ********* ***********
- -----------------
************ VTRI ADAPTER CABLE 2.3.98 1 *********** ********* ***********
- -----------------
************ VTRI ADAPTER CABLE 11.4.96 2 *********** ********* ***********
- -----------------
************ VTRI ADAPTER CABLE 2.12.97 1 *********** ********* ***********
- -----------------
************ VTRI ADAPTER CABLE 12.9.96 10 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 16
- -----------------
- -----------------
************ WALL PLUG IN TRANSFORMER 12.17.97 4 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.19.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.23.97 2 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 2.27.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 2.4.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 3.2.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 3.4.98 7 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.1.97 2 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 9.19.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 10.3.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 10.3.97 2 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 10.20.97 4 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 10.22.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 10.3.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.23.97 2 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 9.15.97 3 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 9.23.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.16.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 7.25.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 8.4.97 1 *********** ********* ***********
- -----------------
</TABLE>
15 of 16
<PAGE>
FLX-2500 EQUIPMENT
<TABLE>
<CAPTION>
Product Ship Qty Std Ext
FSAN Comp-FSAN Number Date Ship Cost Cost FSAN
- -----------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
************ WALL PLUG IN TRANSFORMER 9.16.97 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 1.2.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 3.12.98 2 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 3.2.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 3.4.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 1.2.98 1 *********** ********* ***********
- -----------------
************ WALL PLUG IN TRANSFORMER 12.23.97 1 *********** ********* ***********
- -----------------------------------------------------------------------------------------------------------------
0 0 46 ***********
- -----------------
- -----------------
FSAN *********
- -----------------------------------------------------------------------------------------------------------------
</TABLE>
16 of 16
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
4987 ********** ENG S 000-1119 2/25/94 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
5465 ********** ENG S 000-1119 10/20/94 ********** 03/01/98 ********* B 55 Seats Shared
- ------------------------------------------------------------------------------------------------------------------------------------
6587 ********** ENG S 000-1119 7/31/96 ATRIA ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
8003 ********** 305 S 000-1119 7/6/97 COSMIC ********** 03/01/98 ********* B Compiler
- ------------------------------------------------------------------------------------------------------------------------------------
7617 ********** 306 S 000-1119 1/27/97 O'CONNER ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6585 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6647 ********** BASW S 000-1130 7/23/96 STRATEGIC ********** 03/01/98 ********* B Framemaker
- ------------------------------------------------------------------------------------------------------------------------------------
5236 ********** ENG S 000-1119 6/22/94 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
7873 ********** 369 S 000-1120 4/28/97 INTEGRATED ********** 03/01/98 ********* B Expresso Project,
Nolonger needed
- ------------------------------------------------------------------------------------------------------------------------------------
8066 ********** 305 S 000-1119 4/28/97 ISI ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
3145 ********** ENG S 000-1122E 7/1/93 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6061 ********** ENG S 000-1119 6/27/95 ********** 03/01/98 ********* B Purify
- ------------------------------------------------------------------------------------------------------------------------------------
4789 ********** ENG S 000-1119 1/5/94 ********** 03/01/98 ********* B Rose
- ------------------------------------------------------------------------------------------------------------------------------------
7720 ********** 305 S 000-1119 3/21/97 RAT'L ********** 03/01/98 ********* B Rational Rose
- ------------------------------------------------------------------------------------------------------------------------------------
7891 ********** 305 S 000-1119 5/1/97 RATIONAL ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
7929 ********** 305 S 000-1119 5/23/97 RATIONAL ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
7675 ********** 305 S 000-1119 2/17/97 RATIONAL S ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
5134 ********** ENG S 000-1119 5/3/94 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6581 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6065 ********** ENG S 000-1119 7/12/95 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
3406 ********** ENG S 000-1119 5/1/93 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
7615 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
5147 ********** ENG S 000-1119 4/29/94 ********** 03/01/98 ********* B
- ------------------------------------------------------------------------------------------------------------------------------------
6649 ********** BASW S 000-1130 7/23/96 PARCPLACE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5232 ********** ENG S 000-1119 7/12/94 ********** 03/01/98 ********* C Jaguar Disk
- ------------------------------------------------------------------------------------------------------------------------------------
4989 ********** ENG S 000-1119 2/15/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5697 ********** ENG S 000-1119 1/3/95 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5435 ********** ENG S 000-1119 10/7/94 ********** 03/01/98 ********* C HDT SW Anal/Design Tool
- ------------------------------------------------------------------------------------------------------------------------------------
5502 ********** ENG S 000-1119 11/4/94 ********** 03/01/98 ********* C HDT SW Analysis/Design
Tool
- ------------------------------------------------------------------------------------------------------------------------------------
7430 ********** ENG S 000-1119 11/11/96 GATX6 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
4986 ********** ENG S 000-1119 1/28/94 ********** 03/01/98 ********* C HDT Software
- ------------------------------------------------------------------------------------------------------------------------------------
7612 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
1 of 6
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
7610 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5823 ********** ENG S 000-1119 3/1/95 ********** 03/01/98 ********* C HDT Platform Design
- ------------------------------------------------------------------------------------------------------------------------------------
6469 ********** ENG S 000-1119 4/10/96 SYNOPSYS ********** 03/01/98 ********* C ASIC Tool, Bridge
doesn't need in 98'
- ------------------------------------------------------------------------------------------------------------------------------------
6518 ********** BASW S 000-1124 5/31/96 KNOWLEDGE ********** 03/01/98 ********* C VAM Software
- ------------------------------------------------------------------------------------------------------------------------------------
7848 ********** 305 S 000-1119 4/7/97 GEMSTONE ********** 03/01/98 ********* C VAM Software
- ------------------------------------------------------------------------------------------------------------------------------------
5432 ********** ENG S 000-1119 10/3/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6346 ********** ENG S 000-1119 1/5/96 ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
4792 ********** ENG S 000-1119 2/5/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5982 ********** ENG S 000-1119 3/31/95 ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
6320 ********** ENG S 000-1119 1/25/96 ********** 03/01/98 ********* C VAM SW
- ------------------------------------------------------------------------------------------------------------------------------------
5692 ********** ENG S 000-1119 11/17/94 ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
5730 ********** ENG S 000-1119 1/5/95 ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
6583 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
3375 ********** ENG S 000-1119 4/5/93 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
7048 ********** ENG S 000-1119 10/18/96 PERFORMANC ********** 03/01/98 ********* C 1100 Test Tool
- ------------------------------------------------------------------------------------------------------------------------------------
4787 ********** ENG S 000-1119 1/15/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
3730 ********** ENG S 000-1119 7/19/93 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
8065 ********** 305 S 000-1119 4/28/97 ISI ********** 03/01/98 ********* C HDT SW Dev Tools
- ------------------------------------------------------------------------------------------------------------------------------------
6519 ********** BASW S 000-1130 6/7/96 RATIONAL ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
6082 ********** ENG S 000-1119 7/1/95 ********** 03/01/98 ********* C vam
- ------------------------------------------------------------------------------------------------------------------------------------
4460 ********** ENG S 000-1119 9/24/93 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5053 ********** ENG S 000-1119 4/12/94 ********** 03/01/98 ********* C VAM SW
- ------------------------------------------------------------------------------------------------------------------------------------
4650 ********** ENG S 000-1119 12/8/93 PARKPLACE ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
6064 ********** ENG S 000-1119 7/7/95 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
7984 ********** 365 S 000-1119 7/7/97 ATML ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
7618 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5987 ********** ENG S 000-1119 3/13/95 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6646 ********** BASW S 000-1130 7/17/96 GEMSTONE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6520 ********** BASW S 000-1130 6/7/96 RATIONAL S ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
5255 ********** ENG S 000-1119 6/8/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6645 ********** BASW S 000-1130 7/17/96 GEMSTONE ********** 03/01/98 ********* C VAM SW
- ------------------------------------------------------------------------------------------------------------------------------------
6586 ********** ENG S 000-1119 7/17/96 GEMSTONE ********** 03/01/98 ********* C Gemstone for VAM
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
2 of 6
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
6644 ********** BASW S 000-1130 7/17/96 GEMSTONE ********** 03/01/98 ********* C VAM
- ------------------------------------------------------------------------------------------------------------------------------------
5383 ********** ENG S 000-1119 8/4/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6460 ********** ENG S 000-1119 1/31/96 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
8067 ********** 305 S 000-1119 4/28/97 ISI ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
7622 ********** 307 S 000-1119 1/23/97 GEMSTONE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
4520 ********** ENG S 000-1119 11/3/93 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
7051 ********** ENG S 000-1119 10/24/96 PARPLACE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6648 ********** BASW S 000-1130 7/23/96 PARCPLACE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6622 ********** ENG S 000-1120 7/23/96 PARCPLACE ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
6895 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
4793 ********** ENG S 000-1119 1/7/94 ********** 03/01/98 ********* C
- ------------------------------------------------------------------------------------------------------------------------------------
5969 ********** ENG S 000-1119 4/4/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6353 ********** ENG S 000-1119 1/5/96 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6077 ********** ENG S 000-1119 7/25/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
5738 ********** ENG S 000-1119 2/21/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
3734 ********** ENG S 000-1119 7/15/93 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
7616 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
5967 ********** ENG S 000-1119 4/21/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
4611 ********** ENG S 000-1119 12/14/93 COMPASS ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6144 ********** ENG S 000-1119 9/11/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6017 ********** ENG S 000-1119 5/25/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6468 ********** ENG S 000-1119 3/28/96 INTEGRATED ********** 03/01/98 ********* D HDT SW Tools
- ------------------------------------------------------------------------------------------------------------------------------------
5921 ********** ENG S 000-1119 3/31/95 ********** 03/01/98 ********* D CustomerQ
- ------------------------------------------------------------------------------------------------------------------------------------
7049 ********** ENG S 000-1119 10/18/96 PERFORMANC ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
6147 ********** ENG S 000-1119 9/20/95 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
5378 ********** ENG S 000-1119 8/5/94 ********** 03/01/98 ********* D IS Net Mgmt
- ------------------------------------------------------------------------------------------------------------------------------------
5357 ********** ENG S 000-1119 8/1/94 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
5372 ********** ENG S 000-1119 8/26/94 ********** 03/01/98 ********* D
- ------------------------------------------------------------------------------------------------------------------------------------
4798 ********** ENG S 000-1119 3/8/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6584 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6886 ********** ENG S 000-1120 6/7/96 HEWLETT PA ********** 03/01/98 ********* ???
- ------------------------------------------------------------------------------------------------------------------------------------
6887 ********** ENG S 000-1120 6/8/96 HEWLETT PA ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
3 of 6
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
8124 ********** 306 S 000-1119 12/31/97 IKOS7 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6881 ********** ENG S 000-1119 9/11/96 DIGITAL ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6880 ********** ENG S 000-1119 9/11/96 DIGITAL TO ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6882 ********** ENG S 000-1119 9/11/96 DIGITAL TO ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6883 ********** ENG S 000-1119 9/11/96 DIGITAL TO ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6884 ********** ENG S 000-1119 9/11/96 DIGITAL TO ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7611 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7619 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* ASIC Tool
- ------------------------------------------------------------------------------------------------------------------------------------
8123 ********** 305 S 000-1119 1/1/97 ATML ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6219 ********** ENG S 000-1119 11/7/95 ********** 03/01/98 ********* Clearcase
- ------------------------------------------------------------------------------------------------------------------------------------
6143 ********** ENG S 000-1119 9/11/95 ********** 03/01/98 ********* Jaguar Disk
- ------------------------------------------------------------------------------------------------------------------------------------
4791 ********** ENG S 000-1119 1/5/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5970 ********** ENG S 000-1119 4/5/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5234 ********** ENG S 000-1119 7/15/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5673 ********** ENG S 000-1119 12/2/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6145 ********** ENG S 000-1119 9/7/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4790 ********** ENG S 000-1119 1/5/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6190 ********** ENG S 000-1119 10/16/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7613 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* ASIC Layout tool
- ------------------------------------------------------------------------------------------------------------------------------------
6398 ********** ENG S 000-1119 1/25/96 ********** 03/01/98 ********* ASIC Tool
- ------------------------------------------------------------------------------------------------------------------------------------
4288 ********** ENG S 000-1119 8/18/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7721 ********** 306 S 000-1119 3/27/97 CADENCE ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3374 ********** ENG S 000-1119 4/2/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7620 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 ********* ASIC Tool
- ------------------------------------------------------------------------------------------------------------------------------------
5731 ********** ENG S 000-1119 1/30/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4797 ********** ENG S 000-1119 3/23/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7704 ********** 306 S 000-1119 3/10/97 SYNOPSYS ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4519 ********** ENG S 000-1119 11/4/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5235 ********** ENG S 000-1119 6/19/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5676 ********** ENG S 000-1119 12/7/94 ********** 03/01/98 ********* HDT SW
- ------------------------------------------------------------------------------------------------------------------------------------
6220 ********** ENG S 000-1119 11/10/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3373 ********** ENG S 000-1119 4/1/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
4 of 6
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3269 ********** ENG S 000-1119 3/23/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4489 ********** ENG S 000-1119 10/4/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4795 ********** ENG S 000-1119 1/27/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4411 ********** ENG S 000-1119 9/24/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7467 ********** ENG S 000-1119 12/11/96 ALTERA ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7466 ********** ENG S 000-1119 12/11/96 ALTERA ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6582 ********** ENG S 000-1119 7/1/96 STRATEGIC ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7605 ********** ENG S 000-1119 12/31/96 EMPIRE TEC ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4285 ********** ENG S 000-1119 8/8/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3408 ********** ENG S 000-1119 5/13/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3055 ********** ENG S 000-1122E 4/1/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3056 ********** ENG S 000-1122E 4/1/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7468 ********** ENG S 000-1119 12/06/96 DATANET ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4794 ********** ENG S 000-1119 1/7/94 5204 ********** 03/01/98 ********* Netscape
- ------------------------------------------------------------------------------------------------------------------------------------
3417 ********** ENG S 000-1119 5/24/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4449 ********** ENG S 000-1119 10/26/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5436 ********** ENG S 000-1119 10/13/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5739 ********** ENG S 000-1119 2/6/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5437 ********** AT S 000-1119 9/20/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5503 ********** ENG S 000-1119 11/9/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6537 ********** ENG S 000-1119 6/14/96 FLOMERICS ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3270 ********** ENG S 000-1119 3/10/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
3407 ********** ENG S 000-1119 5/13/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4287 ********** ENG S 000-1119 8/4/93 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
4988 ********** ENG S 000-1119 2/14/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6467 ********** ENG S 000-1119 3/11/96 OBJECT TEC ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6471 ********** ENG S 000-1119 5/13/95 KNOWLEDGE ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7614 ********** 306 S 000-1119 1/27/97 COMPASS ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7621 ********** 307 S 000-1119 1/27/96 GATX7 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7703 ********** 301 S 000-1119 3/5/97 PARAMETRIC ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6081 ********** ENG S 000-1119 1/3/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6249 ********** ENG S 000-1119 12/15/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
5 of 6
<PAGE>
BBT ASSETS - SOFTWARE
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Approx.
