UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
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Check here if Amendment [ ]; Amendment Number:
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This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: SIFE
Address: 100 North Wiget Lane
Walnut Creek, CA 94598
13F File Number: 28-03808
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bruce W. Woods
Title: President & C.E.O.
Phone: (925) 988-2424
Signature, Place, and Date of Signing:
/s/ Bruce W. Woods Walnut Creek, CA 8/9/99
- ------------------------- --------------------------- ---------------------
[Signature] [Ciry, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
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Form 13F Information Table Entry Total: 69
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Form 13F Information Table Value Total: $ 1,033,758
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(thousands)
List of Other Included Managers:
Provide a numbered list of the names(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE.
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SIFE FORM 13F JUNE 30, 1999
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ---------------------------- ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
AIG INTERNATIONAL COM 026874107 13534 115425.0 SH SOLE 115425.0
ALLIANCE CAPITAL COM 018548107 2898 89700.0 SH SOLE 89700.0
AMERICAN EXPRESS COM 025816109 6506 50000.0 SH SOLE 50000.0
AMSOUTH FINANCIAL COM 032165102 22608 975000.0 SH SOLE 975000.0
BANK NEW YORK INC COM COM 064057102 392561070000.0 SH SOLE 1070000.0
BANKBOSTON CORPORATION COM 06605R106 20450 400000.0 SH SOLE 400000.0
BANKNORTH GROUP INC.(to merg COM 06646L100 495 15000.0 SH SOLE 15000.0
BB&T CORP. COM 054937107 11010 300096.0 SH SOLE 300096.0
CENTURA BANKS INC. COM 15640T100 1550 27500.0 SH SOLE 27500.0
CHARTER ONE FINL INC COM COM 160903100 18030 648281.0 SH SOLE 648281.0
CHASE MANHATTAN NEW COM COM 16161A108 66518 769000.0 SH SOLE 769000.0
CHITTENDEN CORP COM COM 170228100 3442 110156.0 SH SOLE 110156.0
CITIGROUP (WAS CITICORP COM COM 172967101 42750 900000.0 SH SOLE 900000.0
CITY NATL CORP COM COM 178566105 13477 360000.0 SH SOLE 360000.0
COLONIAL BANCGROUP INC COM COM 195493309 557 40000.0 SH SOLE 40000.0
COMERICA INC COM COM 200340107 35160 591550.0 SH SOLE 591550.0
COMMUNITY FIRST BANKSH COM COM 203902101 8994 376724.0 SH SOLE 376724.0
COMPASS BANCSHARES INC COM COM 20449H109 14576 534900.0 SH SOLE 534900.0
CULLEN FROST BANKERS COM COM 229899109 9145 331800.0 SH SOLE 331800.0
EVEREN SECURITIES COM 299761106 760 25500.0 SH SOLE 25500.0
FEDERAL HOME LOAN COM 313400301 7731 133300.0 SH SOLE 133300.0
FEDERAL NATL MTG ASSN COM COM 313586109 20475 300000.0 SH SOLE 300000.0
FIFTH THIRD BANCORP COM COM 316773100 2662 40000.0 SH SOLE 40000.0
FIRST AMER CORP TENN COM (to COM 318900107 10391 250000.0 SH SOLE 250000.0
FIRST SECURITY COM 336294103 2044 75000.0 SH SOLE 75000.0