SYS G/L Vendor Net
No. Asset # Desc. LOC. Class ACCT In-Svc Mfg Acquired Value Book Cost Comments
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
5154 ********** ENG S 000-1119 6/8/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5387 ********** ENG S 000-1119 9/7/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
5471 ********** ENG S 000-1119 9/29/94 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6613 ********** ENG S 000-1120 7/22/96 AUSPES ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7655 ********** 306 S 000-1119 2/7/97 CADENCE ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7656 ********** 306 S 000-1119 2/7/97 CADENCE ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7657 ********** 306 S 000-1119 2/7/97 CADENCE ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
7965 ********** 306 S 000-1119 6/24/97 IKOS'S SYS ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6321 ********** ENG S 000-1119 1/1/96 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6322 ********** ENG S 000-1119 1/1/96 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6146 ********** ENG S 000-1119 9/19/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6212 ********** ENG S 000-1119 10/24/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
6041 ********** ENG S 000-1119 6/8/95 ********** 03/01/98 *********
- ------------------------------------------------------------------------------------------------------------------------------------
BBT **********
FSAN **********
Share **********
Unclassified **********
----------
Total **********
- ------------------------------------------------------------------------------------------------------------------------------------
</TABLE>
6 of 6
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 2.2(c)
Customer Contracts and Purchase Orders
Supplier Commodity Encumbrance
-------- --------- -----------
***************** Trial FLX 2500 *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
***************** Trial iFLX *****************
*****************
*****************
*****************
***************** Trial iFLX *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
***************** Trial iFLX *****************
*****************
*****************
***************** Trial iFLX *****************
*****************
*****************
*****************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 2.2(c)
Customer Contracts and Purchase Orders
Supplier Commodity Encumbrance
-------- --------- -----------
*****************
*****************
*****************
*****************
***************** Trial iFLX *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
***************** Trial FLX 2500 *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
<PAGE>
05/14/98
SCHEDULE 4.2
INTERLECTUAL PROPERTY HANDED OVER UPON CLOSING
Note:
1) The list is structured starting with System level documents, followed by
external and internal interface specifications documents, followed by
design related documents of each hardware module including ASICs, and
lastly, FLX user manuals.
2) Document numbering starts with an alphabetical prefix that reflects the
type of document. Example, OPDX for Operational Description, INTF for
Interface Specifications, SCHX for Schematic Diagrams, etc. The actual
document number does not have any particular significance and is just an
administrative number.
3) ASSY prefix refers to electrical or mechanical assemblies such as printed
circuit board modules.
Legend:
MDSP : Mechanical Design Specification Document
OPDX : Operational Description Document
PRDX : Product Requirements Definition Document
PFDX : Product Functional Description Document
CMSP : Component Specifications Document
SRDX : Software Requirements Document
INTF : Interface Specifications Document
FUSP : Functional Specifications Document
DESP : Design Specifications Document
TESP : Test Specifications Document
SCHX : Schematic Diagram Document
PART NUMBER REV DESCRIPTION
- ----------- --- -----------
0 SYSTEM DOCUMENTS
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
<PAGE>
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
*********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
1 INTERFACE SPECIFICATIONS
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
2 HARDWARE MODULES AND ASICS
<PAGE>
********************************************************************************
************ *** *********************************************
********************************************************************************
********************************************************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ANI, XLAT_DN FPGA (ICCXC4010DYB001)
************ *** *********************************************
************ *** *********************************************
*********************************************
************ *** *********************************************
************ *** *********************************************
ANI,XLAT_UP FPGA (ICCXC4010DYB002)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
*********************************************
************ *** *********************************************
MCELL ASIC (ICZMCELL00001A)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
KCELL1 ASIC (ICZKBCX00001A)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700025476C REV 1 - ANI STM1 3U1B, ATM NETWORK
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700025371E REV 2 - TSP AU3 1STM1, TELEPHONY SIGNAL PROCESSOR
ASSY700025376E REV 1 - TSP AU4 1STM1, TELEPHONY SIGNAL PROCESSOR
<PAGE>
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
VTG (TOP/DOWN/UP)(ICCXC4010EYA0002, ICCXC4013EYB001, ICCX4010EYB002)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700025201E REV A - SCP, SHELF CONTROLLER PROCESSOR
ASSY700025202E REV A - SCP, SHELF CONTROLLER PROCESSOR
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
KCELL2 ASIC (ICZKBCX00001B)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
PAR2 ASIC (ICZPARX0002A)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700251701D REV 1 - OLU PIGTAIL, OPTICAL LINE UNIT
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
PAR3 ASIC (ICZPARX0003A)
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
PON2 ASIC (ICZPONX00002A)
************ *** *********************************************
<PAGE>
************ *** *********************************************
ASSY700251801B REV B - OLU NON-PIGTAIL, OPTICAL LINE UNIT
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700253301A REV 1 - FLN 16, FLX NODE BACKPLANE
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700251101A REV B - 32 FLX NODE 2540
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700254271A REV 6 - OCC16 OCTAL TU-12, OPTICAL COMMON
CONTROLLER
************ *** *********************************************
PHOENIX ASIC (ICZPHNX00001A)
************ *** *********************************************
AVR ASIC (ICZAVRX00001A)
************ *** *********************************************
*********************************************
************ *** *********************************************
************ *** *********************************************
HS DEMUX ASIC (ICZHSDM00003A) (SONY)
************ *** *********************************************
POX3 ASIC (ICZPOXX00003A
************ *** *********************************************
************ *** *********************************************
ASSY700251602D REV 6 - OCC 32 2541-151
************ *** *********************************************
************ *** *********************************************
*********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
<PAGE>
************ *** *********************************************
ASSY700251303F REV A - VTR4, VIDEO TRANSMITTER RECEIVER
ASSY700251302F REV A - VTR8, VIDEO TRANSMITTER RECEIVER
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
VAP ASIC (ICZVAPX00001A)
************ *** *********************************************
ASSY700253901A REV 6 - TDIC, iFLX NODE
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ZEUS FPGA (ICCXC5210JB0001)
************ *** *********************************************
ASSY700252101A REV 7 - STEI, 1 CHANNEL
************ *** *********************************************
ASSY700252301C REV A - DIPLEXER, VIDEO ONLY PEDESTAL
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700253001B REV A - BALUN, TERMINAL / AERIAL
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700253601C REV A - NETFLX, ETHERNET MODEM
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700252201 REV A - StarFLX, PC Card
************ *** *********************************************
<PAGE>
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700025701B REV B - FUSE & ALARM PANEL
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY500014801C REV A - FUSE & ALARM ASSEMBLY
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700252801B REV 2 - COOLING UNIT
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
ASSY700025691A REV A - COOLING UNIT MAIN FILTER
************ *** *********************************************
3 SYSTEM SOFTWARE
iFLX Release 1.3 Source Code (including makefiles)
iFLX Release 1.3 Binary Image
SWRN25010300SCM iFLX Release 1.3 Release Notes
VAM Release 4.2 Source Code (including makefiles)
VAM Release 4.2 Binary Image
SWRN25040200VAM VAM Release 4.2 Release Notes
iCIT Release 1.3 Source Code (including makefiles)
iCIT Release 1.3 Binary Image
SWRN25010300CIT iCIT Release 1.3 Release Notes
4 USER MANUALS
FLX-2500 1.2 MANUALS
<PAGE>
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
iFLX 1.3 MANUALS
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
************ *** *********************************************
NETFLX MANUALS
************ *** *********************************************
************ *** *********************************************
STARFLX MANUALS
************ *** *********************************************
<PAGE>
Schedule 5.4(a)
Patents and Rights
As of signature of the Agreement BBT holds the following Patents:
<TABLE>
<CAPTION>
<S> <C> <C>
1. US 5,457,560 (fundamental) Filed: May 16, 1994 Issued: Oct. 10, 1995
(Continuation of 2. US Serial No. 429083 Filed: Oct. 30, 1989)
2. US 5,150,247 Filed: Oct. 30, 1989 Issued: Sept. 22, 1992
Serial No. 429083
Corresponding Patents:
----------------------
CA Appl. No. 20278161 Filed: Oct. 17, 1990 Issued Dec. 30, 1997
EP Appl. No. 901196550 Filed: Oct. 13, 1990 Pending (Germany, Great
Britain, France, Italy,
Netherlands, Sweeden,
Switzerland, Belguium,
Austria, Luxemburg,
Spain, Greece, Denmark)
JP Appl. No. 293485 Filed: Oct. 30, 1990 Pending
KO Appl. No. 9017469 Filed: Unknown Pending
TW Appl. No. 79109930 Filed: Nov. 23, 1990 Issued: April 1, 1993
(Patent No. 61825)
3. US Appl. Serial No. 08383984 Filed: Feb. 6, 1995 Issue fee paid
Corresponding Patents:
----------------------
CA Appl. No. 2212050 Filed: Feb. 6, 1996 Pending
EP Appl. No. 96908459.9 Filed: PCT Pending
JP Appl. No. PCT Filed: PCT Pending
KO Appl. No. PCT Filed: PCT Pending
TW Appl. No. 85104175 Filed: Feb. 6, 1996 Pending
4. US 5,691,498 Filed: August 8, 1995 Issued: April 8, 1997
(Serial No. 08512654)
Corresponding Patents:
----------------------
PCT Appl. No.
PCT/US96/12911 Filed: Aug. 8, 1996 Pending (Korea, Japan,
Canada, Europe,
Australia)
CA Appl. No. PCT/US96/12911 Filed: Aug. 8, 1996 Pending (Austria,
Belgium, Switzerland,
Germany, Spain, France,
Italy, Great Britain
EP Appl. No. PCT/US96/12911 Filed: Aug. 8, 1996 Pending
<PAGE>
JP Appl. No. PCT/US96/12911 Filed: Aug. 8, 1996 Pending
KR Appl.No. PCT/US91/12911 Filed: Aug. 8, 1996 Pending
TW Appl. No. 85114030 Filed: Aug. 8, 1996 Pending
5. US 4,910,586 Filed: Nov. 22, 1988 Issued: March 20, 1990
(Serial No. 274903)
Corresponding Patents:
----------------------
CA 1,327,659 Filed: Nov. 2, 1989 Issued: April 7, 1992
JP Appl. No. 30098189 Filed: Nov. 21, 1989 Pending
</TABLE>
Beyond the Patents listed above, BBT does not hold any other Patents or Rights
relevant for the Fields. In particular, BBT does not hold any registered
copyrights.
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 5.6
Contracts (vendor, license etc.)
<TABLE>
<CAPTION>
- ----------------------------
Hardware & Mfg. Svcs.
- --------------------------------------------------------------------------------------------------------------
Contract Sublicense
Supplier Commodity Type Assignable Rights
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
************ Mfg. Services Operating ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Optoelectronic Components VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ ASIC & Optoelectronic VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Optoelectronic Components VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ CMOS ASIC VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Upstream drop technology License ***** *****
- --------------------------------------------------------------------------------------------------------------
************ P.C. Boards VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Backplanes VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ PMC Sierra Devices VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ DC/DC Conv. & FPGA's VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Connectors VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Connectors VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Crystals VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Magnetics VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Inductors VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Magnetics VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Crystals VPA ***** *****
- --------------------------------------------------------------------------------------------------------------
- ----------------------------
Software
- --------------------------------------------------------------------------------------------------------------
Contract Sublicense
Supplier Commodity Type Assignable Rights
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Development Tool License ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Software & Development License ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Software & Development License ***** *****
- --------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 5.6
Contracts (vendor, license etc.)
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------
Contract Sublicense
Supplier Commodity Type Assignable Rights
- --------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C>
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
************ Development Tool Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
- ----------------------------
Certification Services
- --------------------------------------------------------------------------------------------------------------
Contract Sublicense
Supplier Commodity Type Assignable Rights
- --------------------------------------------------------------------------------------------------------------
************ IFLX Certification Purchase Order ***** *****
- --------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
100% Silicone Sealant - Clear Dow Corning X 4253343 NO
- ---------------------------------------------------------------------------------------------------------------
100% Silicone Sealant - Clear Dow Corning X 7631869 NO
- ---------------------------------------------------------------------------------------------------------------
100% Silicone Sealant - Clear Dow Corning X 17689779 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 65997-05-9 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 68603-86-1 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 7439-92-1 YES
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 7440-22-4 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 7440-36-0 NO
- ---------------------------------------------------------------------------------------------------------------
245 Flux Cored Solder Kester X 7440-69-9 NO
- ---------------------------------------------------------------------------------------------------------------
809 Rarosin Flux Alpha Metals X NO
- ---------------------------------------------------------------------------------------------------------------
951 Flux Kester X 64-17-5 NO
- ---------------------------------------------------------------------------------------------------------------
951 Flux Kester X X X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
951 Flux Kester X 68603-84-9 NO
- ---------------------------------------------------------------------------------------------------------------
Acetic Acid, 5% Lab Chem Inc. X 64-19-7 NO
- ---------------------------------------------------------------------------------------------------------------
Acrylic Copolymer Tech Spray X 25987-66-0 NO
- ---------------------------------------------------------------------------------------------------------------
Alizarin Red S, 1% Lab Chem Inc. X 130-22-3 NO
- ---------------------------------------------------------------------------------------------------------------
Ammonium Compounds Tech Spray X 68071-95-4 NO
- ---------------------------------------------------------------------------------------------------------------
Ammonium Hydroxide Tech Spray X 1336-21-6 NO
- ---------------------------------------------------------------------------------------------------------------
Argon National Welders Supply X NO
- ---------------------------------------------------------------------------------------------------------------
Aromatic Isocyanate (Dolphon) John C. Dolph Company X 9016879 NO
- ---------------------------------------------------------------------------------------------------------------
Aromatic Isocyanate (Dolphon) John C. Dolph Company X 26140603 NO
- ---------------------------------------------------------------------------------------------------------------
Aromatic Isocyanate (Dolphon) John C. Dolph Company X 26447405 NO
- ---------------------------------------------------------------------------------------------------------------
Aromatic Isocyanate (Dolphon) John C. Dolph Company X 61788327 NO
- ---------------------------------------------------------------------------------------------------------------
Axarel 2200 Heavy Duty Defluxer/Degreaser Tech Spray Inc. X NO
- ---------------------------------------------------------------------------------------------------------------
Axarel 2200 Heavy Duty Defluxer/Degreaser Tech Spray Inc. X 64742-48-9 NO
- ---------------------------------------------------------------------------------------------------------------
Axarel 2200 Heavy Duty Defluxer/Degreaser Tech Spray Inc. X 1569-01-3 NO
- ---------------------------------------------------------------------------------------------------------------
Axarel 2200 Heavy Duty Defluxer/Degreaser Tech Spray Inc. X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Benchtop Electronic Hand Cleaner JNJ Industries X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Biodegradable cleaner/degreaser 2000 Chemtronics X ES1600T NO
- ---------------------------------------------------------------------------------------------------------------
Bronze Binding Agent TampoPrint X 108-94-1 NO
- ---------------------------------------------------------------------------------------------------------------
Bronze Binding Agent TampoPrint X 112-07-2 NO
- ---------------------------------------------------------------------------------------------------------------
Bronze Binding Agent TampoPrint X 108-65-6 NO
- ---------------------------------------------------------------------------------------------------------------
Bronze Binding Agent TampoPrint X 108-67-8 NO
- ---------------------------------------------------------------------------------------------------------------
Butadiene Polymer (Dolphon) John C. Dolph Company X 64742525 NO
- ---------------------------------------------------------------------------------------------------------------
Butadiene Polymer (Dolphon) John C. Dolph Company X 69102905 NO
- ---------------------------------------------------------------------------------------------------------------
Chlorodifluoromethane Allied Corporation X 096-009-570 NO
- ---------------------------------------------------------------------------------------------------------------
Chlorodifluoromethane Allied Corporation X 75-72-9 NO
- ---------------------------------------------------------------------------------------------------------------
Conformal Coating Stripper (MS-114) Miller-Stephenson X NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ---------------------------------------------------------------------------------------------------------------
Connector Cleaner Plus Miller-Stephenson X 1717-00-6 NO
- ---------------------------------------------------------------------------------------------------------------
Connector Cleaner Plus Miller-Stephenson X 3705-62-2 NO
- ---------------------------------------------------------------------------------------------------------------
Connector Cleaner Plus (MS-181N) Miller-Stephenson X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Contact Clean 2000 Chemtronics X ES1602 NO
- ---------------------------------------------------------------------------------------------------------------
Content Re-Nu (MS-230/CO2) Miller-Stephenson X X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Content Re-Nu (MS-230/CO2) Miller-Stephenson X X 76-13-1 NO
- ---------------------------------------------------------------------------------------------------------------
Crystal 400 Multicore Solder X NO
- ---------------------------------------------------------------------------------------------------------------
Crystal 400 Multicore Solder X 7439-92-1 NO
- ---------------------------------------------------------------------------------------------------------------
Crystal 400 Multicore Solder X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
Deionized Water Tech Spray X 7732-18-5 NO
- ---------------------------------------------------------------------------------------------------------------
Dibutyl Phthalate Tech Spray X 84-74-2 NO
- ---------------------------------------------------------------------------------------------------------------
Diethylene Glycol Monomethylether Tech Spray X 111-76-2 NO
- ---------------------------------------------------------------------------------------------------------------
Dipropylene Glycol Methyl Ether Tech Spray X 34590-94-8 NO
- ---------------------------------------------------------------------------------------------------------------
Dodecylbenzene Sulfonic Acid Tech Spray X 27176-87-0 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 112945-52-5 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 25852-47-5 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 5205-93-6 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 5888-33-5 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 79-10-7 NO
- ---------------------------------------------------------------------------------------------------------------
Dymax Light Weld 912 Dymax Eng. Adhesives X 88-12-0 NO
- ---------------------------------------------------------------------------------------------------------------
Eyesaline Concentrate Fendall Company X X X 68424-85-1 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote AR Tech Spray, Inc. X 117-81-7 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote AR Tech Spray, Inc. X 1320-37-2 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote AR Tech Spray, Inc. X 75-09-2 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote AR Tech Spray, Inc. X 75-71-8 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote SR Tech Spray, Inc. X 108-88-3 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote SR Tech Spray, Inc. X 628-63-7 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote SR Tech Spray, Inc. X 70-93-3 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote UR Tech Spray, Inc. X 111-15-9 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote UR Tech Spray, Inc. X 1330-20-7 NO
- ---------------------------------------------------------------------------------------------------------------
Fine-L-Kote UR Tech Spray, Inc. X 584-84-9 NO
- ---------------------------------------------------------------------------------------------------------------
Flexane 80 Liquid Devcon X NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Chemtronics X X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Chemtronics X 75-09-2 YES
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Chemtronics X 76-13-1 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off 2000 ES1694T Chemtronics X X X 64-17-5 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off CFC Free 2000 Chemtronics X 107-83-5 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off CFC Free 2000 Chemtronics X 110-54-3 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off CFC Free 2000 Chemtronics X 75-83-2 NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
Flux-Off CFC Free 2000 Chemtronics X 79-29-8 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off CFC Free 2000 Chemtronics X 96-14-0 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off II Chemtronics X 107-46-0 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off II Chemtronics X 109-60-4 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off II Chemtronics X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off II Chemtronics X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 108-10-1 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 141-78-6 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 67-56-1 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 64-17-5 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Flux-Off Plus Chemtronics X X 71-55-6 NO
- ---------------------------------------------------------------------------------------------------------------
Freeze-It 2000 ES1550 Chemtronics X 811-97-2 NO
- ---------------------------------------------------------------------------------------------------------------
Freez-It Chemtronics X 74-45-6 NO
- ---------------------------------------------------------------------------------------------------------------
Freez-It (ES 120) Chemtronics X 75-45-6 NO
- ---------------------------------------------------------------------------------------------------------------
Genesolv 2004 Micro Care X 1717-00-6 NO
- ---------------------------------------------------------------------------------------------------------------
Genesolv 2004 Micro Care X 67-56-1 NO
- ---------------------------------------------------------------------------------------------------------------
Genesolv 2004 Micro Care X 75-52-5 NO
- ---------------------------------------------------------------------------------------------------------------
Genesolv 2004 Micro Care X 811-97-2 NO
- ---------------------------------------------------------------------------------------------------------------
Gold Guard Chemtronics X X 74-28-5 NO
- ---------------------------------------------------------------------------------------------------------------
Gold Guard Chemtronics X X 74-98-6 NO
- ---------------------------------------------------------------------------------------------------------------
Gold Guard 2000 Chemtronics X X 71-23-8 NO
- ---------------------------------------------------------------------------------------------------------------
HyperClean Micro Care X 1717-00-6 NO
- ---------------------------------------------------------------------------------------------------------------
HyperClean Micro Care X 67-56-1 NO
- ---------------------------------------------------------------------------------------------------------------
HyperClean Micro Care X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
HyperClean Micro Care X 75-52-5 NO
- ---------------------------------------------------------------------------------------------------------------
HyperClean Micro Care X 811-97-2 NO
- ---------------------------------------------------------------------------------------------------------------
IF14 Solder Interflux X NO
- ---------------------------------------------------------------------------------------------------------------
Instant Chiller (1669-12S) Tech Spray, Inc. X X 75-71-8 NO
- ---------------------------------------------------------------------------------------------------------------
Isopropol Tech Spray X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Isopropyl Alcohol Tech Spray X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Jet-Melt 3M X 6683-19-8 NO
- ---------------------------------------------------------------------------------------------------------------
Jet-Melt 3M X 69430-35-9 NO
- ---------------------------------------------------------------------------------------------------------------
Jet-Melt 3M X 8002-74-2 NO
- ---------------------------------------------------------------------------------------------------------------
Jet-Melt 3M X 9002-88-4 NO
- ---------------------------------------------------------------------------------------------------------------
Jet-Melt 3M X 9003-55-8 NO
- ---------------------------------------------------------------------------------------------------------------
K Rid Wasp and Hornet Killer Celex Corporation X 26002-80-2 NO
- ---------------------------------------------------------------------------------------------------------------
K Rid Wasp and Hornet Killer Celex Corporation X 584-79-2 NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ---------------------------------------------------------------------------------------------------------------
K Rid Wasp and Hornet Killer Celex Corporation X 64742-47-8 NO
- ---------------------------------------------------------------------------------------------------------------
K Rid Wasp and Hornet Killer Celex Corporation X 74-98-6 NO
- ---------------------------------------------------------------------------------------------------------------
K Rid Wasp and Hornet Killer Celex Corporation X 75-28-5 NO
- ---------------------------------------------------------------------------------------------------------------
Konform (liquid)C41, 45 Chemtronics X 76-13-1 NO
- ---------------------------------------------------------------------------------------------------------------
Konform (liquid)C41, 45 Chemtronics X 108-88-3 NO
- ---------------------------------------------------------------------------------------------------------------
Konform (liquid)C41, 45 Chemtronics X 108-65-6 NO
- ---------------------------------------------------------------------------------------------------------------
Konform C416 Chemtronics X 108-65-6 NO
- ---------------------------------------------------------------------------------------------------------------
Konform C416 Chemtronics X 108-88-3 NO
- ---------------------------------------------------------------------------------------------------------------
Konform C416 Chemtronics X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Konform C416 Chemtronics X 75-69-4 NO
- ---------------------------------------------------------------------------------------------------------------
Methanol** Fisher Scientific X X 67-56-1 NO
- ---------------------------------------------------------------------------------------------------------------
MS-197 Safezone Cleaning Sol. & Flux Rem Miller-Stephenson X 71-55-6 NO
- ---------------------------------------------------------------------------------------------------------------
NC 840 Solderpaste Kester X 112-34-5 NO
- ---------------------------------------------------------------------------------------------------------------
NC 840 Solderpaste Kester X 65997-05-9 NO
- ---------------------------------------------------------------------------------------------------------------
NC 840 Solderpaste Kester X 7439-92-1 YES
- ---------------------------------------------------------------------------------------------------------------
NC 840 Solderpaste Kester X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
Nitrogen, Refrigerated Liquid BOC Gases X 7727-37-9 NO
- ---------------------------------------------------------------------------------------------------------------
Nonylphenoxpolyethoxyethanol Tech Spray X 68412-54-4 NO
- ---------------------------------------------------------------------------------------------------------------
Nyetact 570, 10% Solution William Nye, Inc. X 60164-51-4 NO
- ---------------------------------------------------------------------------------------------------------------
Nyetact 570, 10% Solution William Nye, Inc. X 86508-42-1 NO
- ---------------------------------------------------------------------------------------------------------------
Octylphenoxpolyethoxyethanol Tech Spray X 9036-19-5 NO
- ---------------------------------------------------------------------------------------------------------------
Oil Modified Polyurethane (Synthite) John C. Dolph Company X 1330207 NO
- ---------------------------------------------------------------------------------------------------------------
Omegabond 100 (catalyst & resin) Omega Engineering X 25068-38-6 NO
- ---------------------------------------------------------------------------------------------------------------
Output Activator (17100) Loctite X 109-87-5 NO
- ---------------------------------------------------------------------------------------------------------------
Output Activator (17100) Loctite X 13395-16-9 NO
- ---------------------------------------------------------------------------------------------------------------
Output Activator (17100) Loctite X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Output Activator (17100) Loctite X 68411-20-1 NO
- ---------------------------------------------------------------------------------------------------------------
Output Activator (17100) Loctite X 71-55-6 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 126904-15-2 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 21645-51-2 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 2455-24-5 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 27813-02-1 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 80-15-9 NO
- ---------------------------------------------------------------------------------------------------------------
Output Repair Adhesive (17041) Loctite X 81-07-2 YES
- ---------------------------------------------------------------------------------------------------------------
Oxide Free Solder Cream Multicore Solders X 7439-92-1 NO
- ---------------------------------------------------------------------------------------------------------------
Oxide Free Solder Cream Multicore Solders X 7440-22-4 NO
- ---------------------------------------------------------------------------------------------------------------
Oxide Free Solder Cream Multicore Solders X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
Oxide Free Solder Cream Multicore Solders X 8050-09-7 YES
- ---------------------------------------------------------------------------------------------------------------
Pad Printing Ink P - NT TampoPrint X n/a NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ---------------------------------------------------------------------------------------------------------------
Parafin Pale Oils Busch Inc. X 647-42-650 NO
- ---------------------------------------------------------------------------------------------------------------
PCB Etchant solution Archer (Radio Shack) X 276-1535-A NO
- ---------------------------------------------------------------------------------------------------------------
Phosphated Aikyl Ethoxilate Potassium Salt Tech Spray X 68071-17-0 NO
- ---------------------------------------------------------------------------------------------------------------
Plastic Cleaner TampoPrint X 107-98-2 NO
- ---------------------------------------------------------------------------------------------------------------
Poly (oxy-1, 2-ethanediyl) Tech Spray X 9016-45-9 NO
- ---------------------------------------------------------------------------------------------------------------
Potassium Chloride Fisher Chemical X 7447-40-7 NO
- ---------------------------------------------------------------------------------------------------------------
Potassium Ferricyanide Fisher Chemical X 13476-66-2 NO
- ---------------------------------------------------------------------------------------------------------------
Potassium Hydroxide Tech Spray X 1310-58-3 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 109-60-4 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 123-86-4 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 64-17-5 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 71-36-3 NO