FIRST TENN NATL CORP COM COM 337162101 29960 782000.0 SH SOLE 782000.0
FIRST UN CORP COM COM 337358105 17059 362000.0 SH SOLE 362000.0
FIRSTAR (merged w/Starbanc C COM 33763V109 297111061100.0 SH SOLE 1061100.0
FIRSTFED FINANCIAL COM 337907109 6039 313700.0 SH SOLE 313700.0
FLEET FINANCIAL(to merge wit COM 338915101 39937 900000.0 SH SOLE 900000.0
FREMONT GENERAL COM 357288109 830 44000.0 SH SOLE 44000.0
GOLDEN STATE BANCORP., INC. COM 381197102 6750 300000.0 SH SOLE 300000.0
GOLDMAN SACHS COM 38141G104 11560 160000.0 SH SOLE 160000.0
IMPERIAL BANCORP COM COM 452556103 13191 665800.0 SH SOLE 665800.0
INDEPENDENT BK CP MASS COM COM 453836108 8521 541000.0 SH SOLE 541000.0
KEYCORP NEW COM COM 493267108 361411125000.0 SH SOLE 1125000.0
M&T BANK CORPORATION (WAS FI COM 55261F104 21505 39100.0 SH SOLE 39100.0
MBNA INC. COM 55262L100 2986 97500.0 SH SOLE 97500.0
MELLON BK CORP COM COM 585509102 405141113800.0 SH SOLE 1113800.0
MERCANTILE BANKSHARES COM COM 587405101 2122 60000.0 SH SOLE 60000.0
MERRILL LYNCH & CO., INC. COM 590188108 4770 60000.0 SH SOLE 60000.0
MGIC Investment COM 552848103 1945 40000.0 SH SOLE 40000.0
NATIONAL CITY CORP. (Merged COM 635405103 34715 530000.0 SH SOLE 530000.0
NATIONAL COMM BANCORP COM COM 635449101 2756 126000.0 SH SOLE 126000.0
NORTH FORK BANKCORP COM 659424105 239251119300.0 SH SOLE 1119300.0
NORTHERN TR CORP COM COM 665859104 13541 139600.0 SH SOLE 139600.0
PEOPLES HERITAGE FINL COM COM 711147108 6684 355270.0 SH SOLE 355270.0
PNC FINANCIAL CORP. COM 693475105 21033 365000.0 SH SOLE 365000.0
PROVIDENT FINANCIAL GROUP IN COM 743866105 2844 65000.0 SH SOLE 65000.0
REGIONS FINL CORP COM COM 758940100 7303 190000.0 SH SOLE 190000.0
REPUBLIC BANCORP COM 760281204 169 14500.0 SH SOLE 14500.0
SOUTHTRUST CORP. COM 844730101 4605 120000.0 SH SOLE 120000.0
SOVEREIGN BANCORP COM 845905108 2667 220000.0 SH SOLE 220000.0
STATE ST BOSTON CORP COM COM 857477103 30863 361500.0 SH SOLE 361500.0
STERLING BANCSHS INC COM COM 858907108 5350 400000.0 SH SOLE 400000.0
SUMMIT BANCORP COM COM 866005101 24232 579530.0 SH SOLE 579530.0
SUMMIT BANCSHARES TEX COM COM 866011109 5039 290000.0 SH SOLE 290000.0
SUNTRUST BANKS INC. COM 867914103 30552 440000.0 SH SOLE 440000.0
TCF FINANCIAL CORP. COM 872275102 7058 253200.0 SH SOLE 253200.0
TRANSATLANTIC HOLDINGS INC. COM 893521104 2623 35000.0 SH SOLE 35000.0
U.S. BANCORP (NEW) COM 902973106 450731350500.0 SH SOLE 1350500.0
UNION BANCAL CORPORATION COM 908906100 9067 251000.0 SH SOLE 251000.0
UNION PLANTERS CORP COM COM 908068109 6426 143800.0 SH SOLE 143800.0
UST CORP. COM 902900109 2329 77000.0 SH SOLE 77000.0
WACHOVIA CORP COM COM 929771103 36373 425100.0 SH SOLE 425100.0
WEBSTER FINANCIAL CORP.(merg COM 947890109 4438 163600.0 SH SOLE 163600.0
WELLS FARGO & CO COM 949746101 34200 800000.8 SH SOLE 800000.8
WESTAMERICA BANCORP COM COM 957090103 12775 350000.0 SH SOLE 350000.0
ZIONS BANCORPORATION COM 989701107 8553 134700.0 SH SOLE 134700.0
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