- ---------------------------------------------------------------------------------------------------------------
Precision Blue Layout Fluid Precision Brand Inc. X 9004-70-0 NO
- ---------------------------------------------------------------------------------------------------------------
Prism 411 Adhesive Loctite X 112945-52-5 NO
- ---------------------------------------------------------------------------------------------------------------
Prism 411 Adhesive Loctite X 123-31-9 NO
- ---------------------------------------------------------------------------------------------------------------
Prism 411 Adhesive Loctite X 7085-85-0 NO
- ---------------------------------------------------------------------------------------------------------------
Prism 411 Adhesive Loctite X 85-44-9 NO
- ---------------------------------------------------------------------------------------------------------------
Prism 411 Adhesive Loctite X 9011-14-7 NO
- ---------------------------------------------------------------------------------------------------------------
Propane Weller X NO
- ---------------------------------------------------------------------------------------------------------------
Propanol Tech Spray X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Rapid Mark Ink Ranger Industries X 111-76-2 NO
- ---------------------------------------------------------------------------------------------------------------
Rapid Mark Ink Ranger Industries X 112-34-5 NO
- ---------------------------------------------------------------------------------------------------------------
Rapid Mark Ink Ranger Industries X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Rapid Mark Ink Ranger Industries X 71-23-8 NO
- ---------------------------------------------------------------------------------------------------------------
Red GLLPT Varnish GC Electronics X X 1330-20-7 NO
- ---------------------------------------------------------------------------------------------------------------
Red GLLPT Varnish GC Electronics X X 68459-31-4 NO
- ---------------------------------------------------------------------------------------------------------------
Red GLLPT Varnish GC Electronics X 8011-97-0 NO
- ---------------------------------------------------------------------------------------------------------------
Red Glpt Varnish GC Electronics X 8011-97-0 NO
- ---------------------------------------------------------------------------------------------------------------
Reztore Anti-static cleaner Charleswater Div. X 111-76-2 NO
- ---------------------------------------------------------------------------------------------------------------
Reztore Anti-static cleaner Charleswater Div. X 25322-68-3 NO
- ---------------------------------------------------------------------------------------------------------------
Reztore Anti-static cleaner Charleswater Div. X 68412-54-4 NO
- ---------------------------------------------------------------------------------------------------------------
Rosin Flux 1544 Kester X NO
- ---------------------------------------------------------------------------------------------------------------
Safezone Miller-Stephenson X 124-38-9 NO
- ---------------------------------------------------------------------------------------------------------------
Safezone Miller-Stephenson X 1717-00-6 NO
- ---------------------------------------------------------------------------------------------------------------
Safezone Cleaning Sol. & Flux Rem (MS-197) Miller-Stephenson X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Sani-Kleen Terand Industries X NO
- ---------------------------------------------------------------------------------------------------------------
Sani-Kleen Terand Industries X 64741-65-7 NO
- ---------------------------------------------------------------------------------------------------------------
Sani-Kleen Terand Industries X 112-80-1 NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ---------------------------------------------------------------------------------------------------------------
Sani-Kleen Terand Industries X 68476-85-7 NO
- ---------------------------------------------------------------------------------------------------------------
Scotchcast filled service wire cleaning kit 3M X NO
- ---------------------------------------------------------------------------------------------------------------
Silicone Heat Sink Compound GC Electronics X 1314-13-2 NO
- ---------------------------------------------------------------------------------------------------------------
Silicone Heat Sink Compound GC Electronics X 63148-62-9 NO
- ---------------------------------------------------------------------------------------------------------------
Soder-Wick Fine-Braid Soder-Wick X 7440-50-8 NO
- ---------------------------------------------------------------------------------------------------------------
Soder-Wick Fine-Braid Soder-Wick X 8050-09-7 NO
- ---------------------------------------------------------------------------------------------------------------
Sodium Hydroxide 1N Solution Fisher Chemical X 1310-73-2 NO
- ---------------------------------------------------------------------------------------------------------------
Sodum Metasilicate Tech Spray X 6834-92-0 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) AIM X 7439-92-1 YES
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) AIM X 7440-22-4 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) AIM X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7439-92-1 YES
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-22-4 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-31-5 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-36-0 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-50-8 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-69-9 NO
- ---------------------------------------------------------------------------------------------------------------
Solder Alloys (Leaded) Kester X 7440-74-6 NO
- ---------------------------------------------------------------------------------------------------------------
SP-244 Solder Paste Flux Kester X 112-34-5 NO
- ---------------------------------------------------------------------------------------------------------------
SP-244 Solder Paste Flux Kester X 65997-05-9 NO
- ---------------------------------------------------------------------------------------------------------------
SP-244 Solder Paste Flux Kester X 8032-32-4 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-28 Chemtronics X X 64-17-5 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-28 Chemtronics X X 67633-57-2 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-43 Chemtronics X 68308-67-8 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-7 Plast-N-Glas Chemtronics X 5131-66-8 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-7 Plast-N-Glas Chemtronics X X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-7 Plast-N-Glas Chemtronics X 74-98-6 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-7 Plast-N-Glas Chemtronics X 75-28-5 NO
- ---------------------------------------------------------------------------------------------------------------
Static Free SD-7 Plast-N-Glas Chemtronics X X 7732-18-5 NO
- ---------------------------------------------------------------------------------------------------------------
Super Bio-Wash ES1648T Chemtronics X 111-76-2 NO
- ---------------------------------------------------------------------------------------------------------------
Super Bio-Wash ES1648T Chemtronics X 34590-94-8 NO
- ---------------------------------------------------------------------------------------------------------------
Super Bio-Wash ES1648T Chemtronics X 67-63-0 NO
- ---------------------------------------------------------------------------------------------------------------
Super Bio-Wash ES1648T Chemtronics X 7732-18-5 NO
- ---------------------------------------------------------------------------------------------------------------
Super Bio-Wash ES1648T Chemtronics X 872-50-4 NO
- ---------------------------------------------------------------------------------------------------------------
Tak Pack 38203 Loctite Corp. X X 123-31-9 NO
- ---------------------------------------------------------------------------------------------------------------
Tak Pack 38203 Loctite Corp. X X 7085-85-0 NO
- ---------------------------------------------------------------------------------------------------------------
Tak Pack 38203 Loctite Corp. X X 9011-14-7 NO
- ---------------------------------------------------------------------------------------------------------------
Tak Pak Loctite Corp. X X 106-97-8 NO
- ---------------------------------------------------------------------------------------------------------------
Tak Pak Loctite Corp. X X 67-64-1 NO
- ---------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12 CHEMICAL INVENTORY LIST Health and Safety
<TABLE>
<CAPTION>
- ---------------------------------------------------------------------------------------------------------------
LOCATION
CHEMICAL NAME ----------------- CARCIN.
OR FAMILY MANUFACTURED BY CE HWF MFG MS CAS NO. YES OR NO
- ---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ----------------------------------------------------------------------------------------------------------------
Tak Pak Loctite Corp. X X 74-98-6 NO
- ----------------------------------------------------------------------------------------------------------------
Tak Pak Loctite Corp. X X 76-13-1 NO
- ----------------------------------------------------------------------------------------------------------------
Tak Pak Loctite Corp. X X 99-97-8 NO
- ----------------------------------------------------------------------------------------------------------------
Tak Pak Ultra Loctite X X 112945-52-5 NO
- ----------------------------------------------------------------------------------------------------------------
Tak Pak Ultra Loctite X X 85-44-9 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 108-94-1 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 123-86-4 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 108-65-6 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 108-67-8 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 98-82-8 NO
- ----------------------------------------------------------------------------------------------------------------
Thinner VD TampoPrint X 1330-20-7 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 112945-52-5 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 13463-67-7 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 25852-47-5 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 613-48-9 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 67-56-1 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 80-15-9 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 81-07-2 NO
- ----------------------------------------------------------------------------------------------------------------
Threadlocker 222 Loctite X X 9004-96-0 NO
- ----------------------------------------------------------------------------------------------------------------
Tip Tinner R&R Lotion X 7440-31-5 NO
- ----------------------------------------------------------------------------------------------------------------
Tributozyethyl Phosphate Tech Spray X 78-51-3 NO
- ----------------------------------------------------------------------------------------------------------------
Ultra Jet 2000 ES1020 Chemtronics X 811-97-2 NO
- ----------------------------------------------------------------------------------------------------------------
UltraJet Chemtronics X X 75-45-6 NO
- ----------------------------------------------------------------------------------------------------------------
Uranine Fisher Chemical X 516-47-6 NO
- ----------------------------------------------------------------------------------------------------------------
WATER X X X X 07732-18-5 NO
- ----------------------------------------------------------------------------------------------------------------
WD 40 WD-40 Co. X 64742-65-0 NO
- ----------------------------------------------------------------------------------------------------------------
WD 40 WD-40 Co. X 68476-85-7 NO
- ----------------------------------------------------------------------------------------------------------------
WD 40 WD-40 Co. X 8052-41-3 NO
- ----------------------------------------------------------------------------------------------------------------
White System Board Cleaner Dixon Ticonderoga Co. X 64-17-5 NO
- ----------------------------------------------------------------------------------------------------------------
White System Board Cleaner Dixon Ticonderoga Co. X 71-23-8 NO
- ----------------------------------------------------------------------------------------------------------------
White System Board Cleaner Dixon Ticonderoga Co. X 7732-18-5 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 108-10-1 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 64-17-5 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 67-56-1 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 67-63-0 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 6807-19-5 NO
- ----------------------------------------------------------------------------------------------------------------
Zero Charge Anti-Static Screen & Keyboard Tech Spray, Inc. X X X 9016-45-9 NO
- ----------------------------------------------------------------------------------------------------------------
Zinc Oxide Complex Tech Spray X 1314-13-2 NO
- ----------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
Schedule 5.12
Health and Safety
<TABLE>
<CAPTION>
Bureau of Labor Statistics U.S. Department of Labor
Log and Summary of Occupational For Calendar Year 1993
Injuries and Illnesses
Form Approved
O.M.B. No. 1220 0029
- -------------------------------------------------------- ------------------------------------------------------
NOTE: This form is required by Public Law 91-596 and RECORDABLE CASES: You are required to record
must be kept in the establishment for 5 information about every occupational death, every
years. Failure to maintain and post can result in nonfatal occupational illness,
the issuance of citations and assessment of and those nonfatal occupational injuries which
penalties. (See posting requirements on the other side involve one or more of the following: loss of
of form.) consciousness, restriction of work or
motion, transfer to another job, or medical
treatment (other than first aid). (See definitions
on the other side of form.)
- -----------------------------------------------------------------------------------------------------------------
Case or File No. Date of Injury Employee's Name Occupation Department Description of
or Injury or
Onset of Illness Illness
<S><C>
Enter a nondupli- Enter Mo./day. Enter first Enter regular Enter dept. in Enter a brief
cating number which name or initial, job title, not which em- description of
will facilitate middle initial, activity em- ployee is the injury
comparisons last name. ployee was regularly or illness and
with performing employed or indicate
supplementary when injured a description the part or
records. or at onset of normal parts of the
of illness. In workplace to body affected.
the absence which em-
of a formal ployee is Typical en-
title, enter a assigned, tries for this
brief descr- even though column might be
iption of the temporarily amputation
employee's working in of 1st joint
duties. another dept. rt.
at the time of fore-finger,
injury or strain of lower
illness. back, contact
dermatitis on
both hands,
electrocution
body.
(A) (B) (C) (D) (E) (F)
- ------------------ ----------------- ----------------- ---------------- ----------------- -----------------
PREVIOUS PAGE
TOTALS ->
- -----------------------------------------------------------------------------------------------------------------
0193 08/04 ***************** Test Operator Manufactur Minor
***************** -ing electrical shock
- -----------------------------------------------------------------------------------------------------------------
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TOTALS
(Instructions
on other side
of form.)
- -----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
Company Name: BroadBand Technologies, Inc.
- ----------------------------------------------------------------------------------------------------------------
Establishment Name:
- ----------------------------------------------------------------------------------------------------------------
Establishment Address: Post Office Box 13737, Research Triangle Park, North Carolina 27709
- ----------------------------------------------------------------------------------------------------------------
Extent of and Outcome of INJURY
- ----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Injuries
- ----------------------------------------------------------------------------------------------------------------
Injury Related Injuries With Lost Workdays Injuries
Without Lost
Workdays
-------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK if
death. if injury if injury DAYS away from DAYS of no entry was
involves days involves work. restricted made in
away from days away from work activity. columns 1 or 2
work, or days work. but the
of restricted injury is
Mo./day/yr. work activity, recordable as
or both. defined above.
<S><C>
(1) (2) (3) (4) (5) (6)
- ----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
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- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
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- ----------------------------------------------------------------------------------------------------------------
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0 0 0 0 0 1
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Type, Extent of, and Outcome of ILLNESS
- ----------------------------------------------------------------------------------------------------------------
Type of Illness
- ----------------------------------------------------------------------------------------------------------------
CHECK Only One Column for Each Illness (See other side of form for terminations or permanent transfers.)
Occupa- Dust Respiratory Poisoning Disorders Disorders All
tional skin diseases conditions (systemic due to associated other
diseases of due to effects physical with occupation
or the toxic of agents repeated illnesses
disorders lungs agents toxic trauma
materials)
- ----------------------------------------------------------------------------------------------------------------
(7)
- ----------------------------------------------------------------------------------------------------------------
(a) (b) (c) (d) (e) (f) (g)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0 0
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- -----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Illnesses
- -----------------------------------------------------------------------------------------------------------------
Illness Related Illnesses With Lost Workdays Illnesses
Without Lost
Workdays
-------------------------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK
death. if if DAYS away from DAYS of if
illness involves illness involves work. restricted no entry was
days away from days away from work activity. made in
work, work. columns 8 or 9.
or days of
Mo./day/yr. restricted
work activity,
or both.
<S><C>
(8) (9) (10) (11) (12) (13)
----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
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- -----------------------------------------------------------------------------------------------------------------
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- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0
- -----------------------------------------------------------------------------------------------------------------
Certification of Annual Summary Totals By /s/ JoLyn Geisg Title: Human Resources Assistant Date: 01/04/94
OSHA No. 200 OSHA No. 20C POST ONLY THIS PORTION OF THE LAST PAGE NO LATER THAN FEBRUARY 1.
</TABLE>
<PAGE>
Schedule 5.12
Health and Safety
<TABLE>
<CAPTION>
<S><C>
Bureau of Labor Statistics U.S. Department of Labor
Log and Summary of Occupational
Injuries and Illnesses For Calendar Year 1994 Page 1 of 1
U.S. Department of Labor
For Calendar Year 1994
Form Approved
O.M.B. No. 1220 0029
- -------------------------------------------------------- ------------------------------------------------------
NOTE: This form is required by Public Law 91-596 and RECORDABLE CASES: You are required to record
must be kept in the establishment for 5 information about every occupational death, every
years. Failure to maintain and post can result in nonfatal occupational illness,
the issuance of citations and assessment of and those nonfatal occupational injuries which
penalties. (See posting requirements on the other side involve one or more of the following: loss of
of form.) consciousness, restriction of work or
motion, transfer to another job, or medical
treatment (other than first aid). (See definitions
on the other side of form.)
- -----------------------------------------------------------------------------------------------------------------
Case or File No. Date of Injury Employee's Name Occupation Department Description of
or Injury or
Onset of Illness Illness
<S><C>
Enter a nondupli- Enter Mo./day. Enter first Enter regular Enter dept. in Enter a brief
cating number which name or initial, job title, not which em- description of
will facilitate middle initial, activity em- ployee is the injury
comparisons last name. ployee was regularly or illness and
with performing employed or indicate
supplementary when injured a description the part or
records. or at onset of normal parts of the
of illness. In workplace to body affected.
the absence which em-
of a formal ployee is Typical en-
title, enter a assigned, tries for this
brief descr- even though column might be
iption of the temporarily amputation
employee's working in of 1st joint
duties. another dept. rt.
at the time of fore-finger,
injury or strain of lower
illness. back, contact
dermatitis on
both hands,
electrocution
body.
(A) (B) (C) (D) (E) (F)
- ------------------ ----------------- ----------------- ---------------- ----------------- -----------------
PREVIOUS PAGE
TOTALS ->
- -----------------------------------------------------------------------------------------------------------------
0194 05/21 ********* Customer Marketing Spiral Fx R.
********* Svc. Rep. Hand
- -----------------------------------------------------------------------------------------------------------------
0294 08/08 ********* Assembler Manufactur- Laceration
********* ing Left Hand
- -----------------------------------------------------------------------------------------------------------------
0394 09/19 ********* Project Mgr. Marketing Back Injury
- -----------------------------------------------------------------------------------------------------------------
0494 10/28 ********* Test Oper. Manufactur- Sprain
********* ing Ankle (R)
- -----------------------------------------------------------------------------------------------------------------
0594 10/31 ********* Technician Manufactur- Puncture
Wound
left arm
- -----------------------------------------------------------------------------------------------------------------
0694 12/16 ********* Shipper/ Manufactur- Knee
********* Receiver ing Injury
(Right)
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
TOTALS
(Instructions
on
other
side of
form.)
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
Company Name: BroadBand Technologies, Inc.
- ----------------------------------------------------------------------------------------------------------------
Establishment Name:
- ----------------------------------------------------------------------------------------------------------------
Establishment Address: Post Office Box 13737, Research Triangle Park, North Carolina 27709
- ----------------------------------------------------------------------------------------------------------------
Extent of and Outcome of INJURY
- ----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Injuries
- ----------------------------------------------------------------------------------------------------------------
Injury Related Injuries With Lost Workdays Injuries
Without Lost
Workdays
-------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK if
death. if injury if injury DAYS away from DAYS of no entry was
involves days involves work. restricted made in
away from days away from work activity. columns 1 or 2
work, or days work. but the
of restricted injury is
Mo./day/yr. work activity, recordable as
or both. defined above.
<S><C>
(1) (2) (3) (4) (5) (6)
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
X X 1 4
- ----------------------------------------------------------------------------------------------------------------
X X 30
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
X 2
- ----------------------------------------------------------------------------------------------------------------
X X 3
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 4 3 34 6 2
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Type, Extent of, and Outcome of ILLNESS
- ----------------------------------------------------------------------------------------------------------------
Type of Illness
- ----------------------------------------------------------------------------------------------------------------
CHECK Only One Column for Each Illness (See other side of form for terminations or permanent transfers.)
Occupa- Dust Respiratory Poisoning Disorders Disorders All
tional skin diseases conditions (systemic due to associated other
diseases of due to effects physical with occupation
or the toxic of agents repeated illnesses
disorders lungs agents toxic trauma
materials)
- ----------------------------------------------------------------------------------------------------------------
(7)
- ----------------------------------------------------------------------------------------------------------------
(a) (b) (c) (d) (e) (f) (g)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0 0
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
Fatalities Nonfatal Illnesses
- -----------------------------------------------------------------------------------------------------------------
Illness Related Illnesses With Lost Workdays Illnesses
Without Lost
Workdays
-------------------------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK
death. if if DAYS away from DAYS of if
illness involves illness involves work. restricted no entry was
days away from days away from work activity. made in
work, work. columns 8 or 9.
or days of
Mo./day/yr. restricted
work activity,
or both.
<S><C>
(8) (9) (10) (11) (12) (13)
----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0
- -----------------------------------------------------------------------------------------------------------------
Certification of Annual Summary Totals By /s/ Keisha Jenkins Title: H Date:
OSHA No. 200 OSHA No. 20C POST ONLY THIS PORTION OF THE LAST PAGE NO LATER THAN FEBRUARY 1.
</TABLE>
<PAGE>
Schedule 5.12
Health and Safety
<TABLE>
<CAPTION>
<S><C>
Bureau of Labor Statistics U.S. Department of Labor
Log and Summary of Occupational
Injuries and Illnesses For Calendar Year 1994 Page 1 of 1
U.S. Department of Labor
For Calendar Year 1995
Form Approved
O.M.B. No. 1220 0029
- -------------------------------------------------------- ------------------------------------------------------
NOTE: This form is required by Public Law 91-596 and RECORDABLE CASES: You are required to record
must be kept in the establishment for 5 information about every occupational death, every
years. Failure to maintain and post can result in nonfatal occupational illness,
the issuance of citations and assessment of and those nonfatal occupational injuries which
penalties. (See posting requirements on the other side involve one or more of the following: loss of
of form.) consciousness, restriction of work or
motion, transfer to another job, or medical
treatment (other than first aid). (See definitions
on the other side of form.)
- -----------------------------------------------------------------------------------------------------------------
Case or File No. Date of Injury Employee's Name Occupation Department Description of
or Injury or
Onset of Illness Illness
<S><C>
Enter a nondupli- Enter Mo./day. Enter first Enter regular Enter dept. in Enter a brief
cating number which name or initial, job title, not which em- description of
will facilitate middle initial, activity em- ployee is the injury
comparisons last name. ployee was regularly or illness and
with performing employed or indicate
supplementary when injured a description the part or
records. or at onset of normal parts of the
of illness. In workplace to body affected.
the absence which em-
of a formal ployee is Typical en-
title, enter a assigned, tries for this
brief descr- even though column might be
iption of the temporarily amputation
employee's working in of 1st joint
duties. another dept. rt.
at the time of fore-finger,
injury or strain of lower
illness. back, contact
dermatitis on
both hands,
electrocution
body.
(A) (B) (C) (D) (E) (F)
- ------------------ ----------------- ----------------- ---------------- ----------------- -----------------
PREVIOUS PAGE
TOTALS ->
- -----------------------------------------------------------------------------------------------------------------
0195 1/10/95 ***************** Secretary Manufactur-
***************** ing
- -----------------------------------------------------------------------------------------------------------------
0295 8/3/95 ***************** Assembler Manufactur- Carpel Tunnel
ing right hand
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
TOTALS
(Instructions
on other side
of form.)
- -----------------------------------------------------------------------------------------------------------------
OSHA No. 200
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
Company Name: BroadBand Technologies, Inc.
- ----------------------------------------------------------------------------------------------------------------
Establishment Name:
- ----------------------------------------------------------------------------------------------------------------
Establishment Address: Post Office Box 13737, Research Triangle Park, North Carolina 27709
- ----------------------------------------------------------------------------------------------------------------
Extent of and Outcome of INJURY
- ----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Injuries
- ----------------------------------------------------------------------------------------------------------------
Injury Related Injuries With Lost Workdays Injuries
Without Lost
Workdays
-------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK if
death. if injury if injury DAYS away from DAYS of no entry was
involves days involves work. restricted made in
away from days away from work activity. columns 1 or 2
work, or days work. but the
of restricted injury is
Mo./day/yr. work activity, recordable as
or both. defined above.
<S><C>
(1) (2) (3) (4) (5) (6)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
X X 2 7
- ----------------------------------------------------------------------------------------------------------------
X X 8 39 X
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 1 1 10 46 1
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Type, Extent of, and Outcome of ILLNESS
- ----------------------------------------------------------------------------------------------------------------
Type of Illness
- ----------------------------------------------------------------------------------------------------------------
CHECK Only One Column for Each Illness (See other side of form for terminations or permanent transfers.)
Occupa- Dust Respiratory Poisoning Disorders Disorders All
tional skin diseases conditions (systemic due to associated other
diseases of due to effects physical with occupation
or the toxic of agents repeated illnesses
disorders lungs agents toxic trauma
materials)
- ----------------------------------------------------------------------------------------------------------------
(7)
- ----------------------------------------------------------------------------------------------------------------
(a) (b) (c) (d) (e) (f) (g)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0 0
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
Fatalities Nonfatal Illnesses
- -----------------------------------------------------------------------------------------------------------------
Illness Related Illnesses With Lost Workdays Illnesses
Without Lost
Workdays
-------------------------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK
death. if if DAYS away from DAYS of if
illness involves illness involves work. restricted no entry was
days away from days away from work activity. made in
work, work. columns 8 or 9.
or days of
Mo./day/yr. restricted
work activity,
or both.
<S><C>
(8) (9) (10) (11) (12) (13)
----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0
- -----------------------------------------------------------------------------------------------------------------
Certification of Annual Summary Totals By /s/ Keisha Jenkins Title: H. R. Secretary Date: 01/16/96
OSHA No. 200 OSHA No. 20C POST ONLY THIS PORTION OF THE LAST PAGE NO LATER THAN FEBRUARY 1.
</TABLE>
<PAGE>
Schedule 5.12
Health and Safety
<TABLE>
<CAPTION>
<S><C>
Bureau of Labor Statistics U.S. Department of Labor
Log and Summary of Occupational
Injuries and Illnesses For Calendar Year 1994 Page 1 of 1
For Calendar Year 1996
Form Approved
O.M.B. No. 1220 0029
- -------------------------------------------------------- ------------------------------------------------------
NOTE: This form is required by Public Law 91-596 and RECORDABLE CASES: You are required to record
must be kept in the establishment for 5 information about every occupational death, every
years. Failure to maintain and post can result in nonfatal occupational illness,
the issuance of citations and assessment of and those nonfatal occupational injuries which
penalties. (See posting requirements on the other side involve one or more of the following: loss of
of form.) consciousness, restriction of work or
motion, transfer to another job, or medical
treatment (other than first aid). (See definitions
on the other side of form.)
- -----------------------------------------------------------------------------------------------------------------
Case or File No. Date of Injury Employee's Name Occupation Department Description of
or Injury or
Onset of Illness Illness
<S><C>
Enter a nondupli- Enter Mo./day. Enter first Enter regular Enter dept. in Enter a brief
cating number which name or initial, job title, not which em- description of
will facilitate middle initial, activity em- ployee is the injury
comparisons last name. ployee was regularly or illness and
with performing employed or indicate
supplementary when injured a description the part or
records. or at onset of normal parts of the
of illness. In workplace to body affected.
the absence which em-
of a formal ployee is Typical en-
title, enter a assigned, tries for this
brief descr- even though column might be
iption of the temporarily amputation
employee's working in of 1st joint
duties. another dept. rt.
at the time of fore-finger,
injury or strain of lower
illness. back, contact
dermatitis on
both hands,
electrocution
body.
(A) (B) (C) (D) (E) (F)
- ------------------ ----------------- ----------------- ---------------- ----------------- -----------------
PREVIOUS PAGE
TOTALS ->
- -----------------------------------------------------------------------------------------------------------------
0196 2/15 ***************** Sr. Technician Engineering Carpel Tunnel
*****************
- -----------------------------------------------------------------------------------------------------------------
0296 6/17 ***************** Sr. Engineer Engineering Occult fracture
rt. elbow
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
TOTALS
(Instructions
on other side
of form.)
- -----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
Company Name: BroadBand Technologies, Inc.
- ----------------------------------------------------------------------------------------------------------------
Establishment Name:
- ----------------------------------------------------------------------------------------------------------------
Establishment Address: Post Office Box 13737, Research Triangle Park, North Carolina 27709
- ----------------------------------------------------------------------------------------------------------------
Extent of and Outcome of INJURY
- ----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Injuries
- ----------------------------------------------------------------------------------------------------------------
Injury Related Injuries With Lost Workdays Injuries
Without Lost
Workdays
-------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK if
death. if injury if injury DAYS away from DAYS of no entry was
involves days involves work. restricted made in
away from days away from work activity. columns 1 or 2
work, or days work. but the
of restricted injury is
Mo./day/yr. work activity, recordable as
or both. defined above.
<S><C>
(1) (2) (3) (4) (5) (6)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 1
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Type, Extent of, and Outcome of ILLNESS
- ----------------------------------------------------------------------------------------------------------------
Type of Illness
- ----------------------------------------------------------------------------------------------------------------
CHECK Only One Column for Each Illness (See other side of form for terminations or permanent transfers.)
Occupa- Dust Respiratory Poisoning Disorders Disorders All
tional skin diseases conditions (systemic due to associated other
diseases of due to effects physical with occupation
or the toxic of agents repeated illnesses
disorders lungs agents toxic trauma
materials)
- ----------------------------------------------------------------------------------------------------------------
(7)
- ----------------------------------------------------------------------------------------------------------------
(a) (b) (c) (d) (e) (f) (g)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0 0
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
Fatalities Nonfatal Illnesses
- -----------------------------------------------------------------------------------------------------------------
Illness Related Illnesses With Lost Workdays Illnesses
Without Lost
Workdays
-------------------------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK
death. if if DAYS away from DAYS of if
illness involves illness involves work. restricted no entry was
days away from days away from work activity. made in
work, work. columns 8 or 9.
or days of
Mo./day/yr. restricted
work activity,
or both.
<S><C>
(8) (9) (10) (11) (12) (13)
----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0
- -----------------------------------------------------------------------------------------------------------------
Certification of Annual Summary Totals By Title: Date:
OSHA No. 200 OSHA No. 20C POST ONLY THIS PORTION OF THE LAST PAGE NO LATER THAN FEBRUARY 1.
</TABLE>
<PAGE>
Schedule 5.12
Health and Safety
<TABLE>
<CAPTION>
<S><C>
Bureau of Labor Statistics U.S. Department of Labor
Log and Summary of Occupational
Injuries and Illnesses For Calendar Year 1994 Page 1 of 1
For Calendar Year 1997
Form Approved
O.M.B. No. 1220 0029
- -------------------------------------------------------- ------------------------------------------------------
NOTE: This form is required by Public Law 91-596 and RECORDABLE CASES: You are required to record
must be kept in the establishment for 5 information about every occupational death, every
years. Failure to maintain and post can result in nonfatal occupational illness,
the issuance of citations and assessment of and those nonfatal occupational injuries which
penalties. (See posting requirements on the other side involve one or more of the following: loss of
of form.) consciousness, restriction of work or
motion, transfer to another job, or medical
treatment (other than first aid). (See definitions
on the other side of form.)
- -----------------------------------------------------------------------------------------------------------------
Case or File No. Date of Injury Employee's Name Occupation Department Description of
or Injury or
Onset of Illness Illness
<S><C>
Enter a nondupli- Enter Mo./day. Enter first Enter regular Enter dept. in Enter a brief
cating number which name or initial, job title, not which em- description of
will facilitate middle initial, activity em- ployee is the injury
comparisons last name. ployee was regularly or illness and
with performing employed or indicate
supplementary when injured a description the part or
records. or at onset of normal parts of the
of illness. In workplace to body affected.
the absence which em-
of a formal ployee is Typical en-
title, enter a assigned, tries for this
brief descr- even though column might be
iption of the temporarily amputation
employee's working in of 1st joint
duties. another dept. rt.
at the time of fore-finger,
injury or strain of lower
illness. back, contact
dermatitis on
both hands,
electrocution
body.
(A) (B) (C) (D) (E) (F)
- ------------------ ----------------- ----------------- ---------------- ----------------- -----------------
PREVIOUS PAGE
TOTALS ->
- -----------------------------------------------------------------------------------------------------------------
0197 8/8 ***************** Engineer Engineering Bruised Right
***************** Toe
- -----------------------------------------------------------------------------------------------------------------
0297 10/24 ***************** Ship./Rec. Manufactur- Strain Lower
ing Back
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
TOTALS
(Instructions
on other side
of form.)
- -----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
Company Name: BroadBand Technologies, Inc.
- ----------------------------------------------------------------------------------------------------------------
Establishment Name:
- ----------------------------------------------------------------------------------------------------------------
Establishment Address: Post Office Box 13737, Research Triangle Park, North Carolina 27709
- ----------------------------------------------------------------------------------------------------------------
Extent of and Outcome of INJURY
- ----------------------------------------------------------------------------------------------------------------
Fatalities Nonfatal Injuries
- ----------------------------------------------------------------------------------------------------------------
Injury Related Injuries With Lost Workdays Injuries
Without Lost
Workdays
-------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK if
death. if injury if injury DAYS away from DAYS of no entry was
involves days involves work. restricted made in
away from days away from work activity. columns 1 or 2
work, or days work. but the
of restricted injury is
Mo./day/yr. work activity, recordable as
or both. defined above.
<S><C>
(1) (2) (3) (4) (5) (6)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
X
- ----------------------------------------------------------------------------------------------------------------
X X 7 14
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 1 1 7 14 1
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
Type, Extent of, and Outcome of ILLNESS
- ----------------------------------------------------------------------------------------------------------------
Type of Illness
- ----------------------------------------------------------------------------------------------------------------
CHECK Only One Column for Each Illness (See other side of form for terminations or permanent transfers.)
Occupa- Dust Respiratory Poisoning Disorders Disorders All
tional skin diseases conditions (systemic due to associated other
diseases of due to effects physical with occupation
or the toxic of agents repeated illnesses
disorders lungs agents toxic trauma
materials)
- ----------------------------------------------------------------------------------------------------------------
(7)
- ----------------------------------------------------------------------------------------------------------------
(a) (b) (c) (d) (e) (f) (g)
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
- ----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0 0
- ----------------------------------------------------------------------------------------------------------------
<CAPTION>
Fatalities Nonfatal Illnesses
- -----------------------------------------------------------------------------------------------------------------
Illness Related Illnesses With Lost Workdays Illnesses
Without Lost
Workdays
-------------------------------------------------------------------------------------------
Enter DATE of Enter a CHECK Enter a CHECK Enter number of Enter number of Enter a CHECK
death. if if DAYS away from DAYS of if
illness involves illness involves work. restricted no entry was
days away from days away from work activity. made in
work, work. columns 8 or 9.
or days of
Mo./day/yr. restricted
work activity,
or both.
<S><C>
(8) (9) (10) (11) (12) (13)
----------------- ----------------- ----------------- ----------------- ----------------- -----------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
- -----------------------------------------------------------------------------------------------------------------
0 0 0 0 0 0
- -----------------------------------------------------------------------------------------------------------------
Certification of Annual Summary Totals By /s/ Vicki Jognia Title: Human Resource Assistant Date: 12/31/97
OSHA No. 200 OSHA No. 20C POST ONLY THIS PORTION OF THE LAST PAGE NO LATER THAN FEBRUARY 1.
</TABLE>
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 7.1.2(b)
International Distribution Agreements
Agreement Type Encumbrance
***************** Licensing and Cooperation Agreement *****************
***************** *****************
Effective date 4/6/94 *****************
(15 year term) *****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
*****************
***************** Licensing and Cooperation Agreement *****************
***************** *****************
Effective date: 3/1/96 *****************
(5 year term) *****************
<PAGE>
Alliance Agreement between BBT and Bosch Telecom
Schedule 8.2(b)
Assignment of Patents
BroadBand Technologies, Inc., a Delaware corporation ("Assignor"), having an
office and principal place of business at:
BroadBand Technologies, Inc.
4024 Stirrup Creek Drive
Research Triangle Park, NC 27709-3737
U.S.A.
is the present owner by assignment of the United States, Canadian and Other
Corresponding Foreign Patents (including Patent applications) listed in the
attached Schedule 1 hereto.
For good and valuable consideration, the receipt and sufficiency of which is
hereby acknowledged, and subject to the terms and conditions of this Assignment
of Patents, Assignor hereby sells, assigns and transfers to Bosch Telecom GmbH,
a German corporation ("Assignee"), having an office at:
Bosch Telecom GmbH
Gerberstrasse 33
D-71522 Backnang
Germany
a joint ownership interest in the United States and Canadian Patents (including
Patent applications), as well as in and to the inventions described in said
Patents (including Patent applications), including the right to claim priority
and, as to the applications, in and to all patents to be obtained for said
inventions by the above applications or any continuation, division, renewal, or
substitute thereof, and as to the issued Patents, any reissue or re-examination
thereof, subject to the restrictions referred to below.
In addition, for good and valuable consideration, the receipt and sufficiency of
which is hereby acknowledged, and subject to the terms and conditions of this
Assignment of Patents, Assignor hereby sells, assigns and transfers to Assignee
all right, title and interest of Assignor to and under the corresponding foreign
Patents (including Patent applications) other than the U. S. and Canadian
Patents (including Patent applications), including the right to claim priority
and, as to the applications, in and to all International Patents to be obtained
for said inventions by the above applications or any continuation, division,
renewal, or substitute thereof, and as to the issued Patents, any reissue or
re-examination thereof and further including any and all rights to sue or
recover for the infringement or misappropriation of the International Patents
(including Patent applications) assigned hereby, subject to the restrictions
referred to below.
For the avoidance of doubt Assignor agrees that, in connection with transacting
business with Patent Offices other than the U.S. Patent and Trademark Office and
the Canadian patent office in connection with Patents other than the U.S. and
Canadian Patents and in connection with the
<PAGE>
prosecution of patent applications other than the U.S. and Canadian patent
applications, Assignee shall have the exclusive right to prosecute such
applications, without consent of Assignor, including appointing attorneys to
conduct business with Patent Offices other than the U.S. Patent and Trademark
Office and the Canadian patent office.
Assignor and Assignee agree that this Assignment of Patents is made subject to
all the provisions of the Alliance Agreement dated as of May 18, 1998 between
and among Assignor, Assignee and Bosch Telecom, Inc. (the "Alliance Agreement"),
a copy of which is being filed with the U.S. Securities and Exchange Commission.
All rights of both Assignor and Assignee under Patents, including Patent
applications, assigned in this Assignment of Patents, are limited by the
provisions of the Alliance Agreement. In the event of any conflict between the
terms of this Assignment and the Alliance Agreement, the terms of the Alliance
Agreement shall govern.
Upon request of Assignor or Assignee the other will execute any and all papers,
instruments or affidavits required to apply for, obtain, maintain, issue and
enforce said applications, said inventions and said issued Patents that may be
necessary or desirable to carry out the purposes thereof, provided that either
Assignor or Assignee may refuse to sign any document that is inconsistent with
the provisions of the Alliance Agreement.Except as may be otherwise agreed in
writing, neither party to this Assignment of Patents shall be obliged to account
to the other for profits or other benefits obtained through exploitation of its
co-ownership interest. Each party agrees to reasonably cooperate with the other
as necessary for the purpose of legal action to enforce the ownership rights in
the patents and patent applications referred to in this Assignment of Patents
against third parties.
Assignee agrees that, in connection with transacting business with the U.S.
Patent and Trademark Office and the Canadian patent office in connection with
the U.S. and Canadian Patents and prosecution of the U.S. and Canadian patent
applications, Assignor shall have the exclusive right to prosecute such
applications on behalf of both owners, without consent of Assignee, including
appointing attorneys to conduct business with the U.S. Patent and Trademark
Office and the Canadian patent office.
<PAGE>
IN WITNESS WHEREOF, the parties have duly executed this Assignment of Patents on
the dates indicated below.
BroadBand Technologies, Inc. (Assignor)
-----------------------------------------------
Signature
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Printed Name
-----------------------------------------------
Title
-----------------------------------------------
Date
Bosch Telecom GmbH (Assignee)
-----------------------------------------------
Signature
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Printed Name
-----------------------------------------------
Title
-----------------------------------------------
Date
Bosch Telecom GmbH (Assignee)
-----------------------------------------------
Signature
-----------------------------------------------
Printed Name
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Title
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Date
<PAGE>
Schedule 12.5(a)
051898
TRANSITION SERVICES AGREEMENT
This TRANSITION SERVICES AGREEMENT is made as of this 8th day of June 1998 by
and between Bosch Telecom, Inc., a Delaware corporation ("Bosch") and BroadBand
Technologies, Inc., a Delaware corporation ("BBT").
RECITALS
WHEREAS, BBT and Bosch have entered in an Alliance Agreement dated as
of May 1, 1998, pursuant to which BBT and Bosch have entered into technology
transfer agreements and Bosch has purchased certain assets of BBT; and
WHEREAS, concurrently BBT and Bosch entered into a Sublease Agreement
in order to enable Bosch to conduct operations at the Subleased Premises; and
WHEREAS, BBT agrees to provide certain services to Bosch in order to
facilitate the efficient operation during a transition period following date
hereof; and
WHEREAS, BBT and Bosch desire to enter into this Transition Services
Agreement to provide for the terms of and the process for handling the
transition services.
NOW THEREFORE, in consideration of the foregoing premises, the terms and
covenants contained in this Transition Services Agreement, and other valuable
consideration, the receipt of which is acknowledged, the parties agree as
follows:
With regard to the provision of transition period services, BBT and
Bosch hereby agree as follows:
1. Defined Terms
Capitalized terms, to the extent not defined herein, shall have the same
meaning as in the Alliance Agreement.
2. Services
2.1 General. Subject to the terms and conditions set forth herein,
BBT shall provide to Bosch during the Transition Period, on a
charge basis pursuant to Section 3 hereof, the services as
designated and described on Attachment 1 (the "Services"). In
addition to the Services specifically provide for on
Attachment 1, Bosch shall also have the right to purchase from
BBT those other services designated on Attachment 1 as
available on an "as requested" or "variable expenses" basis.
<PAGE>
2.2 Other Services. If, after the execution of this Agreement, the
parties determine that a service provided by or to the
business as conducted by BBT prior to the purchase was
inadvertently omitted from Attachment 1 to the Agreement, the
parties shall negotiate in good faith to attempt to agree to
the terms and conditions upon which such services would be
added to this Agreement, it being agreed that the charges for
such services should be determined on a basis consistent with
the methodology for determining the initial charges provided
for herein.
2.3 Reasonable Care. BBT shall perform the Services that it is
required to provide to Bosch under this Transition Services
Agreement with reasonable skill and care and shall use at
least that degree of skill and care that it would exercise in
similar circumstances in carrying out its own business. The
Services performed by BBT hereunder shall be supplied in a
manner consistent with the historical provision of such
Services by BBT to its own business, substantially to the same
extent, substantially for the same purposes, in substantially
the same manner, with substantially the same degree of care as
BBT has provided such Services to its own business during the
twelve-month period immediately prior to the date hereof.
2.4 Provision of Services. BBT will provide Services during the
hours, at the locations and in the manner as similar Services
have been provided prior to the date hereof.
2.5 Designated Personnel. Where specific people are designated on
Attachment 1 to perform Services, BBT will seek in good faith
to retain such people for the Transition Period and any
extensions thereof. In the event any such named persons leave
BBT's employ before the end of the Transition Period, BBT will
retain other people or otherwise provide the Services
previously performed by such persons, except for the technical
staff personnel described on Attachment 1 as "Section 2.5
Personnel."
2.6 Cooperation. It is understood that it will require significant
efforts of both Parties to implement this Transition Services
Agreement and ensure performance hereunder at the agreed upon
level. The Parties will cooperate (acting in good faith and
using reasonable commercial efforts) to effect a smooth and
orderly transition of the Services provided hereunder from the
BBT to Bosch.
3. Charges for Services
3.1 Periodic Charges. The periodic or per unit charges for the
Services provided by BBT under this Transition Services
Agreement shall be as set forth on Attachment 1. The parties
agree that the rates charged for Services shall be subject to
change during the Transition Period. If BBT experiences a
material change in the cost of providing the Services, the
parties will negotiate in good faith an adjustment of
<PAGE>
the rates, effective on the anniversary date of this
Agreement, for the respective Services taking into
consideration cost increases or decreases incurred by BBT and
the increase or decrease in the usage of the Services by
Bosch. Other rate changes, not caused by changes in the cost
of providing Services, may be negotiated between the Parties
as set forth in Attachment 1.
3.2 Expenses. BBT will provide all Services in Research Triangle,
North Carolina, unless otherwise agreed by BBT. Bosch will pay
for all reasonable and necessary travel expenses incurred by
BBT in providing the Services. All such expenses shall be
pre-approved by BTT management and be in accordance with BBT
travel policies.
4. Payment
BBT shall invoice Bosch for the charges described in
Section 3 on a monthly basis. Invoices shall be issued by BBT
promptly after the end of the month in which such charges
accrue. Bosch shall pay to BBT all amounts due hereunder
within 15 (fifteen) days after receipt of BBT's invoice.
5. Excused Performance
BBT shall use its best efforts to provide all of the
Services herein agreed to be provided, but does not warrant
that any of the Services will be free of interruptions caused
by acts of God, strikes, lockouts, accidents, inability to
obtain fuel or supplies or other causes beyond BBT's control.
No such interruption of Services shall be deemed to constitute
a breach of this Agreement for any purpose whatsoever.
6. Safekeeping and Confidentiality
6.1 Safekeeping. BBT shall take necessary measures to protect the
Bosch data that is processed by BBT from destruction, deletion
or unauthorized change and allow its recovery in events of
Force Majeure; provided, however, that BBT shall be deemed to
have satisfied this obligation if the measures taken to
protect and recover Bosch's data are equivalent to what it
uses in carrying out its own business.
6.2 Confidentiality. BBT shall maintain and treat as confidential
and secret all information and materials which may be
disclosed by Bosch and identified in writing as being
proprietary, confidential or secret. BBT will abide by all
system security requirements, nondisclosure obligations,
policies and guidelines communicated by Bosch concerning
access and use of proprietary information so
<PAGE>
identified. BBT agrees to treat as proprietary and not to
provide or otherwise make available the whole or any portion
of Bosch's confidential information, proprietary information,
procedures or passwords that are identified in writing as
proprietary confidential or secret, to any person other than
to its employees who have a need to know for purposes
contemplated hereby, without prior written consent of Bosch.
BBT shall employ the same standard of care it uses to protect
its own proprietary, confidential or secret information and
material of like importance.
7. Indemnity and Limitation on Liability.
7.1 BBT shall indemnify and hold harmless Bosch and its
affiliates and their respective officers, directors,
employees, agents, successors and assigns from and against any
and all lawsuits or claims by third parties and expenses
incurred in connection therewith, including, without
limitation, amounts paid in investigation, defense or
settlement of any of the foregoing, arising out of or
resulting from (a) the willful misconduct or negligence of BBT
in performing its obligations under this Agreement; or (b)
BBT's failure to provide Services in a timely manner (subject
to Section 5 of this Agreement) with respect to any obligation
for which BBT has accepted a deadline.
7.2 BBT's liability for any reason under this Agreement,
including, without limitation, the foregoing indemnity, shall
be limited to actual damages, subject to a maximum equal to
the lesser of (i) the amounts paid to BBT pursuant to this
Agreement or (ii) *****************************************
Dollars. In no event shall BBT be liable for lost profits or
revenues, consequential, indirect or similar damages, whether
or not foreseen or foreseeable.
8. Term and Termination
8.1 Term. The term of this Transition Services Agreement shall be
for the period commencing on the 8th day of June, 1998,
and ending on December 31, 2000 (the "Transition Period").
This Agreement may be extended for one (1) year thereafter at
the option of Bosch. In order to exercise this option, Bosch
must notify BBT of its intention to extend this Agreement at
least ninety (90) days prior to the expiration of the initial
term. Prior to the end of each calendar year, the parties
shall then negotiate in good faith an adjustment of the
charges, if any, for the respective Services, taking into
consideration cost increases or decreases incurred by BBT in
providing the Services and Bosch's increase or decrease in the
usage of the Services, provided such adjustment shall be
effective as of the first date of the calendar year.
8.2 Termination. Bosch shall have the right, upon ninety (90) days
notice to BBT, to discontinue the purchase of all or any part
of any Service listed on Attachment 1
<PAGE>
hereto. It is agreed that the Accounting Services provided
herein shall terminate within ninety (90) days following the
commencement date of this Agreement. The charges related to
any Service that is cancelled by Bosch shall not be from and
after the effective date of cancellation. BBT will bear the
costs and expenses associated with the termination of any
Services provided for hereunder, including, without
limitation, severance payments and excess capacity costs.
9. Miscellaneous
9.1 This Agreement shall be binding upon the parties hereto and
their successors and assigns. Neither party may assign its
rights and/or obligations under this Agreement without the
prior written consent of the other party, such consent not to
be unreasonably withheld.
9.2 Each Party shall bear the costs and expenses of obtaining any
and all consents from third parties which may be necessary in
connection with its performance of its obligations hereunder,
including the costs of obtaining the consent to the assignment
or sublicense of all software which may be necessary to
provide the Services contemplated hereby.
9.3 This Agreement constitutes the entire agreement of the parties
with respect to the Services to be provided by BBT to Bosch
and supersedes any agreements, representations, warranties or
understandings, oral or written, between the parties with
respect to the subject matter hereof entered into prior to the
date hereof, other than the provisions of the Alliance
Agreement. This Agreement may be amended or modified by the
parties hereto by an instrument in writing executed by the
parties hereto without the consent of any other person or
entity.
9.4 This Transition Services Agreement is made pursuant to and
shall be governed and construed in accordance with the laws of
the State of North Carolina.
9.5 Any notice, request, demands, or other communication required
or permitted in this Agreement shall be in writing and shall
be given by personal delivery, or if sent by registered or
certified mail postage prepaid, addressed as follows:
If to Bosch: Bosch Telecom, Inc.
8360 LBJ Freeway, Center III
Dallas, TX 75243
Attention: Michael Gaertner
If to BBT: BroadBand Technologies, Inc.
4024 Stirrup Creek Drive
Research Triangle Park, North Carolina 27705
Attention: Chief Financial Officer
<PAGE>
All notices shall be effective upon receipt. Either party may
by notice to the other designate a new address for notices.
The address of any party hereto may be changed by notice to
the other party hereto duly served in accordance with the
foregoing provisions.
9.6 For purposes of this Agreement, the relationship between BBT
and its affiliates on the one hand and Bosch and its
affiliates, shall be that of an independent contractor and not
of employment, partnership, or joint venture and neither party
is an agent of the other. By entering into this Agreement,
neither party is, in any way, assuming any liabilities, debt
or obligations of the other party, whether now existing or
hereafter created, except as expressly provided for herein.
9.7 This Agreement may be signed in counterparts. Any single
counterpart or set of counterparts signed, in either case, by
each of the parties hereto shall constitute a full and
original Agreement for all purposes.
9.8 No failure or delay in exercising any right hereunder shall
operate as a waiver of or impair such right. No single or
partial exercise of any such right shall preclude any other or
further exercise thereof or the exercise of any other right.
Any waiver must be given in writing to be effective, and no
waiver shall be deemed a waiver of any other right.
9.9 If any one or more of the provisions contained in this
Transition Services Agreement or in any other document
delivered pursuant hereto shall for any reason, be held to be
invalid, illegal or unenforceable in any respect, such
invalidity, illegality or unenforceability shall not affect
any other provision of this Agreement or any such other
document and there shall be deemed substituted for the
provision at issue a valid and enforceable provision as
similar as possible to the provision at issue.
9.10 This Transition Services Agreement is for the sole and
exclusive benefit of the parties hereto. No provision of this
Agreement shall be for the direct or indirect benefit of any
other persons or entities and no provision of this Agreement
shall be deemed to confer upon any other third party any
remedy, claim, liability, reimbursement, claim of action or
other right in excess of those existing with reference to this
Agreement.
9.11 The parties hereto shall, at any time after the execution
hereof, sign, execute and deliver all such documents and
instruments and do or cause to be done all such other acts or
things as may be necessary to carry out the intent and
provision of this Agreement.
IN WITNESS WHEREOF, the parties hereto have executed this Transition Services
Agreement.
<PAGE>
BOSCH TELECOM, INC.
By: ____________________________________________
Name: ____________________________________________
Title: ____________________________________________
BROADBAND TECHNOLOGIES, INC.
By: _____________________________________________
Name: _____________________________________________
Title: _____________________________________________
<PAGE>
ATTACHMENT 1
TRANSITION SERVICES FROM BBT
A. Engineering Services
B. Information Technology Support Services
C. Other Services
The attached is a list of services that BBT will provide to Bosch. The charges
for such Services are determined on an allocated basis or on a usage basis, as
indicated. The joint "R&D Coordination Committee" will review and monitor the
availability and usage of these Services on an on-going basis. Any changes to
either the availability of Services from BBT or to their usage by Bosch requires
reasonable notification to the affected party. The minimum notification period
is specified for each category.
<PAGE>
<TABLE>
<S> <C>
A. Engineering Services
Minimum Notification Period : 90 Days
a) Allocated Services (fixed expense)
Services Personnel Expense
FSAN 2.0 Architecture *********** *****************
and Development *********** *****************
*********** *****************
*********** *****************
*********** *****************
*********** *****************
*********** *****************
xDSL Consulting *********** *****************
* Means Section 2.5 Personnel
CPE Support & Lab 2.5 ANI lab + Tools *****************
*********** *****************
*********** *****************
*********** *****************
1.3 Technical Support Retain 1 HC+OH *****************
Documentation Support *********** *****************
Training Support *********** *****************
Equipment Depreciation *********** *****************
***********
b) Allocated Services (variable expense)
CAD (up to 12 man weeks in 3Q98) *****************
Post 1.3 Compliance Testing *****************
*****************
Dedicated 1.3 Technical Support *****************
c) Services Not Available in 1998
- ASIC Design
- Mechanical Design
- CAD Design 4Q98
- Instrument Calibration
</TABLE>
<PAGE>
B. Information Technology Support Services
---------------------------------------
Hardware and Software Development Tools
- ---------------------------------------
Minimum Notification Period : 90 Days
Software Development Tools/Licenses
*******************************************************************************
*******************************************************************************
*******************************************************************************
*******************************************************************************
Hardware Development Tools/Licenses *****************
[Cadence; Synopsis; DataIO/Abel; Xilinx; Altera MaxPlus2-Arrow; Chronology-
Timing Designer; MINC Pldesigner; Summit Designs-Vericov; Actel-ALS]
Technical Support
- -----------------
Minimum Notification Period: 120 Days
Installation and Support of Bosch IT Network *****************
<PAGE>
<TABLE>
<S> <C>
C. Other Services
--------------
Minimum Notification Period: 90 days, except for Documentation Center which requires 120 days.
a) Material Logistics (Shipping/Receiving, Purchasing; MRP) *****************
b) Documentation Center (Webfile room, ECO/GCO) *****************
c) Quality Assurance (Reliability, Design evaluation, etc.) *****************
d) Accounting *****************
Notes:
- ------
1) Accounting services are offered only for 90 days from signing of Alliance
Agreement.
2) Facility maintenance service is included as part of office space
sublease.
OTHER SERVICES AVAILABLE TO BOSCH FOR PURCHASE ON AN "AS REQUESTED" BASIS
Item:
- -----
1) Process/Test Engineering
2) Prototype Assembly and Test
3) Supplier Quality Engineering (Mechanical)
4) Unique Test/Process Equipment
5) Mechanical and Test Equipment Calibration
</TABLE>
<PAGE>
Schedule 12.5(b)
REAL PROPERTY SUBLEASE
THIS SUBLEASE is made as of this 8th day of June, 1998, by and between
Broadband Technologies, Inc. ("Sublandlord") of 4024 Stirrup Creek Drive,
Research Triangle Park, North Carolina 27705 and Bosch Telecom, Inc.
("Subtenant") of 8360 LBJ Freeway, Center II, Dallas, TX 75243.
RECITALS
The parties recite and declare:
A. Wachovia Bank of North Carolina, as landlord ("Prime Landlord"), and
Broadband Technologies, Inc. ("Sublandlord"), as Tenant, have entered into that
certain Lease Agreement dated February 25, 1993 (the "Prime Lease"), as amended
by Lease Amendments One through Five, regarding the land and demised premises
located at 4024 Stirrup Creek Drive in the City of Research Triangle Park, North
Carolina, all as described in the Prime Lease.
B. Sublandlord and Bosch Telecom, Inc. ("Subtenant") have entered into
an Alliance Agreement and the parties desire to enter into a sublease as to the
portion of the Prime Lease premises (approximately 19,300 square feet) described
on attached Exhibit A ("Sublease Premises"), upon the terms and conditions set
forth below.
In consideration of the above recitals, the terms and covenants
contained in this sublease agreement, and other valuable consideration, the
receipt of which is acknowledged, the parties agree as follows:
AGREEMENTS
1. Sublease. Subtenant agrees to sublease from Sublandlord, and
Sublandlord agrees to sublease to Subtenant, the portion of the Prime Lease
premises ("Sublease Premises") as described in Exhibit A, upon the terms and
conditions set forth herein. Subtenant accepts the Sublease Premises in their
"as is" condition.
2. Sublease Term. The term of this Sublease ("Sublease Term") will
commence on June 8, 1998 ("Commencement Date") and will continue for five years
through June 8, 2003, unless sooner terminated as provided herein. Subtenant
will be given possession of the Sublease Premises immediately on execution of
this sublease agreement. Subtenant shall have the option to renew the Sublease
for two (2) additional Sublease Terms of five (5) years each ("Renewal Terms"),
upon the same terms and conditions set forth herein, subject, however, to
changed provisions including rental increases under the Prime Lease, and subject
to the terms and conditions of the Prime Lease as such terms shall be amended
from time to time by Sublandlord and Prime Landlord. Subtenant shall notify
Sublandlord, in writing, not less than six (6) months
<PAGE>
prior to the expiration of the Sublease Term or the Renewal Term of its
intention to exercise this option.
3. Use. Subtenant shall use the Sublease Premises for general office,
research and development and other incidental and ancillary purposes, and for no
other purposes without the prior written consent of the Sublandlord.
4. Rent. Subtenant will pay to Sublandlord monthly basic rent for the
Sublease Premises in advance, on the Commencement Date and on the first day of
each calendar month thereafter during the Sublease Term, in the amount of
********************************** *************************************** which
is calculated based upon usage of 19,287 square feet at the rate of
******************************* per square foot of rentable space ("Rent"). It
is understood, however that in the event the rental rate under the Prime Lease
shall increase, there shall be a corresponding increase in the Rent charged
hereunder, it being understood that the parties intend to mirror in this
Sublease any rental increases and increases in other expenses charged under the
Prime Lease.
5. Occupancy Services. Sublandlord agrees to furnish all water and
sewer services to the Sublease Premises without additional charge to Subtenant.
Sublandlord agrees to provide the Occupancy Services set forth on Exhibit B to
the Sublease Premises during the Sublease Term at the rates set forth on Exhibit
B. Charges for Occupancy Services will be made on a monthly basis and will
accrue only for months during which Subtenant leased the Sublease Premises. The
parties agree that the rates charged for Occupancy Services shall be subject to
change during the Sublease Term. If Sublandlord experiences a change in the cost
of providing the Occupancy Services, the parties will negotiate in good faith an
adjustment of the charge for the Occupancy Services effective on the calendar
year basis, for the respective Occupancy Services taking into consideration cost
increases or decreases incurred by Sublandlord and the increase or decrease in
the usage of the Occupancy Services by Subtenant.
6. Parking. Subtenant will, during the Sublease Term, sublease and have
use of, at no additional cost, parking spaces, in common with other tenants,
including Sublandlord, subject to the Prime Lease.
7. Warranty by Sublandlord. Sublandlord warrants to Subtenant that the
Prime Lease has not been amended or modified except as expressly represented to
Subtenant or set forth in this Sublease, however, it is understood that
Sublandlord is currently in negotiations for an amendment, re-drafting or
extension of the Prime Lease; that Sublandlord is not now, and as of the
Commencement Date will not be, in default or breach of any of the provisions of
the Prime Lease, and that Sublandlord has no knowledge of any claim by Prime
Landlord that Sublandlord is in default or breach of the Prime Lease. Except for
the amendment currently under negotiation, Sublandlord agrees not to amend,
alter or modify any of the provisions of the Prime Lease affecting Subtenant, or
to surrender the Prime Lease, without Subtenant's consent. In the event the
Prime Lease is re-drawn and replaced with a new lease, said lease shall for all
purposes herein be treated as the Prime Lease; however, such new Prime Lease
shall be subject to
<PAGE>
Subtenant's approval. If Subtenant disapproves the new Prime Lease, Subtenant
shall have the right to terminate this Sublease upon written notice to
Sublandlord.
8. Terms and Conditions of Master Lease. Except as specifically
provided in this paragraph or otherwise modified herein, all applicable terms
and conditions of the Prime Lease are incorporated into and made a part of this
Sublease and this Sublease is and shall be subject and subordinate to the Prime
Lease. Subtenant assumes and agrees to keep, obey and perform all of the terms,
covenants and conditions of Sublandlord as Tenant under the Prime Lease with
respect to the Sublease Premises; and the rights of Subtenant hereunder are
subject to the terms of the Prime Lease. Subtenant will not commit or suffer any
act or omission that will violate any of the provisions of the Prime Lease. The
following provisions of the Prime Lease are specifically excepted from this
paragraph:
4.10 & 4.11 Letter of Credit; Security Deposit
4.12 Tenant Improvement Payment
8.17 No Assignment or Subletting (with regard to
the automatic termination of Tenants option
to renew or extend the Lease Term
11.3 Failure With Respect to Letter of Credit
Sublandlord will exercise due diligence in attempting to cause Prime Landlord to
perform its obligations under the Prime Lease for the benefit of the Subtenant.
In the event Sublandlord enters the Sublease Premises to inspect the same,
Sublandlord shall endeavor to give Subtenant prior notice, shall inspect the
Sublease Premises in a way as to minimize disruption to Subtenant, and shall so
inspect during normal business hours.
9. Insurance. Subtenant will, during the Sublease Term, continuously
maintain commercial general liability insurance for its own protection in an
amount not less than ******* ******************************, with allowance for
a ****************************** ********* deductible, combined single limit for
both bodily injury and property damage, which insurance policy shall name
Sublandlord (and if required under the Prime Lease, Prime Landlord) as an
additional insured party, and a certificate thereof reasonably acceptable to
Sublandlord shall be delivered to Sublandlord prior to the delivery of the
Sublease Premises to Subtenant.
10. Assignment and Subletting. Subtenant may not, without the prior
written consent of Sublandlord, which consent may be withheld in Sublandlord's
reasonable discretion (and further subject to Prime Landlord's approval), assign
or pledge this Sublease, sublet all or any part of the Sublease Premises, allow
any liens to be placed on this Sublease or the Sublease Premises, or suffer this
Sublease or the Sublease Premises or any portion thereof to be attached or taken
upon execution. Sublandlord shall not be deemed to unreasonably withhold its
consent if a proposed subtenant of Subtenant is a competitor of Sublandlord. In
the event Subtenant requests Sublandlord's consent to a further sublease,
Sublandlord shall have the option in its sole discretion and without regard to
whether its withholding consent is reasonable or unreasonable, rather than
granting such consent, to terminate this Sublease.
<PAGE>
11. Termination. This Sublease shall terminate at the end of the
Sublease Term. Subtenant will peacefully and quietly vacate and surrender the
Sublease Premises to Sublandlord at the expiration of the Sublease Term, in the
condition called for under the Prime Lease. The existence of this Sublease is
dependent and conditioned upon the continued existence of the Prime Lease, and
in the event of the expiration, cancellation or termination of the Prime Lease,
this Sublease automatically shall be terminated; provided, however, that:
(a) this provision shall not be deemed to release
Sublandlord of liability if the Prime Lease is canceled or
terminated due to a default by Sublandlord as Tenant under
the Prime Lease, which default did not result, in whole or
in part, from a default by Subtenant under this Sublease.
(b) if the Prime Lease terminates as a result of a
default or breach by the Sublandlord or Subtenant, the
defaulting party will be liable to the nondefaulting party
for the damages suffered as a result of the termination.
Sublandlord shall have no liability to Subtenant due to the termination
or expiration of the Prime Lease for any reason other than a Sublandlord default
thereunder.
12. Default. If Subtenant defaults in its obligations under this
Sublease, Sublandlord shall have all of the same rights and remedies against
Subtenant as would be available to the Prime Landlord against Sublandlord if
Sublandlord were in default under the Prime Lease, as fully as if such rights
and remedies were set forth in this Sublease. Any default or breach of the Prime
Lease by Sublandlord shall not be deemed the default or breach of Subtenant. In
case of a default or breach of the Prime Lease by Sublandlord (including the
nonpayment of rent), Prime Landlord and Sublandlord will provide Subtenant
timely notice of the default or breach and Subtenant shall have the right, at
any time, to take the action required of Sublandlord under the Prime Lease in
order to cure the breach or prevent the default. If agreed by Prime Landlord,
any such performance by Subtenant shall be accepted by Prime Landlord as
performance on the part of Sublandlord keeping the Prime Lease in full force and
effect. Any payment by Subtenant under this provision shall be credited on the
amount due from Subtenant to Sublandlord under this Sublease.
13. Notices. Any notice or demand permitted or required hereunder shall
be deemed given or made if, and shall not be deemed to have been given or made
unless, it is in writing and deposited in the United States mails certified,
return receipt reqested, postage prepaid, addressed as follows:
Sublandlord: Broadband Technologies, Inc.
4024 Stirrup Creek Drive
Research Triangle Park, North Carolina 27705
Attention: Chief Financial Officer
<PAGE>
If to Subtenant: Bosch Telecom, Inc.
8360 LBJ Freeway, Center II
Dallas, TX 75243
Attention: Michael Gaertner
The foregoing addresses may be changed from time to time by notice as above
provided, which change shall be effective ten (10) days after notice is given.
14. Successors and Assigns. All provisions of this Sublease will be
binding on and for the benefit of the successors and assigns of Sublandlord and
Subtenant, except that no person or entity holding under or through Subtenant in
violation of any provision of this Sublease will have any right or interest in
this Sublease or the Sublease Premises.
15. Commissions. Sublandlord and Subtenant represent and warrant to
each other that neither party has dealt with any real estate brokers or
salespersons regarding this Sublease. Sublandlord and Subtenant shall each
indemnify and hold the other harmless from and against any claims, losses, costs
or liability arising from any parties who may claim a brokerage commission as a
result of the indemnifying party's actions or agreements in connection with this
Sublease.
16. Entire Agreement. This Sublease contains the entire agreement
between Sublandlord and Subtenant regarding the Sublease Premises. Subtenant
agrees that it has not relied on any statement, representation or warranty of
any person except as set out in this Sublease. This Sublease may be modified
only by an agreement in writing signed by Sublandlord and Subtenant. No
surrender of the Sublease Premises, or of the remainder of the Sublease Term,
will be valid unless accepted by Sublandlord in writing.
17. Indemnity. Subtenant shall protect and indemnify Sublandlord from
and against any and all loss, claim or action (including reasonable attorneys'
fees) from any damage or injury to person or property occurring on or about the
Sublease Premises, except to the extent such loss, claim or action is a result
of Sublandlord's negligence or intentional misconduct.
18. Condition Precedent. The parties' obligations hereunder are subject
to the condition precedent of Prime Landlord consenting to the terms hereof by
the execution of the Alliance Agreement.
19. Termination Right of Subtenant. Notwithstanding any other provision
of this Agreement, Subtenant shall have the right in its sole discretion to
terminate this Sublease one year after providing Sublandlord with written notice
of termination.
<PAGE>
EXECUTION:
Sublandlord and Subtenant have executed this Sublease as of the date
first stated above.
Broadband Technologies, Inc.
By:
Its:
Bosch Telecom, Inc.
By:
Its:
<PAGE>
CONSENT TO SUBLEASE AND AGREEMENT
As of this ________day of _________________, 199__, HIGHWOODS/FORSYTH
LIMITED PARTNERSHIP (successor in interest to ______________________________)
(the "Landlord"),_____________________________________(the "Tenant") and
________________________________________(the "Subtenant") do hereby enter into
this Consent to Sublease and Agreement.
RECITALS
WHEREAS, Landlord and Tenant entered into a lease dated
_______________(the "Lease") for approximately _________square feet of office
space in the building commonly known as the _________________________________
Building, located in _________________County,___________________________(the
"Demised Premises");
AND WHEREAS, Tenant and Subtenant have agreed to enter into a sublease
of the Demised Premises in the form attached hereto and incorporated herein by
reference (the "sublease");
NOW THEREFORE, Landlord does hereby consent to the Sublease in the form
attached hereto, conditioned upon the agreement by Tenant and Subtenant of
Paragraphs 1 through 8 hereof:
1. Tenant shall not be released in any manner from any of its obligations
under the Lease.
2. Tenant shall pay to Landlord, as additional rent, all rents received by
Tenant from Subtenant in excess of the rent payable by Tenant to
Landlord under the Lease.
3. The Sublease shall be subject to all of the terms and provisions of the
Lease and no use or occupancy of the Premises shall be permitted by
Tenant or undertaken by Subtenant which is in any way inconsistent with
the terms and provisions of the Lease.
4. Landlord shall not be obligated to Subtenant under any of the
provisions of the Sublease.
5. Subtenant shall indemnify and hold Landlord harmless from and against
any and all claims arising out of (a) Subtenant's use of the Premises
or any part thereof; (b) any activity, work, or other thing done,
permitted or suffered by Subtenant in or about the Premises or the
building, or any part thereof; (c) any breach or default by Subtenant
in the performance of any of its obligations under the Sublease; or (d)
any act or negligence of Subtenant, or any officer, agent, employee,
contractor, servant, invitee or guest of Subtenant; and in each case
from and against any and all damages, losses, liabilities, lawsuits,
costs and expenses (including attorneys' fees at all tribunal levels)
arising in connection with any such claim or claims as described in (a)
through (d) above, or any action brought thereon. If such action be
brought against Landlord, Subtenant upon notice from Landlord shall
defend the same through counsel selected by Subtenant's
<PAGE>
insurer or other counsel, in each case acceptable to Landlord.
Subtenant assumes all risk of damage or loss to its property or
injuries or death to persons in, on, or about the Premises, from all
causes except those for which the law imposes liability on Landlord
regardless of any attempted waiver thereof, and Subtenant hereby waives
such claims in respect thereof against Landlord. The provisions of this
paragraph shall survive the termination of the Sublease.
6. This Consent and Agreement shall not be deemed to
constitute a consent to any future sublease (or any future
assignment) and each and every such proposed future sublease
(and any proposed future assignment) shall require the prior
written consent of Landlord, which Landlord may not
arbitrarily refuse to give.
7. If Landlord so elects, the termination of the Lease by lapse of time or
as otherwise provided in the Lease shall immediately cause the Sublease
to be terminated and of no further force or effect.
8. Any options provided to Tenant in the master Lease shall not be
extended to or exercised by Subtenant.
Landlord: HIGHWOODS/FORSYTH LIMITED PARTNERSHIP
By: Highwoods Properties, Inc., its general partner
By:_____________________________________________________
Title:_________Senior Vice President_________________________
Date:____________________________________________________
Attest:___________________________________________________
Assistant Secretary
Corporate Seal
<PAGE>
Tenant:__________________________________________________
By:_____________________________________________________
Title:____________________________________________________
Date:____________________________________________________
Attest:___________________________________________________
____________Secretary
Corporate Seal
Subtenant:________________________________________________
By:______________________________________________________
Title:_____________________________________________________
Date:_____________________________________________________
Attest:____________________________________________________
_____________Secretary
Corporate Seal
<PAGE>
EXHIBIT A
SUBLEASE PREMISES
FLOOR SPACE SUMMARY
<TABLE>
<S> <C>
Total BBT Leased Space 97,195
Proposed Bosch Space
South Side (Second Floor) ********
********
Percent of Total SF
Atrium (Pro-rated @ *****) ********
Conference Room G (Pro-rated @ *****) ********
********
Total SF
</TABLE>
<PAGE>
[DIAGRAM OF FLOOR SPACE]
<PAGE>
<TABLE>
<CAPTION>
OCCUPANCY SERVICES PROVIDED BY BBT
FACILITY EXPENSES:
ITEM COST/SQ.FT./YR
---- -----------------
<S> <C>
1 Taxes, Insurance, Common Area Maintenance *****************
2 Electrical Usage *****************
3 HVAC Maintenance *****************
4 Facilities Maintenance *****************
5 Cleaning Services *****************
6 Copier Services *****************
7 Atrium Elevator Services *****************
8 Miscellaneous Maintenance Supplies *****************
9 Receptionist/Mail Delivery Services *****************
10 Wast Management Services *****************
TOTAL ALLOCATED FACILITY EXPENSES (PER SQ.FT.) *****************
TOTAL PER YEAR FACILITY EXPENSE @ *****************
TOTAL PER MONTH FACILITY EXPENSE @ *****************
TELEPHONE EXPENSES:
ITEM COST/PORT/YR
---- ------------
1 PBX/Voice Mail Lease and Maintenance *****************
TOTAL PER YEAR TELEPHONE EXPENSE @ ***************** *****************
TOTAL PER MONTH TELEPHONE EXPENSE @ ***************** *****************
</TABLE>
Page 1
<PAGE>
OCCUPANCY SERVICES PROVIDED BY BBT
(Details and Calculations)
<TABLE>
<CAPTION>
FACILITY EXPENSES:
ITEM COMMENTS CALCULATIONS VENDOR
---- -------- ------------ ------
<S> <C>
1 Current rate (Taxes, Insurance, Comman Area Mnt) None ***********************
2 Based on S2 run rates *************** ************** * 12 (mo.) /30,000 SF ***********************
3 Based onBased on *************** annual contract ************** (yr0 / 97,195 SF ***********************
4 Based on *************** ************** * 12 (mo.) / 97,195 SF ***********************
5 Based on *************** ************** * 12 (mo.) / 97,195 SF ***********************
6 Based on *************** ************** * 12 (mo.) / 97,195 SF ***********************
7 Based on *************** ************** * 12 (mo.) / 97,195 SF ***********************
8 Current run rate ************** * 12 (mo.) / 97,195 SF ***********************
9 Based on *************** ************** (yr) / 97,195 SF ***********************
10 Based on *************** ************** * 12 (mo.) / 97,195 SF ***********************
* Bosch buys copier supplies (paper, toner,
etc.) direct
TELEPHONE EXPENSES:
1 Based on *************** for 600 ports *************** * 12 (mo.) / 600 PORTS NTFC and Carolina Tel
</TABLE>
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